HomeMy WebLinkAboutResolution No. 28511019-90
JHH14* 1CH:ea 07,17,86 H7317
RESOLUTION NO. 285
RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY
OF AZUSA AUTHORIZING AND DIRECTING THE NOTICE OF SALE
OF REDEVELOPMENT AGENCY OF THE CITY OF AZUSA WEST
END REDEVELOPMENT PROJECT, TAX ALLOCATION BONDS, 1986
SERIES A, ADOPTING OFFICIAL NOTICE OF SALE, APPROVING
DISTRIBUTION OF PRELIMINARY OFFICIAL STATEMENT,
AUTHORIZING OTHER OFFICIAL ACTIONS AND PROVIDING
OTHER MATTERS PROPERLY RELATING THERETO
WHEREAS, the Redevelopment Agency of the City of Azusa (the "Agency") intends
to authorize by resolution the issuance by the Agency of its West End Redevelopment
Project. Tax Allocation Bonds, 1986 Series A, in the principal amount of not to exceed
$4,000,000 (the "Bonds") and it is desirable that the Bonds be offered for public sale at
this time;
NOW, THEREFORE, BE IT RESOLVED BY THE Redevelopment Agency of the City
of Azusa, as follows:
agQtion 1. Tuesday, August 12, 1986, at the hour of 11:00 a.m. (P.D.S.T.) is hereby
fixed as the time, and the offices of Jones Hall Hill & While, Four Embarcadero Center,
Suite 1950, San Francisco, California, is hereby fixed as the place at which bids will be
received for the purchase of the Bonds, as described in and subject to the terms and
conditions of the Official Notice of Sale hereinafter set forth. The Bonds shall be awarded
within 48 hours thereafter by the Agency to the bidder who submits the bid for the Bonds
which results in the lowest net interest cost to the Agency to be determined in accordance
with the Official Notice of Sale.
i n . The Secretary of the Agency is hereby authorized and directed to
publish the Official Notice of Sale one time no later than August 7, 1986, in The Daily
Report, an official newspaper circulated in the City of Azusa. Such notice shall be in
substantially the following form, provided that the Secretary shall cause such notice to set
forth such modifications as shall be necessary to cause the notice to conform to the terms
of the Bonds as such terms shall be set forth in the preliminary Official Statement
approved and distributed pursuant to the provisions of Section 5 of this Resolution:
0 6
OFFICIAL NOTICE OF SALE
REDEVELOPMENT AGENCY OF THE CITY OF AZUSA
WEST END REDEVELOPMENT PROJECT
TAX ALLOCATION BONDS, 1986 SERIES A
NOTICE IS HEREBY GIVEN that sealed proposals will be received by a
representative of the Redevelopment Agency of the City of Azusa (the "Agency") at the
offices of Jones Hall Hill& While, Four Embarcadero Center, Suite 1950, San Francisco,
California, on
TUESDAY, AUGUST 12, 1986
at 11:00 A.M. (P.D.S.T.) for the purchase of not to exceed $4,000,000 principal amount of
bonds of the Agency designated the "Redevelopment Agency of the City of Azusa West
End Redevelopment Project, Tax Allocation Bonds, 1986 Series A" (the "Bonds"),
authorized pursuant to a resolution to be adopted by the Agency prior to delivery of the
Bonds to the successful bidder (the "Resolution"), pursuant to a Trisl Indenture to be
dated the date of the Bonds and pursuant to the Community Redevelopment Law of the
State of California (being Part 1 of Division 24 of the Health and Safety Code of the State of
California). The Bonds are being issued on a parity with the Agency's outstanding West
End Redevelopment Project Tax Allocation Bonds, Series A. The Bonds are more
particularly to be described in the Resolutions and in the preliminary Official Statement,
copies of which will be furnished to any interested bidder upon request. See "Official
Statement" herein. The Bonds are generally described as follows:
ISSUE: $ principal amount consisting of fully registered Bonds without
coupons of the denomination of $5,000 each or any integral multiple thereof, all dated as
of August 1, 1986. Additional Bonds may be issued pursuant to the Resolutions or
pursuant to other resolutions authorizing the issuance of such additional bonds, but only
subject to the limitations and conditions set forth in the Resolutions. The exact issue size
and the amounts of the various serial maturities and minimum term bond payments (both
herein after described) may be modified, as shall be set forth in the preliminary Official
Statement. See "Official Statement" herein.
