HomeMy WebLinkAboutAgenda Packet - October 24, 2011 - UB Zpk
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AGENDA
REGULAR MEETING OF
AZUSA UTILITY BOARD
AZUSA LIGHT & WATER OCTOBER 24, 2011
729 N. AZUSA AVENUE 6:30 P.M.
AZUSA, CA 91702
AZUSA UTILITY BOARD
KEITH HANKS
CHAIRPERSON
ANGEL CARRILLO JOSEPH R. ROCHA
VICE CHAIRPERSON BOARD MEMBER
URIEL E. MACIAS ROBERT GONZALES
BOARD MEMBER BOARD MEMBER
6:30 P.M. Convene to Regular Meeting of the Azusa Utility Board
• Call to Order
• Pledge to the Flag
• Roll Call
A. PUBLIC PARTICIPATION
1. (Person/Group shall be allowed to speak without interruption up to five (5) minutes maximum time,
subject to compliance with applicable meeting rules. Questions to the speaker or responses to the
speaker's questions or comments shall be handled after the speaker has completed his/her comments.
Public Participation will be limited to sixty(60) minutes time.)
1 001
B. UTILITIES DIRECTOR COMMENTS
C. UTILITY BOARD MEMBER COMMENTS
D. CONSENT CALENDAR
The Consent Calendar adopting the printed recommended action will be enacted with one vote. If Staff or
Councilmembers wish to address any item on the Consent Calendar individually, it will be considered under
SPECIAL CALL ITEMS.
1. Minutes. Recommendation: Approve minutes of regular meeting on September 26, 2011 as written.
G11-
UB Min 9-2011.pdf
2. Purchase of New Engineering Copier. Recommendation: Approve the purchase of a new engineering
plan copier/large document scanner from ARC Imaging Resources Company in amount not-to-exceed
$14,201.98 including applicable tax and trade in value of old equipment.
4
Engineering
Copier.pdf
3. Termination of Contract with PMR Progressive, LLC. Recommendation: Approve the termination
of contract with PMR Progressive, LLC collection agency and authorize issuance of Request for
Proposals for a new collection agency.
Collection
Agency.pdf
4. Purchase of Industrial Grade Thermal Imaging Device. Recommendation: Approve the purchase of
a rugged handheld industrial thermal imager for Electric Division from B&K Electric Wholesale in
amount not-to-exceed $9,475.32 plus applicable tax.
Thermal Imaging.pdf
2
002
E. SCHEDULED ITEMS
1. Financial Security Agreements with the ISO for Congestion Revenue Rights (CRR) Auction.
Recommendation: 1) Authorize the Director of Utilities to execute periodic Financial Security
Agreements with the California Independent System Operator (ISO) in amount not-to-exceed $500,000;
and 2) authorize the City Treasurer to establish cash deposits or other instruments sufficient to fulfill the
agreement obligations on behalf of Azusa Light & Water.
ISO Security.pdf ISO Sample Sec
Agnt.pdf
F. STAFF REPORTS/COMMUNICATIONS
1. Local Adoption of SBX1 2
RPS Enforcement
Program pdf
2. State Mandated Commercial Recycling Program Requirements
Conmercial Recycling
Requirements.pdf
3. Update on Vulcan Water Rights Transfers
119I-
Vulcan Wtr Vulcan-Letter.pdf
Leases.pdf
4. SCPPA Legislative Briefing
SCPPA Leg Invite-SCPPA SCPPA Mayors
Briefing.pdf Briefing.pdf Letter.pdf
3 003
G. ADJOURNMENT
1. Adjournment.
"In compliance with the Americans with Disabilities Act, if you need special assistance to participate in a city
meeting, please contact the City Clerk at 626-812-5229. Notification three (3) working days prior to the
meeting or time when special services are needed will assist staff in assuring that reasonable arrangements
can be made to provide access to the meeting."
"In compliance with Government Code Section 54957.5, agenda materials are available for inspection by
members of the public at the following locations: Azusa City Clerk's Office - 213 E. Foothill Boulevard,
Azusa City Library- 729 N. Dalton Avenue, and Azusa Light& Water-729 N.Azusa Avenue,Azusa CA."
4 004
UtilityBoard 1, ,Nwsinat
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October 24, 2011
Chair Keith Hanks
AZUSA
Consent Agenda
September 26, 2011 minutes
Purchase of New Engineering Copier ($14,202)
Termination of Contract with Progressive
Purchase of Thermal Imaging Device ($9,476)
AZUSA
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CAISO
Fa . II Security Agreements
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Background
Congestion Revenue Rights (CRR)
Used for hedging transmission congestion
CAISO conducts annual CRR auctions
Azusa has need for additional CRRs in
2012
California ISO
AZUSA
Security
Beginning October 1 , 2011 , the ISO
requires entities participating in CRR
auction to post collateral
Consistent with FERC Order 741
$500,000 collateral needed for Azusa
2012 CRR auction is November 8, 2011
California ISO
Security Agreement
Called "Certificate of Deposit Security
Agreement"
For pledge of CD or cash account
Limited term until payment by Azusa of
any auction purchases
Collateral held by Wells Fargo locally
California ISO
SFao p e eww.ed r ,ro
Recommendation
Authorize Director of Utilities to execute
periodic Financial Security Agreements
with the ISO for up to $ 500K .
Authorize City Treasurer to establish
related collateral accounts .
