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HomeMy WebLinkAboutResolution No. 7717RESOLUTION NO. 7717 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA APPROVING THAT CERTAIN AGREE- MENT ENTITLED "AGREEMENT BETWEEN CITY OF AZUSA AND OCLC ONLINE COMPUTER LIBRARY CENTER, INCORPORATED" WHEREAS, OCLC is an organization of cooperating library members which has developed, by means of its financial support, a computerized system for creating and maintaining a regularly updated data base of bibliographic records, holdings and other information supplied by such members and other parties, and for creating certain related products, which system is accessible primarily through online telecommunications forming a part of this system ("The OCLC System"), and is engaged, as well, in research and development toward improvements therein; and WHEREAS, bibliographic records of the holdings of the CLSA participants have been or will be loaded into the OCLC System; and WHEREAS, the City of Azusa is a CLSA participant and desires to be a general member of OCLC as defined in the agree- ment; and WHEREAS, the parties desire to contract as set forth in the agreement and to acknowledge that a public purpose is to be served furthering ease of access to and use of worldwide scientific, literary and educational knowledge and information which can only be provided by the OCLC System; NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF AZUSA AS FOLLOWS: SECTION 1. The City Council hereby approves that certain agreement entitled "Agreement Between City of Azusa and OCLC Online Computer Library Center, Incorporated" and further authorizes the Mayor to execute the agreement on behalf of the City in substantially the form as is attached hereto as Exhibit "A." SECTION 2. Pursuant to the provisions of Section 2.68.010 of the Azusa Municipal Code the bidding procedures for the purchase of the services supplied by this agreement are hereby waived upon the finding that it would be impractical, useless, or uneconomical to follow such procedures and that the public welfare would be promoted by dispensing with them in that this is the only company supplying these services required by the Azusa City Library. SECTION 3. The City Clerk shall certify the adoption of this Resolution. PASSED, APPROVED AND ADOPTED this 3rd day of June 1985. I HEREBY CERTIFY that the foregoing Resolution was duly adopted by the City Council of the City of Azusa, at a regular meeting thereof, held on the 3rd day of June 1985, by the vollowing vote of the Council: AYES: COUNCIL MEMBERS: CRUZ, COOK, CAMARENA, LATTA, MOSES NOES: COUNCIL MEMBERS: NONE ABSENT: COUNCIL MEMBERS: NONE -2- 14! M. OCLC850212:01 NFP CLSA: Shared Cataloging 0 �•..: • •r na i 0 OCLC850212:01 NFP CLSA: Shared Cataloging Preamble .............................................. 1 ARTICLEI DEFINITIONS ........................................... 2 ARTICLEII OCLC MEMBERSHIP ....................................... 6 B. Current Cataloging .................................... 13 ARTICLE III RESPONSIBILITIES OF OCLC 14 A. In General ............................................ 7 B. Terminals ............................................. 8 C. OCLC Software ......................................... 9 D. Telecommunications .................................... 10 E. Technical Support to Participant ...................... 11 F. OCLGMARC Subscription Tapes .......................... 11 G. New Online Processes and Offline Products and Services. 12 H. Retrieval of Records by the State ..................... 12 I. Retrieval of Records by Participant ................... 12 ARTICLE IV RESPONSIBILITIES OF PARTICIPANT A. Standards ............................................. 13 B. Current Cataloging .................................... 13 C. Non -Member Services 14 ................................... D. Site Preparation ...................................... 14 E. Charges ............................................... 14 F. Terminal Printer Port ................................. 14 G. Attachments to and Use of the OCLC System ............. 15 ARTICLE V OCLC CHARGES A. Payments and Discounts ................................ 16 B. Modification of Charges and Discounts .................. 17 ARTICLEVI TAXES ................................................. 17 ARTICLE VII USE AND TRANSFER OF RECORDS ........................... 18 ARTICLE VIII WARRANTIES AND LIMITATIONS OF LIABILITY ............... 19 ARTICLE IX INFRINGEMENT UNDERTAKINGS AND GRANT OF LICENSE A. By OCLC............................................... 21 B. By Participant ........................................ 21 C. License Grant ......................................... 22 D. Survival of Rights and Obligations .................... 22 ARTICLE X RESPONSIBLE USE ....................................... 22 ARTICLE XI FORCE MAJEURE......................................... 23 OCLC850212:01 NFP CLSA: Shared Cataloging ARTICLEXII TERM AND TERMINATION .................................. 23 ARTICLEXIII ASSICaP7ED7P............................................ 25 ARTICLEXIV NOTICES ............................................... 25 ARTICLE XV MISCELLANEOUS A. Effect of Waiver ...................................... 26 B. Headings .............................................. 26 C. C. App ........................................ 26 D. Originals ............................................. 26 E. Entire Agreement ....................................... 27 E Access to OCLC Online System will be by (check as appropriate) [ ] Dial Access [ ] Dedicated Line Check [ ] if Participant is a CLSA Cooperative Library System E P&11* 0"k 0_11*0.v2 ,I and 0CLC850212:01 NFP CLSA: Shared Cataloging OCLC ONLINE COMPUTER LIBRARY CENTER, INCORPORATED THIS AGREEMENT ("Agreement") is made as of the date of last signature below by and between , a not-for-profit institution organized and existing under the laws of the State of California, hereinafter referred to for purposes of this Agreement as "Participant", and OCLC ONLINE COMPUTER LIBRARY CENTER, INCORPORATED, a not-for-profit institution organized and existing under the laws of the State of Ohio, hereinafter referred to for purposes of this Agreement as "OCLC". W I T N E S S E T H: WHEREAS, OCLC is an organization of cooperating library members which has developed, by means of their financial support, a computerized system for creating and maintaining a regularly updates' database of bibliographic records, holdings and other information supplied by such members and other parties, and for creating certain related products, which system is accessible primarily through on-line telecommunications forming a 1 0 OCLC650212:01 NFP CLSA: Shared Catalocina part of the system (the "OCLC System"), and is engaged, as well, in research and development toward improvements therein; and WHEREAS, OCLC is engaged, among other activities, in making widely available to its members, by contract, (i) access to the OCLC System and (ii) certain collateral processes, products and services; and WHEREAS, bibliographic records of the holdings of CLSA participants (as defined below) have been or will be loaded into the OCLC System; and WHEREAS, Participant is a CLSA participant and desires to be a general member of OCLC as defined in the OCLC Code of Regulations-, and WHEREAS, the parties desire to contract as herein provided, and in connection_therewith to acknowledge a public purpose to be served of furthering ease of access to and use of worldwide scientific, literary and educational knowledge and information; NOW, THEREFORE, for and in consideration of tLe covenants and undertakings set forth herein, OCLC and Participant hereby agree as follows: ARTICLE I - DEFINITIONS. For purposes of this Agreement, the terms set forth below have the meanings indicated. A. "CLSA" means the California Library Services Act as defined in Section 18700 through Section 18767..of the California Education Code. B. "CLSA Current Acquisitions" means all library materials acquired by purchase, gift, or exchange.by CLSA participants on or after July 1, 1978._ . 