2-
�J
MATURITIES: The Bonds will mature as follows:
Maturity Date
Auy su t 1
1987
1988
1989
1990
1991
1992
1993
1994
Principal
Amount
6
Maturity Date
Auqust 1
1995
1996
1997
1998
1999
2000
2015
2016
Principal
Amoull
R
MINIMUM TERM BOND PAYMENTS: The Bonds maturing August 1, 2015, will be
subject to mandatory call and redemption by lot from sinking account installments on
August 1, 2001, and on each August 1 thereafter to and including August 1, 2015, at a
redemption price equal to the principal amount thereof plus accrued interest to the date of
redemption, without premium, in the following amounts:
Maturity Dale Principal
Maturity Date
August 1 Amount
August 1 Am un
2001 $
2008 $
2002
2009
2003
2010
2004
2011
2005
2012
2006
?013
2007
2014
2015 (maturity)
The Bonds maturing August 1, 2016, will be subject to mandatory call and redemption by
lot from sinking account installments on August 1, 1992, and on each August 1 thereafter
to and including August 1, 2016, at a redemption price equal to the principal amount
thereof plus accrued interest to the date of redemption, without premium, in the following
amounts:
-3-
E
0
Maturity Date Principal
Maturity Date
August 1 Am un
August 1 Amoun
1992 $
2004 $
1993
2005
1994
2006
1995
2007
1996
2008
1997
2009
1998
2010
1999
2011
2000
2012
2001
2013
2002
2014
2003
2015
2016 (maturity)
The Agency may purchase Bonds from moneys deposited as sinking account
installments.
REDEMPTION: Bonds maturing on or before August 1, 1996, are not subject to
call or redemption prior to the respective maturity dates. The Bonds maturing on or after
August 1, 1997, may be called before maturity and redeemed at the option of the Agency
in whole or in part in inverse order by maturity and by lot within a maturity from available
funds on any August 'I or August 1, commencing August 1, 1996, upon payment of
accrued interest to the dale of call at a redemption price as shown in the following
schedule (computed upon the principal amount of Bonds called for redemption). Notice of
call for redemption shall be given as provided in the Resolutions.
Year of Redemption Redem i n_Price
August 1,
1996 and February 1. 1997
102.00,0
August 1,
1997 and February 1, 1998
101.540
August 1,
1998 and February 1, 1999
101.040
August 1,
1999 and February 1, 2000
100.5%
August 1,
2000 and thereafter
100.0°0
PAYMENT: Both principal of and interest on the Bonds and any premium upon the
redemption thereof are payable in lawful money of the United States of America. Principal
on the Bonds is payable at the corporate trust office of Security Pacific National Bank, the
trustee of the Agency (the "Trustee"), in Los Angeles, California. Interest hereon
(including the final interest payment upon maturity or earlier redemption) is payable by
check or draft of the Trustee mailed to the registered owner hereof at the registered
owner's address as it appears on the registration books maintained by the Trustee or at
such other address as the registered owner may have fiiad with the Trustee for that
purpose.
REGISTRATION: Bonds may be reregistered and may be exchanged for other fully
registered Bonds of other authorized denominations, in each case for the same aggregate
10
M
0 •
principal amount and of the same maturity. There will be no charge for the first exchange
of any Bond in the form in which it is originally issued.
PURPOSE OF ISSUE: The Bonds are being issued to aid in the financing of the
West End Redevelopment Project of the Agency. Bidders are referred to the preliminary
Official Statement for further particulars. (See "Official Statement" herein.)