California ISO M'
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Local Adoption of RPS (SBXI 2)
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Azusa Utility Board
October 24, 2011
8
Background
Renewable Portfolio Standard (RPS)
Detailed RPS regulations being developed by CEC
RPS law (SBX1 2) effective on December 10, 2011
SBX1 2 requires POU governing bodies to adopt RPS
Enforcement Program by January 1 , 2012
-
RPS Enforcement Program
Purpose is to create mechanism to enforce
RPS obligations applicable to Azusa
Will stipulate RPS types , targets , reporting
requirements , provisions permitting delay
or procurement limitations
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10 AZUSA
Next
Light & Water will place 30 day
notice in newspaper that Utility
Board will be considering adoption
of RPS Enforcement Program at
next month ' s Utility Board meeting
11
azuSn
Commercial Recycling
Program Requirements
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Azusa Utility Board
October 24, 2011
AZUSA
Background
Assembly Bill 32 requires GHG emissions reduced to
1990 levels by 2020
Solid waste sector believed to be significant source of
GHG
Methane (CH4) remains in atmosphere for 9-15 years
and is 20 times more "effective" for trapping heat in
atmosphere than CO2
AB 32 regulations require mandatory commercial
recycling by July 1 , 2012
AZUSA
AB 32 Commercial Recycling
Requires businesses generating >4
yards of waste to recycle ( MRF ok )
Requires City to provide education ,
outreach and monitoring of businesses
AZUSA
AB 341
Recently signed by Governor Brown
Sets 75% recycling goal by 2020
Requires a local commercial recycling
program by July 1 , 2012
Allows City to assess businesses for
program implementation
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Conclusion
Due to its MRF program , Azusa ahead
of commercial recycling requirements
although 75% waste diversion goal for
2020 may be a challenge
AZUSA
Update on Vulcan
Water Rights transfers
Azusa Utility Board
October 24, 2011
AZliSA
L - Background
— __1
In 1996 , Vulcan granted a permit to maintain
and operate City Well No. 1903119.
Permit amended in 1999 to allow Vulcan to
borrow water for up to 5 years
Small amounts borrowed and repaid
annually (cash or water return allowed )
Exception in FY01 (500 AF), FY02 (600AF)
and FY03 (700 AF)
FY01 repaid but no record of FY02 and
FY03 repayment ,.w
AZUSA
Status
Light & Water staff recently met with
Vulcan to discuss outstanding water
loaned in FY02 and FY03
At today's value , 1300 AF is worth
$665 , 000
Vulcan is researching its records to see
if payment(s) made
AZUSA
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Azusa Utility Board
October 245
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Background
SCPPA hosted a legislative briefing for
Mayors on September 30.
Mayor Pro Tem and Director of Utilities
attended
Speakers were:
— Senator Alex Padilla, Chair of Senate Utilities
Committee
— Mary Nichols, CARB Chair
— Debra Sliz, SCPPA Washington DC representative
AZUSA
Follow- up
Mayors of Riverside and Pasadena
enjoyed very much
Suggested event be held annually
Encouraged annual SCPPA report sent
to Mayors
Annual activity for Mayors , et . al .
anticipated
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22 AZUSA
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AZUSA
;IGIT d 'RATER
CITY OF AZUSA
MINUTES OF THE REGULAR MEETING
OF THE AZUSA UTILITY BOARD/CITY COUNCIL
MONDAY,SEPTEMBER 26,2011 —6:31 P.M.
The Utility Board/City Council of the City of Azusa met in regular session,at the above date and time,at the
Azusa Light and Water Conference Room, located at 729 N. Azusa Avenue, Azusa, California.
Chairman Hanks called the meeting to order. Call to Order
Mr. Art Morales led in the Flag Salute. Flag Salute
ROLL CALL Roll Call
PRESENT: BOARD MEMBERS: GONZALES, CARRILLO, MACIAS, HANKS, ROCHA
ABSENT: BOARD MEMBERS: NONE
ALSO PRESENT: Also Present
City Attorney Ferre, Assistant City Manager Makshanoff, Director of Utilities Morrow, Assistant to the
Director of Utilities Kalscheuer, Assistant Director of Customer Service Vanca,Assistant Director of Water
Operations Anderson,Assistant Director of Resource Management Lehr, Administrative Services Director—
Chief Financial Officer Kreimeier, Public Works Director/Assistant City Manager Haes, Assistant Library
Director Strege,Assistant Director of Electric Operations Langit,Lieutenant Bertleson,City Clerk Mendoza,
Deputy City Clerk Toscano.
PUBLIC PARTICIPATION Pub Part
Mr. Art Morales addressed the Board Members expressing his concern regarding the Edgewood Shopping A. Morales
Center stating that people do not shop there due to vagrants,and crime.He thanked the Azusa Light and Water Comments
employees for their quick response to a power outage in the area where he resides. He stated that people are
taking shopping carts out of the Target parking lot and suggested that the curb by the alley where the Post
Office is be painted red as it is hard to get in and out of the parking lot.
Lieutenant Bertleson responded to comments made regarding the Edgewood Shopping Center stating that the Lt. Bertleson
Service Area Officer is well aware of problems and is looking into the matter. Response
005
UTILITIES DIRECTOR COMMENTS Dir Comment
Director of Utilities Morrow addressed the Board Members stating that the new Customer Information Billing Dir of Utilities
System is now live, they have completed the installation of Ice Bear cooling system replacing the air Comments
conditioning system in the computer room and they may install the same at North Recreation Center and City
Hall, the Governor has signed Bills for heavier penalties for the theft of copper wire and allowing DMV to
provide information on electric vehicle registration, and the EPA order SCR,selective catalytic reduction at
San Juan new environmental system has been appealed.
UTILITY BOARD MEMBER COMMENTS Brd Mbr Corn
None. None
The CONSENT CALENDAR consisting of Items D-1 through D-7, were approved by motion of Board Consent Cal
Member Gonzales, seconded by Board Member Carrillo and unanimously carried. Appvd
1. The minutes of the regular meeting of July 25, 2011, were approved as written. Minutes
2. Approval was given to award of contract to Systems&Software in amount not-to-exceed$16,000 to Systems&
automate the process of uploading/downloading payment files from Azusa Light & Water's three Software
payment vendors.