2 0 OCLC850212:01 NFP CLSA: Shared Cataloging C. "CLSA Data Base" means the data base of bibiographic records and holdings information having the size and other characteristics described in Section 3.3 of the RFQ, plus the additional records of CLSA Program Participants collected by the State for the period April 4 through November 30, 1984, together with all additional bibliographic records and holdings constituting the cataloging first performed or obtained during the term hereof of the CLSA Current Acquisitions of CLSA Program participants, added online or by Tapeloading to the OCLC Online Union Catalog under the Memorandum of Understanding or any of the contracts regLired to be entered into by OCLC under the Memorandum of Understanding. D. "CLSA Data Base Program" means the ongoing computerized database program described in the CLSA. E. "CLSA Data Base Program Records" means the machine—readable records and holdings comprising the CLSA Data Base. F. "CLSA participants" means those California public libraries and CLSA Cooperative Library Systems participating in resource sharing cooperation as specified in the CLSA and desionated as CLSA participants by the State of California under the Memorandum of Understanding, but excluding libraries and CLSA Cooperative Library Systems which the State advises OCLC have ceased to be CLSA participants. G. "CLSA Cooperative Library Systtc;." means a public library system which consists of two (2) or more jurisdictions entering into a written agreement to implement a regional program in accordance with the CLSA, and which, as of the effective date of the CLSA, was designated a library system under the California Public Library Services Act of 1963 or was a successor to such a library system, and all of the public libraries in which system are CLSA participants. 3 OCLC650212:01 NFP CLSA: Shared Cataloging H. "Current Cataloging" means all cataloaing of bibliographic materials first performed or obtained by Participant during the term hereof, regardless of the date of acquisition ur imprint of the item cataloged, which cataloging is in alphabets capable of being processed by the OCLC System; provided, however, that Current Cataloging will not include the cataloging of materials to which Participant customarily gives less than 'W' -level cataloging as set fora. in Online Systems Bibliographic Input Standards, Second Edition (1982), a copy of which has been furnished to Participant by OCLC prior to the -effective date hereof, or such other minimal level of"cataloging as OCLC may promulgate from time to time, or as may be agreed to by the parties -from time to time'.' I. "First-time Use" means Participant's initial use of a catalog record in the OCLC-Online Cataloo for -cataloging, where the record is not input by the Participant. J. "Memorandum of Understanding" means the memorandum of understanding between the State of California and OCLC fcr installation and operation of a--CLSA online, integrated data base system by OCLC. K. "OCLC-Derived Records" ratans all records stored in the OCLC Online Union Catalog other than (i) recoras designated in the 040 field as original cataloging by an institution which was, at the time of addition to the OCLC Online Union Catalog a CLSA participant; and (ii) records to which there has been attached by Tapeloading the holdings symbol of an institution which was -at such time-a-CLSA participant, or the online identifying symbol used by OCLC-for CLSA records introduced as original cataloging as to which OCLC cannot identify the original cataloging library's symbol.' 4 • V OCLC850212:01 NFP CLSA: Shared Cataloging L. "OCLC offline archive files" means (i) as to Shared Cataloging transactions by CLSA participants, the stored copies of all records created by use of the OCLC System; (ii) as to tapeloaded records which are successfully matched with records in the OCLC Online Union Catalog, the stored copies of the records as they appear in the OCLC Online Union Catalog; and (iii) as to tapeloaded records which are not successfully matched with records in the OCLC Online Union Catalog, the stored copies of all information recorded on the input tape in fields which are, at the time of the tapeload, validated fields as defined in the OCLC System, provided, however, that no local information will be retained in the OCLC offline archive file in the case of consolidated, tapeloaded records containing multiple institutions' local data, except for data hereafter specifically defined and agreed to in advance. M. "OCLC Online Union Catalog" means the database of bibliographic records, library holdings information, indexes and related files of information (including Authority file, local data records and Name Address Directory) maintained online in, and forming a part of, the OCLC System. N. "OCLC participants" means the general members of OCLC, as defined in the OCLC Code of Regulations in existence at the effective date hereof. O. "OCLC Services" means personnel training services, and field services such as services for the repair and maintenance of OCLC Terminals. P. "OCLC Software" means programs, programming, routines, compilers and other software (together with related documentation) desioned by or for OCLC, or acquired by OCLC, copies of which are made available fer transfer to OCLC participants generally. P • 0 OCLC850212:01 NEP CLSA: Shared Cataloging 4• "OCLC System" means the system as defined on page 1 of this Agreement. R. "OCLC Terminals" means terminals designed by and/or manufactured by or for OCLC for operation on the OCLC System. S. "Offline Products" means (i) those OCLC products, which are derived from Participant's use of Online Processes, including cataloging products such as catalog cards and OCLC/MARC tapes, and (ii) OCLC Terminals for accessing the OCLC System. T. "Online Processes" means processes performed online and by means of connection to the OCLC System involving access to and use of the OCLC Online Union Cataloc, including, but without limitation, cataloging, catalog card production, inter -library loan, acquisitions and serial control. U. "Shared Cataloginc" means Participant's use of the OCLC System to perform cataloging functions, online, from terminals and throuch telecommunications, which functions include, without limitation, the creation of catalog records and holdings information maintained within the OCLC System, and the editing of copies of cataloe records. V. "State" means the State of California. W. "Tapeloading" means the submittal to OCLC of machine-readable tapes permitting input into the OCLC Online Union Cataloo of data representing an institution's cataloging records derived from sources other than OCLC, and the actual input of such data. ARTICLE II — OCLC MEMBERSHIP. Participant understands and agrees that by executing this Agreement, it will become a participant in OCLC and as such will be a 6 • OCLC850212:01 NFP CLSA: Shared Cataloging general member thereof as provided in Article IV of the Code of Regulations of OCLC. ARTICLE III - RESPONSIBILITIES OF OCLC. A. In General OCLC shall, during the term hereof and subject to the terms and conditions of this Agreement, provide Participant (i) access to the OCLC System for use by Participant of the Online Processes set forth in Appendix 1 hereto attached and (ii) Offline Products, OCLC Services and copies of OCLC Software set forth in Appendix 1 hereto attached. OCLC reserves the right to revise Appendix 1 from time to time by adding items thereto, or on ninety (90) days prior written notice, deleting items therefrom, provided that any such deletions shall be applicable to OCLC participants generally; and provided further that the Online Processes available to Participant shall in any event include access to the OCLC Online Union Catalog for the purposes of (i) bibliographic search ana verification, (ii) inter -library loan, (iii) inter -library reference with CLSA participants and (iv) collection development. In addition, Participant shall be free to download records from the OCLC Online Union Cataloo subject to the terms of Article IV -F below. OCLC's obligations under this Article III are subject to the prior receipt from Participant of documentation which may be requested from time to time from OCLC participants generally, including separate or supplemental agreements