HomeMy WebLinkAboutResolution No. 92-R120 0
RESOLUTION NO. 92-F12
RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE
CITY OF AZUSA APPROVING THE ISSUANCE AND SALE
OF ITS SINGLE FAMILY MORTGAGE REVENUE REFUND-
ING BONDS; APPROVING FORMS OF AN INDENTURE, A
MORTGAGE SALE, PASS-THROUGH PURCHASE AND
SERVICING AGREEMENT, A PRELIMINARY OFFICIAL
STATEMENT AND PURCHASE CONTRACT FOR THE BONDS;
APPROVING AN ESCROW AGREEMENT; APPOINTING A
TRUSTEE AND A SERVICER FOR THE BONDS; APPROV-
ING SALE OF HOME MORTGAGES AND DELIVERY OF
BAILMENT AGREEMENTS; AND AUTHORIZING CERTAIN
OTHER ACTIONS
WHEREAS, the Redevelopment Agency of the City of Azusa
(the "Agency") has previously issued its "Residential Mortgage
Revenue Bonds, 1979 Series A" (the "Prior Bonds") under the provi-
sions of Chapter 8 of Part 1 of Division 24 of the California
Health and Safety Code for the purpose of financing new residential
construction in redevelopment project areas of the Agency; and
WHEREAS, the Agency wishes to refund the Prior Bonds and
cause them to be redeemed on the earliest practicable dates by
means of the issuance of a series of refunding bonds of the Agency
(the "Refunding Bonds"), all for the purpose of producing savings
to the Agency; and
WHEREAS, the Refunding Bonds will be secured as to
payment of principal, interest and premium by separate pools of
mortgage-backed securities guaranteed as to payment by the Federal
National Mortgage Association ("Fannie Mae"), such pools to be
composed of mortgage loans (the "Home Mortgages") originated with
proceeds of the Prior Bonds; and
WHEREAS, the Agency has received joint proposals from
Magnus Capital, Inc. and Miller & Schroeder Financial, Inc. (the
"Underwriters") for the purchase of the Refunding Bonds pursuant to
the Purchase Contract (the "Purchase Contract") and the Under-
writers have caused to be prepared a proposed form of Preliminary
Official Statement to be used in connection with the sale of the
Refunding Bonds; and
WHEREAS, the Agency has received proposals from Pacific
Central Mortgage, Inc. to purchase the Home Mortgages in exchange
for the delivery of mortgage-backed securities and a payment to the
Agency; and
WHEREAS, there have also been prepared a proposed form of
Indenture under which the Refunding Bonds will be issued and a
Mortgage Sale, Pass -Through Purchase and Servicing Agreement pursu-
ant to which the Home Mortgages will be sold in exchange for the
delivery of mortgage-backed securities guaranteed by Fannie Mae,
which mortgage-backed securities will secure repayment of the
Refunding Bonds;
NOW, THEREFORE, BE IT RESOLVED, DETERMINED AND ORDERED BY
THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, AS FOLLOWS:
Section 1. Recitals. The above recitals, and each of
them are true and correct.
Section 2. Issuance of Refunding Bonds: Approval of
Indenture. The Agency hereby authorizes the issuance of its
refunding bonds for the purpose of refunding its Prior Bonds, said
bonds to be known as the "Redevelopment Agency of the City of
Azusa, Single Family Mortgage Revenue Refunding Bonds (Mortgage -
Backed Securities Program) 1992 Series A. The Refunding Bonds
shall be issued in the principal amounts to be determined by the
Executive Director in connection with the execution of the Purchase
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Contract, provided that the aggregate principal amount of the
Refunding Bonds shall not exceed $10,000,000. The proposed form of
the Indenture (the "Indenture") on file with the Secretary of the
Agency, by and between the Agency and the Trustee for the Refunding
Bonds, is hereby approved and the Chairman or Vice Chairman of the
Agency and the Secretary of the Agency are hereby authorized and
directed, for and in the name and on behalf of the Agency to
execute, acknowledge and deliver to the Trustee for the Refunding
Bonds the Indenture in substantially the form hereby approved, with
such additions or changes as Bond Counsel, Agency Counsel and the
officers executing the same may approve and which may be consistent
with the Purchase Contract, such approval to be conclusively
evidenced by the execution and delivery thereof.