SECURITY: The Bonds and the interest thereon and all other Bonds and the
interest thereon (to the extent set forth in the Resolution) are payable from, and are
secured by a charge and lien on the Tax Revenues derived by the Agency from the
Project Area (as those terms are defined in the Resolutions) and, to the extent set forth in
the Resolutions, all such Tax Revenues are exclusively and irrevocably pledged to and
constitute a trust fund, in accordance with the terms hereof and the provisions of the
Resolutions and the Law, for the security and payment or redemption of, and for (lie
security and payment of interest on, the Bonds on a parity with each other and with the
Agency's outstanding West End Redevelopment Project Tax Allocation Bonds, 1986
Series A. Notwithstanding the foregoing, in accordance with the Resolutions, certain
amounts out of Tax Revenues may be applied for other purposes as provided in the
Resolutions. Bidders are referred to the preliminary Official Statement for further
particulars. (See "Official Statement" herein.)
TAX EXEMPT STATUS: In the event that prior to the delivery of the Bonds (a) the
income received by private holders from notes, bonds or other obligations of the same
type and character shall be declared to be taxable (either M the time of such declaration
or at any future date) under any federal income tax laws, either by the terms of such laws
or by ruling of a federal income tax authority or official which is followed by the Internal
Revenue Service, or by decision of any federal court. or (b) any federal income tax law is
adopted which will have a substantial adverse tax effect upon holders of the Bonds as
such, the successful bidder may, at the bidders option, prior to the lender of the Bonds by
the Agency, be relieved of the bidders obligation under the contract to purchase the
Bonds, and in such case the deposit accompanying the bidders bid will be returned.
ARBITRAGE: On the basis of the facts, estimates and circumstances (including
covenants of the Agency) in existence on the dale of issue of the Bonds it is not expected
that the proceeds of the Bonds will be used in a manner that will cause the Bonds to be
arbitrage bonds and the Agency will furnish to the successful bidder at the time of delivery
of the Bonds an arbitrage certificate certifying to the loregoing.
LEGAL OPINION: The legal opinion of Jones Hall Hill & White, A Professional Law
Corporation, San Francisco, California, bond counsel, approving the validity of the Bonds
and stating that interest on the Bonds is exempt from income taxes of the United States of
America, under present Federal income tax laws, regulations, rulings and judicial
decisions and that such interest is also exempt from personal income taxes of the State of
California under present state income lax laws, will be furnished to the successful bidder
without charge. The legal opinion will be subject to laws affecting creditor's rights and to
the exercise of judicial discretion in accordance with general principles of equity. A copy
of the legal opinion, certified by the official in whose office the original is filed, will be
printed on each Bond without charge to the purchaser.
-5-
0 6
TERMS OF SALE
FORM OF BID; MAXIMUM DISCOUNT: All bids must be for not less than all of the
Bonds hereby offered for sale and accrued interest to the date of delivery, plus such
premium as is offered or less such discount as is specified in the bid; provided that the
amount of discount specified in any bid shall not exceed 2.5% of the principal amount of
the Bonds. Each bid, together with the bidder's check, must be enclosed in a sealed
envelope addressed to the Secretary of the Agency and delivered to its representative at
the address mentioned above with the envelope and bid clearly marked "Proposal for
Purchase of West End Redevelopment Project Tax Allocation Bonds. 1986 Series A
Each bid must be in accordance with the terms and conditions set forth in this notice.
INTEREST RATE: The maximum rate bid may not exceed twelve percent (12%)
per annum. Interest is payable commencing on August 1, 1987, and thereafter
semiannually on August 1 and May 1 in each year. Bidders must specify the rate of
interest which the Bonds hereby offered for sale shall bear. Each interest rate specified in
any bid must be in a multiple of one-eighth or one -twentieth of one percent per annum and
a zero rate of interest cannot be specified. The Bonds of each maturity shall bear the
same interest rale. No interest payment shall be evidenced by more than one interest rate.
The Bonds shall bear interest from their date to their stated maturity date at the interest
rate specified in the bid. The interest rate bid on any maturity of the Bonds shall be equal
to or shall be greater than the interest rate on any preceding maturity of the Bonds. Any
premium must be paid as part of the purchase price, and no bid will be accepted which
contemplates the cancellation of any interest, or the waiver of any interest or other
concession by the bidder as a substitute for payment in full of the purchase price. Bids
which do not conform to the terms of this paragraph will be rejected.