3. Approval was given to ratify the award of contract to AAJ Incorporated in amount not-to-exceed AAJ Inc.
$12,745 for urgent repairs of the underground electric conduit that runs along the north end of Repair of
Avenida Conejo and onto the property of Azusa Greens Golf Course,north of Sierra Madre Avenue. Elect Conduit
4. Approval was given to award contract to Best Contracting Services in amount not-to-exceed$112,345 Best Contract
for refurbishing the existing roof at the Electric Division Yard(1020 W. 10th Street). Svs roof repair
5. Approval was given to ratify the water rights leases to the Sunny Slope Water Company and Miller- Sunny Slope
Coors and ratify signature of the leasing documents signed by Sunny Slope Water Company as Water ratify
allowed by Resolution No. 09-C69 approved by the Utility Board on July 27, 2009. Wtr rights
6. The bid by Ironman was approved in the amount of$61,981.00 to retrofit four(4) Water Division Ironman
diesel trucks with Particulate Matter(PM)Traps pursuant to Azusa Municipal Code 2-523. retrofit trucks
7. The proposal of Moss, Levy,& Hartzheim, LLP was approved in amount not-to-exceed$19,845 to Moss, Levy&
provide auditing services to the Financing Authority for Resource Efficiency of California(FARECaI) Hartzheim
pursuant to agreement with FARECaI approved by the Utility Board on November 22, 2010. audit sys
SPECIAL CALL ITEM Spec Call Item
None. None
SCHEDULED ITEMS Sched Items
Execution of Memorandum of Understanding for the Assignment of San Juan Unit 3 Entitlement Rights. MOU Assign
San Juan Rghts
Director of Utilities Morrow addressed the issue stating that the Utah Associated Municipal Power Systems Dir of Utilities
(UAMPS)has been identified as a possible buyer of Azusa's San Juan Interests.He talked about the increased Comments
cost for San Juan with declining performance and cited many issues. He presented a Memorandum of
Understanding regarding the acquisition of Rights in San Juan 3,and talked about UAMPS and its baseload
needs, and detailed the MOU.
09/26/11 PAGE TWO
006
Moved by Board Member Carrillo,seconded by Board Member Rocha and unanimously carried to authorize MOU w/
the Director of Utilities to sign a Memorandum of Understanding(MOU) for the layoff and sale of Azusa UAMPS
Light & Water's interest in the San Juan Project to the Utah Association of Municipal Power Systems Approved
(UAMPS).
Amendment to the Azusa Risk Management Policy. Amend RMP
Assistant Director of Resource Management Lehr addressed the issue stating that Risk Management Policy Asst Dir Res
was adopted in 1999 and amended once to allow for gas hedging. SBX 1 2, California Renewable Energy Management
Resources,and AB 32 Global Warming Solutions Act were enacted and affect electric utilities which make it Lehr
necessary to enhance the Risk Management Policy. The GHG regulation is an allowance to emit one metric
ton of Nox equivalent gas,which offsets the need to reduce GHG or CO emissions. The RPS regulation is the
Renewable Energy Credit which is the"renewable attribute"associated with generating one MWH of energy
by the CEC certified renewable resource.
Moved by Board Member Macias,seconded by Board Member Gonzales and unanimously carried to approve Risk Mngmt
the amendments to the Azusa Risk Management Policy as shown in the attachments to this report, including Policy amend
Exhibit A and Appendix D-1. Approved
Authorization to Solicit Proposals for Financial Advisor. Prop Fin Advsr
Assistant to the Director of Utilities Kalscheuer stated this is a request or proposals for a Financial Advisor to Asst Dir Util
evaluate and facilitate refunding of long term debt for water utility. He talked about the revenue bonds issued Kalscheuer
to buy Azusa Valley Water Company in 1993 that were refinanced in 2003 by the issuance of$20,370,000 in
Certificates of Participation. He stated that recent bond market trends indicate possible savings by refinancing,
and the current debt service is$1.255 million per year with an average yield of 4.78%. He highlighted the
Scope of Work which would analyze the 2003 debt to validate savings, develop a strategy to implement
refinancing,assist with selection of bond counsel to develop necessary documents,obtain updated rating from
credit rating agencies and advise City during sale proceedings and closing.
Moved by Board Member Carrillo,seconded by Board Member Macias and unanimously carried to approve RFP Financial
Request for Proposal(RFP)scope of work and authorize staff to issue RFP to solicit proposals from Financial Advisors
Advisors to consider options to refinance long term debt of water utility related to the purchase of Azusa Approved
Valley Water Company.
STAFF REPORTS/COMMUNICATIONS Staff Rpts
Assistant to the Director of Utilities Kalscheuer presented the Fourth Quarter Budget Report for Electric and C. Kalscheuer
Water Funds, FY 2010-2011. The Water utility ended FY 11 with $26.3M cash reserve($25M minimum, Water and
quarterly sales dropped 6.0%from prior year and 26%from FY07,debt service coverage of 1.33 is adequate Electric Fourth
(1.25 goal). The Electric fund has a positive cash flow of$323 K,reserve level is$11.7 million,debt coverage Quarter Budget
of 5.6 is good and sales declined 2.8%from prior year through second quarter and 5.6%from two years ago. Report
Moved by Board Member Carrillo,seconded by Board Member Gonzales and unanimously carried to adjourn. Adjourn
TIME OF ADJOURNMENT: 7:18 P.M.
•
SECRETARY
NEXT RESOLUTION NO. 11-C71.
09/26/11 PAGE THREE
007
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CONSENT CALENDAR
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA UTILITY
BOARD
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES
DATE: OCTOBER 24, 2011
SUBJECT: APPROVE THE PURCHASE A NEW REPLACEMENT COPIER (OCE
PLOTWAVE 300) FROM ARC IMAGING RESOURCES COMPANY
RECOMMENDATION
It is recommended that the Utility Board approve purchase of a new engineering plan copier /
large document scanner from ARC Imaging Resources Company in the amount not-to-exceed
$14,201.98 including applicable tax and trade in value of old equipment.
BACKGROUND
Azusa Light & Water has a large format engineering copier /scanner system (Xerox Synergix
510) which was purchased 8 years ago for $24,355. The Synergix 510 consists of three separate
main components: scanner, printer, and a processor. Due to technological changes in office
electronic document file management equipment, the old Synergix 510's features and functions
are outdated. Due to this obsolescence, the annual cost of maintaining the old Synergix 510 has
escalated over the past two years to almost $2,664 per year. In addition, this system is bulky and
takes up a lot of limited office space. Only trained engineering staff is able to operate the old
equipment which makes it cumbersome to use by others.
