HomeMy WebLinkAboutResolution No. 94-C118RESOLUTION 140. 94-C118
• RECEIVED
AUG - 91994
Cl ,-USA
REDEVELO7 ,mk_NT AGENCY
RESOLUTION AUTHORIZING THE ISSUANCE, SALE AND DELIVERY
OF MULTIFAMILY MORTGAGE REVENUE BONDS IN A PRINCIPAL
AMOUNT NOT TO EXCEED $19,600,000 FOR THE PURPOSE OF
MAKING A LOAN TO PROVIDE FUNDS TO REFINANCE THE COST OF
DEVELOPING AN APPROXIMATELY 320 -UNIT MULTIFAMILY RENTAL
HOUSING PROJECT KNOWN AS PACIFIC GLEN APARTMENTS AND
LOCATED IN THE CITY AT THE NORTHWEST CORNER OF CITRUS
AND ALOSTA STREETS, DETERMINING AND PRESCRIBING CERTAIN
MATTERS RELATING THERETO, AND APPROVING AND AUTHORIZING
THE EXECUTION OF RELATED DOCUMENTS, AGREEMENTS AND
ACTIONS.
WHEREAS, Chapter 7 of Part 5 of Division 31 of the
Health and Safety Code of the State of California (as amended to
the date hereof, referred to herein as the "Act") authorizes
cities and counties to issue multifamily mortgage revenue bonds
(including refunding bonds) for the purpose of making loans or
otherwise providing funds to finance the development of
multifamily rental housing; and
WHEREAS, Article 11 of Chapter 3 of Part 1 of
Division 2 of Title 5 of the Government Code of the State of
California (as amended to the date hereof, referred to herein as
the "Refunding Bond Act") authorizes local agencies to incur
indebtedness for the purpose of refunding any revenue bonds of
the local agency and provides a complete, additional and
alternative method for doing the things authorized thereby; and
WHEREAS, pursuant to the Act, the City previously
issued its Multifamily Housing Revenue Bonds (Pacific Glen
Apartments), Series 1985 (the "Prior Bonds"), for the purpose of
financing an approximately 320 -unit multifamily rental housing
project (the "Project"), as described in the Indenture of Trust
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dated as of January 1, 1985 (the "Prior Indenture") between the
City and Chemical Trust Company of California (formerly known as
Manufacturers Hanover Trust Company of California), as trustee
thereunder (the "Prior Trustee"), and the Loan Agreement dated as
of January 1, 1985 (the "Prior Loan Agreement") between the City
and Lincoln Pacific, A California Limited Partnership (the
"Original Developer"); and
WHEREAS, the City has been advised that the Original
Developer defaulted in its payment obligations under the Prior
Loan Agreement and related documents; and that the Original
Developer filed a petition seeking reorganization under Chapter
11 of the United States Bankruptcy Code in the United States
Bankruptcy Court, Central District of California (the "Bankruptcy
Court"); and
WHEREAS, on January 4, 1994, the Bankruptcy Court
entered its Order (the "Order") approving (i) a Settlement
Agreement dated October 7, 1993 (the "Settlement Agreement") by
and among Continental Casualty Company, an Illinois insurance
company (the "Surety"), the Prior Trustee, the Original Developer
and certain individuals, as guarantors, and (ii) the transfer of
the Project to the Surety or its designee; and
WHEREAS, the Order specifically provided that the
Settlement Agreement and transfers pursuant thereto shall not be
deemed to cure any default under the Prior Loan Agreement, the
Prior Indenture, the Prior Bonds or the Reimbursement Agreement,
dated as of January 1, 1985 (the "Reimbursement Agreement")
between the Surety and the Original Developer; and
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WHEREAS, pursuant to the Order and the Settlement
Agreement, by grant deed and bill of sale, the Original Developer
has transferred all of its right title and interest in and to the
real and personal property constituting the Project to Pacific
Glen Apartments, Inc., an Illinois corporation (the "New Owner"),
which entity is a wholly-owned subsidiary of Surety; and
WHEREAS, as a result of the continuing default under
the Prior Loan Agreement and the Reimbursement Agreement, the
Surety intends to give notice to the Prior Trustee to call the
Prior Bonds for redemption pursuant to the Owner's or the
Surety's rights under the Prior Indenture; and
WHEREAS, in order to provide the moneys to pay a
portion of the redemption price of the Prior Bonds the City has
determined to issue its Multi -Family Housing Revenue Refunding