for specific processes, products, services and modes of access to the OCLC System. OCLC shall exert its reasonable best efforts to make the OCLC System available between the hours of 6:00 a.m. ana 10:00 p.m., Dublin, Ohio local time, Monday through Friday, and between the hours of 8:00 a.m. 7 • i0CLC850212:01 NFP CLSA: Shared Cataloging and 8:00 p.m., Dublin, Ohio local time on Saturday, except holidays observed by OCLC (and the day before or after when such holidays fall on weekends). OCLC reserves the right to suspend availability of the OCLC System for required repair'or iraintenance, and where periods of downtime occur as a result of scheduled maintenance functions, OCLC shall notify Participant thereof in advance, by online screen message or other appropriate means. Access to the OCLC System hereunder shall be by either (i) dedicated, leased communication facilities or (ii) dial access (either via public switched network or value-added network) as indicated on page 1 hereof. All products sold or transferred to Participant hereunder, exceot terminals, will be delivered F.O.B. shipping point unless otherwise hereafter agreed from case to case. All online transactions by Participant will be journalized by OCLC uniquely from other institutions to insure identification of all bibliographic records, holdings and changes thereto input by CLSA participants. The OCLC System shall permit the attachment of a unique OCLC-assicned holdings symbol to each catalog record used or created by Participant for its cataloging under this Agreement, and shall permit the online display of all holdings symbols attached to each such record. B. Terminals 1. If access to the OCLC System is by dedicated line, then OCLC Terminals, together with the installation thereof, will be offered for sale to Participant in accordance with the terms and conditions set forth in the standard form of OCLC Terminal sale agreement in effect at the date of the transaction, a copy of which will be furnished to Participant on request. Currently, such terminal sale agreement for the OCLC M300 Workstation Terminal ("Workstation"), in the form of an OCLC C3 0 to OCLC850212:01 NFP CLSA: Shared Cataloging computer products acceptance form, is submitted to a representative of Participant at the time and place of installation of the Workstation. Participant fray use, for accessing the OCLC System any terminals not furnished by OCLC provided that the same are compatible with the OCLC System and approved as such by OCLC upon written request from Participant. If access to the OCLC System is by dial access, then OCLC Terminals may be offered for sale to Participant, or Participant may use any terminals not furnished by OCLC. Requirements for compatibility of dial access terminals with the OCLC System will be published from time to time by OCLC. In special situations, and subject to case-by-case approval by OCLC, OCLC Terminals may be offered for lease to Participant .n accordance with the terms and conditions set forth in the standard form of OCLC Terminal Lease Agreement in effect at the date of the transaction, a copy of which will be furnished to Participant on request. 2. At the request of Participant, OCLC will provide maintenance service for OCLC Terminals sold to Participant, which service shall be in accordance with the terms and conditions set forth in the then -current standard form of OCLC Terminal maintenance agreement, a copy of which will be furnished to Participant on request. C. OCLC Software Copies of OCLC Software set forth on Appendix 1 will be made available to Participant on the terms set forth in (i) license agreements between Participant and OCLC to be signed by Participant or (ii) license agreements between Participant and OCLC which need not be signed by Participant, as OCLC may stipulate from time to time. Currently, as to certain OCLC Software, the license agreement is submitted to Participant as 2 0 0 OCLC850212:01 NFP CLSA: Shared Cataloging a "tear -and -open" agreement which the parties intend to become effective upon the opening of the software and documentation package by Participant. D. . I Telecommunications _ 1. OCLC shall arrange for and solely control a private telecommunication network between OCLC, Participant and other OCLC participants, to permit the delivery of Online Processes under this -Agreement to terminals -.used to access the OCLC System by dedicated line. OCLC will, at all times, direct and control all aspects of network configurations; including, without limitation, the mode of telecommunication networking, the telecommunications carrier, the sequence of stations and the method for delivery of the Online Processes. The telecommunication network furnished by OCLC shall include and terminate .with a,required modem(s),on the.premises of Participant. Such ..odem(s), including all modem(s) installed by OCLC under any preceding agreement between Participant and OCLC, and still in place on the effective date hereof, are owned by OCLC. Upon expiration or termination of this Agreement for any reason, the modem(s) will be returned to OCLC by Participant. Risk of loss cr damage -to modems will remain with OCLC except for loss or damage resulting from willful acts or gross negligence by Participant. Participant shall not make any changes or add any attachments to the telecommunications system as arranged by OCLC. 2. OCLC will provide dial-up access to the OCLC System through direct,.long distance_ dialing,.and through TYMNET and TELENET (or, -at OCLC's.option, other equivalent valuedded or other -networks which, in OCLC's reasonable-opinion,.are more advantageous to CLSA participants generally). Both 300 and 1200 BPS speeds will bc.made available. o OCLC850212:01 NFP CLSA: Shared Cataloging E. Technical Support to Participant OCLC will provide: 1. Training of personnel in the operation of the Online Processes and Offline Products to be furnished hereunder. 2. All reasonable, continuing, technical assistance to Participant, including the provision of a toll—free telephone contact with OCLC which Participant may use during all hours of OCLC System operation. 3. Field and workshop training of personnel of Participant in new subsystems. 4. Technical bulletins, instruction manuals, and other specialized documentation and updates which OCLC makes available for use by OCLC participants generally. 5. Assistance to Participant to assure the accuracy of all forms, purchase orders, contracts and other documents required by OCLC to initiate and provide Online Processes and Offline Products and Services hereunder, including a catalog profile and pack definition table for Participant. F. OCLC/MARC Subscription Tapes During the term hereof, OCLC will make available to Participant upon a subscripticn basis with orders placed in advance, and upon a schedule applicable tc all OCLC participants, copies in OCLC/MARC format, on magnetic tapes, of the cataloo records of Participant which it has added to the OCLC Online Union Catalog, or to which it has attached its OCLC-assigned holdings symbol, durinathe term hereof. OCLC will also make available to Participant, during the term hereof, copies of the machine-readable records of other OCLC participants who have given their written consent to OCLC. 11 • • 0CLC850212:01 NFP CLSA: Shared Cataloging G. New Processes, Products and Services OCLC agrees that as soon as it has completed development and testing, and is ready to release to its participants generally, new or enhanced Online Processes, Offline Products, OCLC Software and OCLC Services, the same will be made available to Participant hereunder, by addition to Appendix 1 hereto attached. The charges, terms and conditions for such new and enhanced processes, products and services will be announced by OCLC and may be the subject of separate or supplementary agreements between the parties. H. Retrieval of Records by the State OCLC shall provide to the California Library Services Board ("CLSB"), on behalf of the State and at the expense of the State, copies of any or all of Participant's CLSA Data Base Program Records as requested by CLSB, as these records exist in OCLC's offline archive files at the time of the request, such records to be supplied in OCLC/MARC format.