Because of these deficiencies, staff looked at a more streamlined and simple to operate, low
maintenance engineering plan copier / large document scanner suitable for use with online plan
submittals, copying, scanning or printing in either electronic medium or multiple, varied size
hardcopy formats. Staff found the Oce PlotWave 300 equipment to meet all of the above criteria.
Consequently, staff solicited and received three written price quotes for the Oce PlotWave 300
from the suppliers listed on next page.
008
Approve Purchase—Engineering Plan Copier/Scanner
October 24, 2011
Page 2
SUPPLIER NEW TRADE IN VALUE TOTAL
EQUIPMENT OLD EQUIPMENT PURCHASE COST
ARC IMAG. RES. $19,201.98 <$5,000> $14,201.98
CHOICE TECH SER $21,595.00 <$6,000> $15,595.00
SOURCE GRAPHICS $18,026.88 Did Not Offer $18,026.88
Based on the overall comparison and the newer, more efficient features, staff is recommending
trade-in of old equipment and purchase of the new Oce PlotWave 300 from ARC Imaging
Resources Inc., the lowest cost supplier.
FISCAL IMPACT
This purchase is covered by the FY 2011-12 approved Electric Division Capital Outlay budget
and funds are available in Account # 3340743910-7150. The estimated equipment maintenance
cost will be reduced to about $660 annually.
Prepared by: Hien K. Vuong, Electrical Engineer
Reviewed by: F. Langit Jr., Assistant Director of Electric Operations
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AZUSA
!IGNT d, 'WATER
CONSENT CALENDAR
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA UTILITY
BOARD
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES
DATE: OCTOBER 24, 2011
SUBJECT: APPROVE CONTRACT TERMINATION WITH PMR PROGRESSIVE, LLC
COLLECTION AGENCY AND AUTHORIZE ISSUANCE OF REQUEST FOR
PROPOSALS FOR COLLECTION AGENCY SERVICES
RECOMMENDATION
It is recommended that the Utility Board approve termination of contract with PMR Progressive,
LLC collection agency and authorize issuance of Request for Proposals for a new collection
agency.
BACKGROUND
In June 2009, the Utility Board awarded a five-year professional services agreement to PMR
Progressive, LLC (PMR). Soon thereafter, PMR installed a new computerized system and has
not yet recovered from their"Go Live"problems.
1. Over the past year we have been unable to connect with their web site to securely upload
collection files. To rectify this, our IT Department opens a window for the data to be
passed, but it is unsecured and puts us at risk if information is compromised.
2. Our IT manager has been trying to reach PMR about their web site security but gets no
reply.
3. We are unable to view PMR's web site to see how much a customer has paid and still
owes. This affects our processes and also if a prior customer moves back to Azusa, the
bill in collections need to be paid prior to new service. We go to a collection agency's
web site to view any payments made and remaining balance so customer knows payoff
amount.
4. There is no answer at the PMR contact phone numbers.
010
Collection Agency
October 24, 2011
Page 2
5. Some customers whose accounts have been turned over to the collection agency have
called us and want to settle their accounts but cannot reach PMR. According to the Fair
Debt Collection Practices Act (FDCPA), we are legally unable to accept these payments.
At one point, PMR's President and Chief Operating Officer (COO) assured Azusa Light &
Water that PMR's phone numbers were good, but they still are not working properly.
Azusa Light &Water has reported these issues by e-mail to PMR's President and COO, however,
no replies were received.
On October 13, 2011, Assistant to the Director of Azusa Light & Water, Cary Kalscheuer, and
the Assistant Director of Customer Care & Solutions made an unscheduled visit to PMR. The
COO told us that last year PMR was sold and the new majority owner is not putting any
improvements in the business during these economic times. In the meantime, PMR continues to
have software and telecommunications problems that will not be fixed in the foreseeable future.
The COO understands our desire to terminate our contract.
We are requesting approval to give PMR the required seven days notice of contract termination
per our professional services agreement, and issue a new RFP. We would like to leave unpaid
closed accounts already assigned to PMR with them for collection. They have been collecting
around 10%of the dollars assigned to them and that is similar to other utilities in our area.
FISCAL IMPACT
Since collection fees are added to the amounts due Azusa, there will be no fiscal impact.
Prepared by: Karen Vanca, Assistant Director- Customer Care & Solutions
011
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CONSENT CALENDAR
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA UTILITY
BOARD
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES
DATE: OCTOBER 24, 2011
SUBJECT: APPROVE THE PURCHASE OF AN INDUSTRIAL GRADE THERMAL
IMAGING DEVICE FROM B&K ELECTRIC WHOLESALE
RECOMMENDATION
It is recommended that the Utility Board approve the purchase of a rugged handheld industrial
thermal imager from B&K Electric Wholesale in an amount not-to-exceed $9,475.32 plus
applicable tax.
BACKGROUND
The Electric Division construction and maintenance crews routinely perform visual inspection or
patrol our electric distribution system as part of regular preventive maintenance. A visual
inspection can only reveal obvious deteriorating conditions or defects on electric lines/equipment
likely to fail. Another efficient way to perform the visual inspection is by using thermal imaging
equipment on energized electric lines and equipment. The thermal image will reveal abnormal
heating conditions on an object unseen by the human eyes.
Thermal imaging equipment uses a patented infrared scan technology to show an image
depicting varying temperature differences on an object or large surface areas being scanned. By
analyzing the scanned image, any abnormal or uneven heating on a piece of equipment which
can lead to potential electrical failure, is quickly identified without the need for further invasive
examination. It is an effective inspection tool that is safe to use, saving time and effort in
performing a visual inspection.
In the past, when a suspected piece of equipment or electric line needed a thorough examination,
an infrared scan service was contracted with an outside service provider. The scan costs as much
as $800 to $1000 per day for the service to be performed on a limited scope. In view of this
expense, staff budgeted funds to acquire its own thermal imaging equipment.