Section 3. Form of Bonds: Book -Entry System. The
proposed form of the Refunding Bonds as set forth in the Indenture
is hereby approved, and the Chairman or Vice Chairman of the Agency
and the Secretary of the Agency are hereby authorized and directed
to execute by manual or facsimile signature, in the name and on
behalf of the Agency and under its seal, such Refunding Bonds in
either temporary and/or definitive form in the aggregate principal
amounts set forth in the Indenture and the Purchase Contract and
all in accordance with the terms and provisions of the Indenture,
and the Executive Director is authorized to prepare and/or deliver
any and all documents, materials or approvals necessary to provide
for a system of book -entry ownership and transfer of the Refunding
Bonds in the event the Underwriters request that the Refunding
Bonds be delivered in book -entry form.
Section 4. Mortgage Sale, Pass -Through Purchase and
Servicing Agreement: Sale of Home Mortgages and Delivering of
Bailment Agreement. The proposed form of the Mortgage Sale, Pass -
Through Purchase and Servicing Agreement (the "Sale and Servicing
Agreement") between the Agency and Pacific Central Mortgage, Inc.,
as servicer (the "Servicer"), on file with the Secretary of the
Agency, pursuant to which the Agency will sell the Home Mortgages
in exchange for (i) the purchase and delivery of mortgage-backed
securities guaranteed by Fannie Mae to secure repayment of the
Refunding Bonds and (ii) a payment or payments by the Servicer to
the Agency for Home Mortgages not required to secure repayment of
the Refunding Bonds, are hereby approved and the Chairman or Vice
Chairman of the Agency and the Secretary of the Agency are hereby
authorized and directed, for and in the name of the Agency, to
execute the Sale and Servicing Agreement in substantially the form
hereby approved, with such additions or changes as Bond Counsel,
Agency Counsel and the officers executing the same may approve and
which may be consistent with the Purchase Contract and subject to
the determination of the final purchase price for the Home Mort-
gages as hereinafter set forth in this Section 4, such approval to
be conclusively evidenced by the execution and delivery thereof.
The Executive Director or Finance Director of the Agency are
authorized and directed to take such action and deliver such
instructions to the trustee for the Prior Bonds in connection with
the sale of the Home Mortgages and the delivery of the mortgage-
backed securities to secure repayment of the Refunding Bonds as
may, in consultation with Bond Counsel, be determined to be neces-
sary to effect such sale. In this connection, in order to enable
the Servicer to cause the mortgage-backed securities to be obtained
and delivered, the Executive Director or the Finance Director are
further authorized and directed for and in the name and on behalf
of the Agency to execute and deliver to the trustee for the Prior
Bonds instructions for such trustee to deliver to such bailee as
may be acceptable to the Servicer and the trustee for the Prior
Bonds, bailment letters in substantially the form set forth as
Exhibit B to the Sale and Servicing Agreement and providing gener-
ally for the delivery of the Home Mortgages to such bailee on
behalf of the trustee for the Prior Bonds pending their purchase by
the Servicer and the delivery of the mortgage-backed securities.
The Executive Director or the Finance Director are further
authorized and directed for and in the name and on behalf of the
Agency to deliver a letter to such bailee in substantially the form
set forth as Exhibit A to the Sale and Servicing Agreement and
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relating generally to the bailment arrangement to be established
with respect to the Home Mortgages. The Executive Director or the
Finance Director are authorized to establish the final purchase
price for the sale of the Home Mortgages to the Servicer pursuant
to the Sale and Servicing Agreement, provided that the purchase
price with respect to each series of the Prior Bonds shall be not
less than the sum of (1) the amount of mortgage-backed securities
backed by Home Mortgages to be delivered by the Servicer and which
will provide for the repayment of the Refunding Bonds and (2) a
payment by the Servicer to the Agency with respect to the Home
Mortgages (whether said Home Mortgages are exchanged by the Ser-
vicer for mortgage-backed securities or not) not required for the
purpose of securing repayment of the Refunding Bonds in an amount
not less than $500,000.
Section 5. Official Statement. The proposed form of the
Preliminary Official Statement on file with the Secretary of the
Agency and relating to the Refunding Bonds is hereby approved, and
such Preliminary Official Statement may be brought into the form of
a Final Official Statement which shall contain such changes or
modifications as deemed necessary by any of the Chairman, Vice
Chairman or Executive Director of the Agency, Bond Counsel and/or
Agency Counsel. The Chairman, Vice Chairman or Executive Director
are hereby authorized to execute and deliver said Final Official
Statement for and in the name and on behalf of the Agency. The
Executive Director is authorized to "deem final," within the mean-
ing of Rule 15c2-12 of the Securities Exchange Act of 1934, the
Preliminary Official Statement. The Agency hereby authorizes the
distribution of the Preliminary Official Statement and the Final
Official Statement by the Underwriters.