- Said records shall be furnished at such price(s) and on such terms and conditions as are agreed upon by OCLC and the State under the Memorandum of Understanding. I. Retrieval of Records by Participant OCLC agrees that during all periods of time when it is required to provide copies of CLSA Data Base Program Records to the CLSB under Article III—H above, it will also -offer to provide to Participant, on one hundred twenty (120) days prior written notice to OCLC, any or all CLSA Data Base Program Records, as such records exist in OCLC's offline archive files. Such records will be shipped on magnetic tape, in OCLC/MARC format, with or without consolidation of transactions for each bibliographic record and with or without AACR2 processing, as ordered by Participant. Cost to 12 • • OCLC850212:01 NFP CLSA: Shared Cataloging Participant for the provision of these records will be determined in accordance with Article V hereof, and will not exceed the charges made to OCLC participants for retrieval of archive records and for tapes at the time of delivery thereof to Participant. Participant hereby consents to allow copies of any records and holding information input to the OCLC System by Participant, and constituting CLSA Data Base Program Records, to be furnished by OCLC to any and all other CLSA participants. ARTICLE IV — RESPONSIBILITIES OF PARTICIPANT. A. Standards When accessing the OCLC System, Participant shall abide by standards set forth in Online System Bibliographic Input Standards, Second Edition (1982), as the same may be amended from time to time, and by other standards regarding use and operation of the OCLC System and/or the Online Processes adopted by OCLC from time to time for application to OCLC participants generally. B. Current Catalocinq Participant agrees to search the OCLC Online Union Catalog in connection with all of its Current Cataloging, determining which of the catalog records required for Current Cataloging are available therein, and to the extent not available therein, to create the records and insert them into the said Union Catalog by means of Shared Cataloging. Whether such catalog records are already available in the said Union Catalog or are created and inserted by Participant, Participant agrees that it will attach its OCLC—assigned holdings symbol to all catalog records in the OCLC Online Union Catalog required for Current Cataloging. Provided that Participant has met its responsibilities under this Paragraph B, 13 • • OCLC850212:01 NFP CLSA: Shared Cataloging nothing herein shall prevent Participant from also carrying out cataloging by any other means it may elect. Participant agrees during the term of this Agreement to maintain its holdings information in the OCLC Online Union Catalog in an accurate and up-to-date condition, and to inform OCLC promptly of any errors in catalog entries in the said Union Catalog which Participant is unable to correct online. C. Non -Member Services Participant agrees that it will not access the OCLC System to perform services or provide assistance for or on behalf of any non-OCLC member except with the prior written consent of OCLC; provided, however, that such use for ncn-members is permitted (a) where it generates an inter -library loan request on the OCLC inter -library loan subsystem and (b) where an OCLC-authorized processing center participant carries out Current Cataloging on behalf of its client users. D. Site Preoaraticn Participant shall be responsible for site preparation for OCLC Terminals in accordance with specifications to be furnished by OCLC. E. Charges Participant shall make payment of OCLC charges hereunder in accordance with the requirements of Article V below. F." ,. Terminal Printer Port Participant agrees that, except with OCLC's prior written consent, it will not obtain cataloo records in machine-readable form, by way of a terminal-de`vioe or other dzvice or means for accessing the OCLC System, when Participant's OCLC-assigned holdings symbol has not been attached to such records in -the OCLC Online Union Catalog, except in the following cases: 14 • • CCLC850212:01 NFP CLSA: Shared Catalogino (i) Records required by Participant to carry out Current Cataloging or authorized retrospective conversion activities hereunder may be stored temporarily, prior to attachment of Participant's holdings symbol, as required by Participant's established work flow procedures; but no other use or transfer of such stored records shall be made prior to attachment of said holdings symbol. (ii) Records may be obtained and used by Participant in connection with its acquisition of new library materials provided (a) that the records are not transferred or made available to third parties other than the publishers or suppliers to whom Participant's purchase orders for such new materials are issued; and (b) that Participant's OCLC-assigned holdings symbol is attached to all such records in the OCLC Online Union Catalog reasonably promptly after receipt by Participant of the newly acquired materials. If Participant is a CLSA Cooperative Library System, records may be obtained to which the OCLC-assigned holdings symbol of any member of the CLSA Cooperative Library System has been attached, to carry out the authorized purposes of such system. G. Attachments to and Use of the OCLC System a. Except as permitted in a separate agreement entered into between Participant and OCLC, Participant will not cause or permit any equipment or device to be directly or indirectly attached, linked or used with the OCLC System except equipment and devices permitted under the OCLC Attachments Policy attached hereto as Appendix 3 (as the same may be amended from time to time on ninety (90) days prior written notice by OCLC). 15 • • OCLC850212:01 NFP CLSA: Shared Cataloging b. No application or use of the OCLC System or OCLC Online Union Catalog not expressly permitted by this Agreement will be Rade by Participant without the prior written consent of OCLC. C. Any computer facilities or software programs provided by Participant for use with the OCLC System shall be without adverse effect on the System. ARTICLE V — OCLC CHARGES. A. Payments and Discounts Participant will pay OCLC the aggregate charges and rentals for access, processes, products, licenses and servioes furnished by OCLC under this Agreement, as provided in Appendix 1 hereto attached. Participant will be entitled to participate in the OCLC Subscription Discount Program as set forth in Appendix 2 hereto attached, earning the discounts referred to therein. Invoices based on actual usage of processes, sales and rentals of products, licenses and services, and other amounts due, if any, will be rendered to Participant monthly. Statements will reflect the appropriate discount to which Participant is entitled by virtue of its participation in the aforesaid Subscription Discount Program. Net amounts due to OCLC after crediting subscription discount payments will be payable in accordance with the terms set forth in Appendix 1 and/or 2 hereto, and will include a late payment service charge, computed at the percentage rate shown therein, for amounts paid beyond stated terms. Any subscription discount payment not credited against monthly invoices, shall, at Participant's option, be refunded to Participant in cash on thirty (30) days prior written notice to OCLC. 16 • OCLC650212:01 NFP CLSA: Shared Cataloging In the event of termination of this Agreement pursuant to Article XII OCLC will refund to Participant any subscription payment in excess of claims against such payment. B. Modification of Charges and Discounts OCLC may reduce any charges provided for in this Agreement effective at any time, and may increase or add new such charges for existing processes, products and services, or change the form or method of charging, upon sixty—five (65) calendar days prior written notice to Participant, provided, however, that as to the following charges set forth on Appendix 1 hereto, no increase shall become effective prior to July 1, 1986: Display Holding $ .09 Search Charge (if applicable) $ .11 ILL Request $ 1.34 Password Annual Fee $ 48.00/year Annual Dial Access Authorization $200.00/year System