Bonds (Pacific Glen Apartments Project) in an aggregate principal
amount not to exceed $19,600,000 (the "Bonds"); and
WHEREAS, there have been prepared and presented to the
City Council for consideration at this meeting the following
instruments:
(1)
The
form
of
Indenture, including the form of Bond;
(2)
The
form
of
Loan Agreement;
(3)
The
form
of
Amended and Restated Regulatory Agreement;
(4)
The
form
of
Intercreditor Agreement;
(5)
The
form
of
Bond Purchase Agreement;
(6)
The
form
of
Remarketing Agreement;
(7)
Preliminary
Official Statement relating to the Bonds;
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(8) The form of First Deed of Trust, Security Agreement and
Assignment of Rents; and
(9) The form of Escrow Agreement; and
WHEREAS, it appears that each of the documents and
instruments above referred to which are now before this meeting
is in appropriate form and is an appropriate instrument to be
executed and delivered for the purposes intended; and
WHEREAS, John Nuveen & Co., Incorporated (the
"Underwriter") has expressed its intention to purchase the Bonds,
and the City Council finds that the public interest and necessity
require that the City at this time make arrangements for the sale
of the Bonds; and
WHEREAS, pursuant to Section 147(f) of the Internal
Revenue Code of 1986 this City Council has held a public hearing
regarding the issuance of the Bonds and now desires to authorize
the issuance of the Bonds;
NOW, THEREFORE, BE IT RESOLVED, by the City Council of
the City of Azusa, as follows:
Section 1. Finding and Determination. It is hereby
found and determined that it is necessary and desirable for the
City to provide the refinancing for the Project through the
issuance and sale of the Bonds in order to assist in the
development and maintenance of the type of dwelling units
provided by the Project.
Section 2. Authorization of the Bonds. For the
purpose of raising moneys with which to effectuate the
refinancing of the Project, the City hereby determines to issue
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the Bonds, in a principal amount not to exceed $19,600,000. The
principal amount of Bonds issued shall not exceed such amount as
is necessary to refund all outstanding Prior Bonds (including
accrued interest thereon). The Bonds shall bear interest at a
rate of interest producing an initial interest rate on the Bonds
not to exceed eight percent (8%) per annum, maturing as provided
in the Indenture, but not later than 30 years from the date of
issue. The Bonds shall be in substantially the forms set forth in
the Indenture, with such appropriate variations, omissions,
insertions and provisions as are permitted or required by the
Indenture, which shall be appropriately completed when the Bonds
are prepared.
The Bonds shall be limited obligations of the City and
shall be payable as to principal and interest, and the
obligations of the City under the Indenture shall be paid and
satisfied, solely from the revenues, receipts and other moneys
pledged therefor under the Indenture.
Section 3. Execution and Delivery of the Bonds. The
Bonds shall be executed on behalf of the City by the manual or
facsimile signature of the Mayor, and the official seal of the
City, or a facsimile thereof, shall be impressed or imprinted
thereon and attested with the manual or facsimile signature of
the City Clerk.
Section 4. Approval of Indenture. To provide for the
details of the Bonds, and to prescribe the terms and conditions
upon which they are to be issued, secured, executed,
authenticated and held,
the Mayor,
City
Administrator or the
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Finance Director and the City Clerk or a deputy City Clerk are
hereby authorized to execute and deliver the Indenture, a copy of
which is on file in the office of the City Clerk, in
substantially the form presented to this meeting or with such
changes as may be approved by the officers of the City executing
the same, upon consultation with the City Attorney, their
execution thereof to constitute conclusive evidence of their
approval of all changes from the form of Indenture presented to
this meeting, which form of Indenture is hereby in all respects
approved and incorporated by reference and made a part hereof.