Section 6. Purchase Contract. The proposed form of the
Purchase Contract on file with the Secretary of the Agency and
relating to the purchase of the Refunding Bonds by the Under-
writers, and the sale of the Refunding Bonds pursuant thereto upon
the terms and conditions set forth therein is hereby approved and,
subject to such approval and the provisions of Section 7 hereof,
the Chairman, Vice Chairman or Executive Director of the Agency are
hereby authorized and directed to evidence the Agency's acceptance
of the offers made by said Purchase Contract by executing and
delivering said Purchase Contract in said form with such non -
substantive changes therein as the Chairman, Vice Chairman or
Executive Director may approve and such matters as are authorized
by Section 7 hereof, such approval to be conclusively evidenced by
the execution and delivery thereof.
Section 7. Executive Director Authorized to Establish
Final Terms of Sale of the Refunding Bonds. The Executive Director
of the Agency, based on such advice as he may deem necessary, is
hereby authorized and directed to act on behalf of the Agency to
establish and determine: (i) the final principal amounts of the
Refunding Bonds, which amounts shall not exceed the amounts set
forth in Section 2 hereof; (ii) the interest rates on the different
maturities of the Refunding Bonds (or the approximate yield in the
case of any compound interest bonds), which rates shall result in
a net effective interest rate on the Refunding Bonds (taking into
account any original issue discount on the sale thereof) of not
more than 8% per annum; and (iii) the underwriter's discount for
the purchase of the Refunding Bonds, which shall not exceed 1.65%
of the par amount of the Refunding Bonds.
Section 8. Defeasance of Prior Bonds: Approval of Escrow
Agreement. The Agency hereby approves the defeasance of the Prior
Bonds with the proceeds of the Refunding Bonds, in accordance with
the provisions of the documents pursuant to which such Prior Bonds
were issued, and the Escrow Deposit and Trust Agreement, the form
of which is on file with the Secretary of the Agency, between the
Agency and the trustee for the Prior Bonds (the "Escrow Agree-
ment"). The Agency hereby approves the Escrow Agreement in the
form on file with the Secretary, together with any changes therein
or additions thereto deemed advisable by the Executive Director
upon consultation with Bond Counsel and Agency Counsel. The Agency
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hereby authorizes and directs the Executive Director to execute and
deliver the final form of the Escrow Agreement for and in the name
and on behalf of the Agency. The Agency hereby authorizes the
delivery and performance by the Agency of the Escrow Agreement.
Section 9. Appointment of the Trustee. First Interstate
Bank of California, N.A., Los Angeles, California is hereby
appointed as trustee for the Agency and the owners of the Refunding
Bonds, with the duties and powers of such trustee as set forth in
the Indenture.
Section 10. Servicer. Pacific Central Mortgage, Inc. is
hereby appointed as servicer under the Sale and Servicing Agreement
relating to the Refunding Bonds. The Executive Director or the
Finance Director are further authorized to terminate the services
of any lenders and servicers with respect to the Prior Bonds, such
termination to be effective upon the sale of the Home Mortgages and
purchase of the mortgage-backed securities pursuant to the Sale and
Servicing Agreement or such earlier time as may be determined by
Bond Counsel to be consistent with the provisions of the documents
relating to the Prior Bonds.
Section 11. Requisitions. Any of the Chairman, the vice
Chairman, the Executive Director or Finance Director of the Agency
are hereby authorized and directed to execute one or more requisi-
tions authorizing the Trustees to pay the cost of issuing the
Refunding Bonds from the proceeds of the Refunding Bonds pursuant
to the applicable Indentures.
Section 12. Other Acts. The officers of the Agency are
hereby authorized and directed, jointly and severally, to do any
and all things, to execute and deliver any and all documents,
including but not limited to, the Final Official Statement, which
in consultation with the staff, Agency Counsel and Bond Counsel,
they may deem necessary or advisable in order to consummate the
issuance, sale and delivery of the Refunding Bonds, to effect the
sale of the Home Mortgages and the purchase of the mortgage-backed
securities or otherwise to effectuate the purposes of this Resolu-
tion, and any such actions previously taken by such officers are
hereby ratified and confirmed.
Section 13. Effective Date. This Resolution shall take
effect immediately upon adoption.
ADOPTED this 18th day of February, 1992.
Qn2/
CEa;tman of the Redevelopment Agency
of he City of Azusa
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