Service Fee (dedicated terminal only) $ 26.50/month Terminal Maintenance $ 43.00/month Training Fee — 4;aived $ .00 When any modification in charges becomes effective pursuant to notice given, Appendix 1 and/or 2 shall be deemed to be amended to provide for those modifications. If new processes, products, licenses or services are added to Appendix 1 to this Agreement, the charges applicable thereto will be deemed added at the same time to Appendix 1. ARTICLE VI — TAXES. A. All charges set forth on Appendix 1 to this Agreement are exclusive of sales, use, excise and similar taxes which may be applicable to the transactions dealt with in this Agreement, all of which taxes, together with interest and penalties thereon shall be for the account of Participant and reimbursed to OCLC. Such taxes for which claims or 17 OCLCB50212:01 NFP CLSA: Shared Cataloging assessments could be made against OCLC may be added to invoices to Participant unless a valid exemption certificate has been furnished to OCLC by Participant. Participant may, at its own expense and in OCLC's name, challenge or seek abatement or refund of taxes for which it is liable hereunder. OCLC shall cooperate with Participant in that regard by providing all relevant information that is available to OCLC. Each party's obligations under this Article VI shall survive the expiration or termination of this Agreement. B. Participant represents that it is exempt from the payment of Federal income tax. ARTICLE VII - USE AND TRANSFER OF RECORDS. Participant shall be free, without restriction by OCLC, to use, copy, display and distribute, in any manner it may elect, (a) copies of all catalog records received or obtained by it which are not OCLC-Derived Records, and (b) copies of all OCLC-Derived Records received or obtained by it during the term of this or any preceding agreement with OCLC, and of all derivative works made therefrom, except that Participant agrees that it will not permit online access to OCLC-Derived Records or derivative works made therefrom except to its end-user patrons and to other OCLC participants, and it will not permit the transfer of copies of OCLC-Derived Records or derivative works made therefrom, in machine-readable form, to third parties other than (i) OCLC participants; (ii) vendors from whom Participant acquires goods or services in transactions requiring such vendors to have access to said records or derivative works, where such vendors have first signed and delivered to Participant an agreement in the form shown on Appendix 4 hereto attached, restricting the subsequent use 0 0 OCLC850212:01 NFP CLSA: Shared Cataloging and transfer of such records; and (iii) non-OCLC participants (other than vendors referred to in clause (ii) above), subject to prior negotiation by OCLC and Participant of mutually agreed terms and conditions. A copy of each agreement between Participant and its vendors, required by clause (ii) above, shall be furnished to OCLC by Participant promptly following its execution by the parties. Notwithstanding the foregoino, it is agreed that in the event Participant is linked with other libraries which are not members of OCLC, in an online, automated system, Participant shall be free to add its OCLC-Derived Records to such system ror use in an online public access catalog and/or circulation system, provided that the system participants which are not OCLC participants do not exceed thirty (30) in number and such participants have agreed with Participant and OCLC (and a copy has been furnished to OCLC) that the OCLC-Derived Records will not, without further agreement with OCLC, be used for cataloging purposes or be transferred in machine-readable form to third parties. Participant's rights and obligations under this Article VII shall survive the expiration or termination of this Agreement. ARTICLE VIII - WARRANTIES AND LIMITATIONS Or LIABILITY. A. Catalog cards, OCLC/MARC subscription tapes and other Offline Products, except OCLC Terminals and OCLC Software, will, at the delivery thereof, be free of errors or defects caused by OCLC or its suppliers. If any such products prove, within sixty (60) days after delivery to have been defective or to have contained errors upon delivery, OCLC will either replace the item by reproducing it free of charge or, at OCLC's option, by requiring new online transactions by Participant with issuance of full credit. OCLC Terminals sold to Participant hereunder and 19 • • OCLCB50212:01 NFP CLSA: Shared Cataloging OCLC Software licensed to Participant are warranted as provided from time to time in the standard form of OCLC terminal sale and software license agreements. THE FOREGOING OBLIGATIONS AS SET FORTH OR REFERENCED IN THIS ARTICLE VIII—A REPRESENT OCLC'S SOLE AND EXCLUSIVE LIABILITY FOR ANY DEFECT OR FAILURE IN ONLINE PROCESSES, OFFLINE PRODUCTS, OCLC SERVICES AND OCLC SOFTWARE. B. Immediately prior to the delivery of all Offline Products sold or leased to Participant hereunder, OCLC will have good title thereto; and immediately prior to the delivery of copies of any OCLC Software to Participant hereunder, OCLC will have the right to -extend to Participant the related licenses. C. -- OCLC shall maintain the OCLC System during the term hereof, and shall exert continuing efforts to upgrade the OCLC Online Union Catalog .and .to improve performance of the OCLC System. D. Except fcr the express warranties stated above in this Article VIII and the undertakings in Article IX below, OCLC makes no express or implied representations or warranties with respect to the OCLC System, Online Processes, Offline Products, OCLC Services or OCLC Software. All other warranties, including the WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR USE ARE HEREBY DISCLAIMED. OCLC SHALL NOT BE LIABLE FOR INCIDENTAL OR CONSEQUENTIAL DAMAGES, EVEN IF ADVISED OF THE POSSIBILITY THEREOF AND REGARDLESS OF THE FORM OF ACTION, NOR SHALL IT BE LIABLE FOR EXEMPLARY DAMAGES OR LOST REVENUES. In the event that the exclusivity or limitation of liability or remedy set forth above is held to be unenforceable for any reason, then OCLC's total liability to Participant in respect of any claim, regardless of the form of action, shall not exceed the value of all transactions under this Agreement for three (3) months Preceding the incident giving rise to such claim. • • OCLC850212:01 NFP CLSA: Shared Cataloging ARTICLE IX — INFRINGEMENT UNDERTAKINGS AND GRANT OF LICENSE. A. By OCLC OCLC agrees to defend and assume all of Participant's liability, casts and expenses for any suit or claim brought or asserted against Participant on the ground that the Online Processes, Offline Products, OCLC Services or OCLC Software, as furnished by OCLC, infringe any patent, copyright, trademark, secrecy or other proprietary interest of third parties, provided and upon the conditions that Participant (i) promptly deliver to OCLC written notice of any claim of such infringement together with all infringement notices and other papers received by Participant and (ii) give OCLC all information and assistance reasonably requested, together with exclusive authority to investigate, settle and defend such claim. THE FOREGOING SETS FORTH OCLC'S ENTIRE LIABILITY TO PARTICIPANT FOR ANY ACTUAL OR ALLEGED INFRINGEMENT OF THE TYPES DEALT tgITH IN THIS ARTICLE IX—A. B. By Participant Participant agrees to defend and assume all of OCLC's liability, costs and expenses for any suit or claim brought or asserted against OCLC on the ground that any information or data entered into the OCLC Online Union Catalog by Participant, including any use, reproduction or transfer thereof by OCLC or its designees, infringes any copyright, trademark, secrecy or other proprietary interest of third parties, provided and upon the conditions that OCLC (i) promptly deliver to Participant written notice of any claim oi --uch infringement, together with all infringement notices and other papers received by OCLC and (ii) give Participant all information and assistance reasonahl— —guested, together with exclusive authority to investigate, settle and defend such claim. THE 0 OCLC850212:01 NFP WSA: Shared Cataloging FOREGOING SETS FORTH PARTICIPANT'S ENTIRE LIABILITY TO OCLC FOR ANY