012
Purchase Thermal Imager
October 24, 2011
Page 2
Research on commercially available thermal imaging products was done and found the FLUKE
Ti32 Thermal Imager suitable for local needs due to its ruggedness, compact size, ease of use,
and superior image quality which is essential to find problems fast. Subsequently, competitive
quotes were solicited from vendors or suppliers of the thermal imager and the solicitation results
are tabulated below.
Vendor/ Supplier Total Amount (excluding tax)
1) B&K Electric Wholesale $ 9,475.32
2) Graybar $ 9,920.35
3) Grainger $11,066.00
Staff reviewed the lowest quote submitted by B&K Electric Wholesale and found it to be in
compliance with the solicitation requirements.
FISCAL IMPACT
The purchase of a thermal imager is an approved Capital Outlay item in this Fiscal Year's
Operating Budget. Sufficient funds were budgeted for this item.
Prepared by: F. Langit—Assistant Director—Electric Operations
K. Chagnon—Acting Distribution Supervisor
013
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AZUSA
LIGHT & WATFN
AGENDA ITEM
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA
UTILITY BOARD
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES
DATE: OCTOBER 24, 2011
SUBJECT: FINANCIAL SECURITY AGREEMENTS WITH THE ISO FOR THE
CONGESTION REVENUE RIGHTS (CRR)AUCTION
RECOMMENDATION
It is recommended that the Utility Board authorize: (1) Director of Utilities to execute
periodic Financial Security Agreements with the ISO in an amount not-to-exceed five
hundred thousand dollars; and (2) authorize the City Treasurer to establish cash deposits
or other instruments sufficient to fulfill the agreement obligations on behalf of Azusa
Light & Water.
BACKGROUND
The California Independent System Operator (ISO) conducts annual auctions of CRRs.
The auction for calendar year 2012 will take place on November 8, 2011. CRRs are
financial instruments that an entity participating in the ISO markets can use to hedge
financial exposure to the costs of transmission congestion.
Azusa, as a Load Serving Entity(LSE), is allocated some CRRs by the ISO; however, the
level of granted CRRs is not adequate to import all desired energy from Azusa external
resources. Accordingly, Azusa routinely purchases additional CRRs at the ISO auctions
to protect against unforeseen transmission costs associated with importing our energy
from remote resources. CRRs are the only instruments available for congestion hedging
in the ISO.
014
ISO Financial Security Requirement
October 24, 2011
Page 2
Historically, due to its good credit rating, Azusa could participate in the ISO annual CRR
auctions without posting any financial security instruments. However, on October 1, 2011
the ISO began implementing the Federal Energy Regulatory Commission's (FERC)
Order 741 which, among other things, requires that all prospective ISO CRR auction
participants post financial security with the ISO. Such collateral instruments are
returned/released as a soon as the auction participating entity pays in full the awarded
CRRs which happens during the first billing cycle after the finalization of the auction
process.
Attached is a form of financial security instrument which would allow Azusa to
participate in future CRR auctions. Final instruments will be coordinated with the City
Treasurer, the Finance Department and legal counsel prior to execution.
FISCAL IMPACT
There should be little or no fiscal impact of posting security with the ISO for CRR
acquisition.
Prepared by: Yarek Lehr, Assistant Director of Resource Management
015
Certificate of Deposit Security Agreement
This Certificate of Deposit Security Agreement ("Agreement") is made as of this
date , by and between:
1. California Independent System Operator Corporation (the "ISO"), a California nonprofit
public benefit corporation having its principal place of business located in Folsom,
California, and
2. City of Azusa (the "Congestion Revenue Rights ("CRR") Auction Participant") having its
principal place of business located in Azusa, California (the CRR Auction Participant, and
collectively, the "Parties").
WHEREAS:
1. CRR Auction Participant, who has entered into an ISO Congestion Revenue Rights Entity
Agreement, desires to participate in the ISO's 2012 annual Congestion Revenue Rights
auction in accordance with the ISO's Congestion Revenue Rights Entity Agreement and ISO
Tariff; and
2. In order to meet its minimum auction credit requirements and secure a payment for its 2012
CRR purchases, if any, the CRR Auction Participant hereby agrees to grant to the ISO a
security interest in a Certificate of Deposit in the amount of$500,000 (the "CD") maintained
at Wells Fargo (the "Bank"); and
3. CRR Auction Participant desires to grant the ISO security interest in the CD hereto solely for
the purpose of participating in the ISO annual auction of the 2012 Congestion Revenue
Rights. No other use or purpose for security interest in the CD hereto is hereby granted nor
intended; and
4. Parties agree that once the 2012 CCR auction has concluded, and the ISO has received full
payment from the CRR Auction Participant for the 2012 CRRs, the ISO's interest in the CD
security shall terminate automatically without any further action by Parties required or
necessary.
1
016
NOW, THEREFORE, in consideration of the above premises and the mutual promises
contained herein and in the Congestion Revenue Rights Entity Agreement, and intending to be
legally bound hereby, the Parties hereby to agree as follows:
Article 1
Grant of Security Interest
1. CRR Auction Participant hereby pledges and grants to the ISO a $500,000 security interest in
the bank account represented by the CD and all proceeds therefrom (collectively, the
"Collateral").
2. This Agreement secures the payment to the ISO of the cost, if any, resulting from the ISO
awarding to the CRR Auction Participant 2012 CRRs as a result of CRR Auction
Participant's participation in the ISO conducted auction of 2012 CRRs. Without limiting the
generality of the foregoing, this Agreement secures payment of such amount which would be
owed by the CRR Auction Participant to the ISO but for the fact that they are unenforceable
or not allowable due to the existence of a bankruptcy, reorganization, receivership or similar
proceeding involving the CRR Auction Participant.
3. Upon the CRR Auction Participant's payment in-full of the ISO's demand for the 2012 CRR
auction amount, the ISO security interest in the CD hereto shall terminate automatically with
no further or additional action by Parties required to effectuate such termination.