HIGHEST BID: The Bonds will be awarded to the highest responsible bidder
considering the interest rate specified and the premium offered, if any, and discount bid, if
any. The highest bid will be determined by deducting the amount of the premium bid (if
any) from, and adding the amount of discount bid (if any) to, the total amount of interest
which the Agency would be required to pay from the date of the Bonds to their maturity
dale at the rate specified in the bid, and the award will be made on the basis of the lowest
net interest cost to the Agency. For purposes of determining interest cost, the Bonds
maturing on August 1,2015, and August 1, 2016, will be deemed to mature on August i in
the amounts and in the years set forth above under the heading "Minimum Term Bond
Payments". The purchaser must pay accrued interest from the date of the Bonds to the
date of delivery. All interest will be computed on a 360 -day year basis. The cost of
Printing the Bonds will be borne by the Agency.
RIGHT OF REJECTION: The Agency reserves the right, in its discretion, to reject
any and all bids and to waive any irregularity or informality in any bid.
PROMPT AWARD: The Agency will take action awarding the Bonds or the Agency
will lake action rejecting all bids not later than forty-eight (48) hours after the time herein
prescribed for the receipt of a bid; provided that the award may be made after the
expiration of the specified time if the bidder shall not have given to the Agency notice in
writing of the withdrawal of such bid.
BE
• 0
DELIVERY AND PAYMENT, TEMPORARY BOND: Delivery of the Bonds will be
made to the successful bidder at the office of Jones Hall Hill & While, A Professional Law
Corporation, Four Embarcadero Center, Suite 1950, San Francisco, California, as soon as
the Bonds can be prepared. Payment for the Bonds must be made in federal reserve
bank funds or other funds immediately available to ll -e Agency in Sari Francisco,
California. Any expense of providing such funds shall be borne by the purchaser. In the
event that the Agency is unable, for and reason, to deliver definitive Bonds prior to August
15. 1986 (or such earlier date as the pending "Tax Reform Act of 1985" shall become
effective), then the successful bidder shall be required to accept delivery and pay for
temporary Bonds, which shall be exchanged for definitive Bonds as soon as the definitive
Bonds can be prepared.
RIGHT OF CANCELLATION: The successful bidder shall have the right, at its
option, to cancel the contract of purchase if the Agency shall fail to execute the Bonds and
tender the same for delivery within 60 days from the date of sale thereof, and in such
event the successful bidder shall be entitled to the return of the deposit accompanying its
bid.
BID CHECK: A certified or cashier's check drawn on a responsible bank or trust
company transacting business in the State of California, in the amount of $35,000 payable
to the order of the Agency, must accompany each proposal as a guaranty that the bidder,
if successful, will accept and pay for the Bonds in accordance with the terms of his bid.
The check accompanying any accepted proposal shall be cashed and the proceeds
thereof applied to the purchase price. The check shall be cashed and the amount thereof
retained by the Agency if, after the award of the Bonds, the successful bidder fails to
complete its purchase on the terms stated in its proposal. The check accompanying
each unaccepted proposal will be returned promptly. No interest will be paid upon the
deposit made by any bidder.
STATEMENT OF NET INTEREST COST: Each bidder is requested, but not
required, to slate in its bid the total net interest cost of its bid in dollars to the Agency, and
the percentage net interest cost determined thereby, which shall be considered as
informative only and not binding on either the bidder or the Agency.
NO LITIGATION: There is no litigation pending concerning the validity of the
Bonds, the existence of the Agency or the title of the officers thereof to their respective
offices, and the Agency will furnish to the successful bidder a no -litigation certificate
certifying to the foregoing as of and at the time of the delivery of the Bonds. Bidders are
referred to the official statement for further particulars.
CUSIP NUMBERS: It is anticipated that CUSIP identification numbers will be
printed on the Bonds, but neither the failure to print such number on any Bond nor any
error with respect thereto shall constitute cause for failure or refusal by the purchaser
thereof to accept delivery of and pay for the Bonds in accordance with the terms of its bid.