ACTUAL OR ALLEGED INFRINGEMENT OF THE TYPES DEALT WITH IN THIS ARTICLE IX -B. C. License Grant Participant hereby grants to OCLC, other OCLC Participants, non -participant users and designees a non-exclusive, royalty -free right to copy, display, publish, prepare derivative works from, distribute and use (including, without limitation, use in forming new compilations of information) all bibliographic -records, holdings and other information supplied to OCLC-during the term of this Agreement by Participant or any entity acting on its behalf, under any copyright, patent, secrecy or other proprietary right therein owned or controlled by Participant. D. Survival of Richts and Oblications Participant's and-OCLC's rights and obligations under this Article IX shall survive any expiration or termination of this Agreement. ARTICLE X - RESPONSIBLE USE Participant agrees to comply with any code of responsible use ` adopted by OCLC for OCLC participants upon the recommendation of the OCLC Users Council, and to act in the use of the OCLC System, the Online Processes and Offline Products with good faith and loyalty to all other OCLC participants, doing nothing to waste, diminish or cause harm to the shared beneficial interest of such other participants in OCLC. It is a duty of OCLC participants to act cooperatively with each other and to avoid practices which have the effect either of shifting the burden of payment for OCLC products and services away from those receiving the same, or 22 0 OCLC850212:01 NEP CLSA: Shared Cataloging manipulating use of the OCLC System in ways which unreasonably and adversely affect its performance. The following practices are some examples of violations of the duty of responsible use: (i) Creating duplicate records in the OCLC Online Catalog, whether as a result of failing to search fully before doing original input, in order to reflect local bibliographic information, in order to avoid the First Time Use charge, or otherwise. (ii) Use of the save file as an electronic mail system. (iii) Doing Current Cataloging or reclassification cataloging under a retrospective conversion authorization. (iv) Placing multiple inter -library loan requests on one inter -library loan work form. ARTICLE XI - FORCE NAJEURE. Neither party shall be liable for any failure or delay in performance hereunder (other than of an obligation to pay money) due to or resulting from any cause beyond its reasonable control including, but not limited to acts of God, acts of the other party, strikes, shortage of materials, actions of government, fire, adverse weather conditions or operational failure, provided that the party so affected notifies the other promptly of the commencement and nature of the cause, the corrective steps to be taken and the estimated duration of the delay. ARTICLE XII - TEPTI AND TEP11INATION. A. Subject to the balance of this Article XII, this Agreement shall remain in effect indefinitely, until terminated by either party entirely in its own discretion and for any reason whatsoever, upon not less than ninety (90) day's prior written notice to the other. 23 1J OCLC850212:01 NEP SA: Shared Cataloging B. -This Agreement shall terminate automatically, ninety (90) days after receipt by OCLC from Participant or from the State of written notice that Participant is no longer a CLSA participant. C. This Agreement is subject to termination by OCLC upon sixty (60) days prior written notice to Participant in the event of any cancellation or termination of the Memorandum of Understanding. D. Whenever either party believes that the other has committed a breach of any material obligation under this Agreement, it may give the other notice to that effect with reasonable specificity. The other party shall use its best efforts promptly to remedy any breach and shall keep the party giving notice informed of the nature of the remedial action planned and taken, or will respond to the notice, with an explanation of the reasons it believes that no breach has occurred. When a party in material breach has not corrected same or is not diligently taking necessary corrective action within twenty (20) days after notice of such breach, which action will enable the party to cure the breach within a reasonable time, or if the party becomes insolvent, is the subject of a petition filed under any chapter of the Bankruptcy Act and not withdrawn within sixty (60) days or if a receiver is appointed for all or part of a party's property, then the other party shall be entitled to seek appropriate relief under this Agreement and under applicable law, which relief includes, without limitation, termination of this Agreement by written notice, without liability therefor. E. Notwithstanding.the.provisions of Paragraph D above, if Participant fails;tc issue payment within ; ten . (10) business days after receipt of notice from OCLC of non—payment of charges due and payable under this Agreement. and not reasonably in dispute, OCLC may terminate the 24 9 OCLCB50212:01 NFP CLSA: Shared Cataloging Agreement by notice in writing effective at any time after the end of those ten (10) days and prior to receipt of the late payment, without liability for such termination. F. Whenever any material obligation of either party under this Agreement is postponed or delayed pursuant to the provisions of Article XI above for more than ninety (90) consecutive days, then the other party may give notice of termination of this Agreement, effective thirty (30) days after such notice, unless by such date the cause of the delay has been removed and performance of the delayed obligation has been resumed. ARTICLE XIII — ASSIGNMENT. This Agreement may not be assigned by either party, in whole or in part, without the express, prior, written consent of the other, except that assignment may be made by OCLC, without such consent, to any wholly—owned subsidiary of OCLC or to any entity acquiring substantially all of the assets of OCLC, provided that (i) the assignee affirmatively undertakes to Participant to comply with all obligations of OCLC hereunder, and (ii) such assignment shall not release OCLC from its primary obligations to Participant. Subject to the foregoing sentence, this Agreement shall inure to the benefit of and be binding upon the successors and assigns of each party hereto. ARTICLE XIV — NOTICES. Any notices, desired or required to be given by either party pursuant to this Agreement, shall be in writing and shall be deemed sufficient if delivered by hand or if sent by certified mail, return receipt requested, to the address of the other party set forth below or to such other address as has been furnished by means of a notice given in accordance with this Article: 25 UILIA�GGIC:G1 IVCY CLSA: Shared Cataloging If to OCLC: President OCLC Online Computer Library Center, Incorporated 6565 Frantz Road Dublin, Ohio 43017 With a copy sent by regular U.S. nail to: Vice President and Corporate Counsel OCLC Online Computer Library Center, Incorporated 6565 Frantz Road Dublin, Ohio 43017 If to Participant: ARTICLE XV — MISCELLANEOUS. A. Effect of Waiver 1. The waiver or failure -of -either party to exercise in any respect any right provided for in this Agreement shall not be deemed a waiver of any further or future right under this Agreement. B. Headings ._.Paragraph and Article -headings are included in this Agreement for convenience only and are not deemed to be a part of this Agreement. C. Applicable Law -- This Agreement shall be governed by, subject to, and construed according to the laws of the State of California. D. Originals _._. This Agreement is executed in two (2) signed counterparts, each of which is and shall conetitute an original hereof. 