Section 5. Approval of Loan Agreement. To provide for
the details of the making of the loan financed by the bonds (the
"Loan"), and the duties and obligations of the New Owner, the
Mayor, City Administrator or the Finance Director and the City
Clerk or a deputy City Clerk are hereby authorized to execute and
deliver the Loan Agreement, a copy of which is on file in the
office of the City Clerk, in substantially the form presented to
this meeting or with such changes as may be approved by the
officers of the City executing the same, upon consultation with
the City Attorney, their execution thereof to constitute
conclusive evidence of their approval of all changes from the
form of Loan Agreement presented to this meeting, which form of
Loan Agreement is hereby in all respects approved and
incorporated by reference and made a part hereof.
Section 6. Approval of Amended and Restated Regulatory
Agreement. To evidence the requirements of the Act, the
Refunding Bond Law and the Internal Revenue Code with respect to
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the Loan and to implement the public purpose for which the Bonds
are to be issued, the Mayor, City Administrator or the Finance
Director and the City Clerk or a deputy City Clerk are hereby
authorized to execute and deliver the Amended and Restated
Regulatory Agreement, a copy of which is on file in the office of
the City Clerk, in substantially the form presented to this
meeting or with such changes as may be approved by the officers
of the City executing the same, upon consultation with the City
Attorney, their execution thereof to constitute conclusive
evidence of their approval of all changes from the form of
Amended and Restated Regulatory Agreement presented to this
meeting, which form of Amended and Restated Regulatory Agreement
is hereby in all respects approved and incorporated by reference
and made a part hereof.
Section 7. Approval of Intercreditor Agreement. To
provide for certain details with respect to the Loan and the
Surety, the Mayor, City Administrator or the Finance Director and
the City Clerk or a deputy City Clerk are hereby authorized to
execute and deliver the Intercreditor Agreement, a copy of which
is on file in the office of the City Clerk, in substantially the
form presented to this meeting or with such changes as may be
approved by the officers of the City executing the same, upon
consultation with the City Attorney, their execution thereof to
constitute conclusive evidence of their approval of all changes
from the form of Intercreditor Agreement presented to this
meeting, which form of Intercreditor Agreement is hereby in all
respects approved and incorporated by reference and made a part hereof.
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Section 8. Approval of Bond Purchase Agreement. The
form of Bond Purchase Agreement presented to this meeting, a copy
of which is on file in the office of the City Clerk, is hereby
approved in all respects and incorporated herein by reference and
made a part hereof, and the Mayor, the City Administrator or the
Finance Director is hereby authorized to execute and deliver to
the Underwriter a Bond Purchase Agreement in substantially such
form or with such changes as may be approved by the officer of
the City executing the same, upon consultation with the City
Attorney, such execution to constitute conclusive evidence of the
approval by such officer of all changes from the form of Bond
Purchase Agreement presented to this meeting, which form of Bond
Purchase Agreement is in all respects approved and incorporated
by reference and made a part hereof.
Section 9. Approval of Remarketing Agreement. The
form of Remarketing Agreement presented to this meeting, a copy
of which is on file in the office of the City Clerk, is hereby
approved in all respects and incorporated herein by reference and
made a part hereof, and the Mayor, City Administrator or the
Finance Director is hereby authorized to execute and deliver to
the Underwriter a Remarketing Agreement in substantially such
form or with such changes as may be approved by the officer of
the City executing the same, upon consultation with the City
Attorney, such execution to constitute conclusive evidence of the
approval by such officer of all changes from the form of
Remarketing Agreement presented to this meeting, which form of
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Remarketing Agreement is in all respects approved and
incorporated by reference and made a part hereof.
Section 10. Approval of Preliminary Official Statement
and Official Statement. The form of Preliminary Official
Statement relating to the Bonds, in substantially the form
presented to this meeting, a copy of which is on file with the
City Clerk, is hereby in all respects approved and incorporated
herein by reference and made a part hereof, and the City Council
hereby ratifies and approves distribution of the Preliminary
Official Statement to prospective purchasers of the Bonds. The
Mayor, City Administrator or the Finance Director of the City is
hereby authorized to execute and deliver, at the time of sale of
the Bonds, said form of Preliminary Official Statement as the
final Official Statement, with such changes therein as may be
approved by the officer of the City executing the same, upon
consultation with the City Attorney, such execution to constitute
conclusive evidence of the approval by such officer of all
changes from the form of Official Statement presented to this
meeting, which form of Official Statement is in all respects
approved and incorporated by reference and made a part hereof.
Section 11. Approval of First Deed of Trust. The
Mayor, City Administrator or the Finance Director and the City
Clerk or a deputy City Clerk are hereby authorized to execute an
acceptance of the First Deed of Trust, Security Agreement and
Assignment of Rents, a copy of which is on file in the office of
the City Clerk, in substantially the form presented to this
meeting or with such changes as may be approved by the officers
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of the City executing the same, upon consultation with the City
Attorney, their execution thereof to constitute conclusive
evidence of their approval of all changes from the form of First
Deed of Trust, Security Agreement and Assignment of Rents
presented to this meeting, which form of First Deed of Trust,
Security Agreement and Assignment of Rents is hereby in all
respects approved and incorporated by reference and made a part
hereof.
Section 12. Approval of Escrow Agreement. The form of
Escrow Agreement by and between the City, the trustee for the
Prior Bonds, the trustee for the Bonds and the Surety,
substantially in the form submitted to this meeting, a copy of
which is on file in the office of the City Clerk, is hereby
approved in all respects and incorporated herein by reference and
made a part hereof, and the Mayor, City Administrator or the
Finance Director is hereby authorized to execute and deliver a
Escrow Agreement in substantially such form or with such changes
therein as may be approved by the officer of the City executing
the same, upon consultation with the City Attorney, such
execution to constitute conclusive evidence of the approval by
such officer of all changes from the form of Escrow Agreement
presented to this meeting, which form of Escrow Agreement is in
all respects approved and incorporated by reference and made a
part hereof.
Section 13. Actions Ratified and Authorized. All
actions heretofore taken by the officers and agents of the City
with respect to the sale and issuance of the Bonds are hereby
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approved, confirmed and ratified, and the officers of the City
are hereby authorized and directed, for and in the name and on
behalf of the City, to do any and all things and take any and all
actions and execute and deliver any and all certificates,
agreements and other documents, including but not limited to
those described in the Bond Purchase Agreement or Remarketing
Agreement, which they, or any of them, may deem necessary or
advisable in order to consummate the lawful issuance and delivery
of the Bonds and the making and administration of the Loan in
accordance with the Act, the Refunding Bond Act, the Internal
Revenue Code and this resolution.
Section 14. Conflicting Resolutions Repealed. All
ordinances and resolutions or parts thereto in conflict herewith
are, to the extent of such conflict, hereby repealed.
Section 15. Severability. If any section, paragraph
or provision of this resolution shall be held to be invalid or
unenforceable for any reason, the invalidity or unenforceability
of such section, paragraph or provision shall not affect any
remaining provisions of this resolution.
Section 16. Resolution Constitutes Approval. It is the
purpose and intent of this City Council that this resolution
constitute approval of the Bonds by the applicable elected
representative in accordance with Section 147(f) of the Internal
Revenue Code of 1986.
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Section 17. Effective Date. This resolution shall
take effect upon its adoption.
APPROVED AND ADOPTED this August 15, 1994.
L
Cfty/Clerk of
the City of Azusa
Mayor of the City of Azusa
I HEREBY CERTIFY that the foregoing resolution was duly
adopted by the City Council of the city of Azusa at a regular meeting
thereof held on the 15th day of August, 1994, by the following
vote of the Council:
AYES: COUNCILMEMBERS: HARDISON, MADRID, NARNJO, BEEBE
NOES: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: ALEXANDER
ABSENT: COUNCILMEMBERS: NONE
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