All expenses in relation to the printing of the CUSIP numbers on the Bonds
for by the Agency: provided however, that the CUSIP Service shall be paidor the
Bureau charge f
assignment of said numbers shall be the responsibility of and shall be paid or the
purchaser.
-7-
0 •
OFFICIAL STATEMENT: The Agency has caused a preliminary Official Statement
to be prepared containing additional information relating to the Bonds and the Agency,
copies of which may be obtained at [tie office of the Agency's Financing Consultant.
FISER Public Finance, 655 Montgomery Street, Suite 810, San Francisco, California
94111, telephone (415) 362-8555. The Agency will furnish the successful bidder with a
reasonable number of copies of the final Official Statement without charge.
CERTIFICATE. The Agency will provide to the purchaser of the Bonds a certificate,
signed by an official of the Agency, confirming to the purchaser that, at the time of the
acceptance of the bid for the Bonds and at the time of delivery thereof, to the best of the
knowledge of said official, the Official Statement does not contain any untrue statement of
a material fact or omit to state a material fact necessary in order to make the statements
made therein, in the light of the circumstances under which they were made, not
misleading; and that there has been no material adverse change in the financial condition
or affairs of the Agency between the dale of sale and the date of delivery of the Bonds.
Dated: , 1986.
D ixecutive Director
Redevelopment Agency of the City of Azusa
The
so have
sell Bondstobe publishedeonror belforle July 28,caused 1986, aincopy
The Bondnotice
Buyer, atenon to
financial
Publication generally circulated throughout the State. Such notice shall be substantially in
the following form:
NOTICE OF INTENTION
NOTICE IS HEREBY GIVEN that the Redevelopment Agency of the City of Azusa,
Azusa, California, intends to sell not to exceed $4,000,000 principal amount of
Redevelopment Agency of the City of Azusa, West End Redevelopment Project Tax
Allocation Bonds, 1986 Series A, at public sale. Bids will be received on Tuesday, August
12, 1986, at 11:00 A.M. (P.D.S.T.), at the offices of Jones Hall Hill & White, Four
Embarcadero Center, Suite 1950, San Francisco, California 94111, telephone (415) 391-
5780. The Official Notice of Sale and the Official Statement pertaining to the Bonds are
being prepared and may be obtained from FISER Public Finance, 655 Montgomery Street,
Suite 810, San Francisco, California 94111, telephone (415) :362-8555.
;s/ ��
E: cutive Director
Redevelopment Agency of the City of Azusa
Mien 4. The Secretary of the Agency shall, pursuant to Section 8855 of the
California Government Code, cause a notice of the Agency's intent to sell the Bonds to be
0 •
given to the California Debt Advisory Commission immediately upon adoption of this
Resolution, such notice to be substantially in the form required by the Commission.
i n 5. The preliminary Official Statement relating to the Bonds, prepared by
FISER Public Finance, is approved for distribution by FISER Public Finance to municipal
bond broker-dealers, to banking institutions and to members of the general public who
may be interested in purchasing the Bonds. The Agency staff is authorized to approve the
amendment of the preliminary Official Statement, from time to time, pending distribution of
the preliminary Official Statement as shall be required to cause such preliminary Official
Statement to contain any further information necessary 10 accurately describe the Bonds.
The final Official Statement relating to the Bonds shall be submitted to the Executive
Director of the Agency for approval.
Section 6. This Resolution shall be effective immediately from and after passage
and adoption.
M
G
0
PASSED AND ADOPTED on July -2) 1986. by the following vote:
AYES: BOARDMEMBERS: AVILA, COOK, LATTA, MOSES
NOES: BOARDMEMBERS: NONE
ABSENT BOARDMEMBERS: CRUZ
`ire.JnC .1r
a Chairman,
Redevelopment Agency of the City of Azusa
(SEAL)
Attest:
�& " z "/')
/," ` -Secretary,
edevelopment Agency of the City of
Azusa
10-