HomeMy WebLinkAboutResolution No. 2015-R8RESOLUTION NO. 2015-R8
RESOLUTION OF THE SUCCESSOR AGENCY TO THE
REDEVELOPMENT AGENCY OF THE CITY OF AZUSA
AUTHORIZING THE ISSUANCE OF ITS REFUNDING BONDS;
APPROVING A FORM OF FIRST SUPPLEMENTAL INDENTURE, A
FORM OF BOND PURCHASE AGREEMENT AND A FORM OF
CONTINUING DISCLOSURE CERTIFICATE; MAKING CERTAIN
DETERMINATIONS RELATING THERETO; AND AUTHORIZING
CERTAIN OTHER ACTION IN CONNECTION THEREWITH
WHEREAS, pursuant to the Community Redevelopment Law (Part 1 of Division 24 of
the Health and Safety Code of the State of California and referred to herein as the "Law"), the
City Council of the City of Azusa (the "City") created the Redevelopment Agency of the City
Azusa (the "Former Agency"); and
WHEREAS, the Former Agency was a redevelopment agency, a public body, corporate
and politic duly created, established and authorized to transact business and exercise its powers,
all under and pursuant to the Law, and the powers of such agency included the power to issue
bonds for any of its corporate purposes; and
WHEREAS, on November 6, 2003, the City adopted Ordinance No. 03-06 approving the
Redevelopment Plan (the "Redevelopment Plan") for the Amended and Restated Merged Central
Business District and West End Redevelopment Project Area of the Redevelopment Agency of
the City of Azusa (the "Project Area"); and
WHEREAS, the Redevelopment Plan contemplated that the Former Agency would issue
its bonds to finance and/or refinance a portion of the cost of the redevelopment of the Project
Area; and
WHEREAS, California Assembly Bill No. 26 (First Extraordinary Session) ("ABX1
26") adopted on June 28, 2011, dissolved all redevelopment agencies and community
development agencies in existence in the State of California, as of February 1, 2012, and
designated "successor agencies" and "oversight boards" to satisfy "enforceable obligations" of
the former redevelopment agencies and administer dissolution and wind down of the former
redevelopment agencies; and
WHEREAS, the City agreed to serve as the successor agency (referred to herein as the
"Successor Agency") to the Former Agency commencing upon the dissolution of the Former
Agency on February 1, 2012 pursuant to ABX1 26; and
WHEREAS, on June 27, 2012 as part of the Fiscal Year 2012-13 State of California
budget bill, the Governor signed into law Assembly Bill 1484 ("AB 1484"), which modified or
added to some of the provisions of ABX1 26, including provisions related to the refunding of
outstanding redevelopment agency bonds and the expenditure of remaining bond proceeds
derived from redevelopment agency bonds issued on or before December 31, 2010; and
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WHEREAS, the Former Agency has previously executed and delivered the outstanding
bonds identified in Exhibit A attached hereto (the "Outstanding Former Agency Bonds"); and
WHEREAS, Health & Safety Code Section 34177.5 authorizes successor agencies to
refund outstanding bonds provided that (i) the total interest cost to maturity on the refunding
bonds or other indebtedness plus the principal amount of the refunding bonds or other
indebtedness shall not exceed the total remaining interest cost to maturity on the bonds or other
indebtedness to be refunded plus the remaining principal of the bonds or other indebtedness to be
refunded, and (ii) the principal amount of the refunding bonds or other indebtedness shall not
exceed the amount required to defease the refunded bonds or other indebtedness, to establish
customary debt service reserves, and to pay related costs of issuance; and
WHEREAS, the Successor Agency has solicited a report of an independent financial
advisor (a copy of which is presented at this meeting) and employed such advisor in developing
financing proposals for consideration by the Successor Agency and it is understood that such
report, as it may be further revised, may be made available to the California Department of
Finance (the "Department of Finance") at its request; and
WHEREAS, the Successor Agency has determined, to the extent authorized by
California Health and Safety Code Section 34177.5(a), to issue its Successor Agency to the
Redevelopment Agency of the City of Azusa Amended and Restated Merged Central Business
District and West End Redevelopment Project Area, Tax Allocation Refunding Bonds, in one or
more series and with such other name and series designation as shall be deemed appropriate (the
"Refunding Bonds"), for the purpose of (i) refunding all or a portion of the Outstanding Former
Agency Bonds, (ii) paying the costs of issuing the Refunding Bonds, (iii) funding a reserve
account and/or providing for a reserve policy or surety for deposit to the reserve account for the
Refunding Bonds and (iv) if advisable, paying for the cost of municipal bond insurance and/or a
surety to fund the reserve account for the Refunding Bonds in lieu of funding all or a portion of
such reserve account with bond proceeds; and
WHEREAS, the Refunding Bonds will be issued, payable from amounts on deposit in