Article 2
Delivery and Maintenance of the CD
1. CRR Auction Participant shall deliver the CD in the name of the "California Independent
System Operator Corporation" and "City of Azusa, Congestion Revenue Rights Auction
Participant"to the ISO, with interest payable to the CRR Auction Participant.
2. CRR Auction Participant shall pay all fees, charges and costs to establish, maintain and close
the CD, including, but not limited to, processing fees, transaction fees, early redemption
penalties and maintenance fees. CRR Auction Participant shall direct that Bank pay interest
on the CD directly to the CRR Auction Participant, and CRR Auction Participant shall pay
all taxes on interest income generated by the CD and receive all related tax information and
forms directly from the bank.
2
oil
Article 3
Remedies upon Default and Return of Collateral
1. For purposes of this Agreement, an "Event of Default" shall have occurred in the event that
CRR Auction Participant is in default of payment due to the ISO as a result of CRR Auction
Participant's purchase of 2012 CCR from the ISO.
2. Upon the occurrence of an Event of Default, the ISO shall deliver, by facsimile transmission,
a Default Notice to the CRR Auction Participant signed by an authorized signatory of the
ISO, stating that CRR Auction Participant is in default of a Fee due to the ISO and is in
default under this Agreement subject to the terms of the ISO Tariff.
3. Upon electronic delivery of a Default Notice to the CRR Auction Participant, and without
any further notice or action, ISO may redeem the CD and retain any amount due equal to
unpaid 2012 CRR auction amount, and shall promptly return to the CRR Auction Participant
any amounts collected in excess of such Fees. The ISO may also exercise in respect of the
Collateral, in addition to the rights and remedies provided for herein or otherwise available to
it, all the rights and remedies of a secured party on default under the Uniform Commercial
Code in effect in the State of California at that time.
4. The CRR Auction Participant shall be liable for any and all prepayment or early withdrawal
penalties charged by the Bank for any redemption for the CD performed by the ISO under
this Article 3.
Article 4
Disputed Amounts
If any portion of the amount specified in the Demand Notice is in dispute with the CRR Auction
Participant, the ISO shall redeem the CD in accordance with Article 3 hereof and shall retain the
full amount set forth in the Demand Notice, in accordance with the ISO Tariff. Any amounts in
dispute shall be addressed under the terms of the ISO Tariff. The CRR Auction Participant shall
remain liable under Article 3, Part 5, for any penalties or charges for early withdrawal of the CD
independent of the outcome of the amounts in dispute.
3
018
Article 5
Representations and Warranties
CRR Auction Participant represents and warrants to the ISO as follows:
a) The CRR Auction Participant is the legal and beneficial owner of the Collateral
free and clear of any lien, security interest, option or other charge or
encumbrance, except for the security interest created by this Agreement.
b) The pledge, assignment and delivery of the CD representing the Collateral
pursuant to this Agreement creates a valid and perfected first priority security
interest in the Collateral, securing the payment of the Fees to the ISO.
c) No consent of any other person or entity and no authorization, approval, or other
action by, and no notice to or filing with, any governmental authority or
regulatory body is required (i) for the granting of a security interest by the CRR
Auction Participant in the Collateral pursuant to this Agreement for the execution,
delivery or performance of this Agreement by the CRR Auction Participant, or(ii)
for the perfection or maintenance of the security interest created hereby(including
the first priority nature of such security interest).
d) There are no conditions precedent to the effectiveness of this Agreement that have
not been satisfied or waived.
4
010
Article 6
Notices
Unless otherwise provided herein, all notices entitled or required to be given under this
Agreement shall be in writing and shall be sent by (a) United States certified mail, return receipt
requested, postage paid or (b) commercial courier services guaranteeing next business day
delivery and requiring receipt of delivery (such as Federal Express) to the following addresses:
If to CRR Auction Participant:
Contact Person:
Address:
E-Mail Address:
Phone:
Fax:
If to the ISO:
Contact Person: Finance Department
Address: 250 Outcropping Way
Folsom, CA 95630
Fax: (916) 608-5071
Article 7
ISO Authorized Signatories
The Authorized Signatory for the ISO is the Chief Financial Officer.
5
020
Article 8
Entire Agreement
This Agreement constitutes the entire agreement between the Parties with respect to the subject
matter hereof and supersedes all prior and contemporaneous agreements, whether written or oral.
This Agreement may only be amended or modified by a written agreement signed by both of the
Parties hereto.
Article 9
Governing Law
This Agreement shall be governed by and construed under the laws of the State of California
without giving effect to the principles of conflict of laws thereof.
Article 10
Assignments
Either of the Parties may assign any or all of its obligation and rights under this Agreement only
with the other Party's prior written consent, which shall not be unreasonably withheld.
Article 11
Further Assurances
The CRR Auction Participant agrees that at any time and from time to time, and at its own
expense, the CRR Auction Participant will promptly execute and deliver all further instruments
and documents, and take all further action, that may be necessary or desirable, or that the ISO
may reasonably request, in order to perfect and protect any security interest granted or purported
to be granted hereby.
Article 12
Confidentiality
Parties shall not disclose the amount of the CD to any third party without the prior written
consent of the other Party.
6
021
IN WITNESS WHEREOF, the Parties have executed this Agreement as of the date first above
written.
California Independent System Operator Corporation By:
Title:
CRR Auction Participant, City of Azusa By:
Title:
7
022
AZUSA
LIGH7 6 WAiEN
INFORMATION ITEM
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA
UTILITY BOARD
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES
DATE: OCTOBER 24, 2011
SUBJECT: LOCAL ADOPTION OF SBX1 2 MANDATED RENEWABLE
PORTFOLIO STANDARD ENFORCEMENT PROGRAM
As noted in the September 26, 2011 RPS update to the Utility Board, two major pieces of
legislation affecting electric utilities have been recently enacted in California. These laws
are SBX1 2 also known as California Renewable Energy Resources Act (colloquially -
Renewable Portfolio Standard or RPS) and AB 32 also known as Cap-and-Trade or
Greenhouse Gas law. The RPS law becomes effective on December 10, 2011.