26 0 E. Entire Aareement U(Ubt)10111:01 NFP •CLSA: Shared Cataloging This Agreement is the final, complete and exclusive statement of the agreement of the parties with respect to the subject matter hereof. No provision of this Agreement may be changed, modified, or supplemented except by a writing signed by both parties, unless otherwise provided for herein. If, at the effective date hereof, an OCLC membership agreement is in effect between OCLC and Participant, such agreement shall terminate simultaneously with the effectiveness of this Agreement. In such event, all rights and liabilities of the parties under the preexisting membership agreement shall be deemed to have arisen under this Agreement and shall be enforceable in accordance with the terms hereof. IN WITNESS MEREOF, the undersigned, being duly authorized, on behalf of the parties, their successors and assigns, have executed this Agreement effective the last date below written. WITNESS: Date WITNESS: OCLC ONLINE COMPUTER LIBRARY CENTER, INCORPORATED By Title (NAME OF PARTICIPANT) By Date Title 27 APPENDIX j OCLC Charges: PACNET Effective 1984 July I PRODUCT CODE ONLINE SYSTEM CHARGES 335 336 350 356 ISO Retrospective Conversion P f 1.69 (2)(3) T.77—(2) ripe Tice (3) .Nonprime Time Public Service Searches 11 Display Holdings Use .09 Accessions Lists 140 Items or less 141 Items or More 151 Cataiocinm 100/101 First Time Uses 102 Produces/Updates 250/255/330 Price Time 251/256/331 Nonprime Tine 201 Reclassification Produces/Updates 300/305 Prime Time 301/306 Nonprime Time 335 336 350 356 ISO Retrospective Conversion P f 1.69 (2)(3) T.77—(2) ripe Tice (3) .Nonprime Time Public Service Searches 11 Display Holdings Use .09 Accessions Lists 140 Items or less 141 Items or More 151 Changes. _ 100/101 Catalog Cards ----• ---• 102 Out -of -Warranty Card Rerun OCLC-MARC Distribution Service 203 Sample Tape 201 Cost of tape i handling - Standard 1600 C.P.I. 600 C.P.I. Option Credit for Returned Tapes - 200 Copying Charge Per Record: 1-1,000 Logical Records 1,001-5,000 Logical Records . 5,001-20,000 Logical Records 20,001-50,000 Logical Records - 50,001 -100,000 Logical Records ------100-,001-200,000-Logical-Records- ------ 200,001 and Up Logical Records _ 204 -. Production Frequency Charges Weekly Biweekly Monthly Quarterly --- Semi-annually - - - - 205 -.-.._Changes in MARC -Distribution Profile - Interlibrary Loan 450 451 Produces 1.34 Referrals - 358 Display Holdings Use 453 Statistics Annual Fee 454 Statistics Reports Per Page 361 UL Holdings Display .09 Page One Issued 640425 PRODUCTION PRODUCTS (1) S 23.80 minimum It per item —35.00— per incident 067 per card Tib— per incident 75.00 30.00 per tape per tape None .05 per record UJZ per record -- per record STT per record per record per record =. per record 12.00 per period __237Z— per period 37= per period -T"-Z6— per period 390.00— per Period - 35.00 . per -incident ISO -00 (5) (1) Postage billed separately. (2) Includes retrospective conversion produces. (3) Prime time hours: .9:00 a.m. to 5:00 p.m. Eastern Time. (S) Data is accumulated July -June fiscal year. Annual fee is a 12-pontli revolving charge, regardless of subscription sign-up. APPENDIX 1 • OCLC Cbarpes: ►ACNET i Effective 1984 July 1 PRODUCT CODE Serials Control 400/406 Check-in/Updates 407 Claiming 408 LDR Creation 409 Claims Forms 402 LDR Storage Per Year Union List 410 Updates 401 LDR Creation Start-up Fees 403 Minimum 403 Additionai 403 Additional 402 LDR Storage Per Year 357 Display Holdings Use 360 UL Holdings Display Offline Lists (Paper or Fiche) (9) 420 per title 421 per summary holdings statement 422 per copy -specific holdings statement 423 per Ind" entry ex 424 per optimal field or cross- reference 425 per printed page 435 per original fiche 436 per fiche copy Offline Lists (Tape) (9) 440 per title 441 442 per summary, holdings statement per COPY -specific holdings statement 445 per tape Acauisitions 242 Produces/First Time Updates 365 ACQ/CAT Combination Discount 230 Action Forms 231/232 Fund Reports (paper) 234/235 Fund Reports (fiche) 236/237 Fiche Copy 233 Fund Storage Per Year 359 Display Holdings Use ONLINE SYSTEM CHARGES S .07 � 54 .405 .03 (6) .07 Page Two Issued 840425 PRODUCTION PRODUCTS (1) S .13 340.00 /15 libraries (7) "i'S:'Q>f/added ouC members (8) �II dr /added non-OCLC members (8) .03 (6) .09 1.10 =00) .2_(11) .09 WIN 13 per sheet per sheet per fiche i 1 copy 30 each added fiche copy (1) Postage billed separately. (6) Billed semi-annually. October and April. (7) First 15 members will be taken as OCLC members. First-year charge only. (8) After start-up, billed whenever new members are added. (9) See Serials Union List Criteria document for approved uses of products. (10) Applicable on the lesser of annual Product Code 242 or the sum of Product Codes (250.2554251+256) plus original cataloging. Credited at fiscal year end. (11) Billed semi-annually. September and March. APPENDIX 1 Page Three OCLC Charges: PACKET Issued 840425 Effective 1984 July 1 PRODUCT CODE ONLINE SYSTEM TERMINAL i TERMINAL CNARGES RELATED SERVICES 610 Telecommunicationt 1 127.00 /terminal/month (16) 680 System Service Fee 26.50/terminal/month Terminal (12) Terminal Maintenance Service 700/701/702 Model 100/105/110 951 Mode1.300 (13) 43:00 per month per month Other Model 3DO Equipment Mafntanance Service (13) 955 Enpansion.thassis 15.00 per month 690 Terminal lease 170.00 per month Cables - Data 6 Chaining (Purchases in addition to cable provided with terminal) 776 777 20 ft. 30 ft. 30.00 U4) 779 60 ft. -Mu (14) 779 Special Length (14)l (14)(15) 611 OCLC Modem (Includes Maintenance) 65.00 per month Terminal Non -Maintenance Service Charge (17) 720 720 Term Rate Change Terminal - Installation 16 0 720- Removal Tb 720 Relocation - Within Same Building al^ 7u= 722 - To Different Building -MT-. W- 720 Readdress 720 Replacement 719 Certification 612 Data Set Move - Within Same building SID Q�- (18) (16) - To Different Building 450.00- (16) Nodes and Station Termination Installation -iT3�'G- (16) Billable Service Call 710 711 ;.,.. . - Ko Parts Replaced 168.00 - ,- Some Parts Replaced (12) See Microcomputer Products price schedule for Model 300 and related hardware and software purchase prices. (13) See separate maintenance agreement for details of qualifying equipment. (14) Freight to be added. (15) 330 plus S1/ft, over 20 ft. (16) Subject to telecommunications carrier rate changes. (17) Price per one service per call. Additional services performed during the same call will be priced at 695.00 per each additional terminal. (18) Billed on time and material basis. Freight to be added for parts necessary to bring terminal to condition necessary for certification. 0 0 APPENDIX 1 Page Four OCLC Charges: ►ACNET Issued 640425 Effective 1964 July 1 PRODUCT CODE ONLINE SYSTEM CHARGES Access to OCLC System Via Tvmnet/Telenet 600/6D6 Connect Charge Per Hour (300 baud/1200 baud) 601/606 (S.16/minute) MATS Hourly Connect ChargeX68—per f 9.60 per hour (19) hour Subscription Fee 601 607 Per Tymnet Password Per Telenet Password 4.00 per month --T—U—per month Access to OCLC System via Direct Diai (20) 605 Authorization for Dial Access 200.00 oer year (21) Miscellaneous Charces 900 Start-up Instruction Training and Follow-up Support Services. 500.00 per incident (22) 103/404/452 Profile Processing (Cataloging/Union List/ Interlibrary Loan 37.00 per hour 902 Billing Tape 30.00 (19) Within the Continental United States. (20) User/participant pays telecommunication cost directly to telephone company. (21) Per institution via Tyamet. Telenet, or direct dial access. (22) Plus travel expenses. APPEMIx 2 CCI C, CNLINE C -TPL=R LIBRARY CENTER, INC. 1984/85 SUBSCRIPTION DISCOUNP PROGRAM Standard Payment Terns: Net ammtnts payable 45 days from date of invoice. Prc:rpt Payment Terms: Discount of .358 (.0035) (88 APR) credited for payments received within one month from date of invoice. Late Payment Terms: Late payment charge of 18 per month (128 APR) inposed on all outstanding charges in excess of 2 months fran date of invoice. Discount Percent Annual Number of Kbnths Day of Month Percentage Oovered by Subscription Payment Received by OCLC Rate Payment 15th Last ._ 1 1.7 1.3 108 2 2.1 1.7 108 3 2.5 2.1 108 4 2.9 2.5 108 5 3.4 2.9 108 6 3.8 3..4 108 7 4.2 3.8 108 8 4.7 4.2 108 9 5.1 4.7 108 10 5.5 5.1 108 11 6.0 5.5 108 12 6.4 6.0 108 Standard Payment Terns: Net ammtnts payable 45 days from date of invoice. Prc:rpt Payment Terms: Discount of .358 (.0035) (88 APR) credited for payments received within one month from date of invoice. Late Payment Terms: Late payment charge of 18 per month (128 APR) inposed on all outstanding charges in excess of 2 months fran date of invoice. 