the Redevelopment Property Tax Trust Fund of the Successor Agency (the "RPTTF") and
allocated to the Successor Agency's Redevelopment Obligation Retirement Fund, pursuant to an
Indenture of Trust, dated as of October 1, 2014, as supplemented by a First Supplemental
Indenture (the "First Supplement"), by and between the Successor Agency and Wells Fargo
Bank, N.A., as trustee (the "Trustee"); and
WHEREAS, following approval of the Oversight Board of the issuance of the Refunding
Bonds by the Successor Agency and upon approval by the Department of Finance of such
approval by the Oversight Board, the Successor Agency will, with the assistance of bond
counsel, disclosure counsel and its financial advisor, cause to be prepared a form of Official
Statement describing the Refunding Bonds and containing material information relating to the
Refunding Bonds, the preliminary form of which will be submitted to the Successor Agency for
approval for distribution by Stifel, Nicolaus & Company, Incorporated (the "Underwriter") to
persons and institutions interested in purchasing the Refunding Bonds; and
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WHEREAS, there has been presented at this meeting a form of First Supplement, a form
of Continuing Disclosure Certificate and a form of Bond Purchase Agreement, each to be
executed in connection with the issuance of the Refunding Bonds;
NOW, THEREFORE, THE SUCCESSOR AGENCY TO THE FORMER
REDEVELOPMENT AGENCY OF THE CITY OF AZUSA DOES HEREBY RESOLVE
AS FOLLOWS:
Section 1. Approval of Issuance of Refunding Bonds. The issuance of the
Refunding Bonds, in order to refinance redevelopment activity of the Project Area, which is
permitted by Health and Safety Code Section 34177.5, is hereby authorized and approved. The
Refunding Bonds are authorized to be executed by the manual or facsimile signature of the
Mayor of the City, acting for the Successor Agency, and attested by the manual or facsimile
signature of the City Clerk, acting for the Successor Agency. The Refunding Bonds, when so
executed, are authorized to be delivered to the Trustee for authentication.
Section 2. Approval of First Supplement. The form of First Supplement presented
at this meeting is hereby approved and the Successor Agency Chairperson, the Successor Agency
Executive Director, the Finance Director and the Successor Agency Secretary (each an
"Authorized Officer," acting for the Successor Agency) are each acting alone authorized and
directed, for and in the name of and on behalf of the Successor Agency, to execute, acknowledge
and deliver the First Supplement in substantially the form presented at this meeting with such
changes therein as the Authorized Officer executing the same may approve, such approval to be
conclusively evidenced by the execution and delivery thereof. The date, maturity date or dates,
interest rate or rates, interest payment dates, terms of redemption and other terms of the
Refunding Bonds shall be as provided in the First Supplement as finally executed.
Section 3. Approval of Continuing Disclosure Certificate. The form of
Continuing Disclosure Certificate (the "Continuing Disclosure Certificate"), presented at this
meeting is hereby approved and any Authorized Officer, acting alone, is authorized and directed,
for and in the name of and on behalf of the Successor Agency, to execute, acknowledge and
deliver one or more forms of the Continuing Disclosure Certificate in substantially the form
presented at this meeting with such changes therein as the officer executing the same may
approve, such approval to be conclusively evidenced by the execution and delivery thereof.
Section 4. Approval of Bond Purchase Agreement. The form of Bond Purchase
Agreement, between the Successor Agency and the Underwriter (the "Bond Purchase
Agreement"), presented at this meeting is hereby approved and any Authorized Officer acting
alone is authorized and directed, for and in the name of and on behalf of the Successor Agency,
to execute, acknowledge and deliver one or more forms of the Bond Purchase Agreement in
substantially the form presented at this meeting with such changes therein as the officer
executing the same may approve, such approval to be conclusively evidenced by the execution
and delivery thereof; provided, however, that the true interest cost of the Refunding Bonds shall
not exceed 5.5%, the Underwriter's discount (exclusive of original issue discount) shall not
exceed 0.6%, the maturity of the Refunding Bonds date shall not exceed the maximum permitted
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under the Law, and, as required by Health & Safety Code Section 34177.5, (i) the total interest
cost to maturity on the Refunding Bonds plus the principal amount of the Refunding Bonds shall
not exceed the total remaining interest cost to maturity on the bonds to be refunded plus the
remaining principal of the bonds to be refunded, and (ii) the principal amount of the Refunding
Bonds shall not exceed the amount required to defease and refund the refunded bonds, to
establish customary debt service reserves, and to pay related costs of issuance.
Section 5. Bond Insurance and Suretv Bond. If an Authorized Officer determines
that it will be advantageous to the Successor Agency to purchase municipal bond insurance or a
debt service reserve fund surety bond with respect to some or all of the Refunding Bonds, such
officer is hereby authorized (a) to purchase such insurance or surety bond on behalf of the
Successor Agency at market rates, and (b) to make such changes to the agreements and
documents relating to the Refunding Bonds as may be needed to obtain such insurance or surety
bond. In connection with any such surety bond, each Authorized Officer is hereby severally
authorized and directed to execute and deliver an agreement on behalf of the Successor Agency,
in such form as approved by such Authorized Officer, with the provider of such surety bond
pursuant to which the Successor Agency would agree to reimburse such provider for any draws
under such surety bond and to pay such provider any other fees and expenses related thereto as
such Authorized Officer shall approve, such approval (and the approval by the Authorized
Officer of the form of such agreement) to be conclusively evidenced by the execution and
delivery of such agreement.
Section 6. Recovery of Costs. The Successor Agency is hereby authorized to
recover its costs of issuance with respect to the Refunding Bonds including the cost of
reimbursing the City for staff time and costs spent with respect to the Refunding Bonds.
Section 7. Other Acts. The officers and staff of the Successor Agency are hereby
authorized and directed, jointly and severally, to do any and all things, to execute and deliver any
and all documents, including a refunding escrow agreement, which in consultation with Orrick,
Herrington & Sutcliffe LLP, the Successor Agency's bond counsel, they may deem necessary or
advisable in order to consummate the issuance, sale and delivery of the Refunding Bonds, or
otherwise effectuate the purposes of this Resolution, and any and all such actions previously
taken by such officers or staff members are hereby ratified and confirmed.
Section 8. Effective Date. This Resolution shall take effect upon adoption.
PASSED, APPROVED AND ADOPTED this I" day of June, 2015.
J"oseero Rocha
"Chairman
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ATTEST:
CERTIFICATION
I, Jeffrey Lawrence Cornejo, Jr., City Clerk of the City of Azusa, do hereby certify that
Resolution No. 2015-R8 was duly adopted by the City Council of the City of Azusa, serving as
the Successor Agency to the Former Redevelopment Agency, at a regular meeting held on the 151
day of June, 2015, by the following vote of the Agency:
AYES: AGENCY MEMBERS: GONZALES, CARRILLO, MACIAS, ALVAREZ, ROCHA
NOES: AGENCY MEMBERS: NONE
ABSENT: AGENCY MEMBERS: NONE
ffff en ce Corneome jo, r.
Secretary
APPROVED AS TO FORM:
A
Best BestKrieger, L P
City Atto ey
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EXHIBIT A
PRIOR Former Agency BONDS TO PROPOSED TO BE REFUNDED
(a) $9,022,800 Redevelopment Agency of the City of Azusa Amended and
Restated Merged Central Business District and West End Redevelopment Project Area Tax
Allocation Bonds 2005 Series A. (All still outstanding).
(b) $11,580,000 Redevelopment Agency of the City of Azusa Amended and
Restated Merged Central Business District and West End Redevelopment Project Area Housing
Tax Allocation Bonds 2008 Series B. ($10,565,000 outstanding now with $155,000 maturing on
8-1-15, a date prior to the anticipated refunding closing).
(c) $15,780,000 Redevelopment Agency of the City of Azusa Amended and
Restated Merged Central Business District and West End Redevelopment Project Area Taxable
Tax Allocation Bonds (Subordinate Lien) 2007 Series A. ($12,920,000 outstanding now with
$505,000 maturing on 8-1-15, a date prior to the anticipated refunding closing).
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SECRETARY'S CERTIFICATE
I, Jeffrey Lawrence Cornejo, Jr., City Clerk, acting for the Successor Agency to the
Redevelopment Agency of the City of Azusa, do hereby certify as follows:
The foregoing resolution is a full, true and correct copy of a resolution duly adopted at a
regular meeting of the Successor Agency duly and regularly held at the meeting place thereof on
June 1, 2015, of which meeting all of the members of said Successor Agency had due notice and
at which a majority thereof were present.
I have carefully compared the foregoing with the original minutes of said meeting on file
and of record in my office, and the foregoing is a full, true and correct copy of the original
resolution adopted at said meeting and entered in said minutes.
Said resolution has not been amended, modified or rescinded since the date of its
adoption and the same is now in full force and effect.
Dated: June 2, 2015.
n
eff e L cc Cornejo, ., U rk
Acting for the Successor Agency
I
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