Detailed regulations for implementing the RPS law (SBX1 2) are currently being
developed by the California Energy Commission and are expected to be finalized early to
mid 2012. However, irrespective of the status of the regulation writing process, the law
requires that governing bodies of publicly-owned electric utilities (like Azusa Light &
Water) adopt an RPS "Enforcement Program"by January 1, 2012.
The general purpose of the Enforcement Program is to create and adopt a mechanism for
enforcement of RPS legal obligations applicable to Azusa. The Enforcement Program,
among other things, will stipulate the RPS procurement types, targets, reporting
requirements, and provisions/measures that may permit delaying or limiting the RPS
procurement.
As per the requirements of SBX1 2, a 30-day notice will be posted in the local newspaper
as well as on the Azusa L&W website to advise the public that on November 28, 2011
(the regularly scheduled Utility Board meeting), the Board will be considering adoption
of a RPS Enforcement Program.
Prepared by: Yarek Lehr, Assistant Director of Resource Management
023
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AZUSA
.IaHT R Y,'ATER
INFORMATION ITEM
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA UTILITY
BOARD
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES
DATE: OCTOBER 24, 2011
SUBJECT: STATE MANDATED COMMERCIAL RECYCLING PROGRAM
REQUIREMENTS
This report is written to provide the Utility Board with some background information on the
State's effort to require commercial waste generators to establish recycling programs.
The regulatory and legislative efforts by the State to mandate commercial recycling emerged out
of Executive Order S-03-05 and AB 32. The 2005 Executive Order established targets to reduce
Greenhouse Gas Emissions to 1990 levels, and then in 2006, the California Global Warming
Solutions Act of 2006 (AB 32) was adopted mandating a reduction in statewide GHG emissions
to 1990 levels by the year 2020.
The solid waste sector was believed to be a significant source of GHG emissions, mainly because
of the methane gas emissions at landfills that result from the decomposition of organic materials
such as yard waste and food waste. Methane (CH4) is a GHG that remains in the atmosphere
for approximately 9-15 years, and is over 20 times more effective in trapping heat in the
atmosphere than carbon dioxide (CO2) over a 100-year period. Methane and is emitted from a
variety of natural and human-influenced sources, including landfills, natural gas and petroleum
systems, agricultural activities, coal mining, stationary and mobile combustion, wastewater
treatment, and certain industrial process.
Through the State's scoping plan process to implement AB 32, it was determined that a
mandatory commercial recycling measure should be put into place that would reduce 5 million
metric tons of carbon dioxide (CO2) equivalents. To achieve these emission reductions, it was
estimated that about 2 to 3 million tons of additional solid waste must be diverted from landfills.
The commercial sector was targeted because there was widespread belief that AB 939 did not
specifically target commercial waste. Moreover, statewide waste characterization studies
showed that the commercial sector generated more than half of the solid waste in the state.
024
Commercial Recycling Program Requirements
October 24, 2011 •
Page 2
AB 32 initiated various processes to develop regulations by different State agencies. As an
electric utility, we have seen draft rules regarding renewable energy requirements that have been
developed by the California Energy Commission (CEC). The development of regulations
pertaining to commercial recycling have been under development by the California Department
of Resources Recycling and Recovery (CalRecycle) since 2009 and targeted an effective date of
January 1, 2012, with a schedule of July 1, 2012, for implementation by local jurisdictions and
businesses.
While below summarizes the mandatory requirements, it should be noted that finalizing the
regulations was suspended recently when AB 341 was signed into law by Governor Brown. AB
341 sets a 75 percent recycling goal for California which is to be achieved by 2020. AB 341 also
requires every commercial business, institution and apartment building to implement recycling
programs.
AB 32 —Commercial Recycling Regulations
• Requires businesses generating at least 4 cubic yards of waste or more per week to
subscribe to a recycling service, source separate materials and self-haul to a recycling
facility, or send waste to a material recovery facility (MRF) where recyclables can be
removed equal to what would be removed through source separation.
• Requires each jurisdiction to provide education, outreach, and monitoring of
businesses regardless of whether the jurisdiction diverted 50% of waste from landfills
as required by AB 939.
• Establishes general criteria for education and outreach to provide information
explaining the requirements of commercial recycling regulations as well as the
recycling opportunities available.
• Establishes general criteria for monitoring of businesses.
• Identifies commercial recycling program options that maybe used to implement the
regulations.
• Allows jurisdictions the flexibility to implement a commercial recycling program that
meets their local needs and works with their existing infrastructure.
• Protects existing franchise agreements, contracts, licenses, and the right of businesses
to sell or donate recyclable materials.
AB 341 - Requirements
• Sets a 75% recycling goal to be accomplished by the year 2020.
• Requires jurisdictions to update all information required to be included in nondisposal
facility element (NDFE).
• Requires businesses generating waste of at least 4 cubic yards or more per week or a
multifamily dwelling of 5 units or more to arrange for recycling services on and after
July 1, 2012.
• Requires a jurisdiction, on and after July 1, 2012, to implement a commercial solid
waste recycling program meeting specified elements.
• Authorizes a jurisdiction to charge and collect a fee from businesses to recover its
costs incurred in complying with the commercial recycling program requirements.
• Requires CalRecycle to review a jurisdiction's compliance with above requirements.
• Changes the AB 939 annual report submission due date from September 1St to May 1St
025
Commercial Recycling Program Requirements
October 24, 2011
Page 3
of each year, for prior calendar year waste diversion reporting and program
implementation reporting.
Due to Azusa's MRF program, Azusa is ahead of these requirements in terms of actual program
implementation. Azusa is also in the process of providing waste audits to businesses. Meeting
the 75% waste diversion goal for 2020, however, may be a challenge, depending on what
methodologies are used to calculate this figure in the future.
Prepared by:
Cary Kalscheuer, Assistant to the Director of Utilities
Feliza Cawte, Sr. Administrative Technician
026
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AZLJS A
LIGHT R. WATER
INFORMATION ITEM
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA UTILITY BOARD
AND AZUSA CITY COUNCIL
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES
DATE: OCTOBER 24, 2011
SUBJECT: UPDATE ON PAYMENT FOR WATER RIGHTS TRANSFERS TO VULCAN ROCK
In 1996, under Resolution 96-C194, the Azusa City Council granted a permit to CALMAT Co.
(a Division of Vulcan Materials Co.) to operate the City's Water Well No. 1903119. In 1999,
under Resolution 99-C75, the City Council amended the permit to allow CALMAT to use water
rights owned by the City for a period of up to five years without payment for the use of those
water rights.
At the end of that five year period, "CALMAT must have settled their account with the CITY by
either transferring the water back to the CITY, or providing the CITY a cash payment equal to
the price of replacement water as outline(d) [sic] below, at the price designated by the
Watermaster for that year from the Upper San Gabriel Valley Municipal Water District."
In the Fiscal Years following the 1999 Amendment, water rights exchanges between Vulcan and
the City of Azusa have taken place each year, the vast majority of which have been for relatively
minor amounts of water rights. On average, approximately 17 acre-feet per year were transferred
with Vulcan repaying those transactions with water rights of its own.
However, for Fiscal Years 2000-2001, 2001-2002, and 2002-2003, Vulcan leased from Azusa
500 Acre-Feet, 600 AF and 700 AF respectively. Research by the Finance Department indicated
that only the payment for FY 2000-2001 had been received when due.
Light & Water met with Vulcan to discuss the apparent non-payment for 1300 AF of water rights
leased by Vulcan in FY's 2001-2002 and 2002-2003. At the meeting, Light & Water agreed to
have the Finance Department search their records one more time before an invoice was
submitted to Vulcan. Again, no evidence of payment could be found. Subsequently, an invoice
for a total amount of $665,000 ($512/AF) was sent to Vulcan on October 11, 2011 (see
attached). As of the date of this agenda report, Vulcan has not responded.
Prepared by: Chet Anderson, Assistant Director- Water Operations
027
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AZ LISA
. CBI & W'irtt
INFORMATION ITEM
TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AZUSA UTILITY
BOARD
FROM: GEORGE F. MORROW, DIRECTOR OF UTILITIES e:e, --"-‘
DATE: OCTOBER 24, 2011
SUBJECT: REPORT ON SEPTEMBER 30 SCPPA LEGISLATIVE BRIEFING FOR
MAYORS
Mayor Pro Tem Hanks and the Director of Utilities attended a legislative briefing on September
30, 2011 in Ontario hosted by the Southern California Public Power Authority.
Speakers for the event included State Senator Alex Padilla who Chairs the Energy, Utilities &
Communications Committee; Mary Nichols who is the Chair of the California Air Resources
Board (CARB is responsible for implementing the new climate law in California) and Deborah
Sliz who is SCPPA's legislative/representative in Washington, D.C.
As an outgrowth to this activity, two of the Mayors (Pasadena and Riverside) were moved to
send a letter to the other Mayors suggesting that this type of briefing be held annually. They also
suggested that the Executive Director of SCPPA make annual presentations on legislative issues
to each member's city council, if they desire and ensure an annual SCPPA Report is
prepared/distributed.
Attached is this letter, as well as the agenda for the recent September 30 briefing.
Prepared by: G. Morrow, Director of Utilities
028'
SCPPA
You are cordially invited to attend
a Legislative Lunch Briefing
for Mayors of SCPPA Member Cities
Friday, September 30, 2011
10:30 a.m. to 2:30 p.m.
DoubleTree Hotel Ontario Airport
222 N. Vineyard Avenue
Lake Silverwood Room
Ontario, California 91764
(909) 937-0900
Mayors from member utility cities in Southern California are invited to participate in a
lunch briefing to learn more about energy policy issues currently impacting our municipal
electric utilities. Speakers will present timely updates on the latest legislative and
regulatory developments at the State level.
Speakers for this event will include:
Senator Alex Padilla
Chair, Energy, Utilities & Communications Committee
Mary Nichols
Chair, California Air Resources Board
Representative from Governor Brown's Office
(TO BE NAMED LATER)
RSVP: If you would like to be included in this event, please respond directly to
Geri Mitchell at gmitchell@scppa.org no later than September 22.
Lunch will be hosted by SCPPA. Free parking is available at the DoubleTree.
SOUTHERN CALIFORNIA PUBLIC POWER AUTHORITY
225 S.Lake Ave.,Suite 1250,Pasadena,California 91101•(626)793-9364•www.scppa.org
029
Office of the Mayor
Diverse • Inclusive • Committed
ad. , ,
CITY OF
RIVERSIDE l.{�
4 y,,: October 13,2011
3 ff
.3 - Dear Mayor Rocha:
': The SCPPA elected membership, city managers, utility directors and staff met in Ontario on Friday,
;' September 30 for a productive and informative flagship gathering. It is the first such meeting in our
memory, and highlights the importance of using this opportunity to launch a more active connection and
;i 7 relationship of the membership and staff in these challenging times.
We would like to ask about your interest in, and your possible support of, a request to SCPPA to consider
doing three things each year:
* Hold an "Annual Summit"to educate and engage the membership mayors,including
them in the crafting of the agenda and allowing them to rotate hosting of the meeting.
* Make annual presentations reviewing pending legislative issues to each membership
city council,if interest is expressed,by the Executive Director.
* Submit an annual report designed for the elected representatives in our membership.
It is our belief that great benefit will come from these regular practices, and we would appreciate your
support of these proposals.
If you have comments or questions,please contact Maureen Kane at mkane92506(a&.aol.com, or(951)
789-8319. We look forward to your response, if possible,by the end of October.
In advance,thank you!
Sincerely,
Bill Bogaard Ronald O. Loveridge
Mayor, City of Pasadena Mayor,City of Riverside
•
cc: Bill Carnahan, SCPPA Executive Director
City Managers of SCPPA Cities
Utility Directors of SCPPA Cities
Maureen Kane
3900 Main Street • Riverside,CA 92522 • 951.826.5551 • fax 951.826.2543 • www.riversideca.gov 030