0 OCLC, Online Computer Library Center 1984/85 Discount Program Description 2 Types of Discounts Offereds Subscription Discount at -108 APR Applied to payments received during the first month covered by the subscription payment. Prompt Payment Discount at 88 APR Applied to payments received within one month from the invoice date. Products Eligible for Discount All OCLC processes, products and services on Appendix I, including Telecommunications will be eligible for discount. Subscription Piriods Available Subscription periods from 1 to 12 months are available. Subscription payments will be accepted at any time during the year. Determination of Period Covered by Subscription Payment A 'monthly standard" based on the library's total dollar activity for fiscal year 83/84 will be jointly established April 30, 1984 and in effect for all of FY 84/85. The monthly standard will be the basis for determining the number of months covered by the subscription payment. Calculation of Discount The discount percentage from Appendix II will be applied to the net subscription payment based on the number of months covered and the receipt date. All prompt payments will receive a discount of .358, which is equivalent to an 88 annual percentage rate. All subscription payments will receive a discount which is equivalent to a 108 annual percentage rate. All valid unpaid amounts in excess of 1 month from the invoice date will be deducted from subscription or prompt payments before calculating discount. 0 0 Exarple of Discount Calculation - Accosts Receivable Mode o AssuTtions: - Mbnthly Standard: $200,000 - Balance Due OCL,C at July 31: $200,000 (represents July charges) o Facts: - Payment of $2,000,000 received by OCI on August 31. o Discount Calculation Discount Prcrrpt Subscription _.Paymst Payment Payment Amount: $2,000,000 Less: Invoices over 1 ronth - 0 - Balance Available for Discount $2,000,000 $200,000 $ 1,800,000 Discount Rate .358 4.78 (1) Discount $ 700 $ 84,600 (1) Subscription Payment Number of months covered by Subscription Payment. Monthly Standard $ 1,800,000 - 9 months (rate frau Appendix II - 4.78) 200,000 - FK&mcle of Discount Calculation - Subscription o Assmptions: - Monthly Standard: $ 200,000 - Subscription coney at OCLC on July 31 - $ 200,000 o Fact: Payment of $2,000,000 received by OCLC on August 31. o Subscription Discount Calculation: - .:.Subscription payment remaining, at OCL.0 Add new money received .... 7btal Eligible for Discount Calculation $ 200,000 $ 2,000,000 $ 2,200,000 (1) OCLC850212:01 NFP CLSA: Shared Cataloging APPENDIX 3 OCLC ATTACHMENTS POLICY Except with the prior written consent of OCLC, no equipment or device may be directly or indirectly attached, linked or used with the OCLC System except: 1. Terminal devices furnished or approved in writing by OCLC expressly for use with said System (hereinafter "Terminals"). 2. Any equipment or device which Library may elect, in its sole discretion, to attach to Terminals. Notwithstanding paragraph numbered 112" above, no equipment or device may be attached (i) to the telecommunication line connecting OCLC to the site of the said Terminal(s), or (ii) to the modem at the termination point of said telecommunication line at the site of a Terminal, or (iii) to any interconnecting cables between modem and Terminal or between Terminals. In addition, no equipment or devices except other Terminals may be attached directly or indirectly to the next—CRT—port on Terminals, or to any of the circuitry associated with such port. Attachment of any equipment or device to Terminals under paragraph numbered "2" above shall be at the sole risk and expense of Participant. OCLC does not warrant or provide any assurance that such equipment or device will function properly or as desired, or that it will not cause harm to the Terminals to which attached, unless the equipment or device is furnished or approved in writing by OCLC. OCLC850212:01 NFP CLSA: Shared Cataloging APPENDIX 4 AGREEMENT This agreement ("Agreement"), effective as of the date on which executed by both parties hereto, by and between an institution organized and existing under the laws of the State of , hereinafter referred to as "Library", and corporation organized and existing under the laws of the State of a , hereinafter referred to as "Vendor". WHEREAS, Library and Vendor have contracted with each other, prior hereto or contemporaneously herewith, for the supply of goods and/or services by Vendor to Library, and may hereafter enter into additional such, contracts, in connection with which, Library has made or will hereafter make available to Vendor copies in machine-readable form of bibliographic data, library holdings and other information derived from the online database of such information maintained by OCLC Online Computer Library Center, Incorporated ("OCLC"), which contracts between Library and Vendor are hereinafter referred to as "Contracts"; and UIEREAS, in order for Library to continue making available to Vendor said bibliographic data, library holdings and other information derived from the OCLC online database (hereinafter "OCLC-derived Records"), it is necessary that Vendor provide assurances concerning use of OCLC-derived Records. NOW, THEREFORE, in consideration of the promises hereinafter made and other good and valuable consideration, receipt of which is hereby acknowledoed, Library and Vendor hereby agree as follows: 1. All present, executory Contracts between Library and Vendor will be deemed amended to include the terms cf this Agreement, and all future Contracts between them which are executed while this Agreement remains in effect will be deemed to include such terms. 2. Vendor will make no copies of the OCLC-derived Records nor cause such Records to be transferred to other storage media, except as essential to carry out the Contracts. 3. Vendor will make no use of the OCLC-derived Records except to carry out the Contracts, and acknowledges that delivery of the OCLC-derived Records to Vendor does not represent a transfer of ownership thereto. 4. Vendor agrees that it will not transfer OCLC-derived Records or copies thereof to any third party, and will OCLC850212:01 NFP CLSA: Shared Cataloging promptly return to Library all OCLC-derived Records received in connection with each Contract, upon completion thereof, and all copies of such Records. 5. This Agreement is terminable by Vendor at any time, with or without cause, by thirty (30) days prior written notices sent by prepaid registered or certified first-class mail, with return receipt requested, to: (Library) and to Attention: OCLC Online Computer Library Center, Incorporated 6565 Frantz Road Dublin, Ohio 43017 Attention: Corporate Counsel Any such address may be changed by Library and by OCLC by written notice to Vendor sent by prepaid registered or certified first-class mail, with return receipt requested, to: (Vendor) Attention: All notices given in accordance with this Section 5 shall be deemed given on the date of proper deposit in the U.S. nail. 6. It is agreed that OCLC shall be deemed a third party beneficiary of this Agreement entitled to seek enforcement of the same against Vendor in its own name, notwithstanding lack of privity or contract. 7. Vendor's obligations under this Agreement, as they affect any Contract which has become effective prior to the termination hereof, shall survive any such termination. 8. This Agreement is the final, complete and exclusive statement of the agreement between Library and Vendor with respect to the subject matter hereof, and may not be OCLC850212:01 NFP CLSA: Shared Cataloging terminated (other than as provided in Section 5 above), modified, amended, rescinded or cancelled except by a writing signed by both parties hereto and, as a condition precedent to the effectiveness thereof, with a copy thereof furnished by Library to OCLC by the same means and at the same address as provided in Section 5 above. No waiver of any provision of this Agreement or of any right hereunder shall be deemed a waiver of any other provision hereof or any other right hereunder. IN FATNESS MEREOF, the parties have executed this Agreement as of the dates indicated below. Date: (Library) By: Title: (Vendor) Date: By: Title: