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HomeMy WebLinkAboutAgenda Packet - December 21, 2009 - CC Or q, 4.ie!i40.,, r vise. -,..,, AZUSA AGENDA REGULAR MEETING OF THE CITY COUNCIL, AND THE REDEVELOPMENT AGENCY AZUSA AUDITORIUM MONDAY, DECEMBER 21,2009 213 EAST FOOTHILL BOULEVARD 6:30 P.M. AZUSA CITY COUNCIL JOSEPH R. ROCHA MAYOR KEITH HANKS ANGEL CARRILLO COUNCILMEMBER COUNCILMEMBER URIEL E. MACIAS ROBERT GONZALES MAYOR PRO-TEM COUNCILMEMBER NOTICE TO THE PUBLIC Copies of staff reports or other written documentation relating to each item of business referred to on the Agenda are on file in the Office of the City Clerk and are available for public inspection at the City Library. Persons who wish to speak during the Public Participation portion of the Agenda,shall fill out a card requesting to speak and shall submit it to the City Clerk prior to the start of the City Council meeting. When called, each person may address any item on or off the agenda during the public participation. 6:30 P.M. CLOSED SESSION 1. REAL PROPERTY NEGOTIATIONS (Gov. Code Sec. 54956.8) Property: Water Right in the Main San Gabriel Basin Agency Negotiator: City Manager Delach and Assistant City Manager Makshanoff Negotiating Party: Monrovia Nursery Under Negotiation: Price and Terms of Payment 12/21/09 - 1 - 2. REAL PROPERTY NEGOTIATIONS (Gov. Code Sec. 54956.8) Agency Negotiators: City Manager Delach and Assistant City Manager Makshanoff Under Negotiation: Price and Terms of Payment a. DOWNTOWN NORTH A2 & A3 Site Addresses: 858 N. Azusa Avenue, Azusa, CA 832 N. Azusa Avenue, Azusa, CA 826 N. Azusa Avenue, Azusa, CA 812 N. Azusa Avenue, Azusa, CA 830 N. Azusa Avenue, Azusa, CA 801 N. Alameda Avenue, Azusa, CA 810 N. Alameda Avenue, Azusa, CA 803 N. Dalton Avenue,Azusa, CA 805 N. Dalton Avenue, Azusa, CA 809 N. Dalton Avenue, Azusa, CA Negotiating Parties: City/Azusa Redevelopment Agency/Lewis Retail Centers b. NEC AZUSA/ARROW SITE Address: 17511 E. Arrow Hwy, Azusa,CA 91702 Negotiating Parties: Fowler Family Trust Address: 17525 E. Arrow Hwy Negotiating Parties: City of Azusa and City of Azusa Redevelopment Agency 3. CONFERENCE WITH LEGAL COUNSEL-ANTICIPATED LITIGATION(Gov.Code Sec.54956.9(b)). One Potential Case. Any person wishing to comment on any of the Closed Session items listed above may do so now. 7:30 P.M.-REGULAR MEETING OF THE CITY COUNCIL. 1. Call to Order 2. Pledge to the Flag 3. Invocation—Bishop Sergio A. Rios—Azusa 2nd Ward A. PUBLIC PARTICIPATION (Person/Group shall be allowed to speak without interruption up to five(5)minutes maximum time,subject to compliance with applicable meeting rules. Questions to the speaker or responses to the speaker's questions or comments shall be handled after the speaker has completed his/her comments. Public Participation will be limited to sixty (60) minutes time.) B. REPORTS, UPDATES,AND ANNOUNCEMENTS FROM STAFF/COUNCIL 1. City Manager Delach to introduce new Library Director Nancy Johnson. 2. Mayor Rocha—Request for certificates of recognition for the 2009 Azusa Raider Cheer Mascot Squad who 12/21/09 - 2 - won 1st place Mascot Small Division at Citrus College on December 5, 2009. 3. Discussion of date and time for January City Hall on the Move. C. SCHEDULED ITEMS 1. IBEW CONTRACT EFFECTIVE AUGUST 1,2009 THROUGH JULY 31,2012. RECOMMENDED ACTION: Waive further reading and adopt Resolution No. 09-C104,approving the MOU between the International Brotherhood of Electrical Workers(IBEW) and the City of Azusa dated August 1, 2009 through July 31, 2012. This is a three year MOU. D. CONSENT CALENDAR The Consent Calendar adopting the printed recommended actions will be enacted with one vote. If Councilmembers or Staff wish to address any item on the Consent Calendar individually, it will be considered under SPECIAL CALL ITEMS. 1. APPROVAL OF THE MINUTES OF THE REGULAR MEETING OF DECEMBER 7, 2009. RECOMMENDED ACTION: Approve Minutes as written. 2. HUMAN RESOURCES ACTION ITEMS. RECOMMENDED ACTION: Approve Personnel Action Requests in accordance with Section 3.3 of the City of Azusa Civil Service Rules and applicable Memorandum of Understanding(s). 3. CLASS SPECIFICATION REVISION. RECOMMENDED ACTION: Approve Personnel Board recommendation,pursuant to the City of Azusa Civil Service Rules Section 3.3; adopt the revised class specifications for Assistant Director of Electric Operations. 4. CIP PROJECT#66110F;AWARD OF CONTRACT,TARGET SEWER LINE IMPROVEMENTS RECOMMENDED ACTION: Authorize staff to award the Target Sewer Line Improvements Project No. 66110F to the Whiting-Turner Contracting Company. 5. CIP PROJECT #66110A - CITRUS AVENUE RECONSTRUCTION (ALOSTA-FOOTHILL); AUTHORIZATION TO ENTER INTO A PROFESSIONAL SERVICES AGREEMENT - 12/21/09 - 3 - TOPOGRAPHIC SURVEY AND MAPPING SERVICES FOR CITRUS AVENUE AND FOOTHILL BOULEVARD RECOMMENDED ACTION: Authorize staff to enter into a professional services agreement with Proactive Engineering Consultants for a not to exceed fee of$13,750.00 to provide topographic survey and mapping services for Citrus Avenue between Alosta Avenue and the northern city limit and Foothill Boulevard between Alosta Avenue and Citrus Avenue. 6. FY 2009/10 CAPITAL IMPROVEMENT PLAN AMENDMENT AND AUTHORIZATION TO SOLICIT REQUEST FOR PROPOSALS-TOPOGRAPHIC SURVEY AND MAPPING SERVICES FOR CERRITOS AVENUE AND FIFTH STREET RECOMMENDED ACTION: Amend the 2009/2010 Capital Improvement Plan to include"Azusa Schools TLC Program"as a new project and federal Safe Routes to School(SRTS)funds as a funding source;also authorize staff to solicit proposals to obtain topographic survey and mapping services for Cerritos Avenue from Sixth Street to Rodecker Street and Fifth Street from Rockvale Avenue to 300 west of Cerritos Avenue. 7. WARRANTS. RESOLUTION AUTHORIZING PAYMENT OF WARRANTS BY THE CITY. RECOMMENDED ACTION: Adopt Resolution No. 09-C 105. CONVENE JOINTLY WITH THE REDEVELOPMENT AGENCY TO CONDUCT THE FOLLOWING JOINT PUBLIC HEARING: E. JOINT CITY AND AGENCY ITEM 1. JOINT PUBLIC HEARING — TO CONSIDER A SECOND AMENDMENT TO THE 2008 DISPOSITION AND DEVELOPMENT AGREEMENT WITH TARGET CORPORATION FOR THE DEVELOPMENT OF A TARGET STORE AT 809 NORTH AZUSA AVENUE RECOMMENDED ACTION: a.Waive further reading and adopt Resolution No.09-C 105,(City)approving the Second Amendment to the 2008 Disposition and Development Agreement; and b. Waive further reading and adopt Resolution No.09-R61,(Agency)approving the Second Amendment to the 2008 Disposition and Development Agreement with Target Corporation("Target"). F. AGENCY SCHEDULED ITEMS 1. SECOND EXCLUSIVE NEGOTIATION AGREEMENT BETWEEN THE REDEVELOPMENT 12/21/09 -4 - AGENCY OF THE CITY OF AZUSA AND LEWIS INVESTMENT COMPANY,LLC FOR THE DOWNTOWN NORTH REDEVELOPMENT PROJECT RECOMMENDED ACTION: Adopt Resolution No. 09-R62, and authorize the Executive Director to enter into a Second Exclusive Negotiation Agreement with Lewis Investment Company,LLC for the development of the downtown North Redevelopment Project. 2. PURCHASE AGREEMENT FOR THE ACQUISITION OF THE REAL PROPERTY LOCATED AT 229 S. AZUSA AVENUE (ENTERPRISE PROPERTY). RECOMMENDED ACTION: Waive further reading and adopt Resolution No. 09-R63, approving the Purchase Agreement for the acquisition of the property located 229 S. Azusa Avenue (Enterprise Property). 3. REQUEST FOR QUALIFICATION (RFQ) TO DEVELOP AND OPERATE AFFORDABLE HOUSING PROJECTS. RECOMMENDED ACTION: Approve the Request for Qualification to Develop and Operate Affordable Housing Projects("RFQ")and authorize the Executive Director to circulate said RFQ to for-profit and non-profit housing producers. 4. LICENSE AGREEMENT WITH THE WHITING-TURNER CONTRACTING COMPANY FOR USE OF AGENCY-OWNED PROPERTY LOCATED AT 812 N. AZUSA/801 N. ALAMEDA (FORMERLY JOHNNY'S TOWING). RECOMMENDED ACTION: Approve the License Agreement with Whiting-Turner Contracting Company and authorize the Executive Director to execute the License Agreement. 5. CITY CONTRIBUTION TO ASSIST THE AZUSA CHAMBER OF COMMERCE FOR THE PRODUCTION OF A CITY DVD ("VIDEO"). RECOMMENDED ACTION: Approve and authorize a Redevelopment Agency contribution to assist the Chamber of Commerce in support of the Economic Development Business Action Committee for the production of a City of Azusa DVD. G. AGENCY CONSENT CALENDAR The Consent Calendar adopting the printed recommended actions will be enacted with one vote. If 12/21/09 - 5 - Boardmembers or Staff wish to address any item on the Consent Calendar individually, it will be considered under SPECIAL CALL ITEMS. 1. APPROVAL OF MINUTES OF THE REGULAR MEETING OF DECEMBER 7,2009. RECOMMENDED ACTION: Approve Minutes as written. 2. APPROVAL OF A LICENSE AGREEMENT WITH TESORO SOUTH COAST COMPANY (SHELL GAS STATION ON 106 SOUTH AZUSA AVENUE) RECOMMENDED ACTION: Agency Board approve a license agreement with Tesoro South Coast Company(Shell Gas Station on 106 S. Azusa.Avenue)whereby Tesoro will allow the City the use of a portion of land on the southwest corner of their parcel for the installation and maintenance related accessibility of the proposed I-210 reader board sign. 3. WARRANTS. RESOLUTION AUTHORIZING PAYMENT OF WARRANTS BY THE AGENCY. RECOMMENDED ACTION: Adopt Resolution No. 09-R64. H. ORDINANCES/SPECIAL RESOLUTIONS 1. ADOPTION OF AN ORDINANCE AMENDING THE AZUSA MUNICIPAL CODE RELATING TO THE POSSESSION AND USE OF AEROSOL SPRAY PRODUCTS BY A MINOR. RECOMMENDED ACTION: Waive further reading and adopt Ordinance No. 09-09, entitled: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF AZUSA,CALIFORNIA,AMENDING CHAPTER 46 OF THE AZUSA MUNICIPAL CODE BY ADDING SECTIONS 46-324 AND 46-325 RELATING TO THE POSSESSION AND USE OF AEROSOL SPRAY PRODUCTS BY A MINOR. I. ADJOURNMENT 1. Adjourn. 12/21/09 - 6 - UPCOMING MEETINGS: January 5, 2010, (Tuesday)City Council Meeting—6:30 p.m. (Auditorium) January 11, 2010 Special City Council Meeting— January 19, 2010, (Tuesday) City Council Meeting—6:30 p.m. (Auditorium) January 25, 2010, Utility Board Meeting—6:30 p.m. (Light and Water Conference Room) February 1,2010, City Council Meeting—6:30 p.m. (Auditorium) February 16, 2010 (Tuesday) City Council Meeting—6:30 p.m. (Auditorium) In compliance with Government Code Section 54957.5, agenda materials are available for inspection by members of the public at the following locations: Azusa City Clerk's Office-213 E.Foothill Boulevard,Azusa City Library- 729 N.Dalton Avenue,and Azusa Police Department Lobby- 725 N.Alameda,Azusa,California. In compliance with the Americans with Disabilities Act, if you need special assistance to participate in a city meeting,please contact the City Clerk at 626-812-5229. Notification three(3)working days prior to the meeting when special services are needed will assist staff in assuring that reasonable arrangements can be made to provide access to the meeting. 12/21/09 - 7 - ed., Xis a AZUSA AGTTDA I'T'EM TO: THE HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL 6- FROM: ALAN KREIMEIER, DIRECTOR OF ADMINISTRATIVE SERVICES/ CFO 114(' VIA: F.M. DELACH, CITY MANAGERIi DATE: DECEMBER 21, 2009 SUBJECT: IBEW CONTRACT EFFECTIVE AUGUST 1, 2009 THROUGH JULY 31, 2012 RECOMMENDATION It is recommended that City Council adopt the attached resolution approving the MOU between the International Brotherhood of Electrical Workers (IBEW) and the City of Azusa dated August 1, 2009 through July 31, 2012. This is a three year MOU. BACKGROUND Beginning in April of 2009, City Administration began negotiations with IBEW to establish a new MOU. After many months of negotiations in this difficult economic climate, IBEW and the City have come to an agreement for a three year period. A partial summary of the proposed changes to the current IBEW Memorandum of Understanding includes: • A one time cash payment in lieu of a cost of living increase for fiscal 2009-10 in the amount of 3.75% of salary earned the prior fiscal year. • Cost of living increases as follows: o August 1, 2010 minimum of 2% to a maximum of 4%pursuant to the CPI. o August 1, 2011 minimum of 2%to a maximum of 4%pursuant to the CPI. • Special 5% salary adjustment for electric workers certified for"rubber gloving". • Flex benefit increase language consistent with prior MOU. Please see attached MOU for more details. Staff recommends Council approve this Memorandum of Understanding. FISCAL IMPACT Finance estimates the cost of the salary changes to be approximately $ 155,860 this fiscal year and from $ 192,973 to $ 589,827, depending on inflation, for the following two fiscal years. The bulk of these costs are provided from Light and Water funding with approximately $10,210 to $16,200, depending on inflation, coming from the General Fund. MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF AZUSA AND LOCAL 18 OF THE INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS AUGUST 1, 2009 THROUGH JULY 31, 2012 TABLE OF CONTENTS 1 . RECOGNITION 1 2. CITY RIGHTS 1 3. EMPLOYEE ORGANIZATIONAL RIGHTS AND RESPONSIBILITIES 2 4. NONDISCRIMINATION 4 5. SAFETY AND HEALTH 4 6. GRIEVANCE AND APPEALS PROCEDURE 5 7. PROBATIONARY EMPLOYEES 8 8. REINSTATEMENT 8 9. NO STRIKE - NO LOCKOUT 9 10. HOURS OF WORK 10 11 . OVERTIME 11 12. STANDBY AND CALLBACK 12 13. WORKING OUT OF CLASSIFICATION 13 14. SALARY AND COMPENSATION AND RETIREMENT 14 14.1. Pay Increases 14 14.2 Differential Pay - Rubber Gloving 15 14.3 Salary Surveys 15 14.4. Flex Staffing 15 14.5. Apprentice Line Mechanic and Line Mechanic Helper 15 14.6. Customer Service Representatives 16 14.7. Water Distribution Workers and Water Production Operators 16 14.8. Meter Test Series 16 14.9. Retirement 16 14.10. Retirement Enhancement 17 14.11 . Longevity Premium 17 14.12. Bilingual Premium 17 14.13. Education Incentive Premium 17 14.14. Automatic Payroll Deposit 18 14.15. Job Security 18 15. HOLIDAYS 19 15.1. Designated Holidays 19 15.2. Applicable Overtime Rates 19 15.3. Floating Holidays 19 15.4. Observation 19 16. VACATION 20 16.1 . Computation and Accrual of Vacation 20 16.2. Termination 20 16.3. Conversion 21 17. LEAVE OF ABSENCE 21 18. JURY DUTY 21 19. MILITARY LEAVE 22 20. SICK LEAVE, INDUSTRIAL LEAVE, AND BEREAVEMENT LEAVE 22 20.1. Sick Leave 22 20.2. Procedure 23 20.3. Probationary Period 23 20.4. Reasons for Use of Sick Leave 23 20.5. Restrictions on Sick Leave 24 20.6. Accrual and Use 24 20.7. Payment for Accumulated Sick Leave 24 20.8. Sick Leave During Vacation 25 20.9. Industrial Leave 25 20.10. Bereavement Leave 27 21. FRINGE BENEFIT ADMINISTRATION 27 21.1. Administration 27 21.2. Selection of Funding Method 27 21.3. Changes 27 21.4. Deferred Compensation 27 22. LIFE INSURANCE 27 23. HEALTH BENEFITS 28 23.1. Flexible Benefit Plan 28 23.2. Retirement 29 24. EDUCATIONAL REIMBURSEMENT AND LICENSES, COMPUTER LOAN 29 24.1. Tuition Reimbursement 29 24.2. Repayment of Apprentice Line Mechanic Training 31 24.3. Computer Loan Program 31 25. UNIFORM STANDARDS 31 25.1. Presentability 31 25.2. Warm Weather 31 25.3. Shirts 32 25.4. Meter Readers 32 25.5. Customer Service 32 26. SOLE AND ENTIRE MEMORANDUM OF UNDERSTANDING 32 27. WAIVER OF BARGAINING DURING TERM OF THIS AGREEMENT 32 28. SEPARABILITY 32 29. MAINTENANCE OF EXISTING BENEFITS AND CONDITIONS 33 30. LONG TERM DISABILITY INSURANCE 33 31. TERM OF MEMORANDUM OF UNDERSTANDING 33 32. RATIFICATION AND EXECUTION 33 MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF AZUSA AND LOCAL 18 OF THE INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS Effective August 1, 2009 thru July 31, 2012 1. RECOGNITION Pursuant to the policy of the City of Azusa(hereinafter referred to as the City), the City has recognized Local 18 of the International Brotherhood of Electrical Workers (hereinafter referred to as the Union) as the sole bargaining representative for those Employees(hereinafter referred to as employee(s)working for the City who are enumerated in Exhibit"A.". 2. CITY RIGHTS 2.1. Management Rights The City reserves, retains and is vested with, solely and exclusively,all rights of management which have not been expressly abridged by specific provisions of this Memorandum of Understanding or by law to manage the CITY,as such rights existed prior to the execution of this Memorandum of Understanding. The sole and exclusive rights of management, as they are not abridged by this Agreement or by law, shall include, but not be limited to, the following rights: 2.1.1. To manage the City generally and to determine the issues of policy. 2.1.2. To determine the existence or non-existence of facts which are the basis of the Management decision. 2.1.3. To determine the necessity and organization of any service or activity conducted by the CITY and expand or diminish services. 2.1.4. To determine the nature, manner, means,and technology,and extent of services to be provided to the public. 2.1.5. Methods of financing. 2.1.6. Types of equipment or technology to be used. 2.1.7. To determine and change the facilities, methods,technology, means,and size of the work force by which the City operations are to be conducted. 2.1.8. To determine and change the number of locations,relocations,and types of operations, processes and materials to be used in carrying out all City functions including, but not limited, the right to contract for or subcontract any work or operation of the City. 2.1.9. To assign work to and schedule employees in accordance with requirements as determined by the City and to establish and change work schedules and assignments. 2.1.10. To relieve employees from duties for lack of work or similar non-disciplinary reasons. 2.1.11. To establish and modify productivity and performance programs and standards. 2.1.12. To discharge, suspend, demote or otherwise discipline employees for proper cause. 2.1.13. To determine job classifications and to reclassify employees. 1 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 2.1.14. To hire, transfer, promote and demote employees for non-disciplinary reasons in accordance with this Memorandum of Understanding and applicable Resolutions and Codes of the City. 2.1.15. To determine policies, procedures and standards for selection, training and promotion of employees. 2.1.16. To establish employee performance standards including, but not limited to, quality and quantity standards and to require compliance therewith. 2.1.17. To maintain order and efficiency in its facilities and operations. 2.1.18. To establish, promulgate and modify rules and regulations to maintain order and safety in the City, which are not in contravention with this agreement. 2.1.19. To take any and all necessary action to carry out the mission of the City in emergencies not contrary to this Agreement. 3. EMPLOYEE ORGANIZATIONAL RIGHTS AND RESPONSIBILITIES 3.1. Dues Deductions The City shall deduct for dues and Union benefits on regular basis from the pay of all employees in the classifications and positions recognized to be represented by the Union who voluntarily authorizes such deduction, in writing, on a mutually agreed upon form to be provided for this purpose. The City shall remit such funds to the Union within ten (10)days following their deduction. 3.2. Indemnification The Union agrees to hold the City harmless and indemnify the City against claims, causes of action or lawsuits arising out of the deductions or transmittal of such funds to the Union, except the intentional failure of the City to transmit to the Union monies deducted from the employees pursuant to this Article. 3.3. Newly Hired Employees The Union shall be provided with a list of the names and departments of newly hired employees in the representation unit on a monthly basis. 3.4. Maintenance of Membership 3.4.1. All unit members who, on January 1, 1994, or thereafter are members of IBEW, Local 18 shall maintain membership in IBEW, Local 18 for the term of this MOU, except as otherwise provided below. 3.4.2. IBEW, Local 18 hereby agrees to hold harmless the City of Azusa and its officers and employees from any claim loss or liability or cause of action of any nature whatsoever arising out of the implementation of this article. 3.4.3. Every employee who is a member of IBEW, Local 18 shall have the right to withdraw from membership between June 1 and June 15 of each year. 3.5. Bulletin Boards The Union shall have the right to use adequate space on the bulletin boards on City premises for the purpose of posting announcements and Union information. The bulletin board space shall be used for the following subjects only: 2 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 3.5.1. Union recreational, social and related Union news bulletins. 3.5.2. Scheduled Union meetings. 3.5.3. Information concerning Union elections and the results thereof. 3.5.4. Reports of official Union business, including Union newsletters, reports of committees, or the Board of Directors. 3.5.5. Any other written material which first has been approved and initiated by the designated City representatives appointed by the City Manger. The designated City representatives must either approve or disapprove a request for posting within twenty-four (24) hours, excluding Saturday, Sunday and legal holidays,from the receipt of the material and request to post it. The designated City representatives shall not unreasonably withhold permission to post. 3.6. Rights, Powers and Authority Except as limited by specific and express terms of this Memorandum of Understanding,the Union hereby retains and reserves unto itself all rights, powers and authority, confirmed on and vested in it by the laws and Constitution of the State of California or United States of America. 3.7. Union Organization 3.7.1. The Union representatives are those elected or appointed in accordance with the constitution and bylaws of the Union. Azusa recognizes the Union's right to appoint shop stewards. 3.7.1.1. The Union shall notify the Azusa City Management Representative, in writing, of the names and job class titles of its officers, shop stewards and other representatives each time an election is held or new appointments are made. 3.7.1.2. An employee elected or appointed as an officer or shop steward of the Union shall be required to work full time in his respective job class and shall not interrupt the work of other employees. 3.7.2. Officers and representatives(subject to the provisions of Paragraph 3.7.1.2.)of the Union shall be permitted to visit employee work locations for the purpose of observing conditions under which employees are working, provided such visit shall not interrupt the work of such employees, interfere with the normal operations of the department or with established safety requirements. 3.7.2.1. Such officers and representatives shall not enter any work location without the knowledge of the department head, division head, or other appropriate supervisor. 3.7.2.2. Solicitation of membership and all activities concerned with the internal management of the Union, such as collecting dues, holding membership meetings, preparation of petitions or grievance material, preparation of proposals, campaigning for office, conducting elections and distributing literature, shall not be conducted during working hours. 3.7.2.3. Such officers and representatives shall not use City vehicles while conducting activities as stated in 3.7.2.2. 3.7.3. In the event that the Union is formally meeting and conferring with representatives of Azusa on matters within the scope of representation during regular Azusa business hours, a reasonable number of officers, shop stewards or other representatives of the Union shall be allowed reasonable time off without loss of compensation or other benefits. 3 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 3.7.4. Such officers, shop stewards and representatives shall not leave their duty or workstation or assignment without the knowledge of the department head, division head or other appropriate supervisor. 3.7.4.1. Such meetings are subject to scheduling in a manner consistent with operating needs and work schedules. 3.7.5. Officers and shop stewards or representatives(subject to the provisions of Paragraph 3.7.1.2.)of the Union shall be permitted, if requested by the Union employee, to attend the employee counseling session,which could result in disciplinary action. Such officers shall also be permitted, if requested by the Union employee, to be present at employee disciplinary session. 3.7.5.1. Such officers shall not leave their duty or workstation without the knowledge of the department head, division manager or other appropriate supervisor. 3.7.6. Officers, shop stewards or representatives of the Union, when requested of their respective division manager, shall be given reasonable time during work hours to investigate and process specified grievances or complaints arising out of the application of MOU or personnel rules. 4. NONDISCRIMINATION 4.1. Protection of Rights The parties recognize and agree to protect the rights of all employees to join and participate in protected Union activities or to refrain from joining or participating in such activities. 4.2. Anti-Discrimination The City and the Union agree that they shall not discriminate against any employee because of race, color, sex, age, national origin, political or religious opinions or affiliation. The parties shall reopen any provisions of this agreement for the purpose of complying with any final order of the federal or state agency or court of competent jurisdiction requiring a modification or change in any provision or provisions of this agreement in compliance with state or federal anti-discrimination laws. 4.3. Gender Whenever a word of the masculine or feminine gender is used in this Memorandum of Understanding, it shall be construed to include the other gender. 5. SAFETY AND HEALTH 5.1. Federal and State Laws The City and the employees of the City agree to comply with all applicable federal and state laws,which relate to health and safety. In addition, the City and the Union agree to actively pursue the continuance of safe working procedures and environment. 4 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 5.2. Footwear Employees who are required to wear specified footwear(safety shoes or boots, heavy-duty walking shoes)shall receive an allowance of two hundred-ten dollars$210 per year, except for those employees who are required to wear Lineman's boots shall receive an allowance of up to the equivalent of one pair of lineman's boots per year. An employee who fails to outfit him/herself with proper footwear when reporting to work shall be asked to leave without pay until the proper footwear requirement is met. Management and employees shall determine jointly the acceptable footwear at the beginning of each fiscal year. Employees working less than one (1) year shall be entitled to the appropriate allowance under this section on a pro rata basis. 5.3. Weather and Air Quality The department head or his/her division manager shall determine what constitutes inclement weather or unhealthful air quality with due regard to the nature of the work to be performed and the needs of the CITY. If the Southern California Air Quality Management District(SCAQMD)declares a Stage 3 alert,then all work in the field shall cease until such alert is canceled. If the department head or his/her division manager declares that a condition of inclement weather or air quality exists,then all field employees shall return to the corporation yard for the duration of the assigned shift. The employees may be assigned light duty work,which does not involve heavy and constant exposure to such weather or unhealthful air quality conditions. 6. GRIEVANCE AND APPEALS PROCEDURE 6.1. Resolution and Complaints In any instance of grievance,the employee shall first make an effort to resolve such grievance with his immediate supervisor. In the event such efforts are not mutually satisfactory, the employee aggrieved shall within five (5) working days, reduce his complaint to writing. The complaint shall set forth all the facts necessary to understand the issues involved. It shall be submitted in writing to the employee's immediate supervisor who shall transmit it to the department head. 6.2. Investigation The department head shall investigate the facts and issues involved and respond in writing within five(5)working days, stating the department's view on the issue involved, with a copy to the employee. 6.3. Further Discussion If the employee wishes to discuss the grievance further, he shall, within ten (10) working days of receipt of the department head's reply, appeal the department head's decision in accordance with Section 6.4. or Section 6.5.. 6.4. Appeal of Disciplinary Action Any employee in the classified service shall have the right to appeal to the Personnel Board regarding any discipline. The appeal shall contain a written narrative by the employee of the discipline imposed, giving dates of occurrences or conditions, as applicable. The department head shall prepare a written answer to the allegations and transmit it to the Personnel Board with a copy to the employee. 5 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 6.4.1. Hearings The Personnel Board shall set the matter for hearing and give the appellant and the department head at least five (5) business days notice in writing of the date and place of such hearing. The appellant shall attend, unless excused by the Personnel Board, and shall be entitled to: 6.4.1.1. Be represented by counsel or other representative of his choice; 6.4.1.2. Testify under oath or affirmation; 6.4.1.3. Subpoena witnesses; 6.4.1.4. Cross-examine all witnesses; 6.4.1.5. Present such affidavits, exhibits and other evidence deemed pertinent to the hearing. 6.4.2. Unexcused Absences Unexcused absences of the appellant at such hearing shall be deemed a withdrawal of the petition and consent to the action from which the appeal was taken. 6.4.3. Power to Examine In any investigation or hearing conducted by the Personnel Board, the Board shall have the power to examine witnesses under oath and compel their attendance or the production of evidence before it by subpoena issued in the name of the City and attested by the City Clerk. It shall be the duty of the Chief of Police to cause all such subpoenas to be served and refusal of a person to attend or testify in answer to such subpoena shall subject said person to prosecution in the same manner set forth by law for failure to appear before the City Council in response to a subpoena issued by the City Council. Each member of the Personnel Board shall have power to administer oaths to witnesses. The Personnel Board may exclude from any public or private hearing during the examination of a witness any or all other witnesses in the matter being investigated by the Personnel Board. 6.4.4. Burden of Proof The burden of proof shall be on the department head. 6.4.5. Informality Hearings shall be informal. The Personnel Board may receive and consider such oral,written and physical evidence as it deems pertinent, and may receive it in such order and manner as in the judgment of the Personnel Board is fair and equitable in each case. Parties to any matter before the Personnel Board may be represented by counsel, but the right of such representation shall not be construed to require observance of the formal rules of evidence,or other formality, in the conduct of a hearing; nor shall such formality in the proceedings invalidate any decision rendered by the Personnel Board. 6.4.6. Findings of the Personnel Board 6.4.6.1. Within ten (10)days after concluding the hearing, the Personnel Board shall certify its findings, in writing,to the City Council,that the accused was exonerated, reprimanded, fined, demoted, removed, dismissed, reduced in compensation or otherwise penalized. 6 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 6.4.6.2. Should the Personnel Board find the accused was suspended, demoted, or removed without sufficient cause, said Personnel Board shall order the accused reinstated forthwith to the position from which he was suspended, demoted,or removed and shall order paid to him the salary to which he would have been entitled had he not been suspended, demoted or removed. 6.4.6.3. After the Personnel Board has made its decision, the employee shall have no right to grieve the disciplinary action with the exception of Section 6.4.6.4. (Rev 7-30-90). 6.4.6.4. Except for bad faith or lack of evidence, such findings of the Personnel Board shall certify to the City Council shall be final. In such an event of bad faith or lack of evidence, the City Council shall be the final review board to which an employee may appeal. 6.4.6.5. The findings of the Personnel Board shall be filed as permanent record by the Personnel Officer, who shall deliver a certified copy to any employee, officer or other persons affected by such findings. 6.4.6.6. Any member of the Personnel Board may submit a minority or supplemental report, which shall be filed as a permanent record by the Personnel Officer. 6.4.7. Joint Accusations Any person who is accused jointly with one or more Employees shall have the right to appear before the Personnel Board and request that his appeal be heard separately. 6.4.8. Continuance The Personnel Board may grant a continuance of any hearing for good cause. 6.5. Advisory Arbitration Advisory arbitration is for grievances relating solely to contract/MOU interpretation and where the employee elects to be represented by IBEW. Where the employee elects not to be represented by IBEW,such grievances shall be heard by the Personnel Board. 6.5.1. The arbitrator shall be selected by mutual agreement of both parties from a list of seven (7) arbitrators submitted by the American Arbitration Association. The selection shall be made by alternatively striking the list with the first strike determined by lot. 6.5.2. Where practicable, the date for a hearing shall not be less than 20 calendar days, nor more than 60 calendar days,from the date of the filing of the appeal with the Personnel Director. The parties may stipulate to a longer or shorter period of time in which to hear the appeal. All interested parties shall be notified in writing of the date, time, and place of hearing. 6.5.3. All hearings shall be conducted according to the procedures of the American Arbitration Association. 6.5.4. Arbitration of a grievance under this provision shall be limited to the issues submitted. The Arbitrator's decision shall not add to, subtract from, or otherwise modify the terms and conditions of this agreement. 6.5.5. The Arbitrator shall submit his/her written decision within thirty(30)calendar days following the close of hearing, unless the parties agree to an extension. The decision shall set forth findings of fact and conclusions. 7 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 6.5.6. The Arbitrator's decision shall be filed with the City Administrator, with a copy sent to the grievant and a copy to the Human Resources Director. 6.5.7. The Arbitrator's decision shall be subject to the approval of the City Council. Either party shall have the opportunity to submit their arguments to the City Council with regard to the Arbitrator's findings of fact and conclusions. 6.5.8. The decision of the City Council shall be final and conclusive. Copies of the City Council's decision, including the Arbitrator's recommendation(s) shall be filed where appropriate. 6.5.9. Each party shall bear equally the cost of facilities,fees and expenses of the Arbitrator,including any court reporter and transcripts. Each party shall bear its own witness and attorney fees. If either party unilaterally cancels or postpones a scheduled hearing, thereby resulting in a fee charged by the Arbitrator or court reporter,then the party responsible for the cancellation or postponement shall be solely responsible for payment of that fee. This process shall not apply to mutual settlements by the parties, which result in an arbitration fee. 6.5.10. The provisions of Section 1094.6 of the Code of Civil Procedure shall be applicable to proceedings under this Section. 7. PROBATIONARY EMPLOYEES 7.1. Probationary Basis All appointments in the classified service, including promotional appointments, shall be made on a probationary basis. All appointments, whether initial or promotional, shall be for a six (6) month probationary period, and customary evaluations of the progress and desirability of the appointee as a permanent employee shall be made. 7.2. Discharge Subject to Section 7.3., an employee may be discharged at any time during his probationary period without the right of appeal or hearing. 7.3. Probationary Reinstatement An employee serving a probationary period in a promotional position whose job performance is unsatisfactory shall be reinstated to the position from which he was promoted, unless charges are filed and he is discharged in a lawful manner. 8. REINSTATEMENT 8.1. Recommendation of Department Head Upon recommendation of the department head and the City Manager, an employee, who resigned in good standing, may within one(1)year of the effective date of such resignation, be reinstated without an examination to a position in the same class in which he previously served, providing a vacancy exists. Reinstatement will be made to the step and salary range, which was received by the employee at the time of resignation. 8.2. Previous Service Credit An employee reinstated after resignation in accordance with Section 8.1.shall be credited with his previous service for computation of vacation, but shall not retain any sick leave accumulated prior to resignation. 8 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 8.3. Probationary Period An employee,so reinstated, shall serve a probationary period of six(6)months and be subject to termination upon unsatisfactory service during the probationary period. The employee shall not be eligible for vacation benefits until he achieves permanent status;at which time, he or she shall be eligible for benefits earned following reinstatement and credited with previous service for computation of vacation leave. 9. NO STRIKE - NO LOCKOUT PROHIBITED CONDUCT 9.1. No Cause Agreement The union, its officers, agents, representatives and members agree that during the term of this Agreement, they will not cause or condone any strike,walkout, slowdown, sickout, or any other job action by withholding or refusing to perform services. 9.2. Lockout The city agrees that it shall not lock out its employees during the term of this Agreement. The term "lockout" is hereby defined so as not to include the discharge, suspension, termination, layoff, failure to recall, or failure to return to work of employees of the City in the exercise of its rights to do so as set forth in any of the provisions of this Agreement or applicable ordinance or law. 9.3. Termination Any employee who participates in any conduct prohibited in Section 9.1. of the above may be subject to termination by the City. 9.4. Suspension In addition to any other lawful remedies or disciplinary actions available to the City, if the Union fails, in good faith, to perform all responsibilities listed below in Section 9.5., "Union Responsibility- Instruction to Cease", the City may suspend any and all rights, privileges, accorded to the union under this Memorandum of Understanding, including but not limited to suspension of recognition of the Union,grievance procedure, right of access,check-off, the use of the City's bulletin boards and facilities. UNION RESPONSIBILITY 9.5. Instruction to Cease In the event that the Union, its officers, agents, representatives or members engage in any of the conduct prohibited in Section 9.1 above, "Prohibited Conduct - No Cause Agreement", the Union or its duly authorized representatives shall immediately instruct any persons engaging in such conduct that their conduct is in violation of this Memorandum of Understanding and unlawful and they should immediately cease engaging in conduct prohibited in Section 9.1 above, "Prohibited Conduct- No Cause Agreement" and return to work. 9.6. Non-Liability If the Union performs all of the responsibilities set forth in Section 9.5. above, its officers, agents and representatives shall not be liable or damages for prohibited conduct performed by employees who are covered by this Agreement in violation of Section 9.1 above, "Prohibited Conduct- No Cause Agreement". 9 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 10. HOURS OF WORK 10.1. Intent of Article This article is intended to define the normal hours of work per day or per week in effect at the time of execution of this MOU. Daily hours of work or shifts for employees within departments shall be assigned by the department head, as required to meet the needs of the department. 10.2. Workweek/Workday 10.2.1. The regular workweek for all employees covered by this MOU shall not exceed forty (40) hours for four (4) consecutive days, commencing at 12:01 a.m. Sunday and ending at Midnight Saturday. The workweek for all employees shall be either Monday through Thursday or Tuesday through Friday. The City reserves the right to determine which of the four(4)consecutive workdays(as defined above)for any employee affected by this MOU as required to meet the needs of the department. 10.2.2. Except as provided for in 10.2.4 and 10.2.5, the workday will be ten and one-half(10 1/2) hours with forty(40)minutes for lunch and two(2)fifteen(15)minute breaks to be scheduled with the approval of a supervisor or department head. The City reserves the right to determine the beginning and ending times of the ten(10)hour workday. The City and Union agree to establish a committee of their respective representatives in an effort to establish guidelines for combining breaks and lunch periods. 10.2.3. Notwithstanding the above, the Water Production Operators may work an alternate work schedule as directed by the Utilities Director. The Utilities Utility Director shall meet and confer with the Union, however, prior to implementing any such alternative schedule. The parties acknowledge that to maintain any alternative work schedule it is necessary to maintain a work period in accordance FLSA. The current 42-day alternative work schedule is as follows: Monday to Thursday Monday to Thursday Tuesday to Friday Tuesday to Friday Wednesday to Wednesday For purposes of section 11.4.6,the Saturday before and after the Wednesday to Wednesday work period in the 42-day schedule shall be treated as a Sunday. 10.2.4. The City may maintain a five eight-hour days per week schedule for employees currently assigned to such a schedule. Further the City may assign a five, eight-hour days per week schedule to employees preferring to work such a schedule. 10.2.5. Commencing no later than the first year of the agreement, the parties agree to meet & discuss additional alternatives that will enable the City to provide services on an expanded basis to best meet the public's needs. 10 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 10.3. Timekeeping Interval In compliance with the Fair Labor Standards Act(FLSA),the minimum time keeping interval shall be fifteen(15) minutes. Periods of time of seven (7) minutes or less shall be rounded down and periods of time of eight (8) minutes or more shall be rounded up. 11. OVERTIME 11.1. Premium Pay All employees shall be entitled to premium pay or compensatory time off for all hours worked in excess of ten(10) hours in one work day or forty (40) hours within the employee's regular work week. For the purposes of this Article holiday pay, sick leave, and other compensated time off shall count for the hours. 11.2. Compensatory Time Off 11.2.1. Compensatory time shall be accumulated at the appropriate rate for each hour of overtime worked. Only time actually worked shall count in the computation of premium pay or compensatory time off. 11.2.2. Compensatory time shall be paid either in the form of pay at the employee's regular hourly rate at the time the overtime was worked or equal time off and shall be decided at the time the overtime is worked. The method of payment of compensatory time, either in cash or equivalent time off, must be authorized and approved by the department head. 11.2.3. Accumulated compensatory time not used in the pay period in which it was earned may be carried over to a maximum of one hundred sixty(160) hours. 11.2.4. Accumulated compensatory time off may be taken by an employee upon reasonable notice and prior approval of the department head. In approving compensatory time off, the department head will, as far as practicable,attempt to accommodate employee convenience to the degree possible in light of the operational requirements of the department. 11.3. Overtime Timekeeping Interval All overtime shall be accumulated in increments of no less than fifteen(15)minutes per day. When an employee works less than fifteen (15) minutes per day of overtime, the employee shall not receive compensatory time for increments of less than fifteen (15) minutes per day. 11.4. Rate of Compensation 11.4.1. Except as provided elsewhere, all overtime work shall be compensated at one and one-half (1%)times the number of hours worked. 11.4.2. All work done between the hours of midnight(12 midnight)and five o'clock in the morning(5 a.m.) shall be compensated at two (2)times the usual rate of pay. 11.4.3. In the event that an employee is summoned to work before four o'clock in the morning (4 a.m.)he or she shall be compensated at two(2)times the normal rate of pay until either he or she has a six hour rest period. 11.4.4. In the event that an employee is summoned to work between 4 a.m. and 5 a.m. and is required to continue to work, he or she shall be compensated one and one-half(1 1/2)times the regular rate of pay for all work performed after 5 a.m. until he or she has a six (6) hour rest period. 11 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 11.4.5. All hours worked in excess of twelve(12)consecutive hours shall be compensated at two(2) times the normal rate until the employee has a six (6)-hour break. 11.4.6. All hours worked during holidays (except for floating holidays) and Sundays shall be compensated at premium overtime rate of two(2)times the normal rate,which may be taken in pay or equivalent compensatory time off. 11.5. Overtime Meal Policy 11.5.1. When an employee is required to work continuous, unplanned overtime beyond his or her regular shift, he or she shall be provided with a meal and time to eat the meal no more than two(2) hours after the commencement of such work and no less frequently than every four(4) hours actually worked thereafter or he or she shall receive a meal reimbursement of fifteen dollars ($15)for each such period. During an emergency situation, a meal period would not be mandatory and the missed 1/2 hour meal period shall be stacked to the end of the shift at the appropriate overtime rate. 11.5.2. When an employee is required to perform scheduled or unscheduled work outside of his or her regular work hours, he or she shall be provided with a meal and the time to eat the meal no less frequently than every four (4) hours or a meal reimbursement of fifteen dollars ($15)for each such four(4) hour period and 1/2 hour shall be added on to the time worked at the appropriate overtime rate for each meal period missed. 11.5.3. In the event that an employee is summoned to work before five o'clock in the morning (5 a.m.)and is required to continue to work into his or her regular shift on the same task that he or she was summoned for shall be provided with a meal and time to eat the meal no less frequently than every four(4)hours or a meal reimbursement of fifteen dollars($15)for each such four (4) hour period. 11.5.4. When an employee is required to report to work one (1) hour prior to his/her normal shift, he/she shall be provided a meal and the time to eat the meal,or a meal reimbursement of not more than fifteen dollars ($15). 11.6. Limitation of Authority Nothing herein is intended to limit or restrict the authority of the City to require any employee to perform overtime work. 11.7. Priority Permanent employees will be given priority to receive after-hours work assignments. However, management reserves the discretion to assign after-hours work to temporary/part-time employees as long as the temporary/part-time employee, by performing an after-hours work assignment, will not exceed thirty-two (32) hours worked during the week. 12. STANDBY AND CALLBACK 12.1. Standby Pay The City agrees to pay time and one-half(1 1/2)for standby time with a minimum of two (2) hours, which will result in three (3) hours of regular pay. In the event the employee notifies the department that he/she will be using sick leave while on standby duty, he/she will not be entitled to standby pay. 12 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 12.2. Callback Pay If an employee is required to be called back to work after completing his or her normal shift or after having left City premises or the employee's work location, the employee shall be compensated at the appropriate rate for each hour worked on callback with a minimum of two (2) hours callback compensation at the appropriate rate, regardless of whether the employee actually works less than two(2)hours. This provision shall be applicable to employees although the employee's regular work week is not completed but shall not apply to employees who are continuing on duty for their normal work shift. In accordance with prior practice,the time starts when the callback call is received by the employee. 12.3. Appropriate Rate of Pay for Callback 12.3.1. The rate of pay for the first callback during a twenty-four (24) hour period as defined in Section 12.3.3. shall be one and one-half (1 1/2) times the normal rate of pay, except between 12 midnight and 5 a.m., the first call shall be compensated at double-time(2)rate. 12.3.2. All other callbacks during the same twenty-four(24)hour period as defined in Section 12.3.3. shall be compensated at the double-time (2) rate. 12.3.3. The time period to be used to compute whether a callback is the first callback shall be from the end of the normal workday for a period of twenty-four(24)hours, beginning on Thursday, when the regular standby duty begins. 12.3.4. The department head or his/her designee may at his/her discretion, direct an employee to leave work and require that the employee have a six (6) hour rest period whenever the employee has been called back. In the case where an employee is sent home during his/her regular shift, the employee will be paid at the regular rate of pay until the end of the normal shift. The employee may be called back prior to the end of his/her normal shift and be compensated at the appropriate rate of pay. 12.3.5. Regardless of the twenty four (24) hour period defined in Section 12.3.3., all callbacks occurring within a six(6)hour period from a previous callback shall be paid at the double time (2) rate. 13. WORKING OUT OF CLASSIFICATION 13.1. Special Acting Pay On an inadvertent and occasional basis,employees assume the responsibilities of and perform the duties of their respective supervisors who are away from the City for the purposes of scheduled or unscheduled events such as training, illness, bereavement, emergency, etc. Finance will create a special pay code entitled "Special Acting Pay" , under which the employee who is requested by supervisor or management to act in the place of another shall receive additional compensation of 5% of his or her base pay for the hours in which he or she is in acting capacity, including hours compensated at premium rates. The minimum number of hours that must be worked for "Special Acting Pay" to be applicable (from the first hour) shall be ten and a quarter (10.25) hours. The maximum number of hours for which "Special Acting Pay" shall be applicable shall be thirty-nine and three- quarters(39.75)hours. If an employee is called upon to act in a higher capacity for forty(40)or more hours,the provisions of Section 13.2 shall apply. 13.1.1 Effective November 23, 2009, Meter Readers, when acting in the position of Field Service Representatives (FSR) shall be eligible for Special Acting Pay immediately(from the first hour). 13 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 13.2. Pay Range An employee who works more than thirty-nine and three-quarters (39.75) consecutive working hours out of classification shall receive an upgrade equal to the lowest step of the pay range for the higher class which provides at least a 5% increase(or a 5%increase if the top step for the pay range does not provide at least a 5% increase), commencing the first hour of working out of classification and for each consecutive hour thereafter. Working in a higher classification must be approved by the department head in advance. 13.3. Restriction An employee shall not continue acting in a higher classification, while retaining his existing classification, for more than ninety(90) calendar days except on authorization of the City Council. 13.4. Absence During the forty(40)consecutive working hour eligibility period before an employee is entitled to receive premium pay for working out of class, absence for any reason, except absence due to a regularly scheduled holiday or a regularly scheduled day off, shall break consecutiveness and cause an employee to be ineligible to receive premium pay. 13.5. Lead Meter Reader The lead Meter Reader,who is either having the most senior status among Meter Readers or being chosen to be the lead Meter Reader by the Meter Readers, shall receive a premium pay equal to two and one-half percent (2.5%)of his or her regular rate of pay. This premium shall be paid biweekly. The purpose of this premium pay is to compensate the lead Meter Reader for performing Field Service Representative duties on occasion, as the need arises. 13.6 Lead Line Mechanic The Line Mechanic who is assigned the duties of running the Service Crew(Truck 205)shall receive, in addition to the base salary, pay equal to five percent (5%) percent of his or her base salary. This assignment shall be made in writing. This special compensation shall be paid along with the regular pay for the pay period and shall be included in compensation reportable for the purposes of retirement. The purpose of this pay is to compensate the Line Mechanic for performing Lead Line Mechanic duties. 13.7 Absence During Acting Pay An employee otherwise eligible for acting pay shall not be eligible during scheduled periods of vacation or when on sick leave. 14. SALARY AND COMPENSATION AND RETIREMENT 14.1. Pay Increases Employees covered by this Agreement who are on the payroll on the following dates shall receive pay increases as shown. The salary ranges currently in effect are reflected in Exhibit"A." 14.1.1. Effective August 1, 2009,the city shall compensate each employee with a one time lump sum cash payment equivalent to 3.75% of the total wages (base monthly salary and overtime) earned by such employee during the period of August 1, 2008—July 31, 2009. The one time lump sum cash payment will not be subject to PERS or PARS retirement benefits. 14 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 14.1.2. Effective August 1, 2010, there shall be an adjustment in the salary for all classifications and steps for employees represented by this agreement which is equal to the change in the Consumer Price Index, CPI-W, LA/RIVERSIDE/ORANGE COUNTY for the preceding twelve month period (June to June). The salary increase shall be a minimum increase of 2%with a maximum cap of 4%. 14.1.3. Effective August 1, 2011, there shall be an adjustment in the salary for all classifications and steps for employees represented by this agreement which is equal to the change in the Consumer Price Index, CPI-W, LA/RIVERSIDE/ORANGE COUNTY for the preceding twelve month period(June to June). The salary increase shall be a minimum increase of 2%with a maximum cap of 4%. 14.2. Differential Pay—Rubber Gloving After successful completion of training in Rubber Gloving and the formal initiation of a rubber gloving program by the utility as declared by the Utilities Director, the following classifications shall receive a 5%differential to their base monthly salary: Electric Distribution Supervisor Electric Crew Supervisor Line mechanic Apprentice Line Mechanic (Step 5) 14.3. Salary Survey A committee comprised of Local 18 staff and members along with City Management shall meet to determine adjustments for positions that are substantially lower than the median total compensation of like positions. The entities to be surveyed will be agreed upon by management and the union. 14.4. Flex Staffing Nothing in this article shall preclude management from promoting a qualified employee to a higher step/classification in their flex series. 14.5. Apprentice Line Mechanic and Line Mechanic Helper The classification of Apprentice Line Mechanic shall be assigned a salary range,which is fifteen percent(15%) less than that of the classification of Line Mechanic. The salary relationship between classification of Apprentice Line Mechanic and Line Mechanic Helper shall be maintained as it existed on June 27, 1987. This salary range assignment is enumerated in Exhibit"A." 14.5.1. The classification of Line Mechanic Helper and Apprentice Line Mechanic shall be incorporated into a "flexible"staffing pattern. Employee(s)in the Apprentice Line Mechanic classification shall be promoted to Line Mechanic classification (under probationary status) when the employee(s) has completed the fifth (5th) step as an Apprentice Line Mechanic and, in the opinion of management, has obtained the practical knowledge of performing all facets of duties required of the Line Mechanic. 14.5.2. If, in the event that the Apprentice Line Mechanic is not promoted within one (1)year after attaining the fifth (5th) step, he shall be presented, in writing, the reason(s)for the denial of the promotion,and a list of area(s)where the candidate has insufficient knowledge to achieve the promotion. 15 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW,AUGUST 1, 2009 to July 31, 2012 14.6. Customer Service Representatives 14.6.1. The classification of Customer Service Representative I, II,and III, hereinafter referred to as CSR I, II, and III, shall be incorporated into the "flexible" staffing pattern. Employee(s) in either the CSR I or CSR II classifications shall be promoted to CSR II or CSR III classification, respectively,(under probationary status)when the employee(s)has completed the fifth(5th)step and in the opinion of management,has obtained the practical knowledge of performing all facets and duties of CSR II or CSR III, respectively. 14.6.2. In the event that the CSR I or CSR II, is not promoted within one(1)year after attaining the fifth (5th) step, he/she will be presented, in writing, the reason(s) for the denial of the promotion, and a list of the area(s) and duty(ies) of which the candidate has insufficient knowledge and/or experience to achieve the promotion. 14.7. Water Distribution Workers and Water Production Operators 14.7.1. The classification of Water Distribution Worker I/11/111 and Water Production Operator I/II/III shall be incorporated into the "flexible" staffing pattern. Employee(s) in either the Water Distribution Worker I/II or Water Production Operator I/II classifications shall be promoted to the respective"Il"or"III'level respectively(under probationary status)when the employee(s) has completed the fifth (5th) step and in the opinion of management, has obtained the practical knowledge to perform all facets and duties of the respective"II"or"Ill" level. 14.7.2. In the event that the"I"or"II"level of either position is not promoted within one(1)year after attaining the fifth(5th)step, he/she will be presented, in writing,the reason(s)for the denial of the promotion, and a list of the area(s)and duty(ies)of which the candidate has insufficient knowledge and/or experience to achieve the promotion. 14.8. Meter Test Series 14.8.1. The classification of Apprentice Electrical Test Technician shall be incorporated into the "flexible"staffing pattern. Employee(s)in Apprentice Electrical Test Technician classification shall be promoted to Electrical Test Technician classification (under probationary status) when the employee(s)has completed the fifth(5th)step and, in the opinion of management, has obtained the practical knowledge to perform all facets and duties of the Electrical Test Technician. 14.8.2. If, in the event that the Apprentice Electrical Test Technician is not promoted within one(1) year after attaining the fifth(5th)step, he shall be presented, in writing,the reason(s)for the denial of the promotion,and a list of area(s)where the candidate has insufficient knowledge to achieve the promotion. 14.9 Retirement 14.9.1. California Public Employees' Retirement System The City shall continue its contract with the California Public Employees'Retirement System (Ca1PERS), "2% @ 55 full formula"plan. The City shall also maintain the increased level of the 1959 Survivor Benefit. The City shall continue to pay both the"employee"and"employer" share of the cost. 14.9.2. The City's contract with CaIPERS includes the optional benefit of Service Credit for Unused Sick Leave. 14.9.3. The City's contract with CaIPERS includes the optional benefit Employer Paid Member Contributions. 16 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 14.9.4. City agrees to purchase an actuarial study to determine the cost of providing miscellaneous employees with the optional benefits of One-Year Final Compensation (Government Code Section 20042)and Annual Cost-of-Living Allowances Increase (Government Code Section 21335). Upon receipt of such actuarial study, City agrees to meet and confer with the Union in good faith with no commitment or obligation on City's part to implement these optional benefits. 14.9.5 The optional benefit of Two Year Additional Service Credit shall be discretionary of the Council in accordance with Government Code Section 20903. 14.10. Retirement Enhancement Effective July 1, 2006 the retirement formula will be adjusted to reflect an additional .5%to the current formula of 2.0% per year of service at 55 years of age. This enhancement will provide for a retirement formula of 2.5% per year of service for anyone retiring at 55 years of age or older. All prior years of service will count toward the computation. Employee will contribute 2% toward the cost of this program. This additional benefit will be provided through the Public Agency Retirement System (PARS). Additionally, should the City come to agreement with other City Bargaining Units for the Single Highest Year computation, Local 18 represented positions/employees will participate and contribute a maximum of 1.5%of the cost of this enhancement. 14.11. Longevity Premium Effective August 1, 2009, the monthly longevity pay for employees shall be in accordance with the following schedule: 10 yrs =$85 15 yrs =$175 20 yrs = $250 Notwithstanding the foregoing, employees currently receiving a higher dollar amount of longevity pay than the amount provided for above shall continue to receive the higher dollar amount until eligible for an increase based on the schedule set forth above. 14.12. Bilingual Premium An employee shall be eligible to receive up to$200 per month if the following conditions are met: 14.12.1. The employee must on a frequent and recurring basis speak and/or translate by reading/writing one or more languages other than English in the performance of his/her public contact duties with the City. An employee is eligible for$100 per month for verbal skills and an additional $100 per month for written skills. 14.12.2. The employee must pass a language skills test approved or administered by the City. 14.13. Education Incentive Premium 14.13.1 Employees awarded an Associate of Arts or Science degree from an accredited college or other certificates related to the employee's job mutually agreed to by the Union and the City, shall receive $25 per month. 17 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 14.13.2 Effective August 1, 2009 employees awarded the following certificates, related to the employee's job, shall receive the listed dollar amounts per month: State of California Department of Health Services Water Treatment Operator Grade 3$25 State of California Department of Health Services Water Treatment Operator Grade 4$50 State of California Department of Health Services Water Treatment Operator Grade 5$75 State of California Department of Health Service Water Distribution Operator Grade 3 $25 State of California Department of Health Service Water Distribution Operator Grade 4 $50 State of California Department of Health Service Water Distribution Operator Grade 5$75 14.13.3 Employees awarded a Bachelor of Arts or Science degree from an accredited college shall receive $50 per month. None of the above shall apply to any employee whose job description has an equivalency requirement for either an Associate in Arts or Science degree or specific certifications; or a Bachelor of Arts or Science degree. 14.14. Automatic Payroll Deposit The City will continue to offer Automatic Payroll Deposit in cooperation with any bank that utilizes the Automated Clearing House service. 14.15. Job Security The City shall provide twelve months advance notice to any IBEW-represented employee who is targeted for layoff due to technological change. Wherever possible,the City shall provide appropriate career counseling and training and shall make every effort to reclassify such employee into an IBEW-represented position. 14.15.1 Every employee shall receive at least fifteen (15) hours training per year. 18 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 15. HOLIDAYS 15.1. Designated Holidays Employees covered by this agreement shall receive time off with pay for the following holidays, but only if the employee is paid for the workday that precedes or follows the holiday. All holidays shall be paid at a rate of ten (10) hours, consistent with the four (4) day, ten (10) hour workweek schedule. Holiday Schedule Month 2009 - 20010 20011- 2012 20010 20011 20012 -2013 Independence Day July 6* 5* 4* 4 Labor Day Sept 7* 6* 5* Columbus Day Oct 12 11* 10* 11 11 11* Veteran's Day Nov Thanksgiving Day Nov 26 25 24 Christmas Day Dec 28* 27* 26* New Year's Day Jan 4* 3* 2* Martin Luther King Day Jan 18* 17* 16* 15* 21* 20* President's Day Feb Memorial Day May 31* 30* 28* *=Monday 15.2. Applicable Overtime Rates Should employees be required by their supervisor or department head to work on a holiday listed above, the employees shall receive regular pay plus the appropriate premium pay or compensatory time off for the hours worked on the holiday. Such employees shall receive no other compensation for working on the holiday. The Water Utility Operators whose holiday falls on one of their 6 consecutive off days shall observe the holiday on the following Wednesday. 15.3. Floating Holidays 15.3.1. The parties agree to two(2)additional holidays designated as floating holidays for Employees to take at their convenience with the prior approval of the department head. 15.3.2. All "floating"holidays shall be requested in advance from the appropriate department head or division manager. Enough employees shall remain at work during"floating"holidays so that the City's business may be conducted. 15.3.3. "Floating" holidays shall accrue on July 1 and must be taken by the following June 30 or the hours will be forfeited. 19 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 15.4. Observation The workweek for Thanksgiving week for all employees(with the exception of Water Production Operators)shall be Monday through Thursday. 16. VACATION 16.1. Computation and Accrual of Vacation 16.1.1. Accrual Schedule Vacation leave shall accrue as follows: Through the 4th year of employment 90 hours Through the 5th year of employment 120 hours Through the 6th year of employment 128 hours Through the 7th year of employment 136 hours Through the 8th year of employment 144 hours Through the 9th year of employment 152 hours Through the 10th year of employment 160 hours Through the 11th year of employment 168 hours Through the 12th year of employment 176 hours Through the 13th year of employment 184 hours Through the 14th year of employment 192 hours Through the 15th year of employment 200 hours Through the 16th year of employment 210 hours 16.1.2. Accrual Rate Employees shall accrue paid vacation leave at periodic rates equivalent to the annual schedule above. 16.1.3. Vacation Credit Accrued vacation time shall be credited to each employee's account during the pay period in which it accrues. Vacation leave for new employees will be granted no earlier than six(6)months after the day of employment, or the end of probation, whichever is the later date. Vacation shall be taken at the convenience of the City with the approval of the department head.Where possible, such vacations should be taken annually and not accumulated from year to year. Employees shall be able to carry over vacation accrual from one year to the next, cumulatively, up to a maximum of seventy-eight(78)times the then-current pay period rate of vacation accrual. This maximum is waived, however, until July 31, 2004. At that time, if the employee has vacation accrual at, or in excess of, the cap, the employee's vacation accrual balance shall be paid down to 52 times the then-current pay period rate of vacation accrual. Future accrual which exceeds the aforementioned maximum shall be paid to the employee as it is accrued. In special cases where it has not been possible, due to work load or other factors, for the employee to use his or her vacation before reaching a maximum, it shall be within the department head's authority to authorize cash payment in lieu of time off. 16.2. Termination Employees who terminate their employment with the City after six (6) months of full time employment shall be paid for all accrued vacation, if any, and the prorated portion of their unused vacation. 16.3. Conversion An employee may convert any accrued vacation into pay with the approval of the Department Head or City Manager. 20 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 17. LEAVE OF ABSENCE 17.1. Leave of Absence Without Pay 17.1.1. Conditions After all available leave benefits, including vacation, sick leave, compensatory time and any other leave benefits have been completely used, a regular employee, not under suspension, may make application for leave without pay. An employee requesting leave of absence without pay must do so in writing stating specifically his or her reason for the request, the date when it is desired to begin the leave and the probable date of return. 17.1.2. Merit and Extent If the department head and the City Manager agree that such leave is merited and in the interests of the City, leave may be granted by the City Council for a period not to exceed one(1)year following the date of expiration of all other leave benefits. No employment service credits or fringe benefits such as sick leave,vacation, health insurance, retirement or any other benefits shall accrue to any employee on leave of absence without pay. 17.1.3. Extension At the end of such leave, if the employee desires additional leave, written application must be made to the City Manager's stating the reasons why the additional leave is required and why it would be in the best interests of the City to grant such leave of absence. If in the City Manager's opinion, such additional leave is merited and would still preserve the best interests of the City,the City Council may approve such extensions of the leave of absence for a period not to exceed an additional six (6) months. 17.1.4. Failure to Return If the employee does not return to work prior to or at the end of such leave of absence or extension of leave of absence,the City shall consider that the employee has terminated his employment with the City. Such an employee shall not accrue any vacation benefits,either in cash reimbursement or time off,and shall not be entitled to any compensation upon termination. 17.1.5. Violation Any employee who engages in outside employment during said leave of absence, without prior notification and approval of the employee's department head and the City Manager's, shall be subject to immediate termination. Likewise, employee who falsifies the reason for the request for the leave of absence shall be immediately terminated. 17.1.6. Notice of Return Any employee on leave of absence must give the City at least seven (7) days written notice of the employee's intent to return to work. 18. JURY DUTY 18.1. Notification An employee required for jury duty shall immediately notify his supervisor or department head. 21 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 18.2. Time Off When required to serve on a jury, all employees shall have time off for a period of actual service required on the jury. Employees shall receive the regular pay while serving on jury duty, provided all jury fees paid to the individual employee, less allowed automobile expenses, are deducted from his normal salary. 19. MILITARY LEAVE 19.1. Section 395 Military leave with pay shall be granted in accordance with Section 395 of the Military and Veterans code. 19.2. Salary An employee who has been in the City employment for a period of not less than one(1)year, upon, being called for temporary military duty, shall receive full salary for a period not to exceed thirty (30) calendar days in a calendar year. Time spent in military service shall be considered City employment for computation of employment related benefits. 20. SICK LEAVE, INDUSTRIAL LEAVE, AND BEREAVEMENT LEAVE 20.1. Sick Leave Sick leave shall not be construed as a right, which an employee may use at his or her discretion, but shall be allowed only in case of necessity or actual sickness or disability. Sick leave must be exhausted before compensatory time off or vacation leave may be used for sick leave reasons. 20.1.1. A yearly evaluation period for the use of sick leave begins on the first payday on or after January 1 of each year. At the end of each evaluation period, the Finance Department will analyze and report to the various employees the amount of sick leave earned, less the amount used, and the net accrued during the calendar year.The parties agree that sick leave taken as Personal Business Leave shall not be considered as part of the amount used for these purposes. 20.1.2. A decision to convert sick leave according to the policy below shall be made by March 31: 20.1.2.1. If the employee has used more than three, but not more than six days of sick leave, excluding time spent on bereavement, he or she would have the following options: 20.1.2.1.1. Carry over the accrual and add it to his or her sick leave balance. 20.1.2.1.2. Convert, only to the extent that his/her balance is more than zero at the beginning of the new year, one-fourth of the accrual to vacation or convert one-fourth to cash (but no combination of these two); unused, unconverted leave would then be added to the employee's sick leave balance. 20.1.2.2. If the employee has used no more than three days of sick leave, including time spent on bereavement, he or she would have the following options: 20.1.2.2.1. Carry over the accrual and add it to his or her sick leave balance. 20.1.2.2.2. Convert, only to the extent that his/her balance is more than zero at the beginning of the year, one-third of the accrual to vacation or convert one-third of it to cash (but no combination of these two); unused or unconverted leave would then be added to the employee's sick leave balance. 22 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 20.2. Procedure 20.2.1. Notification As soon as an employee is aware he will be unable to report for work at the assigned time due to illness or disability, he shall notify his immediate supervisor or department head. 20.2.2. Authorization Process In order to receive pay for sick leave,the employee, upon returning to work, must immediately complete a Leave Request form indicating the nature of the illness or disability. The form must be signed by the employee, his immediate supervisor and department head and forwarded to Finance for processing. 20.2.3. Daily Notification An employee is required to notify his immediate supervisor or department head each day of his absence unless otherwise directed by his department head. 20.2.4. Doctor's Verification A doctor's certificate shall automatically be required for sick leave requested because of illness of more than three (3) days duration. 20.3. Probationary Period Sick leave may be taken during the probationary period but only in such amount as an employee would have earned if on permanent status. If the employee does not become permanent, all paid sick leave must be reimbursed to the City at the time of termination of employment or it shall be deducted from the employee's final paycheck. In the event no sick leave is taken during the probationary period, a credit of six (6) days leave or more, as accrued, will be credited to the employee when he attains permanent status. 20.4. Reasons for Use of Sick Leave Sick leave shall be granted for the following reasons: 20.4.1. Personal Personal illness or physical incapacity resulting from causes beyond the employee's control. 20.4.2. Non-Personal Up to 12 weeks per year for the illness of a member of the employee's immediate family(father, mother, sister, or brother), or members of the employee's household (husband, wife, registered domestic partners under CA law, and children)that require the employee's personal care and attention. 20.4.3. Quarantine Enforced quarantine of the employee in accordance with the Health Department regulations. 20.4.4. Doctors' Appointments Medical, dental, and optical appointments. 23 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 20.4.5. Personal Business • Personal business not to exceed a maximum of thirty (30) hours during any one (1) year. Personal business means those items of personal business that can only be taken care of during regular working hours of the employee. Personal business leave shall be approved or disapproved by the department head only in case of necessity. Employees must provide advance notice for Personal Business Leave whenever possible. Departments are to use the earning code PB for this purpose. Sick Leave taken as Personal Business Leave shall not be taken into consideration in employee performance evaluations. 20.5. Restrictions on Sick Leave An employee shall not be granted sick leave for the following reasons: 20.5.1. Self-Inflicted Disability arising from any sickness or injury purposely self-inflicted, or caused by his or her own willful misconduct. 20.5.2. Leave of Absence Sickness or disability sustained while on leave of absence, other than regular vacation leave. 20.5.3. Non-City Employment Disability or illness arising from compensated employment other than with the City. 20.6. Accrual and Use Sick leave with pay shall accrue to Employees at the rate of one (1) working day (ten (10) hours) for each calendar month of paid employment,with unlimited accumulation. Sick leave shall not be taken in units of less than one-half(1/2) hour. 20.7. Payment for Accumulated Sick Leave 20.7.1. Entitlement An employee shall be entitled to payment at his or her current rate of salary upon death or retirement for fifty percent (50%) of accumulated sick leave, provided: 20.7.1.1. Requirement In the case of retirement for disability arising out of and in the course of employment, the employee shall have been employed by the City for at least five (5) consecutive years of service. 20.7.1.2. Voluntary Retirement In the case of voluntary retirement for any other cause, such employee shall have been employed by the City for at least ten (10) consecutive years of service. 20.7.1.3. Death In the case of death, the employee has attained permanent status. 24 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 20.7.2. Conversion of Accrued Sick Leave The employee may convert fifty percent(50%)of his or her accrued sick leave balance to cash for hours in excess of three hundred twenty(320)hours to a maximum payment of two hundred forty(240)hours. 20.7.3. Conversion to Service Credit Upon Retirement Pursuant to the terms of the City's contract,as amended,with CaIPERS, upon voluntary retirement the employee may convert 100% of his or her accrued sick leave balance, less any amount converted to cash under the provisions of Section 20.7.2., to retirement service credit. 20.7.4. Termination An employee upon terminating City employment for reasons other than death or retirement shall be entitled to payment at his current rate of salary for fifty percent(50%)of accrued sick leave in excess of three hundred and twenty(320)hours, up to and including eight hundred(800)hours, not to exceed, in any case, a maximum of thirty(30)days pay. 20.8. Sick Leave During Vacation If an employee becomes ill or injured while on vacation, he or she may, by completing a Leave Request Form, use accrued sick leave time in lieu of vacation time for the period of disability. 20.9. Industrial Leave A regular employee who is temporarily or permanently incapacitated as a result of injury or illness determined to be compensable under the Workers' Compensation Act shall be granted industrial leave under the following terms and conditions: 20.9.1. Rate of Pay An Employee granted industrial leave shall continue to be compensated at his regular rate of pay in lieu of temporary disability payments. 20.9.2. Restrictions Should it be determined that an employee's illness or injury did not arise in the course of the Employee's employment with the City or that the Employee is not temporarily or permanently incapacitated or disabled as a result of the injury or illness, then the employee's accrued or, if insufficient, future sick leave shall be charged to reimburse the City for any payments made to the Employee pursuant to 20.9.1. 20.9.3. Duration An industrial leave of up to ninety (90) calendar days shall be authorized for each injury or illness determined to be compensable under the Workers' Compensation Act. Paid leave may be continued subject to review by the City Council at the end of such ninety(90)calendar day period to a maximum of six (6) months. Supporting medical documentation must accompany such requests for leave and be submitted thirty(30)days prior to expiration date. 25 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 20.9.4 After 90 calendar days Employees who are disabled because of a work related illness or injury receive Industrial Leave pay in lieu of Total Temporary Disability payments and may supplement these payments with sick leave, vacation leave or compensatory time off they have earned. If deemed temporarily totally disabled or permanently disabled and unable to return to work, employees may apply for Long Term Disability. 20.9.5. Conversion to LTD Prior to the end of the six(6) months of paid leave pursuant to section 20.9.3., the employee may apply for benefits under the City's long-term disability plan. If the employee is qualified to receive benefits under the disability plan, vacation and sick leave shall accrue, and the City shall continue to pay benefits under the City's Flexible Benefit Plan and CaIPERS so far as allowed by law for such employee for an additional six (6) month period. An employee receiving long-term disability can return to work on or before six (6) months from the time employee began receiving long-term disability benefits. The employee shall notify the department head as soon as practicable as to whether he or she will be returning to work prior to the expiration of the six-month period in which the employee has been on long term disability. 20.9.6. Vacation and Sick Leave Except as provided in 20.9.2. above, no employee shall have accrued sick leave deducted while on industrial leave. Vacation and sick leave shall accrue for an employee on industrial leave. 20.9.7. Expiration Industrial leave shall expire when one of the following conditions occurs: 20.9.7.1. Employee is able to return to work to his regular position. 20.9.7.2. The day before the employee is retired or separated for disability. The employee's "retirement date" shall be the first of the month after all of the following occur and are determined by CaIPERS. 20.9.7.3. The employee's condition is determined to be permanent or of an extended duration. 20.9.7.4. The degree of disability precludes continued employment by the employee in his/her present position. 20.9.7.5. After twenty-six (26) weeks of industrial disability payments. 20.9.8. Physician Assignment Physicians may be assigned in compliance with the Health and Safety Code and the Workers' Compensation Laws of the State of California (Ref.: Section 4600 - Labor Code). 26 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 20.10. Bereavement Leave An employee may be permitted to take up to four(4)ten (10)hour days of Bereavement Leave in the event of the death of a member of his or her immediate family. "Immediate family"member is herewith defined as a mother, father, brother, sister, spouse, child, mother-in-law, father-in-law, grandparents, registered domestic partner under California law, or relative living within the employee's household. Persons in loco parentis may also be considered under certain circumstances. Such leave shall not be charged against the employee's sick leave or vacation. In addition to bereavement leave, an employee may request up to two (2)ten (10)hour days of sick leave in the event of the death of an immediate family member. Such leave shall be charged against the employee's accrued sick leave balance and shall be considered in calculating his or her ability to convert the balance. 21. FRINGE BENEFIT ADMINISTRATION 21.1. Administration The City reserves the right to select the insurance carrier or administer any fringe benefit program that now exists or may exist in the future during the term of this Memorandum of Understanding. 21.2. Selection of Funding Method In the administration of the fringe benefit program, the City shall have the right to select any insurance carrier or other method of providing coverage to fund the benefits included under the terms of this Memorandum of Understanding, provided that the benefits of the employees shall be no less than those in existence as of the implementation of this agreement. 21.3. Changes If, during the term of this Memorandum of Understanding, any changes of insurance carrier or method of funding for any benefit provided hereunder occurs,the City shall notify the Union prior to any change of insurance carrier or method of funding the coverage. 21.4. Deferred Compensation The City shall provide $90 per month in deferred compensation to each employee, effective August 1, 2000. The City acknowledges that employees would like to be involved in the decision-making process in regard to changes in the deferred compensation benefit program. This would include the designation of the institution, which will be responsible for the administration of the program, as well as the rate(s) of return on the various forms of deferred compensation investment vehicles. It is expressly understood that the allocation of an individual employee's deferred compensation to (a) specific investment(s) shall remain the prerogative of that employee. Effective January 1, 2006 the $90 deferred compensation contribution made by the City will be placed into the employees Flexible Benefit Plan monthly benefit amount. The$90 deferred compensation used for flex benefits shall not be included as a factor for future percentage increases to the Flex Benefit Plan. 22. LIFE INSURANCE 22.1. Coverage The City shall maintain in effect for the term of this agreement a life insurance plan(s) covering employees covered by this agreement. The coverage provided by the City for the employee shall be equal to eighteen(18) months of the employee's monthly base salary. 27 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 23. HEALTH BENEFITS 23.1. Flexible Benefit Plan 23.1.1. Definition Effective August 1, 1993, the City's existing Cafeteria Benefit Plan (CBP) was converted to an IRS Section 125 Flexible Benefit Plan(FBP)administered by either the City or its designee. This Plan can be used by the employee to pay, to the extent available, for qualified benefits as determined by the IRS. The employee understands that, in the event the total premiums and/or expenses for qualified benefits selected by him/her exceed the amount of the FBP,the excess shall be deducted from pre-tax wages of the employee. 23.1.2. Amount of Monthly Benefit Effective August 1, 2009,the City will maintain the Flexible Benefit Plan contribution in an amount equal to one thousand two hundred ninety five dollars ($1295). Effective January 1, 2010, the City will increase the Flexible Plan contribution in an amount equal to the average percentage increase for the basic plan premium for Health Maintenance Organizations(HMOs) under the CaIPERS insurance program, not to exceed 8 percent Effective January 1, 2011, the City will increase the Flexible Plan contribution in an amount equal to the average percentage increase for the basic plan premium for Health Maintenance Organizations(HMOs) under the CaIPERS insurance program, not to exceed 8 percent Effective January 1, 2012, the City will increase the Flexible Plan contribution in an amount equal to the average percentage increase for the basic plan premium for Health Maintenance Organizations(HMOs) under the CaIPERS insurance program, not to exceed 8 percent 23.1.3. Eligibility In order for an employee to be eligible for the FBP in any given month, he/she must be on payroll on the first work day(excluding recognized paid City holidays) of that month. A new employee will be eligible for the full FBP applicable to his/her bargaining unit if he/she begins work on the first work day(excluding recognized paid City holidays)of the month. An employee whose date of hire is on the second work day(excluding recognized paid City holidays) of the month or thereafter will not be eligible for the FBP for that month. If an employee does not meet the qualifying work time in any given month,arrangements must be made with the Finance Department to reimburse the City for any benefits that have already been paid out on the employee's behalf for that month. The Finance Department will notify the employee if he/she has not met the qualifying work time for eligibility for the FBP. 23.1.4. Termination The City will not be responsible for payment of any qualified benefits on behalf of an employee following the month of termination. If an employee represented by the IBEW wishes to continue his/her qualified benefits, advance payment for such qualified benefits will be deducted from the employee's final pay. 28 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 23.2. Retirement Employees, who, at the time of retirement from the City of Azusa, have at least twenty(20)cumulative years of service with the City of Azusa,shall have the opportunity to choose one of the following options. The employee must indicate his or her choice within 30 days of retirement from the City of Azusa and such choice shall be considered irrevocable: 23.2.1.1 City-Paid Health Insurance. Beginning with the first month after retirement, the City will reimburse monthly to the employee, until the employee passes away, an amount equal to the single-coverage premium in the health insurance program of the employee's choice, in the CaIPERS health plans. The amount of the City's contribution shall vary, up or down, depending on periodic changes in rates. The minimum contribution (currently $16 per month)that the City pays directly to CaIPERS shall be considered to be part of the portion paid by the City. 23.2.1.2 City-Paid Annuity. The City will purchase, in the employee's behalf, a paid-up annuity income policy with benefits paid monthly, in an initial amount equal to the monthly single- coverage premium in the PERSCare health plan. The annuity shall include an allowance for increases due to inflation. 24. EDUCATIONAL REIMBURSEMENT AND LICENSES, REPAYMENT OF APPRENTICE LINE MECHANIC TRAINING, COMPUTER LOAN 24.1. Tuition Reimbursement 24.1.1. Objective The tuition reimbursement program is designed to encourage employees to continue their self- development by enrolling in approved classroom courses, which will: 24.1.1.1. Educate them in new concepts and methods in their occupational field and prepare them to meet the changing demands of their job. 24.1.1.2. Help prepare them for advancement to positions of greater responsibility in the City of Azusa. 24.1.2. Eligibility 24.1.2.1. All regularly appointed employees are eligible to receive tuition reimbursement. Courses must commence after appointment and be in excess of the educational standards for the position. An example of this would be job-related college or university courses when the specification for the classification calls for high school graduation. 24.1.2.2. Courses must be (except where noted below in paragraphs 24.1.3.2. and 24.1.3.3.) traditional classroom courses taken at colleges or universities and approved by the Western Association of Schools and Colleges. Distance learning classes offered by such colleges and universities shall be covered by this provision. Credits given for non-classroom assignments such as life experience, military training, and professional training are not reimbursable. 24.1.2.3. Coursework must be related to the employee's current occupation or to a City classification to which the employee may reasonably expect promotion within the next five years. 24.1.3. Courses may be eligible if they: 24.1.3.1. Are above the educational requirements of the position as noted in the position specification and are not taken to acquire skills, knowledge and abilities which the employee was deemed to have when appointed to the position. 29 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 24.1.3.2. Do not duplicate training which the employee has already had or which is to be provided in-house. 24.1.3.3. Do not duplicate previously taken courses unless special approval has been granted by the department head and Human Resources. 24.1.3.4. Are required for the completion of the pre-approved job-related major. An example would be general education or elective requirements for the major as stated in the school catalog. Remedial courses or those taken as required for a non-approved major shall not be eligible. 24.1.3.5. Include completed engineering review courses taken at accredited institutions for which an academic grade or units of academic credit are not given. These courses must prepare candidates for a certificate, license or registration issued by the California Board of Registration for Professional Engineers. The employee must receive the certificate or license from this Board to be eligible for reimbursement, which will be granted for a maximum of 2 courses per certificate, license or registration. 24.1.3.6. Lead to a City-approved certificate, license or registration. Reimbursement may be made for any examination fees required to successfully obtain the certificate, license or registration. Reimbursement for eligible expenses will be made after obtaining the license, certificate or registration. 24.1.3.7. Are not taken on City time and must be certified that they are taken on the employee's off-duty time. 24.1.3.8. Have been approved by the Department Head and the City Manager or his/her designee before commencement of the class. 24.1.4. Reimbursement 24.1.4.1. The City shall reimburse employees for tuition, registration fees and texts required for the eligible courses. Expenses for parking, travel, and meals, processing fees, transcript fees, materials and any other costs are not reimbursable. 24.1.4.2. Employees shall be reimbursed up to the dollar amount charged for the same number of units per term by California State University system. 24.1.4.3. In order to be reviewed, each application must state exactly which units or credits the employee is applying for and whether the courses submitted are core courses or recommended electives for the approved major. 24.1.4.4. Reimbursement shall be made upon completion of the course with a minimum final grade of"C" or its equivalent, i.e., a pass in a pass/fail course will be considered equivalent to a"C." No reimbursement shall be made for audited or incomplete courses. 24.1.4.5. Employees must submit from the attendant institution an original certification of fees paid and grade achieved in order to have their application considered for reimbursement. These documents must accompany the reimbursement application form in order to be processed. 24.1.4.6. Application for reimbursement must be submitted within three months of the completion of the approved course in order to be considered for reimbursement. 30 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 24.1.4.7. Upon termination from employment, employees shall be required to reimburse the City for any funds received under this program for courses completed during the last 24 months of employment. This payback provision does not apply to employees laid off by the City or who separate as a result of a City/departmental reorganization. 24.2 Repayment of Apprentice Line Mechanic Training 24.2.1 Apprentice Line Mechanics shall be required to repay the City for training costs if they leave City employment within three (3)years of completing the Apprentice Line Mechanic Training Program. Repayment of training costs shall be calculated as follows: Within one (1) year employee repays 100% Within two (2) years employee repays 66 2/3% Within three (3)years employee repays 33 1/3% After three (3) years employee repays 0% 24.3. Computer Loan Program 24.3.1 The Computer Loan Plan described below shall be made available to full time regular employees. Eligibility is limited to employees who have completed their initial probation period with the City. 24.3.2 The equipment configuration shall be appropriate to the employee's position and career with the City. 24.3.3. The City will recommend a vendor who has agreed to provide discount pricing. 24.3.4. It is the employee's responsibility to negotiate the price for the equipment and to bring a copy of the order/quote to the City for approval prior to purchase. 24.3.5. The employee shall apply for a loan with the City on a City provided loan application. If the employee qualifies,the City will fund the loan on an interest free basis. Loan payments must be by payroll deduction. Each loan payment period shall not exceed two years and the aggregate value of all loan(s)shall not exceed$5,000 per employee. In order for an employee to receive a loan under the Plan for equipment upgrades for purchase of equipment components which are part of the City approved minimum configuration, the employee must certify that he/she already owns the remaining components required to meet the minimum equipment configuration. 24.3.6. Any remaining loan balance must be paid in full at time of separation of employment. Payment will be made directly and/or by deduction from the last paycheck. In the event an outstanding balance remains, the employee is responsible for making payment arrangements. The failure to make full payment will obligate the employee to pay the City's attorneys fees in any restitution process. 25. UNIFORM STANDARDS The following standards shall apply to employees as determined by the appropriate management persons: 25.1. Presentability An employee may be permitted to wear denim ("Levi")pants if he or she returns the standard issue pants to the department. The presentability of such clothing will be determined by management. 25.2. Warm Weather During the summer months and/or extremely warm weather,the field crew employees may wear T-shirts(but not tank tops)while working underground or on the ground. The color of the T-shirt shall be a solid pattern without logos of any type. The presentability of such clothing will be determined by management. 31 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 25.3. Shirts Shirts will be standard issue uniforms with the appropriate City logo and employee's name. The fabric of these shirts may be cotton. 25.4. Meter Readers Meter Readers may wear shorts and stockings similar in design to those worn by the U.S. Postal Service employees. The color shall be a solid pattern. The presentability of such clothing will be determined by management. 25.5. Customer Service A committee comprised of Local 18 staff and members along with City Management determine the parameters, including style, numbers of uniforms and other issues of importance. Uniforms will be provided by a professional uniform company and employees will be professionally fitted for their uniforms by this company. 26. SOLE AND ENTIRE MEMORANDUM OF UNDERSTANDING 26.1. Intent It is the intent of the parties hereto that the provisions of this Memorandum of Understanding shall supersede all prior agreements and Memoranda of Agreement, Memoranda of Understanding or contrary salary and personnel resolutions or administrative code, provisions of the City, oral or written, expressed or implied, between the parties, and shall govern the entire relationship and shall be the sole source of any and all rights which may be asserted hereunder. This Memorandum of Understanding is not intended to conflict with federal or state law. 26.2. City Rules and Regulations Notwithstanding the provisions of section 26.1,there exists with in the City certain personnel rules and regulations and departmental rules and regulations. To the extent that this agreement does not specifically contradict these personnel rules and regulations or departmental rules and regulations or City ordinances, they shall continue, subject to being changed by the City in accordance with the exercise of City rights under this agreement and applicable state law. 27. WAIVER OF BARGAINING DURING TERM OF THIS AGREEMENT 27.1. Agreement Not To Negotiate During the term of this Memorandum of Understanding, the parties mutually agree that they will not seek to negotiate or bargain with regard to wages, hours and terms and conditions of employment, whether or not covered by this Memorandum of Understanding or in the negotiations leading thereto,and irrespective of whether or not such matters were discussed or were even within the contemplation of the parties hereto during the negotiations leading to this Memorandum. Regardless of the waiver contained in this Article, the parties, may, however, by mutual agreement, in writing, agree to meet and confer about any matter during the term of this Memorandum. 28. SEPARABILITY Should any provisions of this Memorandum of Understanding be found to be inoperative,void, or invalid by a court of competent jurisdiction, all other provisions of this Memorandum of Understanding shall remain in full force and effect for the duration of this Memorandum of Understanding. Should this language render invalid any provisions of this Agreement,then meet and confer sessions shall immediately commence in efforts to agree upon replacements for such invalidated provisions. 32 MEMORANDUM OF UNDERSTANDING, LOCAL 18 OF THE IBEW, AUGUST 1, 2009 to July 31, 2012 29. MAINTENANCE OF EXISTING BENEFITS AND CONDITIONS 29.1. Remain In Force Except as provided herein, all wages, hours, and economic terms and conditions of employment presently enjoyed by affected employees shall remain in full force and effect during the entire term of this Memorandum of Understanding unless mutually agreed to the contrary by both parties hereto. 29.2. Total Compensation As a matter of philosophy, the Union and the City recognize that compensation consists of terms and conditions of employment other than those represented solely by salary. Further,the City and the Union recognize that the changes in wages, hours, and other terms and conditions of employment as set forth in this Memorandum of Understanding constitute additions to the total compensation received by affected employees. 30. LONG TERM DISABILITY INSURANCE 30.1. The City shall maintain in effect for the term of this agreement a long-term disability plan covering employees set forth herein. Said plan shall provide an employee with a maximum of two-thirds(2/3)of his/her base salary. An employee may utilize his/her accrued sick leave,vacation,and/or compensatory time to supplement the LTD payment so as to receive 100% of his/her base salary. 30.2. The LTD plan shall: 30.2.1. Provide 66.67% of the employee's monthly salary. 30.2.2. Commence after a 30 calendar day waiting period and provide a benefit to age 65. 30.3. For the first 30 days of non-job related illness or injury, the employee will use accrued sick leave, compensatory time or vacation leave; At no time will an employee receive more than 100% of their base pay. 30.3.1. The premium will be added to the employee's gross pay and deducted from the net pay so as to make the benefits exempt from further taxation. 31. TERM OF MEMORANDUM OF UNDERSTANDING The term of this Memorandum of Understanding (MOU) shall commence August 1, 2009 and shall continue in full force and effect until July 31, 2012. 32. RATIFICATION AND EXECUTION The City and the Union acknowledge that this Memorandum shall not be in full force and effect until ratified by the Union membership and adopted by the City Council of the City of Azusa. Subject to the foregoing,this Memorandum of Understanding is hereby executed by the authorized representatives of the City and the Union. 33 MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF AZUSA AND THE INTERNATIONAL BROTHERHOOD F ELECTRICAL WORKERS AND AUGUST 1 , 2009 THROUGH JULY 31 , 2012 FOR THE INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS LOCAL 18, UNIT 64 By: Date: Brian D'Arcy, Business Manager FOR THE CITY OF AZUSA By: Date: Fran Delach, City Manager By: Date: George Morrow, Director of Utilities By: Date: Sonia Carvalho, City Attorney Best Best & Krieger By: Date: Alan Kreimeier, Director of Administrative Services/Chief Financial Officer 34 INDEX Advisory Arbitration(7) Automatic Payroll Deposit(18) Bereavement Leave(27) Bilingual Premium(17) Callback Pay(13) City Rights(1) Compensatory Time off(11) Computer Loan Program(31) Deferred Compensation(27) Disability Insurance(33) Dues Deductions(2) Education Incentive Premium(17) Employee Organizational Rights and Responsibilities(2) Bulletin Boards(2) Dues Deductions(2) Indemnification(2) Maintenance of Membership(2) Newly Hired Employees(2) Rights,Powers and Authority(3) Union Organization(3) Flex Staffing(15) Apprentice Line Mechanic and Line Mechanic Helper(15) Customer Service Representatives(16) Meter Test Series(16) Water Distribution Workers and Production Operators(16) Flexible Benefit Plan(28) Amount of Monthly Benefit(28) Definition(28) Floating Holidays(19) Footwear(5) Fringe Benefit Administration(27) Changes(27) Deferred Compensation(27) Selection of Funding Method(27) Grievance and Appeals Procedure(5) Advisory Arbitration(7) Appeal of Disciplinary Action(5) Burden of Proof(6) Continuance(7) Findings of the Personnel Board(6) Further Discussion(5) Hearings(6) Informality(6) Investigation(5) Joint Accusations(7) Power to Examine(6) Resolution and Complaints(5) Unexcused Absences(6) Health Benefits(28) Retirement(29) Holidays(19) Applicable Overtime Rates(19) Designated Holidays(19) Thanksgiving Week(20) Hours of Work(10) Intent of Article(10) Timekeeping Interval(11) Water Production Operators(10) Workweek/workday(10) Industrial Leave (25) Conversion to Ltd (26) Duration (25) Expiration (26) Rate of Pay(25) Restrictions (25) Job Security(18) Jury Duty(21) Lead Meter Reader(14) Leave of Absence (21) Notice of Return(21) Outside Employment During (21) Life Insurance(27) Long Term Disability Insurance (33) Longevity Premium (17) Maintenance of Existing Benefits and Conditions (33) Military Leave(22) No Strike-No Lockout(9) Prohibited Conduct(9) Union Responsibility(9) Nondiscrimination (4) Anti-discrimination (4) Gender(4) Protection of Rights (4) Overtime(11) Compensatory Time off(11) Limitation of Authority(12) Priority(12) Rate of Compensation (11) Timekeeping Interval (11) Overtime Meal Policy(12) Policies (32) Probationary Employees (8) Discharge(8) Probationary Basis(8) Probationary Reinstatement(8) Ratification and Execution (33) Recognition (1) Reinstatement (8) Previous Service Credit(8) Probationary Period (9) Recommendation of Department Head (8) Retirement(16) Employer Paid Member Contributions (16) Service Credit for Unused Sick Leave(16) Two Year Additional Service Credit(16) Safety and Health (4) Federal and State Laws (4) Footwear(5) Weather and Air Quality(5) Salary and Compensation and Retirement(14) Apprentice Line Mechanic and Line Mechanic Helper(14) Bilingual Premium (17) Education Incentive Premium (17) Job Security(18) Longevity Premium (17) Meter Test Series (16) Pay Increases (14) I I Retirement (16) Separability(32) Shop Stewards. (4) Sick Leave (22) Accrual and Use(24) Authorization Process (23) Conversion of Accrued Sick Leave to Cash (25) Conversion to Service Credit upon Retirement (25) Daily Notification (23) Doctor's Verification (23) Notification (23) One-fourth Conversion (22) One-third Conversion (22) Payment for Accumulated Sick Leave (24) Personal Business (24) Probationary Period (23) Reasons for Use(23) Termination (25) Vacation, Use of Sick Leave During (25) Sole and Entire Memorandum of Understanding (32) City Rules and Regulations (32) Intent(32) Standby Pay(12) Term of Memorandum of Understanding (33) Tuition Reimbursement(29) Eligibility(29) Eligible Courses (29) Objective (29) Reimbursement(30) Uniform Standards (31) Meter Readers (32) Presentability(31) Shirts (32) Warm Weather(31) Vacation (20) Accrual Rate (20) Accrual Schedule (20) Conversion (20) Termination (20) Vacation Credit(20) Waiver of Bargaining During Term of this Agreement(32) Working out of Classification (13) Absence (14) Lead Line Mechanic(14) Pay Range(14) Restriction (14) Special Acting Pay(13) Workweek/workday(10) III OF 1<'e,` Y, ib4i _ x--. 'f3 ..w o u^ '�-'• x r^9 a 'ss: r'' f r r r s'".. r .i * /�' r* Fa1Ea. uh "`C. '. a - n1401 US , CITY OF AZUSA MINUTES OF THE CITY COUNCIL REGULAR MEETING MONDAY, DECEMBER 7, 2009 — 6:30 P.M. The City Council of the City of Azusa met in regular session at the above date and time in the Azusa Auditorium located at 213 E. Foothill Boulevard, Azusa, CA 91702. CEREMONIAL Ceremonial Councilmember Gonzales presented a Certificate of Sympathy to the family of Vicky Philipson, noting that Cert of Sympathy the meeting would be adjourned in her memory. V. Philipson The City Council members presented a Proclamation to Austin Tyler McMinn, honoring him for attaining Proc to A. Tyler the rank of Eagle Scout. McMinn The City Council presented Certificates of Recognition to the teams and volunteers of the American Cancer Cert of Recog. Society Relay for Life fundraiser held in April 2009. Relay For Life CLOSED SESSION Closed Sess Mr. Mike Lee addressed the Closed Session portion of the meeting stating that he hopes Atlantis Gardens is M. Lee used for low income house and that the MEW gets fair chance. Comments The City Council recessed to Closed Session at 6:55 p.m. to discuss the following: Recess 1. REAL PROPERTY NEGOTIATIONS (Gov. Code Sec. 54956.8) Real Prop Agency Negotiators: City Manager Delach and Assistant City Manager Makshanoff Negotiations Under Negotiation: Price and Terms of Payment a. MTA SITES MTA Sites Address: APN# 8608-025-900 (Azusa and Santa Fe) Azusa, CA 91702 Negotiating Parties: Los Angeles County Metropolitan Authority Address: APN#8608-027-902 (Azusa and Alameda) Azusa, CA 91702 Negotiating Parties: Los Angeles County Metropolitan Authority Address: APN#8608-028-906 (Azusa and Dalton) Azusa, CA 91702 Negotiating Parties: Los Angeles County Metropolitan Authority b. BLOCK 37 Block 37 Address: 634 N. San Gabriel Avenue Azusa, CA 91702 Negotiating Parties: City/Azusa Redevelopment Agency/Kwon, Soon I c. ATLANTIS GARDEN Atlantis Garden Address: 630 E. Sixth Street, Azusa CA 91702 Negotiating Parties: City/Azusa RedevAgency/Cardenas Faustino/Cardenas Eddy M. Downtown No. d. DOWNTOWN NORTH A2 & A3 Site Addresses: 858 N. Azusa Avenue, Azusa, CA 832 N. Azusa Avenue, Azusa, CA 826 N. Azusa Avenue, Azusa, CA 812 N. Azusa Avenue, Azusa, CA 830 N. Azusa Avenue, Azusa, CA 801 N. Alameda Avenue, Azusa, CA 810 N. Alameda Avenue, Azusa, CA 803 N. Dalton Avenue, Azusa, CA 805 N. Dalton Avenue, Azusa, CA 809 N. Dalton Avenue, Azusa, CA Negotiating Parties: City/Azusa Redevelopment Agency/Lewis Retail Centers e. ENTERPRISE PROPERTY Enterprise Prop Address: 229 S. Azusa Avenue (APN 8614-014-058) Negotiating Parties: City/Azusa Redevelopment Agency/Rogers Lillie M/Roger Lillie Address: 229 S. Azusa Avenue (APN 8614-014-056) Negotiating Parties: City/Azusa Redevelopment Agency/Rogers Lillie M/Roger Lillie Address: (APN 8614-014-057) -No Address Negotiating Parties: City/Azusa Redevelopment Agency/Rogers Clifton & Lillie/Roger 2. CONFERENCE WITH LEGAL COUNSEL - ANTICIPATED LITIGATION (Gov. Code Conf w/legal Sec.54956.9(b)and(c).Two Cases. Cnsl 3. CONFERENCE WITH LABOR NEGOTIATOR(Gov.Code Sec.54957.6) Conf w/labor Agency Negotiators: City Manager Delach and Admin Services Director-CFO Kreimeier Negotiator IBEW Organizations: IBEW The City Council reconvened at 7:38 p.m. City Attorney Carvalho stated that although there was no Reconvened reportable action,Councilmember Keith Hanks recused himself from participating in item 1.a,Los Angeles Cnclmbrs recuse County Metropolitan Authority and Councilmember Gonzales recused himself from participating in &Closed Sess discussions on item 1. b, Block 37, for potential conflicts of interest. The City Council will resume Unfinished discussions on Closed Session items 1.d,1.e,and item 2 at the end of the Council Meeting. Mayor Rocha called the meeting to order. Call to Order Senior Airman Augustine Tuliaou led in the salute to the Flag. A moment of silence was held in Flag Salute observation of Peal Harbor Day. INVOCATION was given by Pastor Samuel Martinez of Christian Faith Center of the Valley Invocation ROLL CALL Roll Call PRESENT: COUNCILMEMBERS: GONZALES,CARRILLO,MACIAS,HANKS,ROCHA ABSENT: COUNCILMEMBERS: NONE ALSO PRESENT: Also Present City Attorney Carvalho, City Manager Delach, Assistant City Manager Makshanoff, Azusa Police Chief Garcia,Director of Public Works/Assistant City Manager Haes,Administrative Services Director—Chief Financial Officer Kreimeier, Economic Development Director Christiansen, Public Information Officer Quiroz,City Clerk Mendoza,Deputy City Clerk Toscano. PUBLIC PARTICIPATION Pub Part Mr. Mike Lee addressed Council commenting on the following: his tribute to all the great American M.Lee Hero's within the City and soldiers,grateful to City for honoring Vicky Philipson,the death of his friend Comments Walter Harville and thanks to the City for placing his name on the Marquee,Target Ground Breaking,Pearl Harbor Day,and recognition and appreciation to his friends. Mr.Fred Marquez and Maylene Luzod presented the City with a plaque from the American Cancer Society F.Marquez and a certificate from the County of Los Angeles,Supervisor of the Fifth District,Michael D.Antonovich, Comments for the City's support of the Relay for Life fund raiser. Ms. Madelyn Payne of the Friends of the Azusa City Library addressed Council stating that she will be M.Payne leaving as President of Friends and noted some of the accomplishments throughout the year as follows: Comments Lunch At The Library, Summer Reading Concerts,End of the Year Carnival,Author Nights; four of the events raised more than$10,000 and they were major sponsors of the new Book Mobile. She advised that in February of 2009 Friends sent books to soldiers in Kosovo,an event they will continue to support. Mr.Miguel Ortiz invited all to the Grace Church of Glendora to the"Walk Thru Bethlehem"Event which M.Ortiz will be held from December 11th— 13th from 5—9 p.m.The event will be held free of charge at 1515 S. Comments Glendora Avenue,Glendora. Ms. Melinda Andrade of Vulcan Materials Company invited all to a Community Meeting to be held on M.Andrade Tuesday,December 15,2009 from 6:30 to 8:00 p.m.at Magnolia Elementary School,Multipurpose Room, Comments 945 East Nearfield Street,Azusa. The evening will highlight the changes in the proposed plan and provide opportunities to answer questions. Mr.Mark Smith of Glendora addressed Council stating that the Azusa City Council Meetings are orderly, M.Smith with plenty of time to talk,and stated that the Veterans Day celebration was great as well as the hard work Comments being done with regard to the water shortage. Mr. Dennis Willut addressed Council with comments regarding the following: tribute to all WWII D.Willut Veterans, ordinance regarding recovery of attorney fees in connection with Code Enforcement activities, Comments relaying a lengthy incident that occurred between a landlord and tenant and stated that the law is going to Response by have to be changed. City Attorney Carvalho responded stating that it is in the City's Municipal Code and City Attorney& one reason they do not cite renters is because landlord usually have an agreement with them and the City Councilmembers should not become involved in Landlord Tenant relationships. Councilmembers advised that there is no interest in changing the code with regard to this issue. 12/07/09 PAGE TWO REPORTS,UPDATES COUNCIL BUSINESS AND ANNOUNCEMENTS-STAFF Updates/Cncl Mayor Rocha announced that he is in the process of gathering criteria on how to establish a Youth Rocha Commission where the youth will conduct regular meeting to discuss items of interest to them. He will Comments present the information regarding such commission at a later date. Mayor Pro-Tem Macias thanked the Police Department,Chief and staff for the work they did in capturing a Macias stalker outside of Slauson Middle School. He stated that he will miss Vicky Philipson,employee of Stater Comments Bros,very much and in recognition of Pearl Harbor Day,today,he stated that he had the chance to attend a funeral of a Pearl Harbor surviver who passed away last year and his ashes were spread over Pearl Harbor, as requested. Councilmembers Carrillo and Gonzales thanked, recognized and congratulated the Azusa Parks and Carrillo Recreation for a great Winter Fiesta and Tree Lighting Ceremony event held on Sunday,December 6th. Gonzales Comments Councilmember Hanks expressed his hope that all had a pleasant Thanksgiving,and will have an enjoyable Hanks Christmas season and reminded all to drink responsibly. Comments Mayor Rocha asked that the meeting be adjourned in memory of Benny Flores Jr., Vicky Philipson, ;eatrice H.Granados,Walter Harville,and Manuel Hernandez III. He thanked all who helped pack junk food sent to the soldiers over the weekend and especially to Azusa Police Officers Association and the Senior Counsel for paying for the postage. He reminded all of the Annual Food Drive going on for the five Rocha local food banks;pick up dates are December 11th and 18th and he also thanked the staff at City hall for Comments helping with the candy drive. He announced the Be A Walker Program's next walk at Northside Park on Saturday December 12th at 9:30 a.m.where representatives of APU Wellness Center,Azusa Unified School District and the community will be walking with a special guest. Lastly,he asked that all keep our soldiers in prayer as we enjoy freedom they are out their fighting for it. SCHEDULED ITEMS Sched Items PUBLIC HEARING-EXPENDITURE PLAN—STATE AWARDED GRANT FUNDS. Pub Hrg CDBG Amend program Chief of Police Garcia addressed the Hearing stating that this is-an annual event and is a funding Chief of Police mechanism in which the City received$100,000 and this Public Hearing is held to decide how funds will B.Garcia be spent. The following expenditures are recommended: FAST Helicopter Services Program, Video Comments Cameras for Patrol Cars,Overtime for Graffiti Detail,EOC:Podium/Cabling/Data&Home Lines,ALEA Western Safety Seminar and Overhead Expense. He responded to questions posed. The Mayor declared the Hearing open. The City Clerk read the affidavit of proof of publication of notice Hrg open of said Hearing published in the Azusa Herald on November 26,2009. Mr. Dennis Willut addressed the Public Hearing and suggested buying old brinks trucks with cameras to D.Willut put in high crime rate areas. He is in favor of the recommended expenditures. Comments Mr.Mike Lee addressed the Public Hearing in favor of the Chief's recommended expenditures. M.Lee Comments It was consensus of the Councilmembers to close the Public Hearing. Moved by Councilmember Hrg closed Gonzales, seconded by Mayor Pro-Tem Macias and unanimously carried to approve including State COPS appropriations of funds to be received from the State Citizens' Option for Public Safety(COPS)Program Recommended and the proposed expenditure plan and purchases.The anticipated funding from this program is$100,000. Expenditures The proposed expenditure plan as was detailed and also includes $46,584 in carryover funds from F/Y Approved 08/09. CONSIDERATION OF AN ORDINANCE AMENDING CHAPTER 46 OF THE AZUSA MUNICIPAL Ord Possession CODE BY ADDING SECTIONS 46-324 AND 46-325 RELATING TO THE POSSESSION AND USE &Use Aerosol OF AEROSOL SPRAY PRODUCTS BY A MINOR. Can by Minors City Manager Delach addressed the item stating that there was a request to look into the legality and City Manger constitutionality of creating an ordinance banning the possession of aerosol spray products by minors as a City Attorney • misdemeanor offence and the City Attorney has drafted the ordinance. The City Attorney and Chief of Chief of Police Police responded by questions and comments. Comments Councilmember Gonzales offered an Ordinance entitled: AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF AZUSA,AMENDING CHAPTER 46 1St Rdg Ord OF THE AZUSA MUNICIPAL CODE BY ADDING SECTIONS 46-324 AND 46-325 RELATING TO Possession Use POSSESSION AND USE OF AEROSOL SPRAY PRODUCTS BY A MINOR. Of Aerosol can Moved by Councilmember Gonzales, seconded by Councilmember Hanks and unanimously carried to waive further reading and introduce the ordinance. 12/07/09 PAGE THREE The CONSENT CALENDAR consisting of Items D-1 through D-8 was approved by motion of Consent Calendar Councilmember Hanks, seconded by Councilmember Carrillo and unanimously carried. Mayor Pro-Tem D-1-8 Macias abstained from the minutes as he was absent from that meeting. 1. The minutes of the regular meeting of November 16,2009,were approved as written. Min appvd 2. Human Resources Action Items were approved as follows: HR Action Promotion: S.Martinez,Police Officer. Items 3. A JOINT RESOLUTION OF THE BOARD OF SUPERVISORS OF THE COUNTY OF LOS Res.09-C102 ANGELES ACTING ON BEHALF OF THE LOS ANGELES COUNTY GENERAL, LOS Joint Reso ANGELES COUNTY CONSOLIDATED FIRE PROTECTION DISTRICT, LOS ANGELES Tax Revenues COUNTY FLOOD CONTROL, THE BOARD OF DIRECTORS OF COUNTY SANITATION 5 properties DISTRICT NO.22 OF LOS ANGELES COUNTY,AND THE GOVERNING BODIES OF CITY OF AZUSA, SAN GABRIEL VALLEY MUNICIPAL WATER DISTRICT, APPROVING AND ACCEPTING NEGOTIATED EXCHANGE OF PROPERTY TAX REVENUES RESULTING FROM ANNEXATION TO COUNTY SANITATION DISTRICT NO. 22. (ANNEXATION 22- 400,FIVE EXISTING SINGLE-FAMILY HOMES). 4. Approval was given to authorize staff to award the Citrus Avenue and University Drive Traffic C.R.Morales Signal Project No.66109M to Christopher R.Morales,Inc. Traffic sig 5. The City Treasurer's Report as of October 31,2009 was received and filed. Treas Rpt 6. The Retainer Agreement for legal services from Manning&Marder,Kass,Ellrod,Ramirez LLP that Retainer Agmt are anticipated to arise from an`officer involved shooting"that occurred on April 18, 2009 in an Police Depart amount not to exceed$60,000 without written approval from City Council,was approved. Attorney 7. Approval was given for the revised class specifications for the following positions: Park Revised Class Maintenance Worker I,II,III,Water Distribution worker I,II,III,Facilities Maintenance Worker I, Specifications II,III,Street Maintenance Worker I,II,Street Maintenance Worker III/Equipment Operator. 8. The following resolution was adopted and entitled: A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA ALLOWING CERTAIN Res.09-C103 CLAIMS AND DEMANDS AND SPECIFYING THE FUNDS OUT OF WHICH THE SAME Warrants ARE TO BE PAID. SPECIAL CALL ITEMS Spec Call Items None. None. THE CITY COUNCIL RECESSED AND THE REDEVELOPMENT AGENCY CONVENED AT CRA Convene 8:30 P.M. THE CITY COUNCIL RECONVENED AT 8:53 P.M. Cncl reconvened Councilmember Hanks offered an Ordinance entitled: AN ORDINANCE OF THE CITY OF AZUSA,CALIFORNIA,AMENDING THE AZUSA MUNICIPAL Ord 09-08 CODE RELATING TO RECOVERY OF ATTORNEYS' FEES IN CONNECTION WITH CODE Recovery of ENFORCEMENT ACTIVITIES. Attorney fees Moved by Councilmember Hanks, seconded by Mayor Pro-Tem Macias to waive further reading and adopt. Ordinance passed and adopted by the following vote of the Council: AYES: COUNCILMEMBERS: GONZALES,CARRILLO,HANKS,MACIAS,ROCHA NOES: COUNCILMEMBERS: NONE ABSENT: COUNCILMEMBERS: NONE The City Council recessed to Closed Session at 8:55 to discuss the following: Closed Session I. REAL PROPERTY NEGOTIATIONS(Gov.Code Sec.54956.8) Real Prop Agency Negotiators: City Manager Delach and Assistant City Manager Makshanoff Negotiations Under Negotiation: Price and Terms of Payment d. DOWNTOWN NORTH A2&A3 Site Downtown Addresses: 858 N.Azusa Avenue,Azusa,CA North 832 N.Azusa Avenue,Azusa,CA 826 N.Azusa Avenue,Azusa,CA 812 N.Azusa Avenue,Azusa,CA 830 N.Azusa Avenue,Azusa,CA 801 N.Alameda Avenue,Azusa,CA 12/07/09 PAGE FOUR 810 N.Alameda Avenue,Azusa,CA 803 N.Dalton Avenue,Azusa,CA 805 N.Dalton Avenue,Azusa,CA 809 N.Dalton Avenue,Azusa,CA Negotiating Parties: City/Azusa Redevelopment Agency/Lewis Retail Centers e. ENTERPRISE PROPERTY Enterprise Address: 229 S.Azusa Avenue(APN 8614-014-058) Property Negotiating Parties: City/Azusa Redevelopment Agency/Rogers Lillie M/Roger Lillie Address: 229 S.Azusa Avenue(APN 8614-014-056) Negotiating Parties: City/Azusa Redevelopment Agency/Rogers Lillie M/Roger Lillie Address: (APN 8614-014-057)-No Address Negotiating Parties: City/Azusa Redevelopment Agency/Rogers Clifton&Lillie/Roger 2. CONFERENCE WITH LEGAL COUNSEL - ANTICIPATED LITIGATION (Gov. Code Conf w/Legal .Sec.54956.9(b)and(c).Two Cases. Cnsl Two Cases The City Council reconvened from Closed Session at 10:57 p.m. City Attorney advised that there was no Reconvened reportable action taken in Closed Session. No Reports It was consensus of Council that the meeting be adjourned in memory of Benny Flores Jr.,Vicky Philipson, Adjourn in Beatrice H.Granados,Walter Harville,and Manuel Hernandez III. Memory of B.Flores Jr. V.Philipson B.Granados TIME OF ADJOURNMENT: 11:00 P.M. W.Harville M.Hernandez HI CITY CLERK NEXT RESOLUTION NO.2009-C104 NEXT ORDINANCE NO.2009-09. 12/07/09 PAGE FIVE v.r. r ZUSA= CONSENT CALENDAR TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL FROM: KERMIT FRANCIS, INTERIM DIRECTOR OF HUMAN RESOURCES/PERSONNEL OFFICER VIA: F.M. DELACH, CITY MANAGER 111,W DATE: DECEMBER 21, 2009 SUBJECT: HUMAN RESOURCES ACTION ITEMS RECOMMENDATION It is recommended that the City Council approve the following Personnel Action Requests in accordance with the City of Azusa Civil Service Rules and applicable Memorandum of Understanding(s). BACKGROUND On December 8,2009,the Personnel Board confirmed the following Department Head recommendations regarding the following Personnel Action requests. A. MERIT INCREASE AND/OR REGULAR APPOINTMENT: DEPARTMENT NAME CLASSIFICATION ACTION/EFF RANGE/STEP DATE BASE MO SALARY PD Joanne Gasca Police Records Specialist I Regular 9140/2 Appointment $3047.00 11/11/2009 UTL Garrett Conrad Welder/Water Distribution Reg Appt/Merit 5190/2 Worker I Inc $4736.20 07/21/2009 UTL Ramon Line Mechanic Reg Appt/Merit 5218/5 Camarena Inc $7454.16 12/02/2009 B. FLEXIBLE STAFFING PROMOTION:The following flexible staffing promotional appointments have been requested by the Department Head(s)pursuant to the Rules of the Civil Service System. DEPARTMENT NAME PROMOTION EFFECTIVE RANGE/STEP FROM/TO DATE BASE MO. SALARY UTL Samantha From: Customer Service Rep. I 11/23/2009 5164/4 Bowman To: Customer Service Rep. II $4050.71 SEPARATION: The following separations are submitted for informational purposes. DEPARTMENT NAME CLASSIFICATION EFFECTIVE DATE PD Steven Ramos Police Officer Trainee 12/03/2009 FISCAL IMPACT There is no fiscal impact, as positions listed are funded in approved department budgets. 114D VS 5,0IRO u, $1 — 4tzusAt CONSENT CALENDAR TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL FROM: KERMIT FRANCIS, INTERIM DIRECTOR OF HUMAN RESOURCES/PERSONNEL OFFICER VIA: F.M. DELACH, CITY MANAGER /(/\, DATE: DECEMBER 21, 2009 SUBJECT: CLASS SPECIFICATION REVISION RECOMMENDATION The Personnel Board recommends, pursuant to the City of Azusa Civil Service Rules Section 3.3, that the City Council adopts the revised class specifications for Assistant Director of Electric Operations. BACKGROUND While the new Utilities Director was reviewing the class specification for this position, it became clear changes needed to be made to the class specification in order to accurately represent the supervisory and long range distribution and reliability responsibilities of the position. The recommended changes to the class specification are included on the enclosed draft. The approval of these recommended changes will provide clarity and accuracy for the responsibilities of the position. FISCAL IMPACT None. This is an administrative process. CITY OF AZUSA ASSISTANT DIRECTOR OF ELECTRIC OPERATIONS FLSA Exempt DEFINITION Under general direction, plans, organizes, and supervises the construction, maintenance and operation of the electric utility division of the Utility Department; performs related duties as required. CLASS CHARACTERISTICS The Assistant Director of Electric Operations reports directly to the Director of Utilities and is responsible for managing the electric division of the department. ESSENTIAL FUNCTIONS These functions may not be present in all positions in this class. When a position is to be filled, the essential functions will be noted in the announcement of position availability. Directs through subordinate supervisors, the engineering/planning, construction, maintenance and repair of the electric distribution system. Evaluates work methods and operations; plans and schedules division activity; prepares estimates and monitors construction, maintenance, and operating costs; evaluates division policies, procedures, and services to determine effectiveness; installs changes to increase effectiveness to meet department objectives. Reviews project plans and drawings with crew supervisor, making change recommendations based on field observations and operational problems; inspects field projects in progress and upon completion; provides technical advice and assistance on technical problems. Represents the City in significant public relations matters related to the electric division maintenance functions; coordinates any Joint Pole Authority actions with concerned outside agencies. Evaluates service and equipment needs with available service vendors/products; writes or reviews bid specifications; monitors contractor/equipment performance; inspects work in progress to ensure compliance with City specifications. Develops long-range and short-term electric distribution system maintenance objectives; prepares financial analysis and service objectives reports; develops plans to meet future service needs; prepares Division budget and controls expenditures of allocated funds. Oversees the electric utility's long range distribution system planning including development of a 5-year system plan. Ensures the high reliability of electric system facilities, consistent with industry standards, and the availability/efficiency of emergency response and repairs. Receives and investigates citizen complaints and requests; determines and ensures appropriate disposition; monitors work completed in response to concerns forwarded by City Administrator or City Council; investigates and reports on matters related to claims made against the City. Selects division employees; plans, organizes, and assigns work; develops and establishes work methods and standards; directs staff training and development; reviews and evaluates employee performance; executes disciplinary action; establishes and implements safety programs and coordinates the training of subordinates. Serves as acting Director of Utilities as assigned. MARGINAL FUNCTIONS These are position functions which may be changed, deleted or reassigned to accommodate an individual with a disability. 1. Serves as acting Director of Utilities as assigned. QUALIFICATIONS GUIDELINES Education and/or Experience Any combination of education and/or experience that has provided the knowledge, skills, and abilities necessary for satisfactory job performance. Example combinations include graduation from an accredited college/university with a bachelor's degree in electrical engineering and five years of managerial experience in electric utility operations. Knowledge, Skills and Abilities Thorough knowledge of the principles, practices, and techniques of electric distribution system operations, construction and maintenance; methods, techniques, and practices employed in electric distribution systems design and construction, including methods, procedures, and materials; cost accounting; supervision and training principles and techniques; budgetary, work planning, and time/material cost estimation techniques. Ability to communicate clearly and concisely, both orally and in writing; research and prepare complex reports on a variety of subjects; establish and maintain effective relationships with the community at large, the City Council, and other public officials; plan, direct, and coordinate electric distribution systems programs and manage a division; select, train, supervise and evaluate employees; represent the City in a variety of meetings; make decisions regarding operational and personnel functions; operate programs within allocated amounts; respond to emergency and problem situations in an effective manner; understand, explain and apply policies and procedures; analyze unusual situations and resolve them through application of management principles and practices; develop comprehensive plans to meet future City needs/services; constructively with conflict and develop effective resolutions; plan and enforce a balanced budget; develop new policies impacting department operations/procedures and interpret financial statements and cost accounting reports. Certificate or License Requirements Possession of or ability to obtain a Class C California driver's license and a satisfactory driving record. 11. O Acca �- rm k:,Z,U1S,011 CONSENT CALENDAR TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL FROM: TITO HAES, ASSISTANT CITY MANAGER/PUBLIC WORKS DIRECTOR VIA: F.M. DELACH, CITY MANAGER MO DATE: DECEMBER 21, 2009 SUBJECT: CIP PROJECT #66110F; AWARD OF CONTRACT, TARGET SEWER LINE IMPROVEMENTS RECOMMENDATION It is recommended that the City Council authorize staff to award the Target Sewer Line Improvements Project No. 66110F to the Whiting-Turner Contracting Company. BACKGROUND An existing 8-inch City sewer pipe runs through the future home of the Target Store. To accommodate the construction of the new structure, the existing sewer pipe needs to be removed and relocated with a new 8-inch sewer pipe. The Bid Opening was conducted on December 14, 2009 at 10:30 am. 8 bids were received. The Whiting-Turner Contracting Company was the low bidder. Staff recommends that the City Council award the contract to The Whiting-Turner Contracting Company for the Target Sewer Line Improvements Project No. 66110F. The following companies and the bid amounts are as follows: BIDDER'S NAME CITY, STATE BID PRICE (lowest to highest) 1 The Whiting Turner Contracting Co. Irvine, CA $22,800.00 2 M.K.P. Construction, Inc. Upland, CA $33,889.00 3 Alcon Colorado Engineering, Inc. Temecula, CA $34,360.70 4 Bali Construction, Inc. South El Monte, CA $41,214.00 5 Atlas-Allied, Inc. Anaheim, CA $42,099.20 6 Vasilj, Inc. Irwindale, CA $52,112.00 7 G.B. Cooke, Inc. Azusa, CA $69,522.00 8 Perry C. Thomas Const. Inc. Monrovia, CA $80,345.00 FISCAL IMPACT Project cost is $25,080, which is based on the bid amount and a 10% allowance for potential change orders. The project is listed in the approved FY 2009-2010 Capital Improvement Plan as project #66110F with an overall budget of$40,000. 65-1, tet"t"ssr�- �' -,tet .,�y� m+eZw e +R'"$n-"Nm' �l'wn"i^ 'm.`...� 'k i„ � 'k `�CL�Fpy}yRr��a .. US/V.! CONSENT CALENDAR TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL FROM: TITO HAES, PUBLIC WORKS DIRECTOR/ASSISTANT CITY MANAGER VIA: F.M. DELACH, CITY MANAGER 41/10 DATE: DECEMBER 21, 2009 SUBJECT: CIP PROJECT #66110A - CITRUS AVENUE RECONSTRUCTION (ALOSTA- FOOTHILL); AUTHORIZATION TO ENTER INTO A PROFESSIONAL SERVICES AGREEMENT — TOPOGRAPHIC SURVEY AND MAPPING SERVICES FOR CITRUS AVENUE AND FOOTHILL BOULEVARD RECOMMENDATION It is recommended that the City Council authorize staff to enter into a professional services agreement with Proactive Engineering Consultants for a not to exceed fee of $13,750.00 to provide topographic survey and mapping services for Citrus Avenue between Alosta Avenue and the northern city limit and Foothill Boulevard between Alosta Avenue and Citrus Avenue. BACKGROUND The street segments of Citrus Avenue from Alosta Avenue to the northern city limit and Foothill Boulevard from Alosta Avenue to Citrus Avenue are aged and deteriorated requiring reconstruction. The Public Works Department requires topographic survey and mapping services to prepare contract documents for the improvement of Citrus Avenue from Alosta Avenue to the northern city limit and Foothill Boulevard from Alosta Avenue to Citrus Avenue. On November 16, 2009, City Council authorized staff to solicit proposals for these topographic survey and mapping services. On December 14, 2009, staff received 17 proposals from qualified firms. The following is the list of firms that submitted: Bidder City, State Amount 1. ITF and Associates, Inc. Los Alamitos, CA $11,500.00 2. Proactive Engineering Consultants Corona, CA $12,500.00 3. CNC Engineering Irvine,CA $14,900.00 4. Guyett Geomatics, Inc. Corona, CA $15,000.00 5. Calvada Corona, CA $15,840.00 6. Rick Engineering Co. Riverside, CA $16,725.00 7. Guida Surveying Inc. Irvine,CA $17,430.00 8. AEI CASC Consulting Burbank, CA $19,140.00 9. Huitt Zollars Ontario, CA $19,500.00 10. Prizm Group Corona, CA $19,500.00 11. KDM Meridian Lake Forest, CA $19,980.00 12. B&E Engineers Arcadia, CA $20,288.00 Bidder (continued) City, State Amount 13. Tait Santa Ana, CA $24,000.00 14. DCA Civil Engineering Group Torrance, CA $24,900.00 15. Hunsaker and Associates Irvine, Inc. Rancho Cucamonga, CA $24,900.00 16. Psomas Santa Clarita, CA $35,000.00 17. Johnson-Frank and Associates Inc. Anaheim, CA $75,300.00 After a thorough evaluation of the bids, Public Works staff recommends award of contract to Proactive Engineering Consultants. While ITF and Associates provided the lowest bid amount, staff recommends using the next lowest bidder, Proactive Engineering Consultants. Staff felt Proactive Engineering Consultants submitted a much more complete bid package than the lowest bidder. Staff feels that effort reflects favorably on the firm and worth the additional $1,000 or less than 1% cost. FISCAL IMPACT The professional services agreement will be for a not to exceed fee of $13,750.00, which includes an additional 10 percent for change orders. Funds for the topographic survey and mapping services are available from CIP PROJECT#66110A, Gas Tax. / dor 4:10) - `464,47-1 r zusA► CONSENT CALENDAR TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL FROM: TITO HAES, ASSISTANT CITY MANAGER/PUBLIC WORKS DIRECTOR VIA: F.M. DELACH, CITY MANAGER /11' Aito DATE: DECEMBER 21, 2009 SUBJECT: FY 2009/10 CAPITAL IMPROVEMENT PLAN AMENDMENT AND AUTHORIZATION TO SOLICIT REQUEST FOR PROPOSALS — TOPOGRAPHIC SURVEY AND MAPPING SERVICES FOR CERRITOS AVENUE AND FIFTH STREET RECOMMENDATION It is recommended that the City Council amend the 2009/2010 Capital Improvement Plan to include "Azusa Schools TLC Program" as a new project and federal Safe Routes to School (SRTS) funds as a funding source; also authorize staff to solicit proposals to obtain topographic survey and mapping services for Cerritos Avenue from Sixth Street to Rodecker Street and Fifth Street from Rockvale Avenue to 300 west of Cerritos Avenue. BACKGROUND The federal Safe Routes to School (SRTS) program awarded $46 million to projects for Cycle 2. The Public Works Department applied for grant funds and will receive $102,720 of federal Safe Routes to School (SRTS) funds. The project for the grant application was entitled "Azusa Schools TLC Program." A portion of the referenced project is the street segment of Cerritos Avenue and the intersection of Cerritos Avenue and Fifth Street where street and ADA improvements are proposed. Public works met with the Azusa Unified School staff in designing and formulating improvements. Although preliminary stages are underway, improvements shall include narrowing the east side of Cerritos Avenue to restrict areas of double parking and student drop offs, construct new ADA ramps, re-stripe the intersection and potentially a median with a short fence that will preclude pedestrians from crossing the street at the mid-block. The preliminary schedule is for construction during the summer of 2010. However, working with Caltrans may provide some delays, pushing construction to a later date. The Public Works Department requires topographic survey and mapping services to prepare contract documents for the improvements of Cerritos Avenue and the intersection of Cerritos Avenue and Fifth Street. The project is ready for the preliminary design phase and as a result it will be necessary to amend the FY 2009/10 Capital Improvement Plan to reflect this as a new project. FISCAL IMPACT Total estimated cost of the project ($102,720) will be funded under the federal Safe Routes to School (SRTS) Funds. Funds for the topographic survey and mapping services shall be reimbursed from this Grant. 1/77_, _..:^ ���_ � `&-�' * *. �u, c�:'a z_� --"�'�„c�a.::'. use JOINT CITY/AGENCY PUBLIC HEARING ITEM TO: THE HONORABLE MAYOR/CHAIRPERSON AND COUNCIL/AGENCY MEMBERS FROM: KURT E.CHRISTIANSEN,ECONOMIC AND COMMUNITY DEVELOPMENT DIRECTOR VIA: F.M. DELACH, CITY MANAGER/EXECUTIVE DIRECTOR/P_ DATE: DECEMBER 21, 2009 SUBJECT: SECOND AMENDMENT TO THE 2008 DISPOSITION AND DEVELOPMENT AGREEMENT WITH TARGET CORPORATION FOR THE DEVELOPMENT OF A TARGET STORE AT 809 NORTH AZUSA AVENUE RECOMMENDATION It is recommended that: 1) The City Council adopt the attached resolution approving the Second Amendment to the 2008 Disposition and Development Agreement; and 2) The Agency Board adopt the attached Redevelopment Agency Resolution approving the Second Amendment to the 2008 Disposition and Development Agreement with Target Corporation("Target"). BACKGROUND The proposed project is a two-story, 159,000 square foot,Target Department Store with 420 parking spaces on the ground floor. The ground-floor parking area is enclosed by arched building supports with access to the parking lot from Azusa Avenue, Ninth Street and San Gabriel Avenue. There will be an eating area in the front of the store with large windows looking out onto Azusa Avenue. The exterior walls of the building are articulated with varying building heights,second floor setbacks and decorative architectural details,to create a structure that will complement the existing eclectic mix of buildings types in this area. The exterior will be further accented with vine pockets and vine trellises/plantings,as well as with landscaped balconies,windows and billboard-style displays on the building walls along Azusa Avenue,Ninth Street and San Gabriel Avenue. The following are key dates associated with the projects: • February 6, 2007 - The Agency entered into a Letter of Intent with Target Corporation for the development of the project. Page 2 of 2 • July 23,2008-The Planning Commission found that the sale of the Target Site is in conformance with the General Plan. • September 2,2008 - The City Council held the second reading of the zoning ordinances and adopted the resolutions approving the Target development project. • . December 15,2008-The Agency entered into a Disposition and Development Agreement with Target for the construction of an approximately 159,000 square foot urban style Target Department Store. • June 15, 2009 - The Agency and the City Council approved the First Amendment to the 2008 Disposition and Development Agreement which modified those provisions relating to Target's commitment to commence construction and the opening of escrow. • October 21,2009-The Agency closed escrow on the site with the Target Corporation and is in receipt of$7,000,000 for the sale of the property. SECOND AMENDMENT TO THE DDA The original terms of the DDA adopted on December 15,2008,imposed certain obligations on the developer to begin construction after corporate approval of the Azusa project. These obligations were incorporated in the Schedule of Performance. Due to the delay of Target's Capital Expenditure Committee to give final approval for the development of the project, the current construction schedule no longer conforms to the original Schedule of Performance. Consequently,the Agency and the Developer now wish to amend the Schedule of Performance to extend certain dates. The Second Amendment is an amendment to the Schedule of Performance. The Agency and the Developer mutually agree to amend and replace the original Schedule of Performance in its entirety with"Attachment 1" to this Second Amendment. The Amendment does not require a new 33433 report as the modifications to the Second Amendment do not impact that analysis and are not related to the cost of the project. FISCAL IMPACT There is no impact with the proposed DDA Amendment. The financial terms of the agreement are unchanged; the fiscal impact remains the same as the original adoption of December 15, 2008. Attachments: 1. Second Amendment to the 2008 Disposition and Development Agreement by and among the Redevelopment Agency of the City of Azusa a Public Body, and Target Corporation. 2. A Resolution Of The City Council Of The City Of Azusa, California, approving the First Amendment to the 2008 Disposition and Development Agreement; and 3. A Resolution Of The Governing Board Of The Redevelopment Agency Of The City Of Azusa, California,Approving A Second Amendment to the 2008 Disposition and Development Agreement By And Between The Redevelopment Agency Of The City Of Azusa and Target Corporation,For The Merged Central Business District and West End Redevelopment Project Area RESOLUTION NO. A RESOLUTION OF THE GOVERNING BOARD OF THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, CALIFORNIA, APPROVING A SECOND AMENDMENT TO THE 2008 DISPOSITION AND DEVELOPMENT AGREEMENT BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA AND TARGET CORPORATION WHEREAS, pursuant to the California Community Redevelopment Law (Health & Safety Code Sections 33000, et seq.) ("CRL"), the City Council of the City of Azusa ("City") ("City Council") approved and adopted a Redevelopment Plan ("Redevelopment Plan") for the redevelopment Project Area known as the Merged Central Business District and West End Redevelopment Project Area("Project Area"); and WHEREAS, the Governing Board ("Board") of the Redevelopment Agency of the City of Azusa ("Agency") is engaged in activities to implement the Redevelopment Plan for the Project Area pursuant to the provisions of the CRL; and WHEREAS, the Board approved the 2008 Disposition and Development Agreement ("Agreement") with Target Corporation ("Developer") on December 15, 2008 for the disposition and development of certain real property ("Property") as a Target store ("Project") including approximately 159,000 square feet of commercial space as set forth in the Agreement; and WHEREAS, the Board approved that certain First Amendment to the Agreement ("First Amendment") on June 15, 2009 which amended certain provisions of the Agreement relating to Developer's commitment to constructing the project and the opening of escrow; and WHEREAS, the Agency has negotiated the terms of that certain Second Amendment to the Agreement which revises Exhibit"C"of the Agreement, Schedule of Performance; and WHEREAS, a copy of the Agreement and the First Amendment is on file at the City's Redevelopment Department; and WHEREAS, the Redevelopment Agency has given notice as required by law and held a public hearing on December 21, 2009 on the Second Amendment to the Agreement; and WHEREAS, the Redevelopment Agency has carefully considered all pertinent testimony and the staff report offered in the case as presented at the public hearing; and WHEREAS, the Agency has prepared, and the City Council has reviewed and considered, a summary report pursuant to CRL Section 33433 ("Summary") setting forth: (1) the cost of the Agreement to the Agency; (2) the estimated value of the interest to be conveyed; and (3) an explanation of how the acquisition and conveyance of the Property will assist in the elimination of blight within the Project Area, and has made the Summary available for public inspection in accordance with CRL Section 33433; and 1 WHEREAS, on December 21, 2009, the City Council ratified its consideration of the Summary and related findings pursuant to Health and Safety Code Section 33433 as it relates to this Second Amendment to the 2008 Disposition and Development Agreement finding that the modifications in this Second Amendment do not modify the substantive provisions of the Agreement addressed by the Summary report; and NOW, THEREFORE, BE IT RESOLVED by the Governing Board of the Redevelopment Agency of the City of Azusa as follows: Section 1. The Board hereby directs City staff to file a Notice of Determination with the Los Angeles County Clerk's office within three (3) calendar days of the adoption of this Resolution. Section 2. The Board hereby finds and determines that the provisions of the Second Amendment are consistent with the Implementation Plan adopted for the Project Area pursuant to Section 33490. Section 3. The Board hereby approves the Second Amendment, attached hereto and incorporated herein by reference, together with non-substantive changes and amendments as may be approved by the Executive Director and the Agency Attorney. Section 4. The Board hereby authorizes and directs the Executive Director and the Agency Attorney to take any action and execute any documents necessary to implement the Second Amendment. Section 5. The Agency Secretary shall certify to the passage and adoption of this resolution and the same shall thereupon take effect and be in force immediately upon its adoption. APPROVED AND ADOPTED this 21St day of December, 2009. Chairman of the Redevelopment Agency of the City of Azusa ATTEST: Redevelopment Secretary 2 I HEREBY CERTIFY that the foregoing resolution was duly adopted by the Redevelopment Agency of the City of Azusa at a regular meeting held on the 21st day of December, 2009. AYES: NOES: ABSTAIN: ABSENT: Redevelopment Secretary 3 RESOLUTION NO. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA, CALIFORNIA, APPROVING A SECOND AMENDMENT TO THE 2008 DISPOSITION AND DEVELOPMENT AGREEMENT BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA AND TARGET CORPORATION WHEREAS, pursuant to the California Community Redevelopment Law (Health & Safety Code Sections 33000, et seq.) ("CRL"), the City Council of the City of Azusa ("City") ("City Council") approved and adopted a Redevelopment Plan ("Redevelopment Plan") for the redevelopment Project Area known as the Merged Central Business District and West End Redevelopment Project Area("Project Area"); and WHEREAS, the Governing Board ("Board) of the Redevelopment Agency of the City of Azusa ("Agency") is engaged in activities to implement the Redevelopment Plan for the Project Area pursuant to the provisions of the CRL; and WHEREAS, the City Council approved the 2008 Disposition and Development Agreement ("Agreement") with Target Corporation("Developer") on December 15, 2008 for the disposition and development of certain real property ("Property") as a Target store ("Project") including approximately 159,000 square feet of commercial space as set forth in the Agreement; and WHEREAS, the City Council approved that certain First Amendment to the Agreement ("First Amendment") on June 15, 2009 which amended certain provisions of the Agreement relating to Developer's commitment to constructing the project and the opening of escrow; and WHEREAS, the Agency has negotiated the terms of that certain Second Amendment to the Agreement which revises Exhibit"C" of the Agreement, Schedule of Performance; and WHEREAS, a copy of the Agreement and the First Amendment is on file at the City's Redevelopment Department; and WHEREAS, the City Council has given notice as required by law and held a public hearing on December 21, 2009 on the Second Amendment to the Agreement; and WHEREAS, the City Council has carefully considered all pertinent testimony and the staff report offered in the case as presented at the public hearing; and WHEREAS, the Agency has prepared, and the City Council has reviewed and considered, a summary report pursuant to CRL Section 33433 ("Summary") setting forth: (1)the cost of the Agreement to the Agency; (2) the estimated value of the interest to be conveyed; and (3) an explanation of how the acquisition and conveyance of the Property will assist in the elimination of blight within the Project Area, and has made the Summary available for public inspection in accordance with CRL Section 33433; and 1 WHEREAS, staff is requesting the City Council ratify its consideration of the Summary report pursuant to Health and Safety Code Section 33433 as it relates to this Second Amendment finding that the modifications in this Second Amendment do not modify the substantive provisions of the Agreement addressed by the Summary report.. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Azusa as follows: Section 1. The City Council hereby directs City staff to file a Notice of Determination with the Los Angeles County Clerk's office within three (3) calendar days of the adoption of this Resolution. Section 2. The City Council hereby finds and determines that the provisions of the Second Amendment are consistent with the Implementation Plan adopted for the Project Area pursuant to Section 33490. Section 3. The City Council hereby finds and determines that the changes to the 2008 Disposition and Development Agreement do not modify the substantive terms of the Agreement as considered by the Summary report prepared pursuant to Health and Safety Code Section 33433. Section 4. The City Council hereby ratifies the findings and determinations made in Resolution Section 5. The City Council hereby approves the Second Amendment, attached hereto and incorporated herein by reference, together with non-substantive changes and amendments as may be approved by the City Manager and the City Attorney. Section 6. The City Council hereby authorizes and directs the City Manager and the City Attorney to take any action and execute any documents necessary to implement the Second Amendment. Section 7. The City Clerk shall certify to the passage and adoption of this resolution and the same shall thereupon take effect and be in force immediately upon its adoption. APPROVED AND ADOPTED this 21st day of December, 2009. Mayor of the City of Azusa ATTEST: City Clerk I HEREBY CERTIFY that the foregoing resolution was duly adopted by the City Council of the City of Azusa at a regular meeting held on the 21St day of December, 2009. AYES: NOES: ABSTAIN: ABSENT: City Clerk of the City of Azusa 3 SECOND AMENDMENT TO THE 2008 DISPOSITION AND DEVELOPMENT AGREEMENT (TARGET STORE REDEVELOPMENT PROJECT) BY AND BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA A PUBLIC BODY, CORPORATE AND POLITIC, AND TARGET CORPORATION A MINNESOTA CORPORATION [DATED AS OF OCTOBER , 2009 FOR REFERENCE PURPOSES ONLY] SECOND AMENDMENT TO 2008 DISPOSITION AND DEVELOPMENT AGREEMENT (Target Project) THIS SECOND AMENDMENT TO 2008 DISPOSITION AND DEVELOPMENT AGREEMENT (Target Project) (this "Second Amendment") is entered into as of , 2009 ("Second Amendment Effective Date"), by and between the AZUSA REDEVELOPMENT AGENCY, a public body, corporate and politic (the "Agency"), and Target Corporation, a Minnesota corporation (the "Developer"), to amend that certain 2008 Disposition and Development Agreement (Target Project), dated as of November 24, 2008, by and between the Agency and the Developer, as amended by First Amendment to 2008 Disposition and Development Agreement (Target Project), dated as June 15, 2009 (collectively, the "Agreement"), with reference to the following facts: RECITALS A. The Agency and the Developer previously entered into the Agreement for the purchase, sale and development of that certain real property located in the City of Azusa, California, and more particularly described in the Agreement as the"Property;" and B. The Developer intends to develop the Property, and certain other real property adjacent thereto, as an approximately 155,000 square foot retail building located above two levels of parking ("Project"), as generally depicted in the conceptual site plan on the Site Map attached to the Agreement as Exhibit "A-2"; and C. Pursuant to the Agreement, Developer must perform certain obligations under the Agreement in accordance with the schedule set forth in the Revised Schedule of Performance set forth in Attachment 1 to the Agreement; and D. The Agency and the Developer hereby wish to amend the Schedule of Performance to extend certain dates. NOW, THEREFORE, IN CONSIDERATION OF THE PROMISES SET FORTH IN THIS SECOND AMENDMENT AND OTHER VALUABLE CONSIDERATION, THE AGENCY AND THE DEVELOPER AGREE AS FOLLOWS: 1. Incorporation of Recitals. The Recitals of fact set forth above are true and correct and are incorporated into this Second Amendment by this reference, as though fully set forth in this Second Amendment. 2. Incorporation of Defined Terms. All terms, phrases and words indicated to be defined terms by initial capitalization in this Second Amendment that are not specifically defined - 2 - �I in this Second Amendment shall have the meaning ascribed to the same term, phrase, or word in the Agreement. 3. Effect of Second Amendment. Except as set forth in this Second Amendment, the Agreement is, in all other respects, confirmed and all of the terms, provisions and conditions of the Agreement, as amended by this Second Amendment, shall be and remain in full force and effect. From and after the Second Amendment Effective Date, wherever the term "Agreement" appears in the Agreement, it shall be read and understood to mean the Agreement, as amended by this Second Amendment. 4. Amendment to Schedule of Performance. The Agency and the Developer mutually agree that Exhibit "C" of the Agreement, Schedule of Performance, is hereby amended and replaced in its entirety with Attachment 1 to this Second Amendment, Revised Schedule of Performance. 5. Conflict. In the event of a conflict between the terms and conditions of this Second Amendment and the terms and conditions of the Agreement, the terms and conditions of this Second Amendment shall control. 6. Counterparts. This Second Amendment may be executed in counterparts (including facsimile counterparts), each of which shall be deemed an original, and all such counterparts, when taken together, shall constitute one agreement. 7. Warranty Against Payment of Consideration for Second Amendment. The Developer represents and warrants that: (i) the Developer has not employed or retained any person to solicit or secure this Second Amendment upon an agreement or understanding for a commission, percentage, brokerage, or contingent fee, excepting bona fide employees of the Developer; and (ii) no gratuities, in the form of entertainment, gifts or otherwise have been or will be given by the Developer or any of its agents, employees or representatives to any elected or appointed official or employee of either the City of Azusa or the Agency in an attempt to . secure this Second Amendment or favorable terms or conditions for this Second Amendment. Breach of the representations or warranties of this Section 7 shall give the Agency the right to terminate this Second Amendment, with seven (7) days notice to the Developer. Upon any such termination of this Second Amendment, the Developer shall immediately refund any payments made to or on behalf of the Developer by the City of Azusa or the Agency pursuant to or otherwise related to this Second Amendment, prior to the date of any such termination. 8. Relationship of Parties. The Parties each intend and agree that the Agency and the Developer are independent contracting entities and do not intend by this Second Amendment to create any partnership, joint venture, or similar business arrangement, relationship or association between them. 9. Non-liability of Officials, Employees and Agents. No elected official, employee, representative or agent of the Agency shall be personally liable to the Developer, or any successor in interest of the Developer, in the event of any default or breach by the Agency under this Second Amendment or for any amount that may be or become due to the Developer or any -3 - successor in interest of the Developer, on any obligations under the terms or conditions of this Second Amendment. 10. Principles of Interpretation. No inference in favor of or against any Party shall be drawn from the fact that such Party has drafted any part of this Second Amendment. The Parties have both participated substantially in the negotiation, drafting, and revision of this Second Amendment, with advice from legal and other counsel and advisers of their own selection. 11. Governing Law. The laws of the State of California shall govern the interpretation and enforcement of this Second Amendment, without application of conflicts of laws principles. 12. Binding on Successors and Assigns. This Second Amendment shall be binding upon and inure to the benefit of the Parties and their respective legal representatives, successors and assigns. 13. No Other Representations or Warranties. Except as expressly set forth in this Second Amendment, no Party makes any representation or warranty material to this Second Amendment to any other Party. 14. No Waiver. Failure to insist on any one occasion upon strict compliance with any term, covenant, condition, restriction or agreement contained in this Second Amendment shall not be deemed a waiver of such term, covenant, condition, restriction or agreement, nor shall any waiver or relinquishment of any rights or powers under this Second Amendment, at any one time or more times, be deemed a waiver or relinquishment of such right or power at any other time or times. - 4- SIGNATURE PAGE TO SECOND AMENDMENT TO DISPOSITION AND DEVELOPMENT AGREEMENT (TARGET PROJECT) The Agency and the.Developer have signed this Second Amendment, by and through the signatures of their authorized representatives, as follows: AGENCY: DEVELOPER: AZUSA REDEVELOPMENT AGENCY, a TARGET CORPORATION, public body, corporate and politic a Minnesota corporation Executive Director By: Name: Its: Attest: Agency Secretary Approved as to form: Best Best & Krieger LLP Agency Counsel SECOND AMENDMENT TO DISPOSITION AND DEVELOPMENT AGREEMENT (TARGET PROJECT) ATTACHMENT 1 REVISED SCHEDULE OF PERFORMANCE A. Days shall be calendar days, unless otherwise specified. B. Where the action/task is to be performed by the City,the Agency shall exercise its reasonable efforts to obtain performance by the City. C. All specific dates set forth in parentheses in this schedule are estimates only and not binding on the Parties. D. In the event of any conflict between this schedule and the Agreement, the terms and provisions of the Agreement shall control. E. All defined terms indicated by initial capitalization used in this schedule shall have the meanings ascribed to the same terms in the Agreement. EVENT TIME Developer signs DDA Before Agency consideration Agency signs DDA Within 10 days of approval by Agency Developer obtains CEC Commitment No later than October 16, 2009 Escrow Opening Date Within 5 business days of Developer's receipt of CEC Commitment Due Diligence Period 45 days following the Escrow Opening Date Escrow Closing Date The earlier of(1) 30 business days following the Escrow Holder's receipt of written confirmation from Developer and Agency of satisfaction or waiver of all conditions precedent to Close of Escrow or(2) 60 days from the Escrow Opening Date Developer obtains building permit for Within 210 days of the Escrow Improvements Closing Date. EVENT TIME Within five months of receipt of Developer commences construction of building permit for Improvements. Improvements Developer shall provide Agency with quarterly reports to advise Agency of construction progress Developer obtains certificate of Within one year of commencement of occupancy for Improvements construction of Improvements. ("Occupancy Date") Grand Opening to Public ("Final Within 25 days after Occupancy Date. Occupancy Date") Agency issues Certificate of Upon request of Developer pursuant to Completion Section 4.8 of the DDA F114 / U *q * .. zus�,I AGENCY AGENDA ITEM TO: HONORABLE CHAIRPERSON AND AGENCY BOARD FROM: KURT CHRISTIANSEN, DIRECTOR OF ECONOMIC AND COMMUNITY DEVELOPMENT VIA: F.M. DELACH, EXECUTIVE DIRECTOR?f A • DATE: DECEMBER 21, 2009 SUBJECT: SECOND EXCLUSIVE NEGOTIATION AGREEMENT BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA AND LEWIS INVESTMENT COMPANY, LLC FOR THE DOWNTOWN NORTH REDEVELOPMENT PROJECT RECOMMENDATION It is recommended that the Agency Board adopt the Resolution and authorize the Executive Director to enter into a Second Exclusive Negotiation Agreement with Lewis Investment Company, LLC for the development of the Downtown North Redevelopment Project. BACKGROUND On February 17, 2009 the Redevelopment Agency of the City of Azusa ("Agency") entered into an Exclusive Negotiation Agreement ("ENA") with Lewis Investment Company, LLC ("Lewis" or "Developer") for the development of a master planned civic and transit center oriented development entitled "Downtown North." The proposed Downtown North Project is generally bounded by Azusa Avenue on the west, 9th Street on the north, Dalton Avenue on the east, and the Metropolitan Transit Authority right-of-way on the south("Site"). The ENA proposed that the Agency and the Developer negotiate diligently and in good faith towards the goal of producing a mutually acceptable DDA. Section 3 of the ENA provided for a term of one hundred and twenty (120) days following the effective date, which could be extended upon the mutual agreement of the Agency Executive Director and the Developer for two (2) additional thirty (30) day periods. The Developer fulfilled the requirements in the ENA for extending the terms and an additional 60 days was granted by the Executive Director on or about June 18,2009. The ENA also provided that, following the initial 120-day period and the two 30-day extensions, the Developer may receive an additional 60-day extension if certain other milestones were reached. However, such an extension could only be granted by the Agency Board. On September 8, 2009, the Agency Board approved the First Amendment to the ENA with Lewis Investment Company, LLC for a term equal to 180 days. The Amendment also authorized the Executive Director to administratively grant up to two 90-day extensions. During the course of negotiations, the Developer has advised staff of several issues associated with market conditions, the scope of the project, and the assemblage of property which could affect the terms of an eventual Disposition and Development Agreement ("DDA"). Of particular note was the timing of the Developer's requirement to acquire site control over certain privately- held parcels in the project area (i.e., executed purchase and sale agreements between the developer and the property owners). Although the Agency approved the First Amendment, the Developer continued to express concerns that its provisions did not adequately address the risk associated with acquiring control over privately-held property in the absence of a final DDA. Consequently, the Developer did not execute the approved First Amendment and the original ENA expired. At this point in the process, both Agency staff and Lewis Investment Company, LLC have determined that in light of the Developer's desire to proceed with the project, it is necessary to enter into a Second ENA. The Objective: To establish a specific, limited period of time to negotiate regarding a future agreement between the Agency and the Developer governing the potential sale of the property from the Agency to the developer and the potential redevelopment of the project on the property by the developer. SECOND EXCLUSIVE NEGOTIATION AGREEMENT While staff continues to be satisfied with the progress of discussions to date, the complexities associated with current market conditions, the changes in potential scope of the project, and various changes to the proposed structure of the DDA, have resulted in a process that is taking longer than expected. In light of the fact that the original ENA has now expired and the First Amendment that was approved by the Agency was not fully executed, staff now believes it is appropriate to proceed with a new agreement. The attached Second ENA would supersede the original ENA and the First Amendment and provide for a new term equal to 90 days effective on December 21, 2009. This initial 90-day term may be extended for an additional 90 days if certain milestones contained in the ENA are achieved. In addition, the ENA will automatically extend for 120 additional days if it is determined that an Environmental Impact report is required. In exchange for approving this Second Amendment, the Developer will be required to proceed diligently and in good faith to develop and present to the Agency staff the deliverables identified in Exhibit C of the proposed Second ENA. The O'Bryant property is the only acquisition that will close escrow prior to the 90-day ENA period. The Second ENA only provides for the acquisition of the O'Bryant property. If the Developer fails to meet the milestones outlined in the Second ENA, the Agency will acquire the O'Bryant property. If the Developer meets the milestones delineated in the ENA and received a 90-day extension by the City Council, Agency staff is proposing to include language in the ENA Amendment that will allow the Agency to acquire the remainder of the properties should the DDA not get executed. It was originally envisioned that negotiations for a DDA would be completed prior to the Developer having to close escrow on the properties that it has gained site control over. However, because of the additional time that has been required, the Developer now finds itself in a position of having to close escrow on a number of these properties or cancel the deals. Rather than losing the opportunity to acquire these necessary parcels and starting the process over, the second ENA requires the Agency to either pay the developer for the properties it has closed escrow on or assume the purchase and sale agreements for pending sales if a final DDA cannot be negotiated within the new timeframe. FISCAL IMPACT All expenses incurred by the Developer during the term of this Second ENA for consultants and other professional planning/engineering services retained by the Developer will be the sole responsibility of the Developer. The Developer is also responsible for paying all costs for the City/Agency to process any CEQA documentation. If the Agency and the Developer are unable to negotiate a DDA within the timeframes contained in the Second ENA, the Agency will be required to pay the Developer for the properties it has closed escrow on and assume any outstanding purchase and sale agreements the Developer has entered into. The final amount to be paid would be based on a combination of each parcel's appraised value, the Developer's acquisition costs, and any assemblage premiums that the larger site would warrant. It is estimated that the total Agency obligation under this scenario would be approximately $3.1 million. The extent of other financial terms and conditions of the Downtown North project will be determined as part of the DDA negotiations process. Attachments 1. Second Exclusive Negotiation Agreement 2. Resolution ' V RESOLUTION NO. A RESOLUTION OF THE GOVERNING BOARD OF THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, CALIFORNIA, RESCINDING THE APPROVAL OF THE FIRST AMENDMENT TO THE EXCLUSIVE NEGOTIATION AGREEMENT BETWEEN THE AGENCY AND LEWIS DEVELOPMENT AND APPROVING A SECOND EXCLUSIVE NEGOTIATION AGREEMENT BETWEEN THE SAME PARTIES WHEREAS, pursuant to the California Community Redevelopment Law (Health & Safety Code Sections 33000, et seq.) ("CRL"), the City Council of the City of Azusa ("City") ("City Council") approved and adopted a Redevelopment Plan ("Redevelopment Plan") for the redevelopment Project Area known as the Merged Central Business District and West End Redevelopment Project Area("Project Area"); and WHEREAS, the Governing Board ("Board") of the Redevelopment Agency of the City of Azusa ("Agency") is engaged in activities to implement the Redevelopment Plan for the Project Area pursuant to the provisions of the CRL; and WHEREAS, the Board approved an Exclusive Negotiation Agreement ("Original Agreement") by and between the Agency and Lewis Development ("Developer") on February 17, 2009; WHEREAS, that Original Agreement expired on August 16, 2009; and WHEREAS,the Board approved that certain First Amendment to the Original Agreement ("First Amendment") on September 8, 2009 which was intended to, among other things, extended the time for performance by Developer and provide Agency with a first right of refusal to acquire certain parcels from Developer; and WHEREAS, Developer never executed that First Amendment and now the Agency wishes to rescind its approval thereof; and WHEREAS, although there has been no legally binding agreement between the Agency and Developer as it relates to the project proposed in the Original Agreement or the acquisition of properties, the Agency has continued to negotiate with Developer regarding the terms of a second negotiation agreement; and WHEREAS, Agency and Developer have come to terms regarding the Second Exclusive Negotiation Agreement which is on file at the City's Redevelopment Department. ORANGE\EHULL\63688.1 1 1 NOW, THEREFORE, BE IT RESOLVED by the Governing Board of the Redevelopment Agency of the City of Azusa as follows: Section 1. The Board hereby rescinds its approval of the First Amendment to the Original Agreement, dated September 8, 2009. Section 2. The Board hereby approves the Second Exclusive Negotiation Agreement, attached hereto and incorporated herein by reference, together with non-substantive changes and amendments as may be approved by the Executive Director and the Agency Attorney. Section 3. The Board hereby authorizes and directs the Executive Director and the Agency Attorney to take any action and execute any documents necessary to implement the Second Excusive Negotiation Agreement. Section 4. The Agency Secretary shall certify to the passage and adoption of this resolution and the same shall thereupon take effect and be in force immediately upon its adoption. APPROVED AND ADOPTED this 21st day of December, 2009. Chairman of the Redevelopment Agency of the City of Azusa ATTEST: Redevelopment Secretary I HEREBY CERTIFY that the foregoing resolution was duly adopted by the Redevelopment Agency of the City of Azusa at a regular meeting held on the 21St day of December, 2009. AYES: NOES: ABSTAIN: ABSENT: Redevelopment Secretary ORANGE\EHULL\63688.1 2 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA SECOND EXCLUSIVE NEGOTIATION AGREEMENT (LEWIS RETAIL) THIS SECOND EXCLUSIVE NEGOTIATION AGREEMENT ("Agreement") is dated as of , 2009, for reference purposes only, and is entered into by and between the Redevelopment Agency of the City of Azusa, a public body corporate and politic ("Agency"), existing and acting pursuant to the California Community Redevelopment Law (Health and Safety Code Sections 33000, et seq.) ("CRL"), and Lewis Investment Company, LLC, a California limited liability company("Developer"),to provide a specified period of time to attempt to negotiate a disposition and development agreement. The Agency and the Developer are sometimes referred to in this Agreement individually, as a "Party" and, collectively, as the "Parties." This Agreement is entered into by the Parties with reference to the following recited facts(each,a"Recital"): RECITALS A. The City of Azusa, California ("City"), approved and adopted the redevelopment plan ("Redevelopment Plan") for the redevelopment project area known as the "Downtown North Redevelopment Project Area"covering a certain geographic area within the City("Project Area"); and B. The Agency has adopted owner participation rules ("OP Rules") for the Redevelopment Plan pursuant to Health and Safety Code Sections 33339, 33345 and 33380 and an implementation plan ("Implementation Plan")for the Redevelopment Plan pursuant to Health and Safety Code Section 33490 or 33352 and will comply therewith as applicable; and C. The Developer is in discussions with the Agency for the purpose of acquiring certain real property located within the Downtown North Project, generally bounded by Azusa Avenue on the west, 9th Street on the north, Dalton Avenue on the east,and the Metropolitan Transit Authority right-of-way on the south, and graphically depicted on Exhibit "A" attached to and incorporated into this Agreement by this reference("Property"); and D. The Developer has proposed the redevelopment of the Property as an urban retail project ("Project"),but the Project is still in the conceptual stage and subject to change and modification; and E. The Agency presently owns a portion of the Property as depicted on Exhibit "B" ("Agency Parcels"). The Developer presently owns or has under contract a portion of the Property as depicted on Exhibit "B" ("Developer Parcels"). The Developer will use its commercially reasonable efforts to acquire the balance of the Property,which are owned by private persons and entities, and submit signed purchase and sale agreements to the Agency as evidence of site control of the Property. Evidence of site control will be demonstrated by Developer's submittal of documentation that portions of the Property are currently in escrow("Site Control"). • F. The Agency and the Developer previously entered into that certain "Exclusive Negotiation Agreement (Lewis Retail)" ("Original Agreement") reference dated as of February 16, 2009. G. The Parties agree that the "Effective Date" of the Original Agreement occurred on 1 ORANGE\EHULL\62831.9 February 16,2009, and,that the two administrative extensions of the Term as provided in Section 3 of the Original Agreement have been granted. Accordingly, the Negotiation Period as defined in the Original Agreement expired in August, 2009. The Parties agreed that additional time was necessary to fully study the feasibility of the proposed Project and to negotiate the Disposition and Development Agreement described in the Original Agreement. Accordingly, the Parties negotiated an extension of the Original Agreement. H. During those negotiations there were changes in market conditions,the potential scope of the development, and the proposed structure of the transactions. The Parties have determined that in light of their desire to proceed with the project it is appropriate to enter into this Second Agreement. I. The intent of both the Agency and the Developer in entering into this Agreement is to establish a specific, limited period of time to negotiate regarding a future agreement between them governing the potential sale of the Property from the Agency to the Developer and the potential redevelopment of the Project on the Property by the Developer, all subject to mutually agreeable terms, conditions, covenants, restrictions and agreements to be negotiated and documented in the future (this future disposition and development agreement is referred to in this Agreement as a"DDA"). NOW, THEREFORE, IN VIEW OF THE GOALS AND OBJECTIVES OF THE AGENCY RELATING TO THE IMPLEMENTATION OF THE REDEVELOPMENT PLAN AND THE PROMISES OF THE AGENCY AND THE DEVELOPER SET FORTH IN THIS AGREEMENT, THE AGENCY AND THE DEVELOPER AGREE,AS FOLLOWS: 1. Incorporation of Recitals. The Recitals of fact set forth above are true and correct and are incorporated into this Agreement,in their entirety,by this reference. 2. Affirmation Regarding Absence of Defaults. Each Party hereby represents and warrants to the other Party that, as of the Effective Date of this Agreement, the non-representing Party is not in material uncured default of the Original Agreement and that the Original Agreement has expired,is no longer of any force and effect,and neither party has any liability to the other as result thereof or related thereto. Each Party understands that the foregoing representation and warranty constitutes material consideration to the other Party for the other Party's entry into this Agreement. 3. Deposits. Developer has previously deposited Fifteen Thousand Dollars ($15,000) as the Original Agreement deposit ("Initial Deposit"). As of the date hereof, ($ ) of the Initial Deposit remains on deposit with the Agency which the Agency will continue to draw against to process the proposed Project and to ensure that the Developer will proceed diligently and in good faith to fulfill its obligations under this Agreement during the "Negotiation Period" (as defined in Section 4(a)), as part of the consideration for the Agency's agreement not to negotiate with other"Persons" during the Negotiation Period, and to defray certain costs of the Agency in pursuing the contemplated negotiations with the Developer during the Negotiation Period, pursuant to this Agreement. The Initial Deposit has been fully earned by the Agency and shall be non-refundable to the Developer absent a default under this Agreement by the Agency. For purposes of this Agreement,the term"Person(s)"means any one or more individuals, partnerships (whether general or limited), limited liability companies, trusts, estates, associations, corporations,or any other entities recognized by law or custom. 4. Term of Agreement. (a) The rights and duties of the Agency and the Developer established by this Agreement shall commence on the first date on which all of the following have occurred (the "Effective 2 ORANGE\EHULL\62831.9 Date"): (1) execution of this Agreement by the authorized representative(s) of the Developer and delivery of such executed Agreement to the Agency, (2) payment of the Initial Deposit to the Agency by the Developer, in accordance with Section 3, and (3) approval of this Agreement by the Agency governing body and execution of this Agreement by the authorized representative(s) of the Agency and delivery of such executed Agreement to the Developer. The Agency shall deliver a fully executed counterpart original of this Agreement to the Developer, within ten (10) calendar days following the Agency governing body's approval of this Agreement, if approved, and the execution of this Agreement by the authorized representative(s) of the Agency. This Agreement shall continue in effect for the period from the Effective Date until February 26, 2010("Negotiation Period"). (b) The Negotiation Period may be extended upon the receipt of written request for such extension from Developer and approval by the Agency Board. The Developer shall be eligible for a ninety(90) day extension of the Negotiation Period only if Developer(1)provides, in writing prior to the expiration of the Negotiation Period, an agreement from a supermarket retailer such as Stater Bros., Ralphs Grocery Company, or other supermarket retailer, with at least 40 stores in Los Angeles, San Bernardino, and Riverside Counties (a "Supermarket") containing a binding commitment from the Supermarket to commence and complete construction of a retail supermarket store with an anticipated opening date of no later than December 31, 2011 ("Commitment Letter") and (2) submits all documents set forth in Section 5 below. The Negotiation Period shall be extended for a period of one hundred twenty (120) days in the event Developer and Agency together determine an Environmental Impact Report will need to be prepared to comply with the requirements of the California Environmental Quality Act. (c) This Agreement shall automatically expire and be of no further force or effect at the end of the Negotiation Period, as may be extended herein, unless, prior to that time, both the Agency and the Developer approve and execute a separate DDA acceptable to both the Agency and the Developer, in their respective sole and absolute discretion, in which case this Agreement will terminate on the effective date of such DDA. 5. Preparation and Presentation of Documents by Developer. The Developer shall prepare and present to Agency staff and, subsequently, to the Agency governing body, if so requested by Agency staff, for review, pursuant to the schedule set forth in Exhibit"C", all of the following: (a) A minimum of 2 site plan alternatives (b) Following agreement regarding a preferred alternative by the Agency and Developer, a proposed complete conceptual development plan for the Project on the Property that describes and depicts: (1) the location and placement of proposed buildings and (2) the architecture and elevations of the proposed buildings (c) Proposed zoning change or changes to the City's General Plan, if any, necessary to accommodate the Project on the Property; (d) A list of potential users or tenants and anticipated lease rates and/or resale land prices for the Property, to be considered as part of the Project and a copy of the Commitment Letter as provide for in Section 4(b)above. (e) A proposed time schedule, including demolition and construction phasing, and cost estimates for the development of the Project on the Property; 3 ORANGE\EHULL\62831.9 (f) A proposed financing plan identifying financing sources for all private and public improvements proposed for the Project; and (g) A preliminary financial analysis demonstrating the costs and benefits to the City and the Agency regarding all construction, maintenance and operations of all proposed public improvements, the costs of additional or increased levels of public services and any new public revenues anticipated to be generated by the Project agreed to by the Parties. 6. Negotiation of DDA. During the Negotiation Period, the Agency and the Developer shall act diligently and in good faith to negotiate a DDA between them. The Agency and the Developer shall generally cooperate with each other and supply such documents and information as may be reasonably requested by the other to facilitate the conduct of the negotiations. Both the Agency and the Developer shall exercise reasonable efforts to complete discussions relating to the terms and conditions of a DDA and such other matters, as may be mutually acceptable to both the Agency and the Developer, in their respective sole and absolute discretion. The exact terms and conditions of a DDA, if any, shall be determined during the course of these negotiations and shall include the Developer's purchase of the Agency Parcels at a price to be determined prior to entering into the DDA.. Nothing in this Agreement shall be interpreted or construed to be a representation or agreement by either the Agency or the Developer that a mutually acceptable DDA will be produced from negotiations under this Agreement. Nothing in this Agreement shall impose any obligation on either Party to agree to a definitive DDA in the future. Nothing in this Agreement shall be interpreted or construed to be a guaranty, warranty or representation that any proposed DDA that may be negotiated by Agency staff and the Developer will be approved by the Agency governing body. The Developer acknowledges and agrees that the Agency's consideration of any DDA is subject to the sole and absolute discretion of the Agency governing body and all legally required public hearings, public meetings, notices, factual findings and other determinations required by law. 7. Restrictions Against Change in Ownership, Management and Control of Developer and Assignment of Agreement. (a) The qualifications and identity of the Developer and its principals are of particular concern to the Agency. It is because of these qualifications and identity that the Agency has entered into this Agreement with the Developer. During the Negotiation Period, no voluntary or involuntary successor-in-interest of the Developer shall acquire any rights or powers under this Agreement, except as provided in Section 7(c). (b) The Developer shall promptly notify the Agency in writing of any and all changes whatsoever in the "Control" (as defined in Section 6(c)) of the Developer. Upon the occurrence of any significant or material change, whether voluntary or involuntary, in the Control of the Developer (other than such changes occasioned by the death or incapacity of any individual) that has not been approved by the Agency, prior to the time of such change, the Agency may terminate this Agreement, without liability to the Developer or any other Person, by sending written notice of termination to the Developer,referencing this Section 7(b). (c) Except as provided in this Section 6, the Developer may not assign its rights under this Agreement without the prior express written consent of the Agency, which consent shall not be unreasonably withheld, limited, conditioned, or delayed. No such consent shall be required if the Developer assigns its rights under this Agreement to a subsidiary limited liability company in which the Developer holds more than fifty percent (50%) of the voting interest ("Control"). "Control" means possession, directly or indirectly, of the power to direct or cause the direction of the management and 4 ORANGE\EHULL\62831.9 policies of an entity, whether by ownership of equity interests, by contract, or otherwise. Upon any permitted assignment by the Developer, the Developer and its assignee shall execute and deliver to the Agency such documentation as the Agency may reasonably require to reflect such assignment and the assignee's assumption of the Developer's obligations under this Agreement, and upon the execution and delivery of such documentation, such assignee shall thereafter be deemed the "Developer" under this Agreement for all purposes. Notwithstanding the foregoing, the Developer shall remain jointly and severally liable for all promises, agreements and obligations arising hereunder. 8. Developer Obligations to Review Draft Agreements, Attend Meetings, and Provide • Information to Agency. (a) During the Negotiation Period, the Developer shall diligently review and comment on drafts of a DDA prepared by the Agency's legal counsel and, if the terms and conditions of such a DDA are fully agreed upon between Agency staff and the Developer, submit the DDA executed by the authorized representative(s) of the Developer to the Agency Executive Director for submission to the Agency governing body for review and approval or disapproval. Any future DDA shall consist of terms and conditions acceptable to both the Developer and the Agency governing body, in their respective sole and absolute discretion. (b) During the Negotiation Period, the Developer shall also keep Agency staff advised on the progress of the Developer in performing its obligations under this Agreement, on a regular basis or as reasonably requested by Agency staff, including, without limitation,having one or more of the Developer's employees or consultants who are knowledgeable regarding this Agreement, the design and planning of the Project and the progress of negotiation of a DDA, such that such Person(s) can meaningfully respond to Agency and/or Agency staff questions regarding the progress of the design and planning of the Project or the negotiation of a DDA, attend both: (1) meetings every other week with Agency staff, as reasonably scheduled by Agency staff during the Negotiation Period (each, a "Meeting"), and (2) meetings of the Agency governing body, when reasonably requested to do so by Agency staff. (c) Developer shall provide, in a timely manner, to Agency all reports, investigations, analysis and information related to, associated with or resulting from the acquisition of the Lewis Parcels (defined below). 9. Developer to Pay All Costs and Expenses. All fees or expenses of appraisers,brokers, engineers, architects, financial consultants, legal,planning or other consultants or contractors, retained by the Developer for any appraisal, study, analysis, evaluation, report, schedule, estimate, environmental review, planning and/or design activities, drawings, specifications or other activity or matter relating to the Property or the Project or negotiation of a DDA that may be undertaken by the Developer during the Negotiation Period, pursuant to or in reliance upon this Agreement or in the Developer's discretion, regarding any matter relating to a DDA,the Property or the Project, shall be the sole responsibility of and undertaken at the sole cost and expense of the Developer and no such activity or matter shall be deemed to be undertaken for the benefit of, at the expense of or in reliance upon the Agency. The Developer shall also pay all fees, charges and costs, make all deposits and provide all bonds or other security associated with the submission to and processing by the City and/or the Agency of any and all applications and other documents and information to be submitted to the City and/or the Agency by the Developer pursuant to this Agreement or otherwise associated with the Project. The Agency shall not be obligated to pay or reimburse any expenses, fees, charges or costs incurred by the Developer in pursuit of any study, analysis, evaluation, report, schedule, estimate, environmental review, planning and/or design activities, drawings, specifications or other activity or matter relating to the Property or the Project or negotiation of a DDA 5 ORANGE\EHULL\62831.9 that may be undertaken by the Developer during the Negotiation Period,whether or not this Agreement is, eventually, terminated or extended or a DDA is entered into between the Agency and the Developer, in the future. 10. Agency Not To Negotiate With Others. (a) During the Negotiation Period, the Agency and Agency staff shall not negotiate with any other Person regarding the sale or redevelopment of the Property. The term"negotiate,"as used in this Agreement, means and refers to engaging in any discussions with a Person other than the Developer, regardless of how initiated, with respect to that Person's redevelopment of the Property to the total or partial exclusion of the Developer from redeveloping the Property, without the Developer's prior express written consent, subject to the provisions of Section 10(b) and further provided that the Agency may receive and retain unsolicited offers regarding redevelopment of the Property, but the Agency shall neither negotiate with the proponent of any such offer during the Negotiation Period nor solicit any such non-Developer offers during the Negotiation Period; provided, however, that the Agency may discuss the fact that the Agency is a party to this Agreement. (b) Implementation of the Redevelopment Plan shall be and remain in the sole and exclusive purview and discretion of the Agency. Nothing in this Agreement shall limit, prevent, restrict or inhibit the Agency from providing any information in its possession or control that would customarily be furnished to Persons requesting information from the Agency concerning the Agency's activities, goals, matters of a similar nature relating to implementation of the Redevelopment Plan or as required by law to be disclosed,upon request or otherwise. (c) The Developer acknowledges and agrees that the Agency has certain obligations pursuant to CRL, the Redevelopment Plan, the Implementation Plan and the OP Rules to solicit and consider proposals from owners of real property located within the Project Area for redevelopment of their real property and that nothing in this Agreement shall limit the Agency's solicitation or consideration of such proposals, including, without limitation, proposals for redevelopment of all or any portion of the Property from an owner or owners or real property comprising the Property, but only to the extent required by CRL or the Agency's Redevelopment Plan and related documents. Agency has extended all such required Owner Participation Rights prior to the execution of this Agreement. 11. Acknowledgments and Reservations. (a) The Agency and the Developer agree that, if this Agreement expires or is terminated for any reason, or a future DDA is not approved and executed by both the Agency and the Developer, for any reason, then, except as provided in Section 12 below, neither the Agency nor the Developer shall be under any obligation, nor have any liability to each other or any other Person regarding the sale or other disposition of the Property or the redevelopment of the Project or the Property. (b) The Developer acknowledges and agrees that no provision of this Agreement shall be deemed to be an offer by the Agency, nor an acceptance by the Agency of any offer or proposal from the Developer for the Agency to convey any estate or interest in the Property to the Developer or for the Agency to provide any financial or other assistance to the Developer for redevelopment of the Project or the Property. (c) The Developer acknowledges and agrees that the Developer has not acquired,nor will acquire, by virtue of the terms of this Agreement, any legal or equitable interest in real or personal property from the Agency. 6 ORANGE\EHULL\62831.9 (d) Certain development standards and design controls for the Project may be established between the Developer and the Agency, but it is understood and agreed between the Agency and the Developer that the Project and the redevelopment of the Property must conform to all Agency, City and other applicable governmental development, land use and architectural regulations and standards. Drawings, plans and specifications for the Project shall be subject to the approval of the Agency and the City, through the standard development application process for redevelopment projects within the Project Area. Nothing in this Agreement shall be considered approval of any plans or specifications for the Project or of the Project itself by either the Agency or the City. (e) The Agency reserves the right to reasonably obtain further information, data and commitments to ascertain the ability and capacity of the Developer to lease, develop and operate the Property and/or the Project. The Developer acknowledges that it may be requested to make certain financial disclosures to the Agency, its staff, legal counsel or other consultants,as part of the financial due diligence investigations of the Agency relating to the potential sale of the Property and redevelopment of the Project on the Property by the Developer and that any such disclosures may become public records. The Agency shall maintain the confidentiality of financial information of the Developer to the extent allowed by law, as determined by the City Attorney. (f) Except as provided in Section 12 below, the Agency shall not be deemed to be a Party to any agreement for the acquisition of, lease of or disposition of real or personal property, the provision of financial assistance to the Developer or development of the Project on the Property or elsewhere, until the terms and conditions of a complete future DDA are considered and approved by both the City Council and the Agency governing body, in their respective sole and absolute discretion, following the conclusion of one or more duly noticed public hearings, as required by law. The Developer expressly acknowledges and agrees that the Agency will not be bound by any statement, promise or representation made by Agency staff or representatives during the course of negotiations of a future DDA and that the Agency shall only be legally bound upon the approval of a complete DDA by both the City Council and the Agency governing body, in their respective sole and absolute discretion, following one or more duly noticed public hearings, as required by law. 12. Agency to Acquire Developer Property. (a) Developer has attempted to acquire the Developer Parcels, including the "O'Bryant Parcels," more particularly described on Exhibit "D" attached to and made a part of this Agreement. During the Negotiation Period, Developer is anticipated to close escrow on and acquire fee title to the O'Bryant Parcels. Provided Developer has obtained fee title to the O'Bryant Parcels free and clear of all liens, taxes, assessments, leases, easements, and encumbrances, except those listed on Exhibit "E" attached to and made a part of this Agreement, prior to the expiration of the Negotiation Period (the "Expiration Date"), the Agency hereby agrees that upon the Expiration Date without the execution by the Parties of a DDA, the Agency shall purchase from Developer or an affiliate of Developer the O'Bryant Parcels ("Agency Acquisition"). The Agency Acquisition shall close no later than ninety (90) days after the Expiration Date; provided, however, that, in the event the "Appraisal" (as defined in Section 12(d)) has not been completed by the end of such ninety (90)-day period, this period shall automatically be extended until sixty (60) days after the Agency's receipt of the Appraisal. Developer shall provide documentation to accomplish the Agency's Acquisition consistent with other provisions of this Section 12, and subject to the Agency's approval, not to be unreasonably withheld, conditioned, or delayed. 7 ORANGE\EHULL\62831.9 (b) The Parties acknowledge and agree that Developer is under contract to acquire the O'Bryant Parcels (the "O'Bryant Purchase and Sale Contract") as the result of successful arms- length negotiations between Developer and the current owners of the O'Bryant Parcels. The acquisition price negotiated by Developer is not less than the fair market value of the O'Bryant Parcels and is anticipated by Developer to be the full and complete sum of all costs for the acquisition of fee title. After Developer executes this Agreement and through the end of the Negotiation Period, Developer shall not amend, modify, or supplement the O'Bryant Purchase and Sale Contract without the prior written consent of the Agency, such consent not to be unreasonably withheld, conditioned, or delayed. Developer shall not encumber the O'Bryant Parcels without the prior written consent of the Agency, such consent not to be unreasonably withheld, conditioned, or delayed. (c) The Agency shall pay to Developer the total purchase price paid by Developer to the owners of the O'Bryant Parcel and all related costs actually paid by Developer as evidenced by the escrow closing statements issued by the escrow company pursuant to the O'Bryant Purchase and Sale Contract at the time of Developer's acquisition of the O'Bryant Parcels. (d) The Agency's obligation to acquire the O'Bryant Parcels is conditioned solely upon the following (1) the failure of the Parties to enter into a DDA on or before the Expiration Date; and (2) the submittal by Developer and approval by Agency, not to be unreasonably withheld, conditioned, or delayed, of an appraisal (the "Appraisal") prepared by an MAI appraiser with at least ten (10) years of experience in residential appraisals in the County of Los Angeles and surrounding communities certifying that the fair market value of the O'Bryant Parcels, taking into account all of the circumstances of the O'Bryant Purchase and Sale Contract (including, without limitation, any appropriate assemblage premium and the fact that the sellers under the O'Bryant Purchase and Sale Contract may not have been "willing sellers" within the accepted definition of"fair market value"). (e) Developer and Agency shall split all fees, costs, and charges associated with the acquisition of the O'Bryant Parcels by the Agency pursuant to this Section 12. 13. Nondiscrimination. The Developer shall not discriminate against nor segregate any person, or group of persons on account of race, color, creed, religion, sex, marital status, handicap, national origin or ancestry in undertaking its obligations under this Agreement. 14. Limitation on Damages and Remedies. (a) THE DEVELOPER AND THE AGENCY ACKNOWLEDGE THAT IT IS EXTREMELY DIFFICULT AND IMPRACTICAL TO ASCERTAIN THE AMOUNT OF DAMAGES THAT WOULD BE SUFFERED BY THE DEVELOPER UPON THE BREACH OF THIS AGREEMENT BY THE AGENCY. HAVING MADE DILIGENT BUT UNSUCCESSFUL ATTEMPTS TO ASCERTAIN THE ACTUAL DAMAGES THE DEVELOPER WOULD SUFFER UPON THE BREACH OF THIS AGREEMENT BY THE AGENCY, THE DEVELOPER AND THE AGENCY AGREE THAT A REASONABLE ESTIMATE OF THE DEVELOPER'S DAMAGES IN SUCH EVENT IS TEN THOUSAND DOLLARS ($10,000) AND THE RETURN OF THE DEVELOPER'S INITIAL DEPOSIT (COLLECTIVELY, "LIQUIDATED DAMAGES AMOUNT"). THEREFORE, UPON THE BREACH OF THIS AGREEMENT BY THE AGENCY, THE AGENCY SHALL PAY THE LIQUIDATED DAMAGES AMOUNT TO THE DEVELOPER AND THIS AGREEMENT SHALL TERMINATE. RECEIPT OF THE LIQUIDATED DAMAGES AMOUNT 8 ORANGE\EHULL\62831.9 SHALL BE THE DEVELOPER'S SOLE AND EXCLUSIVE REMEDY ARISING FROM ANY BREACH OF THIS AGREEMENT BY THE AGENCY. Initials of Authorized Initials of Authorized Representative of Agency Representative of Developer (b) THE AGENCY AND THE DEVELOPER EACH ACKNOWLEDGE AND AGREE THAT THE AGENCY WOULD NOT HAVE ENTERED INTO THIS AGREEMENT, IF IT WERE TO BE LIABLE TO THE DEVELOPER FOR ANY MONETARY DAMAGES, MONETARY RECOVERY OR ANY REMEDY OTHER THAN TERMINATION OF THIS AGREEMENT AND PAYMENT OF THE LIQUIDATED DAMAGES AMOUNT. ACCORDINGLY, THE AGENCY AND THE DEVELOPER AGREE THAT THE DEVELOPER'S SOLE AND EXCLUSIVE RIGHT AND REMEDY UPON THE BREACH OF. THIS AGREEMENT BY THE AGENCY IS TO TERMINATE THIS AGREEMENT AND RECEIVE THE LIQUIDATED DAMAGES AMOUNT. (c) THE DEVELOPER ACKNOWLEDGES THAT IT IS AWARE OF THE MEANING AND LEGAL EFFECT OF CALIFORNIA CIVIL CODE SECTION 1542, WHICH PROVIDES: A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS OR HER FAVOR AT THE TIME OF EXECUTING THE RELEASE, WHICH IF KNOWN BY HIM OR HER WOULD HAVE MATERIALLY AFFECTED HIS OR HER SETTLEMENT WITH THE DEBTOR. (d) CALIFORNIA CIVIL CODE SECTION 1542 NOTWITHSTANDING, IT IS THE INTENTION OF THE DEVELOPER TO BE BOUND BY THE LIMITATION ON DAMAGES, RECOVERY AND REMEDIES SET FORTH IN THIS SECTION 12, AND THE DEVELOPER HEREBY RELEASES ANY AND ALL CLAIMS AGAINST THE AGENCY FOR MONETARY DAMAGES, MONETARY RECOVERY OR OTHER LEGAL OR EQUITABLE RELIEF RELATED TO ANY BREACH OF THIS AGREEMENT, EXCEPT RECEIPT OF THE LIQUIDATED DAMAGES AMOUNT, WHETHER OR NOT ANY SUCH RELEASED CLAIMS WERE KNOWN OR UNKNOWN TO THE DEVELOPER AS OF THE EFFECTIVE DATE OF THIS AGREEMENT. THE DEVELOPER SPECIFICALLY WAIVES THE BENEFITS OF CALIFORNIA CIVIL CODE SECTION 1542 AND ALL OTHER STATUTES AND JUDICIAL DECISIONS (WHETHER STATE OR FEDERAL) OF SIMILAR EFFECT WITH REGARD TO THE LIMITATIONS ON DAMAGES AND REMEDIES AND WAIVERS OF ANY SUCH DAMAGES AND REMEDIES CONTAINED IN THIS SECTION 12. Initials of Authorized Initials of Authorized Representative of Agency Representative of Developer 15. Default. (a) Failure or delay by either Party to perform any material term or provision of this Agreement shall constitute a default under this Agreement. If the Party who is claimed to be in default by the other Party cures, corrects or remedies the alleged default within twenty-one (21) calendar days after 9 ORANGE\EHULL\62831.9 receipt of a written"Notice of Default" (as defined in Section 15(b)), such Party shall not be in default under this Agreement. The notice and cure period provided in the immediately preceding sentence shall not, under any circumstances, extend the Negotiation Period. If there are less than twenty-one (21) days remaining in the Negotiation Period, the cure period allowed pursuant to this Section 15(a) shall be automatically reduced to the number of days remaining in the Negotiation Period. (b) The Party claiming that a default has occurred shall give written notice of default ("Notice of Default")to the Party claimed to be in default, stating, with reasonable specificity, the nature of the alleged default and the actions necessary to cure such allege default. However, the injured Party shall have no right to exercise any remedy for a default under this Agreement, without first delivering such written Notice of Default. (c) Any failure or delay by a Party in asserting any of its rights or remedies as to any default shall not operate as a waiver of any default or of any rights or remedies associated with a default. (d) If a default of either Party remains uncured for more than twenty-one (21) calendar days following receipt of a written Notice of Default, a "breach" of this Agreement by the defaulting Party shall be deemed to have occurred. In the event of a breach of this Agreement, the sole and exclusive remedy of the Party who is not in default shall be to terminate this Agreement by serving written notice of termination ("Notice of Termination") on the Party in breach, effective upon receipt, and, in the case of a breach by the Agency, the Developer shall also be entitled to receive the Liquidated Damages Amount. Upon receipt by the breaching Party of the Notice of Termination(and in the case of a breach by the Agency, receipt by the Developer of the entire Liquidated Damages Amount),neither Party shall have any further rights against or obligation to the other Party. 16. Compliance with Law. The Developer acknowledges that any future DDA, if approved by the governing body of the Agency, will require the Developer (among other things) to carry out the development of the Project in conformity with all applicable laws, including all applicable building, planning and zoning laws,environmental laws, safety laws and federal and state labor and wage laws. 17. Press Releases. The Developer agrees to obtain the approval of the Agency Executive Director or his or her designee or successor in function of any press releases Developer may propose relating to the redevelopment of the Property or negotiation of a DDA with the Agency, prior to publication. 18. Notice. All notices required under this Agreement shall be presented in person, by nationally recognized overnight delivery service or by facsimile and confirmed by first class certified or registered United States Mail,with return receipt requested,to the address and/or fax number for the Party set forth in this Section 16. Notice shall be deemed confirmed by United States Mail effective the third (3rd) business day after deposit with the United States Postal Service. Notice by personal service or nationally recognized overnight delivery service shall be effective upon delivery. Either Party may change its address for receipt of notices by notifying the other Party in writing. Delivery of notices to courtesy copy recipients shall not be required for valid notice to a Party. 10 ORANGE\EI4ULL\62831.9 TO DEVELOPER: Lewis Investment Company,LLC do Lewis Operating Corp. 1156 North Mountain Avenue Upland, CA 91786 Attention: Mr.John M. Goodman Facsimile: (909) 949-6700 COPY TO: Lewis Operating Corp. 1156 North Mountain Avenue Upland, CA 91786 Attention: Kenneth P. Corhan,Esq. Facsimile: (909) 949-6725 TO AGENCY: Redevelopment Agency of the City of Azusa 213 East Foothill Boulevard Azusa, California 91702 Attention: Executive Director Facsimile: (626) 334-5464 COPY TO: Best Best&Krieger, LLP 5 Park Plaza Irvine, California Attention: Elizabeth Hull Facsimile: (949)260-0972 19. Warranty Against Payment of Consideration for Agreement. The Developer warrants that it has not paid or given, and will not pay or give, any third party any money or other consideration for obtaining this Agreement. Third parties, for the purposes of this Section 19, shall not include Persons to whom fees are paid for professional services, if rendered by attorneys, financial consultants, accountants, engineers, architects and other consultants, when such fees are considered necessary by the Developer. 20. Acceptance of Agreement by Developer. The Developer shall acknowledge its acceptance of this Agreement by delivering to the Agency three (3) original counterpart executed copies of this Agreement signed by the authorized representative(s)of the Developer. 21. Counterpart Originals. This Agreement may be executed by the Agency and the Developer in multiple counterpart originals, all of which together shall constitute a single agreement. 22. No Third-Party Beneficiaries. Nothing in this Agreement is intended to benefit any Person other than the Agency or the Developer. 23. Governing Law. The Agency and the Developer acknowledge and agree that this Agreement was negotiated, entered into and is to be fully performed in the City of Azusa, California. The Agency and the Developer agree that this Agreement shall be governed by, interpreted under, and construed and enforced in accordance with the laws of the State of California,without application of such laws' conflicts of laws principles. 11 ORANGE\EHULL\62831.9 24. Waivers. No waiver of any breach of any term or condition contained in this Agreement shall be deemed a waiver of any preceding or succeeding breach of such term or condition,or of any other term or condition contained in this Agreement. No extension of the time for performance of any obligation or act, no waiver of any term or condition of this Agreement, nor any modification of this Agreement shall be enforceable against the Agency or the Developer, unless made in writing and executed by both the Agency and the Developer. 25. Construction. Headings at the beginning of each section and sub-section of this Agreement are solely for the convenience of reference of the Agency and the Developer and are not a part of this Agreement. Whenever required by the context of this Agreement, the singular shall include the plural and the masculine shall include the feminine and vice versa. This Agreement shall not be construed as if it had been prepared by one or the other of the Agency or the Developer, but rather as if both the Agency and the Developer prepared this Agreement. Unless otherwise indicated, all references to sections are to this Agreement. All exhibits referred to in this Agreement are attached to this Agreement and incorporated into this Agreement by this reference. If the date on which the Agency or the Developer is required to take any action pursuant to the terms of this Agreement is not a business day of the Agency, the action shall be taken on the next succeeding business day of the Agency. The Parties hereto acknowledge and agree that each has been given the opportunity to review this Agreement independently with legal counsel and other professionals of each Party's own choosing, and/or has the requisite experience and sophistication to understand, interpret, and agree to the particular language of the provisions hereof. All words, unless otherwise specifically defined in this Agreement, shall have their ordinary meanings as set forth in any dictionary of American English in common usage; there are no secret or code words. Any capitalized word, term, or phrase not otherwise defined in any Exhibit shall have the meaning assigned to it in this Agreement. The Parties have equal bargaining power, and intend the plain meaning of the provisions herein. In the event of an ambiguity in or dispute regarding the interpretation of same, the interpretation of this Agreement shall not be resolved by any rule of interpretation providing for interpretation against the Party who causes the uncertainty to exist or against the draftsman. 26. Attorneys' Fees. If either Party hereto files any action or brings any action or proceeding against the other arising out of this Agreement, then the prevailing Party shall be entitled to recover as an element of its costs of suit,and not as damages, its reasonable attorneys' fees as fixed by the court, in such action or proceeding or in a separate action or proceeding brought to recover such attorneys' fees. For the purposes hereof the words"reasonable attorneys' fees"mean and include, in the case of such Party, salaries and expenses of the lawyers employed by such Party(allocated on an hourly basis)who may provide legal services to such Party in connection with the representation of such Party in any such matter. [Signatures on Following Page] 12 ORAN GE\EHULL\62831.9 IN WITNESS WHEREOF, the Agency and the Developer have executed this Exclusive Negotiation Agreement on the dates indicated next to each of the signatures of their authorized representatives, as appear below. DEVELOPER: LEWIS INVESTMENT COMPANY, LLC, a California limited liability company Dated: By: LEWIS OPERATING CORP., a California corporation Its Sole Manager By: Name: Its: AGENCY: REDEVELOPMENT AGENCY OF THE CITY OF AZUSA Dated: By: Name: F. M.Delach Its: Executive Director ATTEST: By: Agency Secretary APPROVED AS TO FORM: BEST BEST&KRIEGER,LLP By: Agency Counsel LIST OF EXHIBITS: Exhibit A- Depiction of Project Area Exhibit B - List of Parcels Exhibit C- Milestone Schedule Exhibit D- Legal Description of O'Bryant Parcels Exhibit E- O'Bryant Parcels Title Exceptions 13 ORANGE\EHULL\62831.9 EXHIBIT"A" TO SECOND EXCLUSIVE NEGOTIATION AGREEMENT Depiction of Project 1 t f E t EMIL I'"w�w li #f ;E��1'iB101,1113111111111 yy�6� �i I�SS'1 Ii i� a�' .,,,..,,,,,,,::,,,,,..a a „A1�� +r iv*H:',400tlhP %1��uW�y4�'�dh�,,,�f��wi'1 gk 11 �-�"a „. ,�; tied e n ” }'� ^4l SIM ����,,kl'�s��'' 1 _,---j, 2Q() E2t Y ^+,� _ M �'�-� ate "" 7 —' i -, a - " 'a.• d llig 1 1 Ilm ii x .i ''' C 11 .0 u�yp Viy�4k�ay�(,p 1$uPoi li 1 4ylll�l6 r��Y" 'x `14 P_'w`!4J' kIHd� R Jk� _ _ I HIH ST :. fi -7..,,,,,,,,, ! r 1 f iZ4 r j ' gl 4 J 1 , F ::______:_____j : : ! ,, PD WLL.MVO FE3M rMILL®LVD 3 i , , Exhibit A ;: A` Curer:EN:, Downtown North Redevelopment Area fhe CLi iM,.- .,7w raMp ftedbvWwn,SWICGOI T_,.. 4!nb`.':i v�..?....0*.U'...m.^'. .7,-,..., EXHIBIT A ORANGE\EHULL\62831.9 EXHIBIT"B" TO SECOND EXCLUSIVE NEGOTIATION AGREEMENT ASSESSOR PARCEL NUMBERS Agency Parcels 8608-027-905 8608-027-906 8608-028-907 8608-025-902 8608-025-906 8608-025-903 8608-025-904 8608-025-905 8608-027-907 8608-025-016 8608-025-011 8608-025-012 8608-025-013 Developer Parcels 8608-027-005 8608-027-006 8608-027-001 8608-027-002 8608-027-003 ORANGE\EHULL\62831.9 EXHIBIT"C" TO SECOND EXCLUSIVE NEGOTIATION AGREEMENT MILESTONE SCHEDULE Milestone Description Schedule 1.0 Conceptual Phase 1.1 Conceptual Site Submission of 2 site Within 30 days of Plans alternatives Section 5(a) effective date of ENA 1.2 Approval of Approval by Agency staff Within 30 days of Conceptual Site submission of 1.1 Plans 1.3 Design Plans Submission of site plans, Within 30 days of architecture and building approval of 1.2 elevations Section 5(b) 1.4 Approval of Design Approval by Agency Board Within 45 days of 1.3 Plans 2.0 General Plan/Zoning Submission of applications for Within 60 days of appropriate general plan and effective date of ENA zone changes Section 5(c) 3.0 Tenant List/Financial Submission of project pro- Within 90 days of the Commitment Letter and forma Sections 5(d), (f) and effective date of ENA 2011 open date from a (g) Supermarket/Project Finances/Pro-Forma 4.0 Project Schedule Submission of schedule Within 90 days of Section 5(e) effective date of ENA 5.0 Dispositions and Agency submittal of draft Within 90 days of Development DDA effective date of ENA Agreements (subject to extension) 6.0 Redevelopment Agency submittal of draft Within 180 days of the Agency/City Council DDA effective date of ENA Public Hearings on DDA ORANGE\EHULL\62831.9 EXHIBIT"D"TO SECOND EXCLUSIVE NEGOTIATION AGREEMENT LEGAL DESCRIPTION OF O'BRYANT PARCELS Real property in the City of Azusa, County of Los Angeles, State of California, described as follows: THAT PORTION OF LAND DESCRIBED IN CERTIFICATE OF COMPLIANCE FOR A LOT MERGER AS EVIDENCED BY DOCUMENT RECORDED MARCH 4, 2009 AS INSTRUMENT NO. 2009-306247 OF OFFICIAL RECORDS, BEING MORE PARTICULARLY DESCRIBED AS FOLLOWS: LOTS 2 AND 3 IN BLOCK 19 IN THE CITY OF AZUSA, AS PER MAP RECORDED IN BOOK 15, PAGE 93 TO 96 INCLUSIVE OF MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY. APN: 8608-027-003 and 8608-027-002 ORANGE\EHULL\62831.9 EXHIBIT"E" TO SECOND EXCLUSIVE NEGOTIATION AGREEMENT O'BRYANT PARCELS TITLE EXCEPTIONS 1. General and special taxes and assessments for the fiscal year 2009-2010 to the extent they are a lien not yet due or payable. 2. The lien of supplemental taxes, if any, assessed pursuant to Chapter 3.5 commencing with Section 75 of the California Revenue and Taxation Code. 3. The fact that the land lies within the boundaries of The Azusa Central Business District Redevelopment Project Area, as disclosed by the document recorded July 16, 1979 as Instrument No. 776740 of Official Records. 4. An easement for constructing, maintaining, using as a walkway for ingress, egress and incidental purposes,recorded June 29, 2000 as Instrument No. 00-996355 of Official Records. In Favor of: Rodney E. Eckis and Lucille C. Eckis and their heirs, successors and assignees Affects: As described therein 5. A document recorded August 19, 2008 as Instrument No. 20081490412 of Official Records. From: Jose M. Raygoza and Sandra G. Mateos, husband and wife as joint tenants To: Steven O'Bryant and Betty J. Westfall, husband and wife as joint tenants ORANGE\EHULL\62831.9 OF 10 *Skticcr 4,114 AZUSA AGENCY AGENDA ITEM TO: THE HONORABLE CHAIRPERSON AND MEMBERS OF THE AGENCY BOARD FROM: KURT E.CHRISTIANSEI ECONOMIC AND COMMUNITY DEVELOPMENT DIRECTOR VIA: F.M. DELACH, CITY MANAGER/EXECUTIVE DIRECTOR/0V DATE: DECEMBER 21, 2009 SUBJECT: PURCHASE AGREEMENT FOR THE ACQUISITION OF THE REAL PROPERTY LOCATED AT 229 S. AZUSA AVENUE (ENTERPRISE PROPERTY) RECOMMENDATION It is recommended that the Agency Board adopt a resolution approving the Purchase Agreement for the acquisition of the property located 229 S. Azusa Avenue (Enterprise Property). BACKGROUND In order to eliminate blight in the Central Business District, the Agency Board adopted the Amended and Restated Redevelopment Plan for the Merged Central Business District and West End Redevelopment Project Area("Project Area"),in 2003. One vehicle for the elimination of blight is the assemblage of improved,odd- shaped parcels into a single, larger"squared-off"parcel. Such assemblage can have the economic benefit of: (a)eliminating any functional inefficiency or obsolescence caused by the"odd-shaped"nature of a parcel,and (b)creating a larger parcel that can accommodate certain projects(i.e.hotel development)that smaller parcels would be unable to accommodate due to their size. In late August of 2009,the subject property formerly used by Enterprise Rent-A-Car for rental and servicing of automobiles became vacant. This use is not allowed under the current zoning designation and their business license expires in December 2009. Although the permit could have been renewed at this time, Enterprise vacated the premises several months ago and it appears a renewal will not take place, at which time, the property reverts to the current zone uses (commercial and residential). In early September 2009, and at the request of the Agency Board, staff began negotiations for the acquisition of the subject property. , ��\ ENTERPRISE PROPERTY �\ c\ The property located at 229 S. Azusa Avenue ("Enterprise Property") is situated within the Redevelop eizk Project Area,and is improved with a vacant office and car servicing facility with surface parking. The subjet property is an"L" shaped site made up of three parcels (APNs 8614-014-056, 057 and 058)totaling 108,665 square feet, or 2.49 acres zoned for both residential and commercial uses. It is a corner site, adjacent to the freeway off ramp, with excellent exposure and accessibility to a main thoroughfare. The site has excellent exposure from the Foothill Freeway(Interstate 210). The property is vacant,and is owned by Lillie M.Rogers Trustee of the Lillie M.Rogers Trust("Sellers"). Assemblage of this parcel,with additional adjoining parcels, could produce a single parcel available for a future commercial project which could produce the"highest and best"use of the subject site. At the direction of the Agency Board,Marvin E. Lopata&Associates,Inc.,appraised the property on October 8,2009,and determined its fair market value to be$3,810,000. Agency staff and the property owners,Lillie M. Rogers Trustee of the Lillie M. Rogers Trust(`Seller"),have negotiated, subject to Agency Board approval,a purchase price of$3,300,000 (Exhibit"A": Purchase Agreement). PURCHASE TERMS ➢ Purchase Price is $3,300,000 due at the close of escrow. ➢ Buyer shall have a 90-day due diligence period and escrow shall close within 30 days thereafter. ➢ Property is being sold in"As Is" condition subject to buyers contingencies. ➢ All parties shall cooperate with 1031 exchanges (if any) at no cost or delay to the cooperating party. ➢ Seller will provide Buyer any relevant information relating to the property currently in Sellers possession. ➢ City shall provide Buyer with a"Condemnation Letter" language to be agreeable to all parties. The sale is contingent upon a Planning Commission 65402 finding of conformance to the City of Azusa's General Plan. It is anticipated that the Planning Commission will consider the matter on December 30,2009. FISCAL IMPACT The cost for this acquisition is approximately$3,310,000 including land acquisition,escrow costs(title report, etc). Under the terms of the agreement, the Agency will deposit into escrow the sum of$50,000 when both parties have executed the agreement. Within 5 business days after the 90-day due diligence period,the Agency will deposit an additional $50,000 into to escrow. The total sum of$100,000 will be applied toward the purchase price at the close of escrow. The RDA lack sufficient funds to acquire the Enterprise site at this time.Therefore,it is proposed that the funds should come in the form of a loan from the City's General Fund to the Agency. This loan is proposed as a short term(no more than two years)interest bearing(6.5%)loan that would be evidenced in the form of a promissory note. The loan will be payable initially from the proceeds of selling the property to a private Developer. Any remaining balance will be payable from tax increment. Unpaid amounts will accrue interest annually, which will be added to principal. Any funds derived from the sale of properties acquired with these funds will first be pledged to payment of the loan. The loan terms are summarized as follows: LOAN PROJECT/AFFECTED INTEREST TERM BORROW REPAYMENT AMOUNT FUND RATE FROM FUND SOURCES $3,310,000 Merged Project-CBD Payable City: General Tax Increment, Capital Projects Fund 6.5% upon Funds Sales Proceeds demand A budget amendment reflecting this transaction is also attached for approval. FISCAL IMPACT Action will require a short term investment of City General and Rosedale Fund reserves in a loan to the Redevelopment Agency. Interest shall be payable at 6.5% interest for the term of the loan. Attachments: "A" Purchase Agreement "B" Resolution Approving Purchase "C" Plot Map "D" Resolution of Agency Requesting Loan from City "E" Resolution of City Authorizing Loan to Agency "F" Resolution Of City Appropriating Funds for Loan "G" Resolution of Agency Approving Appropriation of Loan Funds for "H" Promissory Note RESOLUTION NO A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA APPROVING APPROPRIATION AMENDMENTS FOR FISCAL YEAR 2009-10 PURSUANT TO SECTION 2-450 OF THE AZUSA MUNICIPAL CODE WHEREAS, on June 1, 2009, the City Council passed Resolution No. 09-C38, adopting the Budget and approving the appropriations for the City of Azusa for the fiscal year commencing July 1, 2007 and ending June 30, 2008; and WHEREAS, Section 2-450 of the Azusa Municipal Code provides for the amendment of said Budget, when required for the operation of the City of Azusa; and WHEREAS, certain appropriation amendments are, in fact, required as summarized below: Appropriation Amendment Summary: Appropriation of$3,310,000 to fund a loan to the Redevelopment Agency of the City of Azusa. NOW THEREFORE BE IT RESOLVED that the City Council of the City of Azusa does hereby approve the Budget Amendment and order the same to be recorded in the City's books of account and henceforth to be a part of said Budget as if adopted with the original thereof. ADOPTED AND APPROVED this day of MAYOR I HEREBY CERTIFY that the foregoing resolution was duly adopted by the City Council of the City of Azusa at a regular meeting thereof on the day of , by the following vote of City Council Members: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSTAIN: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: CITY CLERK • RESOLUTION NO. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA AUTHORIZING LOANS FOR PURPOSES OF THE MERGED REDEVELOPMENT PROJECT AREA WHEREAS, the Redevelopment Agency of the City of Azusa("Agency") is undertaking certain actions which are necessary and incidental to carrying out the Redevelopment Plan which has previously been adopted by the City of Azusa;and WHEREAS, the Agency has incurred and will continue to incur obligations for such purpose; and WHEREAS,the City of Azusa is authorized,pursuant to Section 33620,et. seq.,of the Health and Safety Code of the State of California to make loans to the Agency for the purposes of defraying said expenses; NOW,THEREFORE,BE IT RESOLVED by the City Council of the City of Azusa that: Section 1. Pursuant to the provisions of said Section 33620,et. seq.,of the Health and Safety Code,the City Council hereby authorizes to the Redevelopment Agency of the City of Azusa the following loan for the Merged Redevelopment Project. Section 2. The Agency shall accept and administer any funds loaned to it pursuant to this request in accordance with the provisions of Section 33620, et. seq., of the Health and Safety Code. Section 3. Such loan shall be evidenced by a Note of the Agency containing the following terms, in addition to all usual and customary terms: LOAN PROJECT/AFFECTED FUND INTEREST TERM BORROW REPAYMENT FUND AMOUNT RATE FROM SOURCE $3,310,000 Merged Project-CBD Capital 6.5% Payable upon City: General Tax Increment, Sales Projects Fund demand Funds Proceeds The loan listed herein is payable according to the terms of the Note. Payments will be made upon a demand made from the City to the Agency.Any unpaid amounts will accrue annually and be added to principal. The Note is payable from accumulated tax increment funds in excess of those pledged for payment of Agency bonded indebtedness, and/or from any other funds available to the Agency from which such payment may legally be made. The Note may be prepaid at any time without penalty. Section 4. The City Council of the City of Azusa is hereby authorized and directed to accept,on behalf of the Agency, the Note to the City of Azusa in accordance with the provision of Section 3 hereof Section 5. The City Clerk shall certify the adoption of this Resolution. PASSED AND ADOPTED this day of , 2009. Mayor I HEREBY CERTIFY that the foregoing resolution was duly adopted by the City of Azusa at a regular meeting thereof, held on the day of , 2009. AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSTAIN: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: City Clerk RESOLUTION NO A RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA APPROVING APPROPRIATION AMENDMENTS FOR FISCAL YEAR 2008/09 PURSUANT TO SECTION 2-450 OF THE AZUSA MUNICIPAL CODE WHEREAS, on June 1, 2009, the Agency Members passed Resolution No. 09-R27, adopting the Budget and approving the appropriations for the Redevelopment Agency of the City of Azusa for the fiscal year commencing July 1, 2009 and ending June 30, 2010; and WHEREAS, Section 2-450 of the Azusa Municipal Code provides for the amendment of said Budget, when required for the operation of the Agency; and WHEREAS, certain appropriation amendments are, in fact, required as summarized below: Appropriation Amendment Summary: Appropriation of$3,310,000 to fund the property acquisition at 229 South Azusa (Enterprise Site) and project related activities. NOW THEREFORE BE IT RESOLVED that the Agency Members of the Redevelopment Agency of the City of Azusa do hereby approve the Budget Amendment and order the same to be recorded in the Agency's books of account and henceforth to be a part of said Budget as if adopted with the original thereof. ADOPTED AND APPROVED this day of CHAIRMAN I HEREBY CERTIFY that the foregoing resolution was duly adopted by the Agency Members of the Redevelopment Agency of the City of Azusa at a regular meeting thereof on the day of , by the following vote of Agency Members: AYES: AGENCY MEMBERS: NOES: AGENCY MEMBERS: ABSTAIN: AGENCY MEMBERS: ABSENT: AGENCY MEMBERS: SECRETARY RESOLUTION NO. A RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA REQUESTING A LOAN FROM THE CITY OF AZUSA FOR PURPOSES OF THE MERGED REDEVELOPMENT PROJECT AREA WHEREAS,the Redevelopment Agency of the City of Azusa("Agency")is authorized to undertake certain actions which are necessary and incidental to the carrying out of the Redevelopment Plan which has previously been adopted by the City of Azusa,for purposes of the Merged Redevelopment Project Area;and WHEREAS,the Agency has incurred and will continue to incur obligations for such purpose;and WHEREAS,the City of Azusa is authorized,pursuant to Section 33620,et. seq.,of the Health and Safety Code of the State of California to make loans to the Agency for the purposes of defraying said expenses; NOW,THEREFORE,BE IT RESOLVED by the Agency Members of the Redevelopment Agency of the City of Azusa that: Section 1. Pursuant to the provisions of said Section 33620,et.seq.,of the California State Health and Safety Code, the Agency Members hereby authorize the Redevelopment Agency of the City of Azusa to request a Loan from the City of Azusa for purposes of the Merged Redevelopment Project. Section 2. The Agency pledges to accept and administer any funds loaned to it pursuant to this request in accordance with the provisions of Section 33620, et. seq., of the Health and Safety Code. Section 3. The Agency requests that authorization for repayment of the loan shall be evidenced by a Note(in the form attached as Exhibit A)of the Agency containing the following terms,in addition to all usual and customary terms: LOAN PROJECT/AFFECTED INTEREST TERM BORROW REPAYMENT AMOUNT FUND RATE FROM FUND SOURCE $3,310,000 Merged Project-CBD Capital Payable City:General Tax Increment, Projects Fund 6.5% Upon Funds Sales Proceeds demand The loan listed herein is payable according to the terms of the Note. Payments will be made upon demand from the City to the Agency.Any unpaid amounts will accrue annually and be added to principal. The Note is payable from accumulated tax increment funds in excess of those pledged for payment of Agency bonded indebtedness,and/or from any other funds available to the Agency from which such payment may legally be made. The Note may be prepaid at any time without penalty. Section 4. The Chairperson of the Agency or his/her designee is hereby authorized and directed to execute,on behalf of the Agency,the Note to the City of Azusa in accordance with the provisions of Section 3 hereof. Section 5. The Agency Secretary shall certify the adoption of this Resolution. PASSED AND ADOPTED this day of , 2009. Chairperson I HEREBY CERTIFY that the foregoing resolution was duly adopted by the Redevelopment Agency of the City of Azusa at a regular meeting held on the day of ,2009. AYES: AGENCY MEMBERS: NOES: AGENCY MEMBERS: ABSTAIN: AGENCY MEMBERS: ABSENT: AGENCY MEMBERS: Secretary PROMISSORY NOTE MERGED REDEVELOPMENT PROJECT AREA AZUSA, CALIFORNIA December 21, 2009 For value received, the REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, a public body corporate and politic("Agency"),promises to pay the CITY OF AZUSA, a municipal corporation and general law city organized and existing under the laws of the State of California("City"), the estimated sum of THREE MILLION THREE HUNDRED AND TEN THOUSAND DOLLARS AND NO/100($3,310,000),revised as necessary to reflect actual expenditures,with interest thereon from the date of execution of this Note at the annual interest rate of 6.5%. The principal and interest are payable annually. Any unpaid amounts will accrue annually and be added to principal. The Note is payable from tax increment revenues in excess of those pledged for Agency bonded indebtedness,property sales proceeds, bond proceeds designated to repay this note, and/or any other resources available to the Agency from which such payment may legally be made,allocated to and received by the Agency for the Merged Redevelopment Project Area. The term of the note shall be payable upon demand,unless extended by mutual consent ofboth parties. This note is issued in connection with the provision of funds to finance redevelopment activities of the Merged Redevelopment Project Area. The Merged Project provides for tax increment financing in accordance with the provisions of the California Health and Safety Code. The Agency is authorized, with the consent of the Board of Directors,to undertake certain actions which are necessary and incidental to carrying out the Redevelopment Plan which has previously been adopted by the City of Azusa, for purposes of the Merged Redevelopment Project area. The City Council has authorized the loan for purposes of funding property acquisitions,administrative expenses and project related activities. This note is issued under the authority and pursuant to the Community Redevelopment Law, commencing with Section 33600 of the Health and Safety Code of the State of California, as amended. Each payment shall be credited first to principal due and the remainder to interest;and interest shall thereupon cease upon the principal so credited. Any unpaid interest shall accrue and be added to the outstanding principal balance. In event of default in payment of any amount as herein provided, then the entire amount shall become due at the option of the City of Azusa. Principal and interest shall be payable in lawful money of the United States at Azusa, California. Demand, presentment for payment, protest and notice of protest are hereby waived. REDEVELOPMENT AGENCY OF THE CITY OF AZUSA By: Chairperson PROPERTY ACQUISITION/CBD C.\DOCUME-1\AZUSAU-2\LOCALS--1\TEMP\XPGRP WISE\AGENCY RESO REQUESTING$3.31 M LOAN.DOC DISCUSSION DRAFT NO. 1 [ ] REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S. Azusa Avenue) by and between the REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, a public body, corporate and politic, and LILLIE ROGERS, TRUSTEE OF THE CLIFTON & LILLIE ROGERS LIVING TRUST DATED 1994 & THE ROGERS FAMILY BYPASS TRUST DATED [Dated as of December 16, 2009, for reference purposes only] ORANGE\SKLEINBERG\63657.2 DISCUSSION DRAFT NO. 1 [ 1 REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S. Azusa Avenue) THIS REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S. Azusa Avenue) (this "Agreement") is dated as of December 16, 2009, for reference purposes only, and is entered into by and between the Redevelopment Agency of the City of Azusa, a public body, corporate and politic, exercising governmental functions and powers, and organized and existing pursuant to the Community Redevelopment Law of the State of California, Health and Safety Code Sections 33000, et seq. (the "Agency"), and Lillie Rogers, Trustee of the Clifton & Lillie Rogers Living Trust dated 1994 and the Rogers Family Bypass Trust dated ("Seller"). The Agency and Seller enter into this Agreement with reference to the following recited facts (each a"Recital"): RECITALS A. Seller is the owner in fee of certain parcels of real property located at 229 South Azusa Avenue, Azusa, California 91702, APN 8614-014-056, 8614-014-057 and 8614-014-058, further described in Exhibit"A"to this Agreement ("Property"). B. The Property is located within the Merged Redevelopment Project Area, a redevelopment planning area designated by the Agency in accordance with California Health and Safety Code Section 33310 et seq. C. The Agency desires to purchase the Property for the purposes of redevelopment pursuant to California Health and Safety Code Section 33391. D. The acquisition of the Property will further the health, safety and general welfare of the residents of Azusa. E. Seller desires to sell to the Agency and Agency desires to purchase from Seller the Property, upon the terms and conditions set forth herein. NOW, THEREFORE, FOR GOOD AND VALUABLE CONSIDERATION AND THE PROMISES AND COVENANTS OF THE AGENCY AND SELLER SET FORTH IN THIS AGREEMENT, THE AGENCY AND SELLER AGREE, AS FOLLOWS: ARTICLE 1 DEFINITIONS 1.1 Defined Terms. The following words, terms and phrases are used in this Agreement with the following meanings, unless the particular context of usage of a word, term or phrase requires another interpretation: 1.1.1 "Agency" means the Redevelopment Agency of the City of Azusa, a public body, corporate and politic. ORANGE\SKLEINBERG\63657.2 1 DISCUSSION DRAFT NO. 1 1 1.1.2 "Agency Parties" means, collectively, the Agency, its governing body, elected officials, employees, agents and attorneys. 1.1.3 "Agency Party" means, individually, the Agency, its governing body, elected officials, employees, agents or attorneys. 1.1.4 "Benefits" shall have the meaning ascribed to the term in Section 2.7.1. 1.1.5 "Broker" means TVM Commercial Realty Group, Inc, attention Frank Artura, President, 420 Base Line Road Suite E, Glendora, CA 91740, telephone: (626) 852-4221, Facsimile: (626) 852-4227, who shall be paid a brokerage fee by Seller in a sum equal to four percent (4%) of the Purchase Price. 1.1.6 "CEQA" means the California Environmental Quality Act, Public Resources Code Sections 21000, et seq. 1.1.7 "CEQA Document" means any applicable exemption determination, any Negative Declaration (mitigated or otherwise) or any Environmental Impact Report (including any addendum or amendment to, or subsequent or supplemental Environmental Impact Report) required or permitted by the Agency, pursuant to CEQA, to approve this Agreement. 1.1.8 "City"means the City of Azusa, California. 1.1.9 "Claim" means any claim, loss, cost, damage, expense, liability, lien, action, cause of action (whether in tort, contract, under statute, at law, in equity or otherwise), charge, award, assessment, fine or penalty of any kind (including consultant and expert fees and expenses, Legal Costs of counsel retained by the Agency Parties, costs of staff time and investigation costs of whatever kind or nature), and any judgment, including any such matter relating to or arising from: (i) injury to any Person (including death at any time resulting from that injury); (ii) loss of, injury or damage to, or destruction of property (including all loss of use resulting from that loss, injury, damage, or destruction) regardless of where located, including the property of the Agency Parties; (iii) any matter described in Section 5.14 (Real Estate Commissions); (iv) any Environmental Claim; or (v) enforcement of any indemnity obligation under this Agreement. 1.1.10 "Close of Escrow" means completion of each of the actions set forth in Section 3.7 by the Escrow Agent for the conveyance of the Property from Seller to the Agency through the Escrow. 1.1.11 "County"means the County of Los Angeles, California. 1.1.12 "Default"means any Monetary Default or Non-Monetary Default. 1.1.13 "Default Interest" means interest at an annual rate equal to the lesser of: (i) ten percent (10%) per annum; or(ii) the Usury Limit. ORANGE\SKLEINBERG\63657.2 2 • DISCUSSION DRAFT NO. 1 [ 1 1.1.14 "Due Diligence Completion Notice" means a written Notice of the Agency delivered to both Seller and the Escrow Agent, prior to the end of the Due Diligence Period, stating the Agency's acceptance of the condition of the Property or indicating the Agency's rejection or conditional acceptance of the condition of the Property and refusal to accept a conveyance of the Property, describing in reasonable detail the actions that the Agency reasonably believes are necessary (if any) to allow the Agency to accept the condition of the Property and conveyance of the Property. 1.1.15 "Due Diligence Investigations" means the Agency's due diligence investigations of the Property to determine the suitability of the Property, including, without limitation, investigations of the environmental and geotechnical conditions of the Property, as deemed appropriate in the reasonable discretion of the Agency, all at the sole cost and expense of the Agency, except as otherwise specifically provided in this Agreement. 1.1.16 "Due Diligence Period" means the ninety (90) calendar day period commencing on the day immediately following the Effective Date and ending at 5:00 p.m Pacific Time on the ninetieth (90th) consecutive calendar day thereafter. 1.1.17 "Effective Date" means the first date on which all of the following have occurred: (i) the Agency has received three (3) counterpart originals of this Agreement executed by the authorized representative(s) of Seller; (ii) the Agency has received a certified copy of the Seller Official Action executed by the authorized representative(s) of Seller; (iii) this Agreement is approved by the Agency governing body; (iv) this Agreement is executed by the authorized representative(s) of the Agency and (v) one (1) original of this Agreement executed by the authorized representative(s) of the Agency has been delivered by the Agency to Seller. 1.1.18 "Environmental Claims" means any and all claims, demands, damages, losses, liabilities, obligations, penalties, fines, actions, causes of action, judgments, suits, proceedings, costs, disbursements and expenses, including Legal Costs and fees and costs of environmental consultants and other experts, and all foreseeable and unforeseeable damages or costs of any kind or of any nature whatsoever, directly or indirectly, relating to or arising from any actual or alleged violation of any Environmental Law or any Hazardous Substance Discharge occurring during or arising from Seller's ownership, use or occupancy of the Property or any other actions of or attributable to Seller regarding the Property. 1.1.19 "Environmental Law" means any Law regarding any of the following at, in, under, above, or upon the Property: (i) air, environmental, ground water, or soil conditions; or (ii) clean-up, remediation, control, disposal, generation, storage, release, discharge, transportation, use of, or liability or standards of conduct concerning, Hazardous Substances. 1.1.20 "Escrow" means an escrow, as defined in Civil Code Section 1057 and Financial Code Section 17003(a), that is conducted by the Escrow Agent with respect to the conveyance of the Property from Seller to the Agency, pursuant to this Agreement. 1.1.21 "Escrow Agent" means Commerce Escrow, 1545 Wilshire Blvd., Suite 600, Los Angeles, CA 90017, telephone: (213) 353-4004, facsimile: (213) 484-0417 or such other Person mutually agreed upon in writing by both the Agency and Seller in writing. ORANGE\SKLEINBERG\63657.2 3 DISCUSSION DRAFT NO. 1 1.1.22 "Escrow Agent Consent" means the Escrow Agent's consent to acting as Escrow Agent under this Agreement, in substantially the form of Exhibit "C" attached to this Agreement. 1.1.23 "Escrow Closing Date" means the earlier of: (i) on or before the fifth (5th) business day following the Escrow Agent's receipt of written confirmation from both the Agency and Seller of the satisfaction or waiver of all conditions precedent to the Close of Escrow or (ii) the thirtieth (30th) day following the Due Diligence Period. 1.1.24 "Escrow Opening Date" means the first date on which a fully executed copy of this Agreement is deposited with the Escrow Agent. 1.1.25 "Event of Default" means the occurrence of any one or more of the following: (a) Monetary Default. A Monetary Default that continues for seven (7) days after Notice from the non-defaulting Party, specifying in reasonable detail the amount of money not paid and the nature and calculation of each such payment; or (b) Non-Monetary Default. Any Non-Monetary Default that is not cured within thirty (30) days after Notice to the Party alleged to be in Default describing the Non-Monetary Default in reasonable detail, or, in the case of a Non-Monetary Default that cannot with reasonable diligence be cured within thirty (30) days after such Notice, if the Party alleged to be in Default does not do all of the following: (i) within thirty (30) days after Notice of such Non-Monetary Default, advise the other Party of the intention of the Party alleged to be in Default to take all reasonable steps to cure such Non-Monetary Default; (ii) duly commence such cure within such period, and then diligently prosecute such cure to completion; and (iii) complete such cure within a reasonable time under the circumstances. 1.1.26 "Executive Director" means the Executive Director of the Agency or his or her designee or successor in function. 1.1.27 "Federal"means the government of the United States of America. 1.1.28 "Final" means, relative to any CEQA Document, when all administrative appeal periods regarding such matter have expired, all administrative appeals or challenges regarding such matter (if any) have been resolved to the Agency's reasonable satisfaction, all statutory periods for challenging such matter have expired, all referendum periods have expired, all referenda regarding such matter (if any) have been resolved to the Agency's reasonable satisfaction, all litigation or other proceedings (if any) challenging any such matter have been resolved to the reasonable satisfaction of the Agency and all appeal periods relating to any such litigation or other proceedings have expired. 1.1.29 "FIRPTA Certificate"means a certification that Seller is not a"foreign person" within the meaning of such term under Section 1445 of the United States Internal Revenue Code, as amended from time to time, and sufficient to exempt the Agency from the obligation to withhold any funds from Seller pursuant to Section 1445 of the United States Internal Revenue Code, as amended from time to time. ORANGE\SKLEINBERG\63657.2 4 • DISCUSSION DRAFT NO. 1 [ ] 1.1.30 "Form 593" means a California Franchise Tax Board Form 593-C or successor form. 1.1.31 "Government" means each and every governmental agency, authority, bureau, department, quasi-governmental body, or other entity or instrumentality having or claiming jurisdiction over the Property (or any activity this Agreement allows), including the United States government, the State and County governments and their subdivisions and municipalities, the City and all other applicable governmental agencies, authorities, and subdivisions thereof. "Government" shall also include any planning commission, board of standards and appeals, department of buildings, city council, zoning board of appeals, design review board or committee or similar body having or claiming jurisdiction over the Property or any activities on or at the Property. 1.1.32 "Grant Deed" means a grant deed in substantially the form of Exhibit "D" attached to this Agreement. 1.1.33 "Hazardous Substance" means flammable substances, explosives, radioactive materials, asbestos, asbestos-containing materials, polychlorinated biphenyls, chemicals known to cause cancer or reproductive toxicity, pollutants, contaminants, hazardous wastes, medical wastes, toxic substances or related materials, explosives, petroleum, petroleum products and any "hazardous" or "toxic" material, substance or waste that is defined by those or similar terms or is regulated as such under any Law, including any material, substance or waste that is: (i) defined as a "hazardous substance" under Section 311 of the Water Pollution Control Act (33 U.S.C. § 1317), as amended; (ii) substances designated as "hazardous substances" pursuant to 33 U.S.C. § 1321; (iii) defined as a "hazardous waste" under Section 1004 of the Resource Conservation and Recovery Act of 1976, 42 U.S.C. § 6901, et seq., as amended; (iv) defined as a "hazardous substance" or "hazardous waste" under Section 101 of the Comprehensive Environmental Response, Compensation and Liability Act of 1980, as amended by the Superfund Reauthorization Act of 1986, 42 U.S.C. § 9601, et seq., or any so-called "superfund" or "superlien" law; (v) defined as a "pollutant" or "contaminant" under 42 U.S.C.A. § 9601(33); (vi) defined as "hazardous waste" under 40 C.F.R. Part 260; (vii) defined as a "hazardous chemical" under 29 C.F.R. Part 1910; (viii) any matter within the definition of "hazardous substance" set forth in 15 U.S.C. § 1262; (ix) any matter, waste or substance regulated under the Toxic Substances Control Act ("TSCA") [15 U.S.C. Sections 2601, et seq.]; (x) any matter, waste or substance regulated under the Hazardous Materials Transportation Act, 49 U.S.C. Sections 1801, et seq.; (xi) those substances listed in the United States Department of Transportation (DOT)Table [49 CFR 172.101]; (xii) any matter, waste or substances designated by the EPA, or any successor authority, as a hazardous substance [40 CFR Part 302]; (xiii) any matter, waste or substances defined as "hazardous waste" in Section 25117 of the California Health and Safety Code; (xiv) any substance defined as a "hazardous substance" in Section 25316 of the California Health and Safety Code; (xv) any matter, waste, or substance that is subject to any other Law regulating, relating to or imposing obligations, liability or standards of conduct concerning protection of human health, plant life, animal life, natural resources, property or the enjoyment of life or property free from the presence in the environment of any solid, liquid, gas, odor or any form of energy from whatever source; or (xvi) other substances, materials, and wastes that are, or become, regulated or classified as hazardous or toxic under Law ORANGE\SKLEINBERG\63657.2 5 DISCUSSION DRAFT NO. 1 [ 1 or in the regulations adopted pursuant to said Law, including manure, asbestos, polychlorinated biphenyl, flammable explosives and radioactive material. 1.1.34 "Hazardous Substance Discharge" means any deposit, discharge, generation, release, or spill of a Hazardous Substance that occurs at on, under, into or from the Property, or during transportation of any Hazardous Substance to or from the Property, or any activities conducted at on, under or from the Property or any adjacent or nearby real property, or resulting from seepage, leakage, or other transmission of Hazardous Substances from other real property to the Property, whether or not caused by a Party or whether occurring before or after the Effective Date. 1.1.35 "Indemnify" means, where this Agreement states that any Indemnitor shall "indemnify" any Indemnitee from, against, or for a particular Claim, that the Indemnitor shall indemnify the Indemnitee and defend and hold the Indemnitee harmless from and against such Claim (alleged or otherwise). "Indemnified" shall have the correlative meaning. 1.1.36 "Indemnitee" means any Person entitled to be Indemnified under the terms of this Agreement. 1.1.37 "Indemnitor" means a Person that agrees to Indemnify any other Person under the terms of this Agreement. 1.1.38 "Law" means every law, ordinance, requirement, order, proclamation, directive, rule, and regulation of any Government applicable to the Property, in any way, including any development, use, maintenance, taxation, operation, or occupancy of, or environmental conditions affecting the Property, or relating to any taxes, or otherwise relating to this Agreement or any Party's rights or remedies under this Agreement, or any transfer of any of the foregoing, whether in force on the Effective Date or passed, enacted, modified, amended or imposed at some later time, subject in all cases, however, to any applicable waiver, variance, or exemption. 1.1.39 "Legal Costs" of any Person means all reasonable costs and expenses such Person incurs in any legal proceeding (or other matter for which such Person is entitled to be reimbursed for its Legal Costs), including reasonable attorneys' fees, court costs and expenses and consultant and expert witness fees and expenses. 1.1.40 "Monetary Default" means any failure by either Party to pay or deposit, when and as this Agreement requires, any amount of money, any bond or surety or evidence of any insurance coverage required to be provided under this Agreement, whether to or with a Party or a third-Person. 1.1.41 "Non-Monetary Default" means the occurrence of any of the following, except to the extent constituting a Monetary Default: (i) any failure of a Party to perform any of its obligations under this Agreement; (ii) a Party's failure to comply with any material restriction or prohibition in this Agreement; or (iii) any other event or circumstance that, with passage of time or giving of Notice, or both, or neither, would constitute a breach of this Agreement. ORANGE\SKLEINBERG\63657.2 6 DISCUSSION DRAFT NO. 1 I 1.1.42 "Notice" means any consent, demand, designation, election, notice, or request relating to this Agreement, including any Notice of Default. All Notices must be in writing. 1.1.43 "Notice of Default" means any Notice claiming or giving Notice of a Default. 1.1.44 "Notify"means give a Notice. 1.1.45 "Parties"means, collectively, the Agency and Seller. 1.1.46 "Party"means, individually, either the Agency or Seller, as applicable. 1.1.47 "PCO Report" means a preliminary change of ownership report required under California Revenue and Taxation Code Section 480.3. 1.1.48 "Permitted Exceptions" means (i) any and all items shown in Schedule B of the Preliminary Report, as exceptions to coverage under the proposed Title Policy, that the Agency does not disapprove, conditionally approve, or that are otherwise accepted or consented to by the Agency; (ii) any exceptions from coverage under the proposed Title Policy resulting from the Agency's activities relating to the Property; (iii) any lien for non-delinquent property taxes or assessments; (iv) any Laws applicable to the Property; (v) the Redevelopment Plan; (vi) this Agreement; and (vii) any other matter expressly provided for in this Agreement. 1.1.49 "Person" means any association, corporation, governmental entity or agency, individual, joint venture, joint-stock company, limited liability company, partnership, trust, unincorporated organization, or other entity of any kind. 1.1.50 "Pre-Closing Liquidated Damages Amount"means the amount of One Hundred Thousand Dollars ($100,000). 1.1.51 "Preliminary Report" means a preliminary report issued by the Title Company in contemplation of the issuance of the Title Policy, accompanied by copies of all documents listed in Schedule B of the report, as exceptions to coverage under the proposed Title Policy. 1.1.52 "Property" means that certain real property specifically described in the legal description set forth in Exhibit "A" attached to this Agreement, including all appurtenant rights and interests. 1.1.53 "Purchase Price" means the amount of Three Million Three Hundred Thousand Dollars and No/Cents ($3,300,000). 1.1.54 "Real Estate Taxes" means all general and special real estate taxes (including taxes on personal property, sales taxes, use taxes, and the like), possessory interest taxes, taxes payable pursuant to California Health and Safety Code Section 33673, special taxes imposed pursuant to the Mello-Roos Community Facilities District Act, assessments, assessment district charges or taxes, municipal water and sewer rents, rates and charges, excises, levies, ORANGE\SKLEINBERG\63657.2 7 DISCUSSION DRAFT NO. 1 [ 1 license and permit fees, fines, penalties and other Governmental charges and any interest or costs with respect thereto, general and special, ordinary and extraordinary, foreseen and unforeseen, of any kind and nature whatsoever that at any time before the Close of Escrow and applicable to any time period prior to the Close of Escrow may be assessed, levied, imposed upon, or become due and payable out of or in respect of, or charged with respect to or become a lien on, the Property, or any vault, passageway or space in, over or under any street, or any other appurtenances of the Property, or any personal property or facility used in the operation of the Property, or the rent or income received from the Property, or any use or occupancy of the Property. 1.1.55 "Record," "recorded," "recording" or "recordation" each mean recordation of the referenced document in the official records of the County. 1.1.56 "Redevelopment Plan" means the City of Azusa, California, Merged Central Business District and West End Redevelopment Project Area, as amended from time to time. 1.1.57 "Seller" means Lillie Rogers, as Trustee of the Clifton and Lillie Rogers Living Trust dated 1994 and Rogers Family Bypass Trust. 1.1.58 "Seller Official Action" means the official action of Seller authorizing Seller's entry into and performance of this Agreement, in substantially the form of Exhibit "B" attached to this Agreement, executed by the authorized representative(s) of Seller. 1.1.59 "Seller Parties" means, collectively, the directors, officers, employees and agents of Seller. 1.1.60 "Seller Party" means, individually, the directors, officers, employees or agents of Seller. 1.1.61 "State"means the State of California. 1.1.62 "Title Company" means Lawyers Title Escrow or such other title insurance company mutually agreed upon between both the Agency and Seller in writing. 1.1.63 "Title Notice" means a written Notice from the Agency to both Seller and the Escrow Agent indicating the Agency's acceptance of the state of the title to the Property, as described in the Preliminary Report and the Survey, or the Agency's disapproval or conditional approval of specific matters shown in: (i) Schedule B of the Preliminary Report, as exceptions to coverage under the proposed Title Policy, or (ii) in the Survey, describing in suitable detail the actions that the Agency reasonably believes are necessary to obtain the Agency's approval of the state of the title to the Property. 1.1.64 "Title Notice Response" means the written response of Seller to the Agency's Title Notice, in which Seller elects to either: (i) cause the removal from the Preliminary Report or the Survey of any matter disapproved in the Agency's Title Notice, (ii) obtain title or other insurance in a form reasonably satisfactory to the Agency insuring against the effects of any matters disapproved or conditionally approved in the Agency's Title Notice, ORANGE\SKLEINBERG\63657.2 8 DISCUSSION DRAFT NO. 1 (iii) otherwise satisfy the Agency regarding any matter disapproved or conditionally approved in the Agency's Title Notice, or(iv) not take any action described in either (i), (ii) or(iii). 1.1.65 "Title Notice Waiver"means a written Notice from the Agency to both Seller and the Escrow Agent waiving the Agency's previous disapproval or conditional approval in the Agency's Title Notice of specific matters shown in: (i) Schedule B of the Preliminary Report, as exceptions to coverage under the proposed Title Policy, or (ii) the Survey, that Seller has not agreed to address to the Agency's reasonable satisfaction in the Title Notice Response. 1.1.66 "Title Policy" means an extended coverage owner's policy of title insurance issued by the Title Company, with coverage in the amount of the Purchase Price and insuring title to the Property vested in the Agency, subject to only the Permitted Exceptions. 1.1.67 "Unavoidable Delay" means a delay in either Party performing any obligation under this Agreement, except payment of money, arising from or on account of any cause whatsoever beyond the Party's reasonable control, despite such Party's reasonable diligent efforts, including industry-wide strikes, labor troubles or other union activities (but only to the extent such actions do not result from an act or omission of the Party), casualty, war, acts of terrorism, riots, litigation, Government action or refusal to act when or as required by Law or inability to obtain materials. Unavoidable Delay shall not include delay caused by a Party's financial condition, illiquidity, or insolvency. 1.1.68 "Usury Limit" means the highest rate of interest, if any, that Law allows under the circumstances. ARTICLE 2 CONVEYANCE OF PROPERTY 2.1 Escrow. Seller shall sell and convey fee title to the Property to the Agency and the Agency shall purchase and acquire fee title to the Property from Seller, pursuant to the terms and conditions of this Agreement. For the purposes of exchanging funds and documents to effect such purchase and sale of the Property between them, the Agency and Seller agree to open the Escrow with the Escrow Agent. The provisions of ARTICLE 3 of this Agreement are the joint escrow instructions of the Parties to the Escrow Agent for conducting the Escrow. If requested by the Escrow Agent, Seller and the Agency shall execute the Escrow Agent's reasonable standard or general escrow instructions. Any provision in the Escrow Agent's standard or general escrow instructions that purports to exculpate the Escrow Agent from or require Seller or the Agency to indemnify the Escrow Agent against the Escrow Agent's negligence or willful misconduct shall be deemed "unreasonable" and shall not be included in any standard or general escrow instructions requested by the Escrow Agent. In the event of any conflict between the provisions of this Agreement and any standard or general escrow instructions requested by the Escrow Agent, the provisions of this Agreement shall be controlling. 2.2 Payment of Purchase Price. The Agency shall pay the Purchase Price to Seller through the Escrow as follows: ORANGE\SKLEINBERG\63657.2 9 DISCUSSION DRAFT NO. 1 I 2.2.1 Initial Deposit. Upon the Effective Date of this Agreement, Agency shall deposit into Escrow a deposit in the amount of Fifty Thousand Dollars ($50,000) (the "Initial Deposit"). Upon the Close of Escrow, the Initial Deposit shall be credited to Agency toward the Purchase Price and paid to Seller as part of the Purchase Price, except upon the occurrence of an Event of Default prior to the Close of Escrow, as otherwise provided in this Agreement. If Escrow fails to close for any reason other than the occurrence of an Event of Default, the Initial Deposit shall be refunded to Agency, regardless of whether or not the Initial Deposit has been released to Seller. 2.2.2 Additional Deposit. Within five (5) business days of the end of the Due Diligence Period, Agency shall deposit into Escrow an additional deposit in the amount of Fifty Thousand Dollars ($50,000) the ("Additional Deposit"). Upon the Close of Escrow, the Additional Deposit shall be credited to City toward the Purchase Price and paid to Seller as part of the Purchase Price, except upon the occurrence of an Event of Default prior to the Close of Escrow, as otherwise provided in this Agreement. If Escrow fails to close for any reason other than the occurrence of an Event of Default, the Additional Deposit shall be refunded to City, regardless of whether or not the Additional Deposit has been released to Seller. 2.2.3 At Close of Escrow. Within the timeframe set forth in Section 3.5, Agency shall deposit into Escrow the Purchase Price, less the amount of the Initial Deposit and Additional Deposit, and less any other credits to the account of the Agency pursuant to the terms of this Agreement, in cash, or other immediately available funds. 2.3 Title Approval. 2.3.1 Title Notice. Within fifteen (15) days after the Escrow Opening Date, Seller shall obtain the Preliminary Report from the Title Company, and deliver a copy of the Preliminary Report to the Agency. Within thirty (30) days following the Agency's receipt of the Preliminary Report, the Agency shall deliver the Title Notice to both Seller and the Escrow Agent. 2.3.2 Failure to Deliver Title Notice. If the Agency fails to deliver the Title Notice to Seller and the Escrow Agent, within thirty (30) days following the Agency's receipt of the Preliminary Report, the Agency will be deemed to disapprove the status of title to the Property and refuse to accept conveyance of the Property and both the Agency and Seller shall have the right to cancel the Escrow and terminate this Agreement, in their respective sole and absolute discretion, until such time (if ever) as the Agency sends the Title Notice. 2.3.3 Title Notice Response. Within thirty (30) days following the earlier of: (i) Seller's receipt of the Title Notice or (ii) expiration of the time period provided in this Section 2.3 for delivery of the Title Notice, Seller shall deliver the Title Notice Response to both the Agency and the Escrow Agent. If the Title Notice does not disapprove or conditionally approve any matter in the Preliminary Report or the Agency fails to deliver the Title Notice, Seller shall not be required to deliver the Title Notice Response. If Seller does not deliver the Title Notice Response, if necessary, within thirty (30) days following its receipt of the Title Notice, Seller shall be deemed to elect not to take any action in reference to the Title Notice. If Seller elects in the Title Notice Response to take any action in reference to the Title Notice, ORANGE\SKLEINBERG\63657.2 10 DISCUSSION DRAFT NO. 1 Seller shall complete such action, prior to the Escrow Closing Date or as otherwise specified in the Title Notice Response. 2.3.4 Title Notice Waiver. If Seller elects or is deemed to have elected not to address one or more matters set forth in the Title Notice to the Agency's reasonable satisfaction, then within ten (10) days after the Agency's receipt of the Seller's Title Notice response or the last date for the Seller to deliver its Title Notice Response, the Agency shall either: (i) refuse to accept the title to and conveyance of the Property, or (ii) waive its disapproval or conditional approval of all such matters set forth in the Title Notice by delivering the Title Notice Waiver to both Seller and the Escrow Agent. Failure by the Agency to timely deliver the Title Notice Waiver, where the Title Notice Response or Seller's failure to deliver the Title Notice Response result in Seller's election not to address one or more matters set forth in the Title Notice to the Agency's reasonable satisfaction, will be deemed the Agency's continued refusal to accept the title to and conveyance of the Property, in which case both the Agency and Seller shall have the right to cancel the Escrow and terminate this Agreement, in their respective sole and absolute discretion, until such time (if ever) as the Agency sends the Title Notice Waiver. 2.3.5 Disapproval of Encumbrances Securing Seller Obligations. Notwithstanding any other provision of this Agreement, the Agency disapproves any and all encumbrances against the Property securing monetary or performance obligations of Seller. All such encumbrances shall be removed from the Property prior to the Close of Escrow by Seller, at its sole cost and expense. 2.3.6 No Termination Liability. Any termination of this Agreement and cancellation of the Escrow pursuant to this Section 2.3 shall be without liability to the other Party or any other Person, and shall be accomplished by delivery of a written Notice of termination to both the other Party and the Escrow Agent, in which case the Parties and the Escrow Agent shall proceed pursuant to Section 3.14. 2.4 Due Diligence Investigations. 2.4.1 License to Enter. Seller licenses the Agency and its contractors to enter the Property for the purpose of undertaking the Due Diligence Investigations as the Agency deems necessary and appropriate. The Agency may sub-license any appropriate contractors or agents of the Agency to enter the Property for the purpose of conducting Due Diligence Investigations under the license given in this Section 2.4.1, subject to all of the provisions of this Section 2.4.1 applicable to the Agency. The license given in this Section 2.4.1 shall only be effective until the earlier of: (i) the end of the Due Diligence Period or (ii) the date of the Agency's delivery of its Due Diligence Completion Notice. The Agency shall conduct all Due Diligence Investigations during the Due Diligence Period and at its sole cost and expense. The Agency shall abide by any reasonable condition(s) of entry onto the Property required by Seller, whether or not set forth in this Agreement. Any Due Diligence Investigations by the Agency shall not unreasonably disrupt any then existing use or occupancy of the Property. 2.4.2 Limitations. The Agency shall not conduct any intrusive or destructive testing of any portion of the Property, other than low volume soil samples, without Seller's prior ORANGE\SKLEINBERG\63657.2 11 DISCUSSION DRAFT NO. 1 I written consent. Following the conduct of any Due Diligence Investigations on the Property, the Agency shall restore the Property to substantially its condition prior to the conduct of such Due Diligence Investigations. 2.4.3 Indemnity. The activities of the Agency directly or indirectly related to the Due Diligence Investigations shall be subject to the Agency's indemnity, obligations under Section 4.5 of this Agreement. 2.4.4 Due Diligence Completion Notice. The Agency shall deliver a Due Diligence Completion Notice to both Seller and the Escrow Agent, prior to the end of the Due Diligence Period. If the Agency does not accept the condition of the Property by delivery of its Due Diligence Completion Notice stating such acceptance, prior to the end of the Due Diligence Period, the Agency shall be deemed to have rejected the condition of the Property and refused to accept conveyance of the Property. If the condition of the Property is rejected or deemed rejected by the Agency, then either the Agency or Seller shall have the right to cancel the Escrow and terminate this Agreement, in their respective sole and absolute discretion, until such time (if ever) as the Agency delivers the Due Diligence Completion Notice stating the Agency's acceptance of the condition of the Property. Any termination of this Agreement and cancellation of the Escrow, pursuant to this Section 2.4, shall be without liability to the other Party or any other Person, and shall be accomplished by delivery of a written Notice of termination to the other Party and the Escrow Agent, in which case the Parties and the Escrow Agent shall proceed pursuant to Section 3.14. Notwithstanding any other provision of this Agreement, the Agency may reject the condition of the Property at any time during the Due Diligence Period for any reason or no reason, in the Agency's sole and absolute discretion. 2.5 Eminent Domain. If any portion of the Property or any interest in any portion of the Property, becomes the subject of any eminent domain proceeding prior to Close of Escrow other than such a proceeding by the Agency, including, without limitation, the filing of any notice of intended condemnation or proceedings in the nature of eminent domain, commenced by any governmental authority, other than the Agency, Seller shall immediately give the Agency Notice of such occurrence, and the Agency shall have the option, exercisable within ten (10) business days after receipt of such Notice from Seller, to either: (i) cancel the Escrow and terminate this Agreement or (ii) continue with this Agreement in accordance with its terms, in which event Seller shall assign to the Agency any right of Seller to receive any condemnation award attributable to the Property. 2.6 Seller Covenants Regarding Maintenance of the Property. 2.6.1 Covenants. Seller covenants and agrees with the Agency that between the Effective Date and the Escrow Closing Date: (a) No Changes to Agreements. Seller shall not modify or amend any lease or any service contract respecting the Property, or enter into any new lease or contract respecting the Property, without the Agency's prior written approval; ORANGE\SKLEINBERG\63657.2 12 • DISCUSSION DRAFT NO. 1 (b) Normal Maintenance. Seller shall maintain the Property in accordance with the same standards Seller has customarily observed in its ownership and management of the Property; (c) Maintenance of Insurance. Seller shall maintain in force all insurance policies currently maintained by Seller with respect to the Property; (d) No Title Exceptions. Seller shall not cause, permit, allow or suffer any additional exception to the title to the Property; 2.6.2 No Merger. Seller's covenants in this Section 2.6 shall not be merged with the Grant Deed, shall survive the Close of Escrow for the full statutory period, and shall automatically be deemed made for the benefit of, and enforceable by the Agency and its successors and assigns. 2.7 Seller Waiver of Relocation Benefits. 2.7.1 Representations and Warranties; Waivers and Releases. (a) Seller acknowledges that, pursuant to applicable provisions of State law, Seller may be entitled to relocation assistance, the payment of certain relocation expenses, payments for loss of goodwill,just compensation, inverse compensation, unlawful pre- condemnation conduct and other benefits and reimbursements relating to the Agency's acquisition of the Property (collectively, the "Benefits") that are not expressly or independently set forth in this Agreement. Seller, on behalf of itself, its administrators, successors and assigns, acknowledges and agrees that the Agency's performance under this Agreement and payment of the Purchase Price constitutes full and complete satisfaction of the Agency's obligations, if any, to provide the Benefits to Seller. (b) Seller represents and warrants to the Agency that no portion of the Property has been used or occupied by any Person other than Seller for more than one hundred twenty (120) days prior to the Effective Date. Seller hereby waives, to the maximum extent permitted by Law, any right or entitlement to relocation assistance or benefits from the Agency as a result of the transactions contemplated by this Agreement. With respect to relocation assistance or benefits, Seller acknowledges that it may have sustained damage, loss, costs or expenses that are presently unknown and unsuspected, and such damage, loss, costs or expenses that may have been sustained, may give rise to additional damage, loss, costs or expenses in the future. Nevertheless, Seller hereby acknowledges and agrees that this Agreement has been negotiated and agreed upon in reliance on the waivers and releases contained in this Section 2.7, including the Purchase Price and all other terms and conditions. Seller acknowledges that the waivers given in this Section 2.7 are made after being fully informed of its rights by legal counsel of its own selection and are made knowingly and intentionally. With reference to the representations and warranties made and the waivers given in this Section 2.7, Seller, to the maximum extent permitted by Law, hereby waives the application of and any rights it might have under California Civil Code Section 1542 or under any statute or common law or equitable principal or similar effect. California Civil Code Section 1542 reads as follows: ORANGE\SKLEINBERG\63657.2 13 DISCUSSION DRAFT NO. 1 [ 1 A general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing the release, which if known by him or her must have materially affected his or her settlement with the debtor. 2.7.2 Indemnification. Seller agrees to Indemnify the Agency against any claims for any Benefits relating to the transactions contemplated in this Agreement. 2.7.3 Initials. The representations, warranties, acknowledgments, waivers and releases contained in this Section 2.7 shall survive the Close of Escrow. Initials of Authorized Seller Representative(s) 2.8 Seller Representations and Warranties. 2.8.1 Litigation. There is no pending or threatened private or governmental litigation by any governmental authority or person against Seller relating to the Property that might, if it and all other pending and threatened litigation were adversely determined, result in a material adverse change in the Property or its operation or that challenges the validity of or otherwise materially adversely affects the transactions contemplated by this Agreement. 2.8.2 Other Proceedings. No attachments, execution proceedings, assignments for the benefit of creditors, insolvency, bankruptcy, reorganization, or other proceedings are pending or threatened against Seller or Seller's interest in the Property, nor are any such proceedings contemplated by Seller. 2.8.3 Governmental Action. Seller has no knowledge of, nor has Seller received written notice of, any plan, study, or effort by any Person that in any way would materially affect the use of the Property or any portion of it for its current use or of any intended public improvements that would result in any charge being levied against, or any lien assessed on, the Property. 2.8.4 Condemnation. Seller has received no notice of any presently pending or contemplated special assessments or proceedings to condemn or demolish the Property or any part of it or any proceedings to declare the Property or any part of it a nuisance. 2.8.5 Development Rights. Neither Seller nor any previous owner of the Property has, except by operation of law, sold, transferred, conveyed, or entered into any agreement regarding "air rights," "excess floor area ratio," or other development rights or restrictions relating to the Property, except as otherwise expressly set forth in the Preliminary Report. 2.8.6 Title to the Property. Seller has good and marketable title to the Property. Seller has no actual knowledge of any unrecorded or undisclosed legal or equitable interest in the Property owned or claimed by anyone other than Seller. Seller has no knowledge that anyone will, at the Close of Escrow, have any right to possession of the Property, except as ORANGE\SKLEINBERG\63657.2 14 • DISCUSSION DRAFT NO. 1 I disclosed by this Agreement or otherwise in writing to the Agency. There are no unsatisfied mechanics' or materialmen's lien rights on the Property. No assessment lien or bond encumbers the Property, and no governmental authority has undertaken any action that could give rise to an assessment lien affecting the Property. 2.8.7 No Hazardous Substances. There are no environmental, health or safety hazards on, under, or about (including any area surrounding the Property) the Property, including but not limited to soil and groundwater conditions. Neither Seller nor any third-Person (including but not limited to Seller's predecessors in title to the Property) has used or installed any underground tank, or used, generated, manufactured, treated, stored, placed, deposited, or disposed of on, under, or about the Property or transported to or from the Property any Hazardous Substance. 2.8.8 No Notice of Violation of Environmental Laws. The Property is not in violation of any Environmental Law and Seller has not received any Notice from any Government that the Property or any adjoining property contains or may contain any Hazardous Substance in violation of any Environmental Law or that Seller has stored, used or maintained any Hazardous Substance or suffered, permitted, allowed or acquiesced in any storage, use or maintenance of any Hazardous Substance on, in or under the Property in violation of any Environmental Law. 2.8.9 No Other Representations or Warranties. Other than the express representations and warranties contained in this Agreement, Seller makes no warranty or representation, express or implied to the Agency regarding the Property. 2.9 1031 Exchanges. The Parties agrees to reasonably consider and cooperate with arranging an exchange in accordance with Internal Revenue Code Section 1031, if applicable, provided that such exchange shall be at no cost or liability to the cooperating party and that such exchange does not delay the Close of Escrow. ARTICLE 3 JOINT ESCROW INSTRUCTIONS 3.1 Opening of Escrow. The Agency and Seller shall cause the Escrow to be opened within seven (7) day following the Effective Date. The Escrow Agent shall promptly confirm the Escrow Opening Date in writing to each of the Parties, with a copy of the Escrow Agent Consent executed by the authorized representative(s) of the Escrow Agent. The provisions of this ARTICLE 3 are the joint escrow instructions of the Agency and Seller to the Escrow Agent for conducting the Escrow. 3.2 Escrow Agent Authority. The Agency and Seller authorize the Escrow Agent to: 3.2.1 Charges. Pay and charge the Agency and Seller for their respective shares of the applicable fees, taxes, charges and costs payable by either the Agency or Seller regarding the Escrow; ORANGE\SKLEINBERG\63657.2 15 DISCUSSION DRAFT NO. 1 [ 1 3.2.2 Settlement/Closing Statements. Release each Party's Escrow settlement/closing statement to the other Party; and 3.2.3 Document Recording. File any documents delivered for recording through the Escrow with the office of the Recorder of the County for recordation in the official records of the County,pursuant to the joint instructions of the Parties. 3.2.4 Counterpart Documents. Utilize documents that have been signed by the Agency and Seller in counterparts. 3.3 Agency's Conditions to Close of Escrow. Provided that the failure of any such condition to be satisfied is not due to a Default under this Agreement by the Agency, the Agency's obligation to purchase and acquire fee title to the Property from Seller pursuant to this Agreement on the Escrow Closing Date shall be subject to the satisfaction or waiver of each of the following conditions precedent, each of which can only be waived in writing by the Agency: 3.3.1 Title. The Agency agrees to accept conveyance of the Property, pursuant to Section 2.3; 3.3.2 Due Diligence. The Agency delivers its Due Diligence Completion Notice to both Seller and the Escrow Agent stating the Agency's acceptance of the condition of the Property; 3.3.3 Title Policy. The Title Company is, upon payment of the Title Company's standard premium for an insurance policy such as the Title Policy, irrevocably and unconditionally committed to issue the Title Policy to the Agency, at the Close of Escrow; 3.3.4 CEQA Documents. Final adoption, approval or certification of the CEQA Documents; 3.3.5 Consistency Finding. The Planning Commission of the City has determined that the acquisition of fee title to the Property by the Agency pursuant to this Agreement is consistent with the City's General Plan, in accordance with Government Code Section 65402; 3.3.6 Real Estate Taxes. All Real Estate Taxes are paid current by Seller; 3.3.7 Seller Escrow Deposits. Seller deposits all of the items into the Escrow required by Section 3.6; 3.3.8 Settlement/Closing Statement. The Agency approves the Escrow Agent's estimated Escrow closing/settlement statement; and 3.3.9 Seller Pre-Closing Obligations. Seller performs all of its material obligations required to be performed by Seller under this Agreement prior to the Close of Escrow. ORANGE\SKLEINBERG\63657.2 16 • DISCUSSION DRAFT NO. 1 [ 1 3.4 Seller's Conditions to Close of Escrow. Provided that the failure of any such condition to be satisfied is not due to a Default under this Agreement by Seller, Seller's obligation to sell and convey fee title to the Property to the Agency pursuant to this Agreement on or before the Escrow Closing Date shall be subject to the satisfaction or waiver of each of the following conditions precedent, each of which can only be waived in writing by Seller: 3.4.1 Title. The Agency agrees to accept the conveyance of the Property, pursuant to Section 2.3; 3.4.2 Due Diligence. The Agency delivers its Due Diligence Completion Notice to both Seller and the Escrow Agent stating the Agency's acceptance of the condition of the Property; 3.4.3 Title Policy. The Title Company is, upon payment of the Title Company's standard premium for an insurance policy such as the Title Policy, irrevocably and unconditionally committed to issue the Title Policy to the Agency, at the Close of Escrow; 3.4.4 CEQA Documents. Final adoption, approval or certification of the CEQA Documents; 3.4.5 Agency Escrow Deposits. The Agency deposits all of the items into the Escrow required by Section 3.5; 3.4.6 Settlement/Closing Statement. Seller approves the Escrow Agent's estimated Escrow closing/settlement statement; and 3.4.7 Agency Pre-Closing Obligations. The Agency performs all of its material obligations required to be performed by the Agency under this Agreement prior to the Close of Escrow. 3.5 Agency's Escrow Deposits. At least one (1) business day prior to the Escrow Closing Date scheduled by the Escrow Agent in a writing delivered to both of the Parties, the Agency shall deposit the following described funds and documents into the Escrow and, concurrently, provide a copy of each such document to Seller: 3.5.1 Purchase Price. The Purchase Price; 3.5.2 Certificate of Acceptance. A certificate of acceptance of the Grant Deed, in substantially the form attached to the Grant Deed, executed by the authorized representative(s) of the Agency in recordable form; 3.5.3 PCO Report. A PCO Report completed and signed by the authorized representative(s) of the Agency; 3.5.4 Other Funds and Documents. Such other funds or documents required from the Agency under the terms of this Agreement to close the Escrow or by the Escrow Agent in the performance of the Escrow Agent's contractual or statutory obligations relating to the Escrow. ORANGE\SKLEINBERG\63657.2 17 DISCUSSION DRAFT NO. 1 1 3.6 Seller's Escrow Deposits. At least one (1) business day prior to the Escrow Closing Date scheduled by the Escrow Agent in a writing delivered to both of the Parties, Seller shall deposit the following described funds and documents into the Escrow and, concurrently, provide a copy of each such document to the Agency: 3.6.1 Grant Deed. The Grant Deed executed by the authorized representative(s) of Seller, in recordable form; 3.6.2 FIRPTA Certificate. The FIRPTA Certificate completed and signed by the authorized representative(s) of Seller; 3.6.3 Form 593. A Form 593 completed and signed by the authorized representative(s) of Seller; 3.6.4 Relevant Information and Documents. Any relevant information and/or documents relating to the Property in Seller's possession. 3.6.5 Other Funds and Documents. Such other funds or documents required from Seller under the terms of this Agreement to close the Escrow or by the Escrow Agent in the performance of the Escrow Agent's contractual or statutory obligations regarding the Escrow. 3.7 Closing Procedure. When each of the Agency's Escrow deposits, as set forth in Section 3.5, and each of Seller's Escrow deposits, as set forth in Section 3.6, are deposited into the Escrow, the Escrow Agent shall request confirmation in writing from both the Agency and Seller that each of their respective conditions to the Close of Escrow, as set forth in Sections 3.3 and 3.4, respectively, are satisfied or waived. Upon the Escrow Agent's receipt of written confirmation from both the Agency and Seller that each of their respective conditions to the Close of Escrow are either satisfied or waived, the Escrow Agent shall schedule the Escrow Closing Date by written Notice to both Parties and, thereafter, shall close the Escrow on or before the Escrow Closing Date by doing all of the following: 3.7.1 Recordation and Distribution of Recorded Documents. The Escrow Agent shall file the following documents with the office of the Recorder of the County for recording in the official records of the County, in the following order, at the Close of Escrow: (i) the Grant Deed, with the Agency's original certificate of acceptance attached, and (ii) any other documents to be recorded through the Escrow upon the joint instructions of the Parties. The Escrow Agent shall deliver conformed copies of all documents filed for recording in the official records of the County through the Escrow to the Agency, Seller and any other Person designated in the written joint escrow instructions of the Parties to receive an original or conformed copy of each such document. Each copy of a document filed for recording shall show all recording information. The Parties intend and agree that this Section 3.7.1 shall establish the relative priorities of the documents to be recorded in the official records of the County through the Escrow, by providing for recordation of senior interests prior in time to junior interests, as provided in this Section 3.7.1; 3.7.2 Distribution of Other Documents. The Escrow Agent shall deliver copies of all documents delivered through the Escrow to the Agency, Seller and any other Person ORANGE\SKLEINBERG\63657.2 18 DISCUSSION DRAFT NO. 1 II designated in the written joint escrow instructions of the Parties to receive an original or copy of each such document; 3.7.3 Title Policy. Obtain and deliver the Title Policy to the Agency; 3.7.4 Funds. Deliver the Purchase Price to Seller, less any amount required to be withheld and paid to the State Franchise Tax Board pursuant to Revenue and Taxation Code Section 18662 (see Section 3.9), any amount required to be paid to satisfy any encumbrances against the Property securing monetary obligations of Seller and any other charges to the account of Seller pursuant to the terms of this Agreement, and return all remaining funds held by the Escrow Agent for the account of the Agency to the Agency, less the Agency's share of the Escrow closing costs, and less any other charges to the account of the Agency pursuant to the terms of this Agreement; 3.7.5 FIRPTA Certificate. File the FIRPTA Certificate with the United States Internal Revenue Service; 3.7.6 Form 593. File the Form 593 with the State of California Franchise Tax Board; and 3.7.7 PCO Report. File the PCO Report with the County Assessor. 3.7.8 Report to IRS. Following the Close of Escrow and prior to the last date on which such report is required to be filed with the United States Internal Revenue Service, if such report is required pursuant to Section 6045(e) of the United States Internal Revenue Code, the Escrow Agent shall report the gross proceeds of the sale of the Property pursuant to this Agreement to the United States Internal Revenue Service on Form 1099-B, Form W-9 or such other form(s) as may be specified by the United States Internal Revenue Service pursuant to Section 6045(e) or its associated Federal regulations. Upon the filing of such reporting form with the United States Internal Revenue Service, the Escrow Agent shall deliver a copy of the filed form to both the Agency and Seller. 3.8 Close of Escrow. The Close of Escrow shall occur on or before the Escrow Closing Date. The Parties may mutually agree to change the Escrow Closing Date by joint written instruction to the Escrow Agent. If for any reason the Close of Escrow has not occurred on or before the Escrow Closing Date, then any Party not then in Default under this Agreement may cancel the Escrow and terminate this Agreement, without liability to the other Party or any other Person for such cancellation and termination, by delivering written Notice of termination to both the other Party and the Escrow Agent. Following any such Notice of termination of this Agreement and cancellation of the Escrow, the Parties and the Escrow Agent shall proceed pursuant to Section 3.14. Without limiting the right of either Party to cancel the Escrow and terminate this Agreement, pursuant to the first sentence of this Section 3.8, if the Escrow does not close on or before the Escrow Closing Date and neither Party has exercised its contractual right to cancel the Escrow and terminate this Agreement under this Section 3.8 before the first date on which the Escrow Agent Notifies both Parties that the escrow is in a position to close, then the Escrow shall close as soon as reasonably possible following the first date on which the ORANGE\SKLEINBERG\63657.2 19 DISCUSSION DRAFT NO. 1 • [ 1 Escrow Agent Notifies both Parties that the Escrow is in a position to close,pursuant to the terms and conditions of this Agreement. 3.9 Withholding Requirements. The Parties acknowledge that California Revenue and Taxation Code Section 18662 requires the Agency to withhold from funds otherwise payable to Seller at the Close of Escrow an amount equal to three and one-third percent (3 1/3%) of the total Purchase Price for the Property and submit such amount to the California Franchise Tax Board, unless the Agency is relieved of such withholding requirements in accordance with the provisions of California Revenue and Taxation Code Section 18662. 3.10 Taxes and Prorations. All Real Estate Taxes shall have been paid by Seller and be current as of the Close of Escrow. There shall be no pro-ration of Real Estate Taxes. To the extent that Seller has prepaid any Real Estate Taxes, Seller shall be solely responsible for obtaining any refund of Real Estate Taxes to which Seller may be entitled from the taxing authority. Seller shall also be responsible for any supplemental Real Estate Taxes assessed pursuant to California Revenue and Taxation Code Section 75, et seq., applicable to any period prior to the Close of Escrow. 3.11 Possession; Risk of Loss. The Agency shall be entitled to sole possession of the Property immediately upon Close of Escrow. All risk of loss or damage to the Property will pass from Seller to the Agency at the Close of Escrow. In the event that material loss or damage occurs to the Property prior to the Close of Escrow, the Agency may terminate this Agreement and cancel the Escrow by written Notice of Termination. 3.12 Escrow Closing Costs, Taxes and Title Policy Premium. Seller shall pay commissions for the Broker as set forth herein. The Agency and Seller shall each pay one-half (1/2) of the Escrow fees and such other costs as the Escrow Agent may charge for conducting the Escrow. Seller shall pay the premium charged by the Title Company for the Title Policy, exclusive of any endorsements or other supplements to the coverage of the Title Policy that may be requested by the Agency. The Agency shall pay any and all recording fees, any documentary transfer tax, taxes levied by any Government arising from or relating to the sale of the Property pursuant to this Agreement and through the Escrow (exclusive of any income taxes and any property taxes to be paid by Seller pursuant to Section 3.9) the cost of any endorsements or supplements to the coverage of the Title Policy requested by the Agency. The Escrow Agent shall notify the Agency and Seller of the costs to be borne by each of them at the Close of Escrow by delivering the Escrow Agent's estimated Escrow closing/settlement statement to both the Agency and Seller, at least two (2)business days prior to the Escrow Closing Date. 3.13 Escrow Cancellation Charges. If the Escrow fails to close due to an Event of Default attributable to the Agency, the Agency shall pay all customary and reasonable cancellation charges regarding cancellation of the Escrow and the Title Policy order, if any. If the Escrow fails to close due to an Event of Default attributable to Seller, Seller shall pay all customary and reasonable cancellation charges regarding cancellation of the Escrow and the Title Policy order, if any. If the Escrow fails to close for any reason other than an Event of Default attributable to either the Agency or Seller, the Agency and Seller shall each pay one-half (1/2) of all customary and reasonable cancellation charges regarding cancellation of the Escrow and the Title Policy order, if any. ORANGE\SKLEINBERG\63657.2 20 DISCUSSION DRAFT NO. 1 [ 1 3.14 Escrow Cancellation. If the Escrow is cancelled and this Agreement is terminated pursuant to a contractual right granted to a Party in this Agreement to cancel the Escrow and terminate this Agreement, the Parties shall pay any associated cancellation charges in accordance with Section 3.12 and do each of the following: 3.14.1 Cancellation Instructions. The Parties shall, within three (3) business days following receipt of the Escrow Agent's written request, execute any reasonable Escrow cancellation instructions requested by the Escrow Agent; and 3.14.2 Return of Funds and Documents. Within seven (7) days following receipt by the Parties of a settlement statement from the Escrow Agent of cancellation charges regarding cancellation of the Escrow and the Title Policy order, if any: (i) Seller or the Escrow Agent, respectively, shall return to the Agency any documents previously delivered by the Agency to Seller or the Escrow Agent regarding this Agreement, the Property or the Escrow, (ii) the Agency or the Escrow Agent, respectively, shall return to Seller all documents previously delivered by Seller to the Agency or the Escrow Agent regarding this Agreement, the Property or the Escrow; (iii) the Escrow Agent shall return to the Agency any funds deposited into the Escrow by the Agency, less the Agency's share of any customary and reasonable cancellation charges regarding cancellation of the Escrow and the Title Policy order, if any, in accordance with Section 3.12; and (iv) the Escrow Agent shall return to Seller any funds deposited into the Escrow by Seller, less Seller's share of any customary and reasonable cancellation charges regarding cancellation of the Escrow and the Title Policy order, if any, in accordance with Section 3.12. 3.15 Escrow Notices. All Notices from the Escrow Agent to the Parties shall be given in the manner provided in Section 5.4 of this Agreement. ARTICLE 4 REMEDIES AND INDEMNITY 4.1 PRE-CLOSING LIQUIDATED DAMAGES TO SELLER. DURING THE CONTINUANCE OF AN EVENT OF DEFAULT BY THE AGENCY UNDER THIS AGREEMENT, PRIOR TO THE CLOSE OF ESCROW, SELLER MAY CANCEL THE ESCROW AND TERMINATE THIS AGREEMENT. UPON CANCELLATION OF THE ESCROW AND TERMINATION OF THIS AGREEMENT, SELLER SHALL BE RELIEVED OF ANY OBLIGATION UNDER THIS AGREEMENT TO SELL AND CONVEY THE PROPERTY TO THE AGENCY. ANY SUCH ESCROW CANCELLATION AND TERMINATION OF THIS AGREEMENT SHALL BE WITHOUT ANY LIABILITY OF SELLER TO THE AGENCY OR ANY OTHER PERSON. SELLER AND THE AGENCY ACKNOWLEDGE THAT IT IS EXTREMELY DIFFICULT AND IMPRACTICAL TO ASCERTAIN THE AMOUNT OF DAMAGES THAT WOULD BE SUFFERED BY SELLER, IN THE EVENT OF A CANCELLATION OF THE ESCROW AND TERMINATION OF THIS AGREEMENT DUE TO THE OCCURRENCE OF AN EVENT OF DEFAULT BY THE AGENCY UNDER THIS AGREEMENT, PRIOR TO THE CLOSE OF ESCROW. HAVING MADE DILIGENT BUT UNSUCCESSFUL ATTEMPTS TO ASCERTAIN THE ACTUAL DAMAGES THAT SELLER WOULD SUFFER, IN THE EVENT OF A CANCELLATION OF ORANGE\SKLEINBERG\63657.2 21 DISCUSSION DRAFT NO. 1 1 THE ESCROW AND• TERMINATION OF THIS AGREEMENT DUE TO THE OCCURRENCE OF AN EVENT OF DEFAULT BY THE AGENCY UNDER THIS AGREEMENT PRIOR TO THE CLOSE OF ESCROW, SELLER AND THE AGENCY AGREE THAT A REASONABLE ESTIMATE OF SELLER'S DAMAGES N SUCH EVENT IS THE PRE-CLOSING LIQUIDATED DAMAGES AMOUNT. THEREFORE, UPON THE CANCELLATION OF THE ESCROW AND TERMINATION OF THIS AGREEMENT BY SELLER DUE TO THE OCCURRENCE OF AN EVENT OF DEFAULT BY THE AGENCY UNDER THIS AGREEMENT, PRIOR TO THE CLOSE OF ESCROW, THE PARTIES AND THE ESCROW AGENT SHALL PROCEED PURSUANT TO SECTION 3.14 TO CANCEL THE ESCROW. THE ESCROW HOLDER SHALL IMMEDIATELY CANCEL THE ESCROW. THE AGENCY SHALL PAY THE PRE-CLOSING LIQUIDATED DAMAGES AMOUNT TO SELLER, UPON ESCROW CANCELLATION. RECEIPT OF THE PRE- CLOSING LIQUIDATED DAMAGES AMOUNT SHALL BE SELLER'S SOLE AND EXCLUSIVE REMEDY ARISING FROM THE CANCELLATION OF THE ESCROW AND TERMINATION OF THIS AGREEMENT DUE TO THE OCCURRENCE OF AN EVENT OF DEFAULT BY THE AGENCY UNDER THIS AGREEMENT, PRIOR TO THE CLOSE OF ESCROW. Initials of Authorized Initials of Authorized Agency Representative Seller Representative 4.2 Seller Event of Default Remedies of Agency. The Agency shall have all remedies available to the Agency at law or in equity under the laws of the State for any Event of Default by Seller under this Agreement. 4.3 Legal Actions. Either Party may institute legal action, at law or in equity, to enforce or interpret the rights and obligations of the Parties under this Agreement, subject to the provisions of Section 4.1. 4.4 Rights and Remedies are Cumulative. Except as otherwise expressly stated in this Agreement, the rights and remedies of the Parties set forth in this Agreement are cumulative and the exercise by either Party of one or more of such rights or remedies shall not preclude the exercise by it, at the same or different times, of any other rights or remedies for the same Default or the same rights or remedies for any other Default. 4.5 Indemnification. 4.5.1 Obligations. The Agency shall Indemnify the Seller Parties against any wrongful intentional act or negligence of the Agency Parties and for any other matter for which the Agency is specifically obligated to indemnify Seller pursuant to this Agreement. Seller shall Indemnify the Agency Parties against any wrongful intentional act or negligence of the Seller Parties and for any other matter for which Seller is specifically obligated to indemnify the Agency pursuant to this Agreement. Notwithstanding anything to the contrary in this Agreement, no Indemnitor shall be required to Indemnify any Indemnitee to the extent of the Indemnitee's wrongful intentional acts or negligence. Nothing in this Section 4.5 or any other ORANGE\SKLEINBERG\63657.2 22 DISCUSSION DRAFT NO. 1 1 provision of this Agreement is intended to modify any claim requirements or limitations periods provided for in the California Government Code Sections 800, et seq. or Sections 900, et seq. 4.5.2 Independent of Insurance Obligations. Each Party's obligation to Indemnify any Person under this Agreement is independent of any insurance carried by such Party, any insurance shall not in any way restrict, limit, or modify a Party's obligation to Indemnify a Person under this Agreement and such indemnity obligation is independent of each Party's other obligations under this Agreement. 4.5.3 Survival of Indemnification and Defense Obligations. The indemnity and defense obligations of the Parties under this Agreement shall survive the expiration or earlier termination of this Agreement, until all Claims against any of the Indemnitees are fully, finally, absolutely and completely barred by applicable statutes of limitations. 4.5.4 Duty to Defend. The duty to defend any Indemnitee applies upon Notice of any Claim, regardless of whether the issues of negligence, liability, fault, default or other obligation on the part of the Indemnitor or the Indemnitee have been determined. The duty to defend any Indemnitee applies immediately, regardless of whether the Indemnitee has paid any amounts or incurred any detriment arising out of or relating (directly or indirectly) to any Claim. It is the express intention of the Parties that an Indemnitee be entitled to obtain summary adjudication or summary judgment regarding an Indemnitor's duty to defend the Indemnitee, at any stage of any Claim within the scope of the Indemnitor's indemnity obligations under this Agreement. 4.6 Indemnification Procedures. Wherever this Agreement requires any Indemnitor to Indemnify any Indemnitee: 4.6.1 Prompt Notice. The Indemnitee shall promptly Notify the Indemnitor of any Claim. To the extent, and only to the extent, that the Indemnitee fails to give prompt Notice of a Claim and such failure materially prejudices the Indemnitor in providing indemnity for such Claim, the Indemnitor shall be relieved of its indemnity obligations for such Claim. 4.6.2 Selection of Counsel. The Indemnitor shall select counsel reasonably acceptable to the Indemnitee. Counsel to Indemnitor's insurance carrier that is providing coverage for a Claim shall be deemed reasonably satisfactory. Even though the Indemnitor shall defend the Claim, Indemnitee may, at its option and its own expense, engage separate counsel to advise it regarding the Claim and its defense. The Indemnitee's separate counsel may attend all proceedings and meetings. The Indemnitor's counsel shall actively consult with the Indemnitee's separate counsel. The Indemnitor and its counsel shall, however, fully control the defense, except to the extent that the Indemnitee waives its rights to indemnity and defense for such Claim. 4.6.3 Cooperation. The Indemnitee shall reasonably cooperate with the Indemnitor's defense of the Indemnitee, provided the Indemnitor reimburses the Indemnitee's actual out of pocket expenses (including Legal Costs) of such cooperation. 4.6.4 Settlement. The Indemnitor may, with the Indemnitee's consent, not to be unreasonably withheld, settle a Claim. The Indemnitee's consent shall not be required for ORANGE\SKLEINBERG\63657.2 23 DISCUSSION DRAFT NO. 1 I any settlement by which all of the following occur: (i) the Indemnitor procures (by payment, settlement, or otherwise) a release of the Indemnitee from the subject Claim(s) by which the Indemnitee need not make any payment to the claimant; (ii) neither the Indemnitee nor the Indemnitor on behalf of the Indemnitee admits liability; (iii) the continued effectiveness of this Agreement is not jeopardized in any way; and (iv) the Indemnitee's interest in this Agreement is not jeopardized in any way. ARTICLE 5 GENERAL PROVISIONS 5.1 Incorporation of Recitals. The Recitals of fact set forth preceding this Agreement are true and correct and are incorporated into this Agreement in their entirety by this reference. 5.2 City Not a Party. The City is not a Party to this Agreement. 5.3 Executive Director Implementation. The Agency shall implement this Agreement through its Executive Director. The Executive Director is hereby authorized by the Agency to issue approvals, interpretations, waivers and enter into certain amendments to this Agreement on behalf of the Agency, to the extent that any such action(s) does/do not cause the Agency to incur, any additional obligations or expense. All other actions shall require the consideration and approval of the Agency governing body, unless expressly provided otherwise by action of the Agency governing body. Nothing in this Section 5.3 shall restrict the submission to the Agency governing body of any matter within the Executive Director's authority under this Section 5.3, in the Executive Director's sole and absolute discretion, to obtain the Agency governing body's express and specific authorization on such matter. The specific intent of this Section 5.3 is to authorize certain actions on behalf of the Agency by the Executive Director, but not to require that such actions be taken by the Executive Director, without consideration by the Agency governing body. 5.4 Notices, Demands and Communications Between the Parties. 5.4.1 Notices. Any and all Notices submitted by either Party to the other Party or to the Escrow Agent pursuant to or as required by this Agreement shall be proper, if in writing and transmitted to the address of the Agency, or Seller, as applicable, set forth in Section 5.4.2, or to the Escrow Agent's address set forth in the Escrow Agent's Consent, by one or more of the following methods: (i) messenger for immediate personal delivery, (ii) a nationally recognized overnight (one-night) delivery service (i.e., Federal Express, United Parcel Service, etc.) or (iii) registered or certified United States mail, postage prepaid, return receipt requested. Such Notices may be sent in the same manner to such other addresses as either Party may designate, from time to time, by Notice. Any Notice shall be deemed to be received by the addressee, regardless of whether or when any return receipt is received by the sender or the date set forth on such return receipt, on the day that it is delivered by personal delivery, on the date of delivery by a nationally recognized overnight courier service (or when delivery has been attempted twice, as evidenced by the written report of the courier service) or four (4) calendar days after it is deposited with the United States Postal Service for delivery, as provided in this ORANGE\SKLEINBERG\63657.2 24 DISCUSSION DRAFT NO. 1 [ 1 Section 5.4. Rejection, other refusal to accept or the inability to deliver a Notice because of a changed address of which no Notice was given or other action by a Person to whom Notice is sent, shall be deemed receipt of the Notice. 5.4.2 Addresses. The following are the authorized addresses for the submission of Notices to the Parties, as of the Effective Date: To Seller: Lillie Rogers, Trustee Clifton & Lillie Rogers Living Trust & Rogers Family Bypass Trust [INSERT ADDRESS FAX/PHONE] With a copy to: To the Agency: Azusa Redevelopment Agency 213 East Foothill Boulevard Azusa, CA 91702 Attn: Executive Director Tel: (626) 812-5238 Fax: (626) 334-5464 With a copy to: Best, Best& Krieger, LLP 5 Park Plaza, Suite 1500 Irvine, CA 92614 Attn: Agency Counsel Tel: (949) 263-2600 Fax: (949) 260-0972 5.5 Warranty Against Payment of Consideration for Agreement. Seller represents and warrants that: (i) Seller has not employed or retained any Person to solicit or secure this Agreement upon an agreement or understanding for a commission, percentage, brokerage, or contingent fee, excepting bona fide employees of Seller and the Broker; and (ii) no gratuities, in the form of entertainment, gifts or otherwise have been or will be given by Seller or any of its agents, employees or representatives to any elected or appointed official or employee of either the City or the Agency in an attempt to secure this Agreement or favorable terms or conditions for this Agreement. Breach of the representations or warranties of this Section 5.5 shall automatically terminate this Agreement, without further Notice to or action by either Party and, upon any such termination of this Agreement, Seller shall immediately refund any payments made to or on behalf of Seller by the City or the Agency pursuant to this Agreement or otherwise related to the Property, prior to the date of any such termination. 5.6 Relationship of Parties. The Parties each intend and agree that the Agency and Seller are independent contracting entities and do not intend by this Agreement to create any partnership, joint venture, or similar business arrangement, relationship or association between them. ORANGE\SKLEINBERG\63657.2 25 DISCUSSION DRAFT NO. 1 1 5.7 Survival of Agreement. All of the provisions of this Agreement shall be applicable to any dispute between the Parties arising from this Agreement, whether prior to or following expiration or termination of this Agreement, until any such dispute is finally and completely resolved between the Parties, either by written settlement, entry of a non-appealable judgment or expiration of all applicable statutory limitations periods and all terms and conditions of this Agreement relating to dispute resolution and limitations on damages or remedies shall survive any expiration or termination of this Agreement. 5.8 Non-liability of Officials, Employees and Agents. No Agency Party shall be personally liable to Seller, or any successor in interest of Seller, in the event of any Default or breach by the Agency under this Agreement or for any amount that may be or become due to Seller or any successor in interest of Seller, on any obligations under the terms or conditions of this Agreement. 5.9 Calculation of Time Periods. Unless otherwise specified, all references to time periods in this Agreement measured in days shall be to consecutive calendar days, all references to time periods in this Agreement measured in months shall be to consecutive calendar months and all references to time periods in this Agreement measured in years shall be to consecutive calendar years. Any reference to business days in this Agreement shall mean consecutive business days of the Agency. 5.10 Principles of Interpretation. No inference in favor of or against any Party shall be drawn from the fact that such Party has drafted any part of this Agreement. The Parties have both participated substantially in the negotiation, drafting, and revision of this Agreement, with advice from legal and other counsel and advisers of their own selection. A word, term or phrase defined in the singular in this Agreement may be used in the plural, and vice versa, all in accordance with ordinary principles of English grammar, which shall govern all language in this Agreement. The words "include" and "including" in this Agreement shall be construed to be followed by the words: "without limitation." Each collective noun in this Agreement shall be interpreted as if followed by the words "(or any part of it)," except where the context clearly requires otherwise. Every reference to any document, including this Agreement, refers to such document, as modified from time to time (excepting any modification that violates this Agreement), and includes all exhibits, schedules, addenda and riders to such document. The word "or" in this Agreement includes the word "and." Every reference to a law, statute, regulation, order, form or similar governmental requirement refers to each such requirement as amended,modified, renumbered, superseded or succeeded, from time to time. 5.11 Governing Law. The Laws of the State shall govern the interpretation and enforcement of this Agreement, without application of conflicts of laws principles. The Parties acknowledge and agree that this Agreement is entered into, is to be fully performed in and relates to real property located in the City of Azusa, County of Los Angeles, State of California. All legal actions arising from this Agreement shall be filed in the Superior Court of the State in and for the County or in the United States District Court with jurisdiction in the County. 5.12 Agency Attorney Fees and Costs. For the purposes of this Agreement, all references to Legal Costs in reference to the Agency are intended to include the salaries, benefits and costs of the City Attorney, as Agency General Counsel, and the lawyers employed in the ORANGE\SKLEINBERG\63657.2 26 DISCUSSION DRAFT NO. 1 Office of the City Attorney who provide legal services regarding the particular matter, adjusted to or billed at an hourly rate and multiplied by the time spent on such matter rounded to increments of 1/10t of an hour, in addition to Legal Costs of outside counsel retained by the Agency for any matter. 5.13 Unavoidable Delay; Extension of Time of Performance. 5.13.1 Notice. Subject to any specific provisions of this Agreement stating that they are not subject to Unavoidable Delay or otherwise limiting or restricting the effects of an Unavoidable Delay, performance by either Party under this Agreement shall not be deemed, or considered to be in Default, where any such Default is due to the occurrence of an Unavoidable Delay. Any Party claiming an Unavoidable Delay shall Notify the other Party: (i) within ten (10) days after such Party knows of any such Unavoidable Delay; and (ii) within five (5) days after such Unavoidable Delay ceases to exist. To be effective, any Notice of an Unavoidable Delay must describe the Unavoidable Delay in reasonable detail. The extension of time for an Unavoidable Delay shall commence on the date of receipt of written Notice of the occurrence of the Unavoidable Delay by the Party not claiming an extension of time to perform due to such Unavoidable Delay and shall continue until the end of the condition causing the Unavoidable Delay. The Party claiming an extension of time to perform due to an Unavoidable Delay shall exercise its commercially reasonable best efforts to cure the condition causing the Unavoidable Delay, within a reasonable time. 5.13.2 Assumption of Economic Risks. EACH PARTY EXPRESSLY AGREES THAT ADVERSE CHANGES IN ECONOMIC CONDITIONS, OF EITHER PARTY SPECIFICALLY OR THE ECONOMY GENERALLY, OR CHANGES IN MARKET CONDITIONS OR DEMAND OR CHANGES IN THE ECONOMIC ASSUMPTIONS OF EITHER PARTY THAT MAY HAVE PROVIDED A BASIS FOR ENTERING INTO THIS AGREEMENT SHALL NOT OPERATE TO EXCUSE OR DELAY THE PERFORMANCE OF EACH AND EVERY ONE OF EACH PARTY'S OBLIGATIONS AND COVENANTS ARISING UNDER THIS AGREEMENT. ANYTHING IN THIS AGREEMENT TO THE CONTRARY NOTWITHSTANDING, THE PARTIES EXPRESSLY ASSUME THE RISK OF UNFORESEEABLE CHANGES IN ECONOMIC CIRCUMSTANCES AND/OR MARKET DEMAND/CONDITIONS AND WAIVE, TO THE GREATEST EXTENT ALLOWED BY LAW, ANY DEFENSE, CLAIM, OR CAUSE OF ACTION BASED IN WHOLE OR IN PART ON ECONOMIC NECESSITY, IMPRACTICABILITY, CHANGED ECONOMIC CIRCUMSTANCES, FRUSTRATION OF PURPOSE, OR SIMILAR THEORIES. THE PARTIES AGREE THAT ADVERSE CHANGES IN ECONOMIC CONDITIONS, EITHER OF THE PARTY SPECIFICALLY OR THE ECONOMY GENERALLY, OR CHANGES IN MARKET CONDITIONS OR DEMANDS, SHALL NOT OPERATE TO EXCUSE OR DELAY THE STRICT OBSERVANCE OF EACH AND EVERY ONE OF THE OBLIGATIONS, COVENANTS, CONDITIONS AND REQUIREMENTS OF THIS AGREEMENT. THE PARTIES EXPRESSLY ASSUME THE RISK OF SUCH ADVERSE ECONOMIC OR MARKET CHANGES, WHETHER OR NOT FORESEEABLE AS OF THE EFFECTIVE DATE. Initials of Authorized Initials of Authorized ORANGE\SKLEINBERG\63657.2 27 DISCUSSION DRAFT NO. 1 [ 1 Agency Representative(s) Seller Representative(s) 5.14 Real Estate Commissions. The Agency shall not be responsible for any real estate brokerage or sales commissions, finder fees or similar charges that may arise from or be related to this Agreement or the purchase, sale or conveyance of the Property pursuant to this Agreement, including but not limited to payment of Broker. Seller shall be solely responsible for any real estate brokerage or sales commissions, finder fees or similar charges that may arise from or be related to this Agreement or the purchase, sale or conveyance of the Property pursuant to this Agreement that are claimed by any Person engaged by Seller or Buyer relating to the Property, this Agreement, or the purchase, sale or conveyance of the Property pursuant to this Agreement, including but not limited to Broker. Further, Seller shall Indemnify the Agency against any claims for such real estate brokerage or sales commissions, finder fees or similar charges, in accordance with Section 4.5. 5.15 Binding on Successors and Assigns. This Agreement shall be binding upon and inure to the benefit of the Parties and their respective legal representatives, successors and assigns. 5.16 No Other Representations or Warranties. Except as expressly set forth in this Agreement, no Party makes any representation or warranty material to this Agreement to any other Party. 5.17 Tax Consequences. Seller acknowledges and agrees that it shall bear any and all responsibility, liability, costs, and expenses connected in any way with any tax consequences experienced by Seller related to this Agreement or the purchase, sale or conveyance of the Property pursuant to this Agreement. 5.18 No Third-Party Beneficiaries. Nothing in this Agreement, express or implied, is intended to confer any rights or remedies under or by reason of this Agreement on any Person other than the Parties and their respective permitted successors and assigns, nor is anything in this Agreement intended to relieve or discharge any obligation of any third-Person to any Party or give any third-Person any right of subrogation or action over or against any Party. 5.19 Execution in Counterparts. This Agreement may be executed in multiple counterpart originals, each of which shall be deemed to be an original, but all of which together shall constitute one and the same document. 5.20 Entire Agreement. 5.20.1 Integrated Agreement. This Agreement includes [INSERT NUMBER] pages and five (5) exhibits, that constitute the entire understanding and Agreement of the Parties regarding the Property and the other subjects addressed in this Agreement. This Agreement integrates all of the terms and conditions mentioned in this Agreement or incidental to this Agreement, and supersedes all negotiations or previous agreements between the Parties with respect to the Property and the other subjects addressed in this Agreement. 5.20.2 No Merger. None of the terms, covenants, restrictions, agreements or conditions set forth in this Agreement shall be deemed to be merged with any deed conveying ORANGE\SKLEINBERG\63657.2 28 DISCUSSION DRAFT NO. 1 [ 1 title to any portion of the Property, and this Agreement shall continue in full force and effect before and after any such instruments, in accordance with its terms. 5.20.3 Waivers Must be in Writing. All waivers of the provisions of this Agreement and all amendments to this Agreement must be in writing and signed by the authorized representative(s) of both the Agency and Seller. 5.21 Exhibits. All of the Exhibits attached to this Agreement are described as follows: 5.21.1 Exhibit "A." Property Legal Description (Exhibit"A"); 5.21.2 Exhibit"B." Form of Seller Official Action (Exhibit"B"); 5.21.3 Exhibit "C." Form of Escrow Agent Consent (Exhibit "C"); and 5.21.4 Exhibit"D." Form of Grant Deed (Exhibit"D"). 5.22 Time Declared to be of the Essence. As to the performance of any obligation under this Agreement of which time is a component, the performance of such obligation within the time specified is of the essence. 5.23 No Waiver. Failure to insist on any one occasion upon strict compliance with any term, covenant, condition, restriction or agreement contained in this Agreement shall not be deemed a waiver of such term, covenant, condition, restriction or agreement, nor shall any waiver or relinquishment of any rights or powers under this Agreement, at any one time or more times,be deemed a waiver or relinquishment of such right or power at any other time or times. [Signatures on following page] ORANGE\SKLEINBERG\63657.2 29 DISCUSSION DRAFT NO. 1 [ 1 SIGNATURE PAGE TO REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S. Azusa Avenue) IN WITNESS WHEREOF, the Agency and Seller have executed this Real Property Purchase and Sale Agreement and Joint Escrow Instructions (229 S. Azusa Avenue) by and through the signatures of their authorized representative(s) set forth below: AGENCY: Seller: Redevelopment Agency of the City of Lillie Rogers, as Trustee of the Clifton & Lillie Azusa, a public body, corporate and politic Rogers Living Trust dated 1994 & the Rogers Family Bypass Trust By: Name: Its: By: Attest: Name: Its: By: Agency Secretary By: Name: Its: APPROVED AS TO FORM: Best Best& Krieger LLP By: Agency General Counsel ORANGE\SKLEINBERG\63657.2 30 DISCUSSION DRAFT NO. 1 [ I EXHIBIT "A" TO REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S.Azusa Avenue) PROPERTY LEGAL DESCRIPTION [To be attached behind this cover page] Exhibit"A" Property Legal Description ORANGE\SKLEIN BERG\63657.2 DISCUSSION DRAFT NO. 1 I EXHIBIT "B" TO REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S. Azusa Avenue) FORM OF SELLER OFFICIAL ACTION [To be attached behind this cover page] Exhibit"B" Form Of Seller Official Action ORANGE\SKLEINBERG\63657.2 • DISCUSSION DRAFT NO. 1 [ 1 EXHIBIT "C" TO REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S. Azusa Avenue) FORM OF ESCROW AGENT CONSENT ESCROW AGENT CONSENT Commerce Escrow accepts that certain Real Property Purchase and Sale Agreement and Joint Escrow Instructions, dated , [ 1, by and between the Redevelopment Agency of the City of Azusa, a public body, corporate and politic, and Lillie Rogers, as Trustee of the Clifton & Lillie Rogers Living Trust dated 1994 & the Rogers Family Bypass Trust, agrees to act as "Escrow Agent" pursuant to such agreement and agrees to be bound by all provisions of such agreement applicable to it as the Escrow Agent. ESCROW AGENT: COMMERCE ESCROW By: Name: Its: Dated: Notice Address: 1545 Wilshire Blvd., Suite 600 Los Angeles, CA 90017 Telephone: 213-353-4004 Facsimile: 213-484-0417 Attn: Exhibit"C" Form Of Escrow Agent Consent ORANGE\SKLE[NBERG\63657.2 EXHIBIT "D" TO REAL PROPERTY PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (229 S. Azusa Avenue) FORM OF GRANT DEED [To be attached following this cover page] ORANGE\SKLEINBERG\63657.2 RECORDING REQUESTED BY: Escrow No. and Order No. WHEN RECORDED MAIL TO: AND MAIL TAX STATEMENTS TO: Redevelopment Agency of the City of Azusa Attn: Executive Director 213 East Foothill Boulevard Azusa, CA 91702 • APN's 8614-014-056, 8614-014-057,8614-014-058 Exempt from Recording Fees per Govt.Code §27383 Exempt from Documentary Transfer Tax per Calif.Rev. &Tax. Code §11922 GRANT DEED FOR VALUABLE CONSIDERATION, receipt of which is hereby acknowledged, LILLIE ROGERS, as Trustee of the Clifton & Lillie Rogers Living Trust dated 1994 & Rogers Family Bypass Trust dated does hereby grant and convey to REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, a public body, corporate and politic all that certain real property situated in the City of Azusa, County of Los Angeles, State of California, described in EXHIBIT A attached hereto and incorporated herein by reference. Dated: LILLIE ROGERS Dated: ORANGE\SKLEINBERG\63657.2 NOTARY ACKNOWLEDGMENT (California All-Purpose Acknowledgment) State of California County of Los Angeles On before me, (insert name and title of the officer here), personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under penalty of perjury under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature (Seal) ATTACHED TO: GRANT DEED [APN'S 8614-014-056, 8614-014-057 and 8614-014-058] ORANGE\SKLEINBERG\63657.2 NOTARY ACKNOWLEDGMENT (California All-Purpose Acknowledgment) State of California County of Los Angeles On before me, (insert name and title of the officer here), personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under penalty of perjury under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature (Seal) ATTACHED TO: GRANT DEED [APN'S 8614-014-056, 8614-014-057 and 8614-014-058] ORANGE\SKLEINBERG\63657.2 EXHIBIT A TO GRANT DEED Legal Description of Property ORANGE\S KLEINBERG\63657.2 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA CERTIFICATE OF ACCEPTANCE OF GRANT DEED [APN's 8614-014-056, 8614-014-057 and 8614-014-058] This Certificate of Acceptance pertains to the interest in certain real property conveyed by the Grant Deed dated 2009 to which this Certificate of Acceptance is attached, from: LILLIE ROGERS, as Trustee of the Clifton & Lillie Rogers Living Trust dated 1994 & Rogers Family Bypass Trust dated to: REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, a public body, corporate and politic ("Grantee") Said Grant Deed is hereby accepted by the undersigned officer on behalf of Grantee pursuant to authority conferred by the Grantee's governing board, and Grantee hereby consents to recordation of said Grant Deed. Dated: REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, a public body, corporate and politic, By: Francis Delach Its: Executive Director ATTEST: Agency Secretary ORANGE\SKLEINBERG\63657.2 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 1.1 Defined Terms 1 ARTICLE 2 CONVEYANCE OF PROPERTY 9 2.1 Escrow 9 2.2 Payment of Purchase Price 9 2.3 Title Approval 9 2.4 Due Diligence Investigations 10 2.5 Eminent Domain 11 2.6 Seller Covenants Regarding Maintenance of the Property. 11 2.7 Seller Waiver of Relocation Benefits. 12 2.8 Seller Representations and Warranties. 13 ARTICLE 3 JOINT ESCROW INSTRUCTIONS 14 3.1 Opening of Escrow 14 3.2 Escrow Agent Authority 14 3.3 Agency's Conditions to Close of Escrow 15 3.4 Seller's Conditions to Close of Escrow 16 3.5 Agency's Escrow Deposits 16 3.6 Seller's Escrow Deposits 17 3.7 Closing Procedure 17 3.8 Close of Escrow 18 3.9 Withholding Requirements 18 3.10 Taxes and Prorations 19 3.11 Possession; Risk of Loss 19 3.12 Escrow Closing Costs, Taxes and Title Policy Premium 19 3.13 Escrow Cancellation Charges 19 3.14 Escrow Cancellation 19 3.15 Escrow Notices 20 ARTICLE 4 REMEDIES AND INDEMNITY 20 4.1 PRE-CLOSING LIQUIDATED DAMAGES TO SELLER 20 4.2 Seller Event of Default Remedies of Agency 21 ORANGE\SKLEINBERG\63657.2 -1- TABLE OF CONTENTS (continued) Page 4.3 Legal Actions 21 4.4 Rights and Remedies are Cumulative 21 4.5 Indemnification. 21 4.6 Indemnification Procedures 22 ARTICLE 5 GENERAL PROVISIONS 23 5.1 Incorporation of Recitals 23 5.2 City Not a Party 23 5.3 Executive Director Implementation 23 5.4 Notices, Demands and Communications Between the Parties 23 5.5 Warranty Against Payment of Consideration for Agreement 24 5.6 Relationship of Parties 24 5.7 Survival of Agreement 24 5.8 Non-liability of Officials, Employees and Agents 24 5.9 Calculation of Time Periods 24 5.10 Principles of Interpretation 25 5.11 Governing Law 25 5.12 Agency Attorney Fees and Costs 25 5.13 Unavoidable Delay; Extension of Time of Performance 25 5.14 Real Estate Commissions 26 5.15 Binding on Successors and Assigns 26 5.16 No Other Representations or Warranties 26 5.17 Tax Consequences 27 5.18 No Third-Party Beneficiaries 27 5.19 Execution in Counterparts 27 5.20 Entire Agreement 27 5.21 Exhibits 27 5.22 Time Declared to be of the Essence 27 5.23 No Waiver 28 EXHIBIT "A"—PROPERTY LEGAL DESCRIPTION EXHIBIT "B"—FORM OF SELLER OFFICIAL ACTION ORANGE\SKLEINBERG\63657.2 -11- TABLE OF CONTENTS (continued) Page EXHIBIT "C"—FORM OF ESCROW AGENT CONSENT EXHIBIT "D"—FORM OF GRANT DEED ORANGE\SKLEINBERG\63657.2 -ll1- Ff. / " " uiiuiSvarf _ T AZUSA- AGENCY AGENDA ITEM TO: HONORABLE CHAIRPERSON AND MEMBERS OF THE AGENCY BOARD FROM: KURT CHRISTIANSEN, DIRECTOR OF ECONOMIC AND COMMUNITY DEVELOPMENT VIA: F.M. DELACH, EXECUTIVE DIRECTOI�/ 1 DATE: DECEMBER 21, 2009 SUBJECT: REQUEST FOR QUALIFICATION (RFQ) TO DEVELOP AND OPERATE AFFORDABLE HOUSING PROJECTS RECOMMENDATION It is recommended that the Agency Board approve the attached Request for Qualification to Develop and Operate Affordable Housing Projects ("RFQ") and authorize the Executive Director to circulate said RFQ to for-profit and non-profit housing producers. BACKGROUND The California Community Redevelopment Law ("CCRL") requires redevelopment agencies to deposit 20% of its annual gross tax increment revenue into a Low and Moderate Income Housing Fund ("LMI Housing Fund") for projects that create and preserve affordable housing in the community. These affordable units must address any inclusionary housing requirements derived from new construction in the Project Area as well as contribute to the City's regional housing allocation. Over the last several years, the Azusa Redevelopment Agency has utilized its LMI Housing Fund for a variety of projects and programs including: • Assist private developers with the construction of new affordable units. • Create opportunities for home ownership through a Down Payment Assistance Program. • Stem neighborhood blight through Housing Rehabilitation grants. Generally speaking, the recipient of any Agency financial assistance must record covenants that run with the land guaranteeing that either the rental unit(s) or owner-occupied unit(s) produced will remain affordable for the longest period possible. REQUEST FOR QUALIFICATIONS During the next five years,the Agency will be evaluating a number of development opportunities to create new affordable housing throughout the Project Area. It will be important to recruit private-sector development partners that can bring to these projects experience and expertise in the areas of construction, marketing, operations and maintenance, and financing. Staff has prepared the attached RFQ to evaluate potential housing producers that may be interested in working with the Agency on these projects. It is proposed that respondents be evaluated on their ability to implement creative design, management and financial solutions to the Agency's housing opportunities. The highest scoring developers would then be placed on a "pre-qualification" list and would be sent any formal Requests for Proposal for specific Agency projects. FISCAL IMPACT The minimal costs associated with the issuance of this RFQ will be limited to postage and staff time to evaluate developer Statements of Qualifications. Attachments 1. Request for Qualification to Develop and Operate Affordable Housing Projects ("RFQ") CITY OF AZUSA Redevelopment Agency AZUSA REQUEST FOR QUALIFICATIONS (RFQ) TO DEVELOP AND OPERATE AFFORDABLE HOUSING PROJECT(S) I. INTRODUCTION In order to promote the development and preservation of affordable housing, the Redevelopment Agency of the City of Azusa ("Agency") has prepared this Request for Qualifications ("RFQ") to solicit interest from potential development partners for the construction and/or rehabilitation of rental and owner-occupied housing for very-low, low-, and moderate-income families. To date, the Agency has endeavored to meet its affordable housing obligations through a combination of direct assistance to developers, the purchase of affordability covenants, the rehabilitation of existing housing stock, the funding of first time homebuyer programs, and the acquisition of real property for future housing projects. The Agency now seeks to partner with a private housing producer to evaluate development and funding opportunities in the City of Azusa. The purpose of this RFQ is not to seek input or proposals on any particular project. Rather, the intent is to pre-qualify potential development partners that meet the Agency's criteria and can best help the Agency utilize available assets and resources to meet its long-term affordable housing objectives. Once viable projects are identified, the Agency will issue a formal Request for Proposal (RFP) to these development entities which would then submit specific plans for the design, financing, construction, operation, and maintenance of the proposed project(s). II. SUMMARY The Agency is interested in exploring opportunities to utilize its existing assets and developing new resources to provide both rental and owner-occupied affordable housing for families and senior citizens. The projects to be developed will reflect the following general characteristics: • The housing units provided shall reflect a mix of very low-, low-, and moderate-income levels, as defined by the State Department of Housing and Community Development for the County of Los Angeles. • They shall carry appropriate covenants/restrictions providing for affordability for the time periods established by law(i.e., 55 years for rental projects,45 years for owner-occupied projects). • They shall be designed and constructed in such a manner to satisfy both inclusionary housing requirements established by California Community Redevelopment Law (CCRL) and the City's regional housing allocation (RHNA). • They shall be constructed in a manner that enhances the surrounding neighborhood. • Rental projects shall provide for long-term property management and control. • They shall be funded through a combination of Agency resources, outside grants and/or loans,and developer equity. The goal of the Agency is to eventually select an experienced developer for its affordable housing projects that has demonstrated superior technical and financial capabilities and that has the ability to work in the community to address on-going needs. The Azusa Redevelopment Agency is committed to non-discrimination and equal opportunity. No person will be discriminated against on the grounds of race, color, sex, religion, national origin, ancestry, age, marital status, physical or mental disability,or sexual orientation. III.CITY OVERVIEW AND DEMOGRAPHICS The City of Azusa, known as the"Canyon City," lies at the foot of the San Gabriel Mountains in Los Angeles County.The City was founded in 1887 and incorporated as a general law city on December 29, 1898. Beginning with a population of 865 in 1899, Azusa grew from 29,380 residents in 1980 to 44,712 residents in 2000, an increase of 52.2 percent. Since 1990, however, population growth has been relatively moderate, reflecting both the economic recession of the early to mid 1990s, and the limited availability of land remaining for residential development in a mostly built-out community. The California State Department of Finance estimated that Azusa's population as of January 1,2009 was 48,932, representing a 9 percent increase since 2000. Among the San Gabriel Valley foothill communities, Azusa has long supplied a disproportionate amount of affordable housing. As a result, among foothill cities, Azusa has had the lowest rate of home ownership, lowest median housing sales price, and the highest rates of overcrowding and substandard housing. These factors also contributed to a decline in retail economic activity, as surrounding cities aggressively pursued sales tax revenue drawn by their stronger buying power. As a result, many older neighborhoods in Azusa went into decline, with property values and reinvestment falling and rental turn-over increasing. This situation has also resulted in a corresponding increase in crime. During recent decades, Azusa's demographics have changed. The Hispanic population continues to grow in the City, from 53 percent in 1990 to nearly 65 percent in 2000. In 1999, minorities represented 87 percent of the student population within the Azusa Unified School District, compared to 81 percent of students in the County. The population also became younger, as the percentage of children under 18 counted in the 2000 Census rose to nearly one-third (31 percent) of the City's total population. This has increased the pressure on older housing, neighborhoods and schools to provide a safe and healthy environment for families. IV. HOUSING OVERVIEW The lack of affordable housing in the eastern San Gabriel Valley has also exacerbated the squeeze on Azusa's housing, as rents have risen without substantial reinvestment due to the regional housing shortage. Because substantial residential growth occurred in the 1950s and 1960s, over 50 percent of the housing stock in the City is 30 years or older, the age when most homes begin to require major repairs. Recognizing this as an important housing concern, the City has become a leader in promoting neighborhood improvements through a pioneering rental inspection program, neighborhood code enforcement and provision of home improvement/rehabilitation assistance. Continuation and expansion of these programs is necessary, as a growing share of the housing stock requires improvement or rehabilitation. Of the 13,500 housing units in the City, 59 percent are single-family homes, 37 percent are multifamily units, and 4 percent are mobile homes and trailers. Housing costs in Azusa are lower than neighboring cities. In 2000, the median price of a single-family home was about $150,000. Housing prices peaked in 2006 in Azusa, with a median sale price of $429,500. In September 2008, the City's median home price had declined to $270,000, reflecting national trends associated with the mortgage meltdown. Home sales prices are generally in the moderate income range, while recently developed and currently planned new single-family developments in Azusa Canyon will provide a greater stock available within the City to middle- and upper-income households. In 2000, monthly rent for a two-bedroom apartment unit ranged from $869 to $982 in the larger complexes with a high level of amenities. In 2008, rents for a two- bedroom apartment ranged from $950 to $1,685. While much of the City's rental housing is in smaller complexes and rents, especially in smaller units, are at levels affordable to low-income households, the larger complexes are geared towards moderate-income renters. Despite comparatively lower housing prices and rents (due to the generally lower incomes of existing residents), many households still face a housing cost burden. In particular, over 36 percent of renter households in Azusa are overpaying and may have to double up with other families to afford rents, which in turn contributes to overcrowding (39 percent of rental units in Azusa are overcrowded). V. RFQ SUBMISSION REQUIREMENTS Responses to this Request for Qualifications should contain the following elements: 1. Cover Letter. The response shall include the name, address, e-mail address, telephone and facsimile number of the primary contact person, and/or the person who will be authorized to represent and sign on behalf of the Developer. 2. Summary of Experience and Qualifications: The response shall provide evidence of the Developer's relevant experience with affordable rental housing and shall, at a minimum, describe the following: • Experience working with local government (cities, counties and/or redevelopment agencies) in developing and financing affordable housing projects. Such a description shall include a list of local government agencies the developer has worked with, the type of project(s) done, and the dates the project(s) were completed. • Experience in property entitlement, CUP process, development, and construction management. • Knowledge and experience in developing project financing. • Experience in past community outreach efforts. • Experience in marketing, leasing, managing, and operating affordable rental housing (including senior housing projects). • Experience in qualifying tenants, and conducting income recertifications. 3. Financial Capacity: Include the most recent audited financial statement for the developer and other proposed affiliated organizations. 4. Identification of Key Staff Members: Provide a list of all personnel to be assigned to the project, including their past project experience, qualifications and résumés. Provide a list and description of all applicable licenses, credentials, and certificates of professional training, and familiarity in working with Federal, State, or local governmental agencies involved in this type of project. 5. References: Provide a minimum of three (3) public sector references (preferably cities and/or redevelopment agencies). Each of these references must be prepared to discuss the developer's ability to take a project from design to construction and to develop alternative funding sources. Include the name of the agency along with the contact name, title, and telephone number. The Agency places emphasis on completeness and clarity of the responses, which should include sufficient detail to allow for accurate evaluation. Omission of any of the above requested information, or misleading and incomplete information may be grounds for rejection. VI. SELECTION PROCESS AND CRITERIA Agency staff will review and evaluate all complete Statements of Qualifications received by the closing date in accordance with the criteria and procedures identified in this RFQ. The inclusion of a Developer on the Agency's pre- qualification list will be based on the quality of the responses, including thoroughness and applicability to the requirements of this RFQ. The Agency may, at its option, request additional information, clarification of information, or interviews with Developers before final selections are made. Statements of Qualifications will be evaluated on a scale of up to 100 points. The following criteria will be used to assess the Developer's qualifications: 1. Development Experience (20 points): Developer's previous experience working with local government agencies developing affordable rental housing, including property entitlements, development, and construction. 2. Management Experience (20 points): Developer's experience in property management, marketing, leasing, operating, and maintaining affordable housing projects. 3. Community Outreach Experience (10 points): Developer's experience in gaining community support for similar projects. 4. Project Financing Experience (20 points): Developer's knowledge of and experience with creative financing of affordable housing projects. 5. Financial Capability (20 Points): Developer's access to funding resources and its ability to secure financing and maintain adequate working capital. 6. Organization Scope of Services (10 points): The degree to which the developer can provide full service towards any selected project (i.e., planning, architectural, financing, project management, property management property maintenance, etc.) Based on its review of Statements of Qualifications, Agency staff may require finalists to make a presentation. However, placement on the pre-qualification list may be made without a presentation or further discussion. Any decision to include a developer on the Agency's pre-qualification list will be at the sole discretion of the Executive Director of the Azusa Redevelopment Agency. VII. SUBMISSION PROCESS Developers desiring to respond to this RFQ shall submit three (3) copies of the Statements of Qualifications, in a sealed enveloped marked "RFQ to Develop and Operate Affordable Housing Project(s)" prior to the closing date of Thursday, January 28, 2010, at 5:00 pm. All late submittals will be rejected and returned unopened. Statements of Qualifications shall be delivered to: Azusa Redevelopment Agency 213 East Foothill Blvd. Azusa CA 91702-1395 Attn: Director of Economic & Community Development It is the sole responsibility of the Developer to ensure that the proposal is delivered before the closing date, at the above address. No oral, telegraphic, electronic, facsimile, or telephonic proposals or modifications will be considered. The Agency is not responsible for deliveries made to any place other than the specified address. By submitting Statements of Qualifications, the Developer represents that it has thoroughly examined the requirements of this RFQ, and that it is capable of performing said tasks and functions. VIII. WAIVER OF RIGHTS By submitting a response to this RFQ, the Developer waives all rights to seek legal remedies regarding any aspects of the RFQ and the Agency's selection process. In consideration of the compensation and other benefits derived from any contract that may be entered into with the Agency, the Developer shall agree to indemnify and hold the Agency harmless from claims or losses arising from, or in connection with, all work relating to the Project. In addition, the Developer shall be expected to indemnify the Agency, officers, employees, or agents and hold said personnel harmless from any and all claims, liabilities, obligations, and causes of action of whatever find or nature for injury to, or the death of any persons or the damage or destruction of property during the term of the contract. If you have any questions concerning this Request for Qualifications, please contact Ms. Sandra Benavides, Redevelopment Project Manager, at (626) 812- 5100 or at sbenavides@ci.azusa.ca.us. dr Cr 1051111*, fill"' y� "y yam'.. Uliel AGENCY CONSENT ITEM TO: THE HONORABLE CHAIRPERSON AND AGENCY MEMBERS FROM: KURT E. CHRISTIANSEN, ECONOMIC AND COMMUNITY DEVELOPMENT DIRECTOR VIA: F.M. DELACH, EXECUTIVE DIRECTOR /1'W DATE: DECEMBER 21 , 2009 SUBJECT: LICENSE AGREEMENT WITH THE WHITING-TURNER CONTRACTING COMPANY FOR USE OF AGENCY-OWNED PROPERTY LOCATED AT 812 N. AZUSA/801 N. ALAMEDA (FORMERLY JOHNNY'S TOWING) RECOMMENDATION It is recommended that the Agency Members approve the License Agreement with Whiting- Turner Contracting Company and authorize the Executive Director to execute the License Agreement. BACKGROUND The Target Corporation has hired The Whiting-Turner Contracting Company, Inc. ("Whiting") to build their new Target store on Azusa Avenue and 9th Street. In order to centralize their essential staff and better coordinate the construction project, Whiting has requested renting the Redevelopment Agency-owned property located at 812 N. Azusa Ave./801 N. Alameda Ave., formerly Johnny's Towing. The property would be used by Whiting for a temporary office, conference room, and staff parking. The property would not be used for storage of heavy equipment or construction materials. Attachment 1 is a request from Whiting to use the subject property. Property Description The property is located across the street from the proposed Target Store site, at 812 N. Azusa/801 N. Alameda. The property is fenced, secure, has a small office available for a conference room or office, and available on-site parking. Total building space for both buildings is 6,160 sf, and total lot size is 62,500 sf. The property site is detailed in the License Agreement. 1 Licensee Fee and Term Staff has reviewed commercial rental rates for vacant land, and the proposed temporary use of this site, and concluded that a fee of $500/month is a fair usage fee. The term of the License Agreement will begin immediately pending Agency Board approval, and will end April 30, 2010, with renewal privileges through October 31, 2010, upon written request and agreement by both parties. FISCAL IMPACT The Agency will earn a minimum of$2,000, available for its current operating expenses. Attachments: 1. Letter of Request 2. License Agreement 2 G.W.C.WHITING WILLARD HACKERMAN (1883-1974) PRESIDENT AND CEO FOUNDED 1909 THE WHITING-TURNER CONTRACTING COMPANY (INCORPORATED) CONSTRUCTION MANAGEMENT ENGINEERS AND CONTRACTORS INSTITUTIONAL GENERAL CONTRACTING 3 Corporate Park,Suite 100 DATA CENTERS DESIGN-BUILD Irvine,California.92606 SPORTS AND ENTERTAINMENT SPECIALTY CONTRACTING 949-863-0800 INDUSTRIAL OFFICE/HEADQUARTERS WAREHOUSE/DISTRIBUTION RETAIL/SHOPPING CENTERS Fax:949-863-0864 MULTI-FAMILY RESIDENTIAL HEALTHCARE www.whiting-turner.com ENVIRONMENTAL BID-TECH/PHARMACEUTICAL BRIDGES,CONCRETE HIGH-TECH/CLEANROOM December 15, 2009 CITY OF AZUSA 213 E. Foothill Blvd., Azusa, CA 91702-1395 Attention: Sandra Benavides Project Manager— Economic& Community Development Department Reference: Johnny's Towing Property Dear Sandra, Thank you for getting back to me so quickly. As we discussed, we are interested in renting the Johnny's Towing property across the street from the upcoming Target construction project. The intended use of the facility and property is for office staffing and conference room, as well as parking for the same office staff during construction of the Target store. Please contact me at (949) 863-0800 should you have any questions or require any additional information. I look forward to hearing from you in near future. Very truly yours, THE WHITING-TURNER CONTRACTING COMPANY Benigno B. Franco Project Manager HEADQUARTERS:BALTIMORE,MARYLAND WT OFFICES NATIONWIDE LICENSE AGREEMENT This License Agreement("Agreement") is entered into this day of ,2009 by and between the REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, a public body, corporate and politic ("Licensor") and THE WHITING-TURNER CONTRACTING COMPANY ("Licensee"); as used herein, the term Licensee includes the employees agents and contractors of Licensee. RECITALS A. Licensor is the owner of real property more particularly described in Exhibit "A", Legal Description (the"Property"), attached hereto and incorporated herein by reference. B. Licensee desires to obtain permission to gain access to the Property to use it for a temporary office, conference room, and staff parking. The Licensee and its agents may access the Property, as illustrated in Exhibit "B" Site Map ("Property"), no earlier than the date of this Agreement,and subject to this Agreement having been fully executed by all parties and all insurance submittals completed and received by Licensor. NOW, THEREFORE, IT IS AGREED AS FOLLOWS: 1. License and Use of Property. Licensor hereby grants Licensee,its employees,agents, contractors,representatives and nominees a revocable license and the right to enter onto the Property in order to use it for a temporary office,conference room, and staff parking in conjunction with the construction of the Target Store at Azusa Avenue and 9th Street. The License Agreement shall terminate on April 30, 2010, with a renewal option to extend the Agreement through October 31, 2010, upon written request and agreement by both parties.. While this Agreement is in effect, Licensee is responsible for the following: a. Licensee shall pay the Redevelopment Agency of the City of Azusa a license fee of Five Hundred Dollars and No/100($500.00)monthly on or before the 1st day of each month. Late fees of$25.00 will be due and payable for each late monthly payment received after the 10th day of each month. b. Licensee will use the property only for those uses described in this Section 1. c. The Licensee will be responsible for any security,utilities, trash collection, maintenance, or any other services necessary to maintain the site for the Licensee's use of the property. 2. Term and Condition of Property. This Agreement shall be effective on no earlier than the date of this Agreement, and subject to this Agreement having been fully executed by all parties and all insurance submittals completed and received by Licensor; and shall expire,if not terminated C.\DOCUMENTS AND SETTINGS\AZUSAUSERI\DESKTOP\LICENSEAGT WHITINGTURNER 1209.DCC sooner, in accordance with this section, on April 30, 2010. Licensee has the option to extend this Agreement through October 31,2010,upon written request from the Licensee and agreement by the Licensor. Licensor shall have the right to immediately terminate this Agreement if Licensee violates any provision of this Agreement. Licensor's termination of this Agreement shall be effective upon giving Licensee written notice of termination. 3. Development Rights. The approval of this License Agreement shall not independently confer development rights or create any long term rights to use, occupy or buy the Property. 4. Licenses,Permits,and Approvals. Prior to entering onto the Property,Licensee shall have obtained all licenses, permits, and approvals which are required by the City of Azusa, the County of Los Angeles, or any other entity having jurisdiction. This Agreement shall not be effective until the above approvals have been secured. 5. Indemnification. With respect to Licensee's entry as provided for herein, Licensee shall: (i) defend, indemnify and hold Licensor and the City of Azusa, the Azusa Redevelopment Agency of the City of Azusa, and their officers,officials,employees and agents harmless from and against any and all actual or alleged losses, costs (including reasonable attorneys' fees and actual litigation costs),damages,actions or expenses arising out of the Licensee's use of the Property. This Section 5 shall survive the expiration or termination of this Agreement. 6. Hazardous Materials Indemnity. Licensee agrees to indemnify, defend and hold Licensor and its elected and appointed officials,employees and agents harmless from and against all claims, demands, causes of action, damages,judgments, costs, expenses and fees for injury to or death of persons or loss or damage to property arising by reason of the use, generation, storage or disposal of hazardous materials by Licensee on the Property resulting from the activities contemplated by this agreement and the cost of any required or necessary repair, cleanup or detoxification to the full extent that such liability is attributable,directly or indirectly,to the presence or use, generation, storage, release, threatened release, or disposal of hazardous materials by Licensee on the Property. For the purpose of this provision, "hazardous materials" shall include, without limitation, substances defined as"Hazardous Substances,""Hazardous Materials,""Toxic Substances,""Hazardous Waste,""Extremely Hazardous Waste,"or"Restricted Hazardous Waste," or stated to be known to cause cancer or reproductive toxicity, under the Comprehensive Environment Response, Compensation and Liability Act of 1980, amended, 42 U.P.S.C. Sections 9601,et seq.; the Hazardous Materials Transportation Act, 49 U.P.S.C. Section 1801, et seq.; the Resource Conservation and Recovery Act,41 U.S.C. Section 6901,et seq.;Federal Water Pollution Control Act, 33 U.S.C., Sections 1317, et seq.; Section 25115, 25117, 25112.7, 25140, 25249.5, 25249.8, 25281, 25316, or 25501 of the California Health and Safety Code; or any substances so defined or stated in any of the regulations adopted and publications promulgated pursuant to said laws and they may be amended from time to time. C:\DOCUMENTS AND SETTINGS\AZUSAUSERI\DESKTOP\LICENSEAGT_WHITINGTURNER_1209.DOC 7. Insurance. 7.1 Licensee shall obtain, at Licensee's sole cost and expense, and keep in full force and effect, during the Term, a policy of comprehensive general liability insurance or commercial general liability insurance under which Licensee is named as the insured and Licensor is named by endorsement as an additional insured but only as respect to claims against them arising out of the acts or omissions of Licensee or Licensee's use of the Property. Such policy shall contain(a)a contractual liability endorsement,(b)a provision that,for all claims,accidents,injuries and damages occurring in or about the Property,provides primary coverage without contribution from any other insurance carried by or for the benefit of Licensor,(c)the policy shall be non-cancelable with respect to Licensor and (d) the amount thereof shall not be reduced unless thirty(30) days' written notice shall have been given to Licensor by certified mail, return receipt requested, which notice shall contain the policy number and the names of the insured and additional insureds. The minimum limits of liability shall be a combined single limit with respect to each occurrence in an amount of not less than$2,000,000 for injury(or death)or damage to property arising from any one occurrence (which$2,000,000 limit shall apply separately at the Property)and$2,000,000 for the aggregate of all occurrences at all locations within each policy year. All insurance required to be carried by Licensee pursuant to the terms of this Agreement shall be effected under valid and enforceable policies issued by reputable and independent insurers permitted to do business in the State of California, and rated in Best's Insurance Guide, or any successor thereto (or if there be none, an organization having a national reputation)as having a"Best's Rating"of"A"and a"Financial Size Category" of at lease "X" or if such ratings are not then in effect, the equivalent thereof. The Licensee shall cause the policy(ies)to be endorsed to name the Redevelopment Agency of the City of Azusa, and the City of Azusa as insureds. 7.2 Licensee shall procure an appropriate clause in, or endorsement on, any insurance policy(ies) covering the Property pursuant to which the insurance companies waive subrogation or consent to a waiver of right of recovery consistent with the release, discharge, exoneration and covenants not to sue contained herein and in Section 8.5. 7.3 On or prior to Licensee's entry onto the Property, Licensee shall deliver to Licensor appropriate endorsements to the policies of insurance required to be carried pursuant to Section 7, including evidence of waivers of subrogation as required pursuant to Section 7.2. Evidence of each renewal or replacement of a policy shall be delivered by Licensee to Licensor not less than twenty(20)days before the expiration of the insurance policy then in effect. Licensee may maintain the insurance required under this Section 7 under blanket or umbrella policies, as applicable,issued to Licensee covering other properties owned or leased by Licensee;provided that the policies otherwise comply with this Section 7 and allocate to the Property the coverage specified by this Section 7, without possibility of reduction or coinsurance by reason of, or damage to, any other properties named therein, and if the insurance required by this Section 7 shall be effected by any such blanket or umbrella policies,Licensee shall furnish to Licensor certified copies or duplicate originals of such policies in place of the originals, with schedules thereto attached showing the amount of insurance afforded by such policies applicable to the Property. C:\DOCUMENTS AND SETTINGS\AZUSAUSERI\DESKTOP\LICENSEAGT WHITINGTURNER I209.DOC 7.4 From time to time upon request of Licensor,Licensee shall deliver to Licensor evidence that Licensee is carrying insurance required to be carried pursuant to this Section 7, including evidence of waivers of subrogation as required pursuant to Section 7.2. 7.5 Notwithstanding anything herein to the contrary,Licensee waives all rights of recovery,claims, actions or causes of action,against Licensor,and its officers,officials,employees and agents, (collectively, "Affiliates"), for any loss or damage to persons or property, (including, without implied limitation, wrongful death) during the term of this Agreement. Licensee hereby acknowledges that it has read and is familiar with the provisions of California Civil Code Section 1542 ("Section 1542"), which is set forth below: "A general release does not extend to claims which the creditor does not know or suspect to exist in his favor at the time of executing the release, which if known by him must have materially affected his settlement with the debtor." By initialing below, Licensee hereby waives the provisions of Section 1542 solely in connection with the matters which are the subject of the foregoing waivers and releases: Licensee's Initials 8. Notices. All notices permitted or required under this Agreement shall be given to the respective parties at the following address or at such other address as the respective parties may provide in writing for this purpose: Licensor: Redevelopment Agency of the City of Azusa 213 East Foothill Boulevard Azusa, CA 91702 Attention: F.M. Delach, Executive Director Licensee: The Whiting-Turner Contracting Company, Inc. 3 Corporate Park, Suite 100 Irvine, CA 92606 Attention: Benigno B. Franco, Project Manager 9. Attorneys' Fees. In any action between Licensee and Licensor seeking enforcement of any of the terms and provisions of this Agreement or a declaration as to the meaning hereof,or in connection with the Property, the prevailing party in such action shall be awarded, in addition to damages, injunctive or other relief, its reasonable costs and expenses, not limited to taxable costs, reasonable attorneys' fees and reasonable fees of expert witnesses. 10. Binding Effect. This Agreement shall be binding upon an inure to the benefit of the C:\DOCUMENTS AND SETTINGS\AZUSAUSER I\DESKTOP\LICENSEAGT_WHITINGTURNER_I209.DOC parties hereto and their permitted successors and assigns. 11. Entire Agreement;Amendments. This Agreement contains all of the agreements of the parties hereto with respect to the matters contained herein and all prior or contemporaneous agreements or understandings,oral or written,pertaining to any such matters are merged herein and shall not be effective for any purpose. No provision of this Agreement may be amended or added to except by an Agreement in writing signed by the parties hereto or their respective successors in interest and expressly stating that it is an amendment of this Agreement. 12. Further Assurances Each of the parties hereto shall execute and deliver any and all additional papers, documents and other assurances, and shall do any and all acts and things reasonably necessary in connection with the performance of their obligations hereunder and to carry out the intent and agreements of the parties hereto. 13. Third Party Beneficiaries. The City of Azusa shall be deemed an intended third party beneficiary of this Agreement. There are no other third parties intended to be beneficiaries of any obligation or right assumed by the Parties under this Agreement. 14. Counterparts. This Agreement may be executed in counterparts and when so executed by both parties, each such counterpart will constitute an original document and both such counterparts will constitute one and the same agreement. IN WITNESS WHEREOF,the parties have executed this Agreement as of the date and year first written above. (SIGNATURES ON FOLLOWING PAGE) • C:\DOCUMENTS AND SETTINGS\AZUSAUSERI\DESKTOP\LICENSEAGT WHITINGTURNER 1209.DOC REDEVELOPMENT AGENCY OF THE THE WHITING-TURNER CONTRACTING COMPANY, INC. CITY OF AZUSA By: By: F. M. Delach Name: Executive Director Title: Attest: Vera, Mendoza Agency Secretary Approved as to Form: Best Best &Krieger LLP City Attorney C:\DOCUMENTS AND SETTINGS\AZUSAUSERI\DESKTOP\LICENSEAGT_WHITINGTURNER 1209.DOC EXHIBIT "A" LEGAL DESCRIPTION PARCEL I: LOT(S) 5, 6, 7, 5, 9. 10, 11. 12 AND 13 IN BLOCK 20, OF THE TO' NSITE .AZI.151N, N 1HE CITY OF AZUSA, COUNTY OF LOS ANGELES, STATE OF CALIFORNIA, AS PER MAP RECORDLD IN BOOK 15 PAGES) 93 TO 96 INCLUSIVE OF MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COLIN FY. EXCEPT "ITIEREFROM THAT PORTION OF SAID LOT SUBSURFACE OIL, GAS AND MINERALS LYING MORE THAN 500 FEET BELOW THE SURFACE OF SAID PROPERTY, BUT WITHOUT ANY RIGHT OF SURFACE ENTRY. AS RESERVED IN THE DEED DA FEI) JULY 13, 1967 FROM SOUTHERN PACIFIC COMPANY, A DELAWARE CoRPORATION, TO MARY C. SI IEL„T(jN, RECORDED AUGUST 22 1%7 IN 1300K 1)3743 PAGE 136, NSTRUMENT NO. 1028, OFFICIAL RECORDS PART OE 'ME RANCHO AZUSA, AS FINAI.,LY CONFIRMED TO HENRY DALTON, AS PER MAP RECORDED IN BOOK '7, PAGES 10() AND 107 OF PATENTE S, RI OF 1,0S ANGELES CO-1:NI Y IN 1.HE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY. AND Al SO T11 \ PORTION OF A VACATE!) ALLEY TO THE WEST OF LOT 13 IN BLOCK 2' OF THE '1OWNS1TE OF AZUSA, AS PLR MAP RECORDED IN BOOK 15PAGES 93 TO 96, INCLUSIVE OF MISCELLANEOUS RECORDS OF SAID 'COUNTY DESCRIBED AS FOLLOWS: BEGINNING AT THE SOUTHEAST CORNER OF SAID LOT 13; THENCE SOUTHER! '`,'" ALONG THE WEST LINE OF AL M1 AVENUEq 1 Or.. 11.E'l WIDE:), A DISTANCE OF 50.00 FEF MORE OR LESS To THE NORTH LINE OF THE LAND REFERRED TO AS FOF-WAY AND DEPOT ( ROUNDS CONV17YED BY DEED TO "VHF SOUTHERN CALIFORNIA RAILWAY COMPANY, RI CORI)ED IN BOOK 6'34, PACE 181 , OF DEEDS; THENCE WES I ERLY ALONG SAIL) NOP Ii LINE 1.0 THE INTERSECTION THEREOF, WITH THE SOUTHERLY PROLONGATION OF 'THE CENTER LINE 01 1111 ALLEY 120 FEET WIDE) ADJOINING SAID LOT 13, ON flIE WES I AS SI IOWON SAID MAP; THENCE NOR i'llERLY ALONG SAE.) SOUTFIERLY PROLONGATION AND THE CENTERLINE OF SAID ALLEY, TO "IHE EASTERLY EXTENSION OF THE NORTH IAN& OF LOT 39 OF SAID BLOCK ...\ND TRACT, THENCE EASTERLY ALONG TEE EASTERLY EX FENSION OF THE NORTI3 LINE OF LOT ") TO THE wrsT I IN UI LOT 13 OF SAID BLOCK. AND TRACT; THENCE SOL l'HERI, ALONG THE WEST LINE OF SAID LOT 13, TO THE SOUTHERL OF LOT 1".1 TO TI IF POINT OF 11,,GINNINCi, PARCEL 2: LOT(S) 37, 38, 39 AND 40 OF BLOCK 20 OF MAP OF AZUSA, IN TIlL CITY OF AZUSA, COUNTY OF LOS ANGELES, STATE OF CALIFORNIA, AS PER MAP RECORDED IN 1300K 15 PAi....11.11S) 93 TO 96 INCLUSIVE OF MISCELLANEOUS RECORDS, IN THE OFFICE OF rHE COUNTY RECORDER OF SAID COUNTY, ALSO A STRIP OF LAND DESCRIBED AS FOLLOWS: BEGINNING AT THE SOLI liWEST CORNER OF SAID LU]' 40: THENCE ALONG AZUSA AVENUE, SOUTH 50,00 FEET, MORE OR EXHIBIT "A" LEGAL DESCRIPTION LESS TO THE NORTHERLY LINE OF LAND REFERRED TO AS RIGHT OF WAY AND DEPOT GROUNDS, CONVEYED BY DEED TO TI-1E SOUTHERN CALIFORNIA RAILWAY COMPANY, RECORDED IN BOOK 634 PAGE(S) 181 OF DEEDS,; THENCE EASTERLY ,NLONG SAID NORTHERLY LINE TO IIIE SOUTHERLY PROLONGATION OF THE.: CENTERLINE OF THE ALLEY, (20 FEET WIDE), ADJOININCi SAID LOTS ON *WE EAST AS SHONVN ON SAID MAP "IIIENCF NORTHERLY Al.(1)NG SIM 1. PROLONCJAION, 50,00 FEET, MORE OR LESS, TO "rfIE SOUTHERLY LINE OF SAID fILOCK 20: TfiENCE WESTERLY .ALONG SAM SOUTHERLY LINE TO TIIIE POINT OF BEGINNING, THAT PORTION OF THAT CERTAIN NORTH/ SOUTH ALLEY, 20 FEET WIDE AS SHOWN O MAP OF AZUSA IN THE CITY OF AZUSA, C,OUNTY OF LOS ANGELES, STATE OF CALIFORNIA, PER MAP RECORDED IN BOOK 15 PAGE(S) 33 TO 96 INCLUSIVE OF MISCELLANEOUS RECORDS,: IN THE OFFICE OF 1111 COL NT'Y RECORDER OF ' AID COUNTY, INCLUDED WITHIN 131 O( 20 OF SAID MAP OF AZUSA, BOLNDEI) AS E01,LOWS: BOUNDED ON THE WEST BY EASTERLY LINES OF LOTS 37 AND 38, SAID BLOCK 20: BOUNDED ON THE EAST BY THE WESTERLY LINE OF LOT 13; BOUNDED ON THE SOUTH BY THE NORTHERLY PROLONGATION OF LOT 39; AND BOUNDED ON TUE NORTH BY THE NORTHERLY PROLONGATION OF LOTS 30 AND EXHIBIT "B" SITE MAP 812 NORTH AZUSA AVE,AZUSA, CA 91702 & 801 NORTH ALAMEDA AVENUE, AZUSA, CA 91702 ASSESSORS MAP PARCEL FOR APNS: 8608-025-004, 8608-025-004, 8608-025-006, 8608-025-019 2 J /,....f.+1- L ''!,4,VOrtv'esankv'+-ay ALAMEDA AVE. v �`� r t , a 3 4 /5 6 f7B 9 10 11 12 13 '' r1'1, x Cjil.Xi 16 t t ? [tE is 1 8 pp �A..yy 1 t 4, Y r. 3 28 27 128 28�30�31 32 33 84 38 3$37[38'38 t` 11 t, %u 1 i uIQ 0 0 .3,T .i?140 1 ./'r ttt - v, e AZUSA AVE, 1 ,an AZUSA RANCHO AZUSA t M.R.IS-93 96 r1NALLY CON IRMED TO HENRY DALTON R 2—108-107 AR 2z .w EXHIBIT "B" SITE MAP 812 NORTH AZUSA AVE,AZUSA, CA 91702 & 801 NORTH ALAMEDA AVENUE, AZUSA,CA 91702 BUILDING LAY—OUT w LU . 7.1 ,I POI fl 3 , -..,„ ; rx.shapEr. . ' i.tr .7.- I . 1 ' i 4,1 1 oi 1 ANati,;34:r 1 t•:, r I t i 1 . , rriKr i C.) . st) • Call:/t.ETE • i yit • FHALT P..',1 G4 ,4, OF W F. ; 3a;,-; • .;- I auaxmo I.; le 1 V.1 1 i 0 i 4 r402 1.7-mcourte 4- i I ' 1 77 7 I ; =7;...,, AM.7.1,7 .•• 4 , ,:e.owtttyt • 1 '.. ,..' .A.rPi-ALT ..- . , N I < ; rt .1', i- AURA:N — ,,4::,Ct c 1 A I r,-. _____ 1 • ° °` 411k1464,4-40 te 4,11017 AZUSA AGENCY AGENDA ITEM TO: THE HONORABLE CHAIRPERSON AND MEMBERS OF THE AGENCY BOARD FROM: KURT E.CHRISTIANSEN,ECONOMIC AND COMMUNITY DEVELOPMENT DIRECTOR VIA: F.M. DELACH, EXECUTIVE DIRECTOR* DATE: DECEMBER 21, 2009 SUBJECT: CITY CONTRIBUTION TO ASSIST THE AZUSA CHAMBER OF COMMERCE FOR THE PRODUCTION OF A CITY DVD ("VIDEO") RECOMMENDATION It is recommended that the Agency Board approve and authorize a Redevelopment Agency contribution to assist the Chamber of Commerce in support of the Economic Development Business Action Committee for the production of a City of Azusa DVD. BACKGROUND The Chamber has been an active principal advocate for business and has historically been recognized as the representative of all businesses, which contribute substantially to the City's revenue base. The Chamber's mission is"to serve as a catalyst in transformation of business and economic climate, resulting in a healthier, more prosperous Azusa". Over the years the City has partnered with the Chamber in playing a key support role in economic development and business retention efforts. On July 27, 2009, the Council approved a new Agreement Regarding Chamber of Commerce Funding and Support between the City of Azusa("City") and the Azusa Chamber of Commerce ("Chamber"). As part of that Agreement, the Chamber's commitment includes but is not limited to: • Participate in marketing the City's advantages inside and outside the community to retain and attract business and local sales revenue. • Promote improvement strategies that enhance the value of property and stimulate investment and development of vacant or underutilized properties. • Expand services by including a Business Recognition Program, providing educational programs, disseminating legislative and other information to the business community on behalf of the City, and increasing marketing activities to promote the City. VIDEO PROPOSAL As a result of the Chamber's economic development and business retention efforts to promote the City, the Chamber's Business Action Committee has been working with John Vande Wege a Videographer to produce a DVD to market the City and target business development by illustrating the advantages of doing business in Azusa. Additionally,the message to be conveyed through the production of the video includes: • Retail/Restaurant Opportunities • Manufacturing/Office Space Opportunities • Green/Environmental Initiatives • Educational Institutions • Transportation System • Residential Housing • Utilities (Benefits) The video consist of a 3-5 minute fast-paced video to be used by city officials, the business community and commercial real estate brokers as a whole for continuous marketing of the City. The DVD will be incorporated and/or use in the form of a DVD, flash drive and streaming online to the City and Chamber's webpage. In anticipation of certain scenes being integrated into the production of the DVD, Mr. John Vande Wege has already shot the Golden Days Parade, Cardinal Labs Grand Opening and Target Ground Breaking Ceremony. A preliminary list of other themes (e.g. retailer/businesses such as Pink Berry, CVS, Northrup, APU/Citrus College,210 Freeway accessibility,Route 66,Gold Line, Citrus Crossing,Block 36/37)to be integrated as part of the video. The actual cost to produce the video is $15,000 (Exhibit A) of which the Chamber is seeking support and/or contributions from the City,their membership/partnerships and the business community. In order to continue the City/Chamber partnership in promoting the City of Azusa, staff recommends approving an Agency contribution to the Chamber for a total amount of$3000 and an Azusa Light and Water contribution of$2000 for support of the production of the video. FISCAL IMPACT Contingent upon authorization from the Agency Board and City Council,the budget impact of this project is $5000 funded from the 2009-10 FY operating budget. Attachments: Exhibit A—Chamber Letter& Proposal Board of Directors li6 Z S 2009-201.0 j� Executive Committee CHAMBER OF COMMERCE Chairman of the Board December 9, 2009 Anthony Glassman California Arnforge Corp. Kurt Christiansen 1st Vice Chairwoman Economic& Community Development Director MaryMcKenrrck City of Azusa Athens Services 213 E.Foothill Blvd 2nd Vice Chairman Azusa, CA 91702 Dan Bacani NAI Capital Commercial Dear Kurt, Treasurer Jayne Foote On behalf of the Azusa Chamber of Commerce and the BUSINESS ACTION Veolia Environmental Services COMMITTEE, we are submitting a Request for Proposal for the production of a City of City Representative Azusa DVD for the purpose of Marketing to Retailers and Developersabout the Cityof Paul Reid Azusa Light&Water. Azusa. Past Chairwoman The consideration of the Economic& CommunityDevelopment Department within the Mercedes Castro Proforma Quality Printing City of Azusa to contribute to this exciting product we can showcase to entice new business to Azusa, would greatly be appreciated. .I could also expedite the process of Chief Executive Officer Irene C. !%illapania this DVD project as well. Board of Directors The attached proposal of John Vande Wege our selected Videographer includes a detail Ria Benbow of the work he will be performing for this project. Azusa Adult School Steve CastroThe actual total amount of funding we are seeking would be$15,000.00. Eagle Photography This cost breakdown would include the following (please note some are estimates only Ruben Cesena and not actual costs): RCS Heating&Air Conditioning Bob Cruz Video Production $9,800.00 So.Cal.Gas Company Mailing Costs-postcards $ 690.24 Ginny Dadaian Flash Drives (500) $6,480.00 Azusa Pacific UniversityCD/DVD with Full Color labels $1,484.60 Additional Marketing approximately $1,000.00 Angela Driscoll Vulcan Materials Company, We would appreciate any support the City can provide and once we determine what you Western Division can contribute the Committee will seek additional funds from various companies who Lana Hifi have also offered to support this valuable campaign. Canyon City BBO Rachel Leyba Should you have any questions,.please contact either Chair from the BUSINESS Allstate Insurance ACTION COMMITTEE. Thank you very much. Rona Lunde Jan's Towing Co.,Inc Sincerely, Kathy Miller Cynthia Cervantes-McGuire Dane 3acan6 Atexcecteo eaot.w. Azusa Unified School District Dan Bacani • Mercedes Castro Tani Sanchez BAC Committee Co-Chair BAC Committee Co-Chair Real Estate Hound (626) 204-1525 (626) 969-3385 240 West Foothill Boulevard ♦Azusa, CA 91702♦Phone:626-334-1507♦Fax:626-334-5217 www.azusacharnber.org Video Proposal to the Azusa Business Action Committee John Yande Wege YcrOgb RookClu y The Next Gold Rush December 2, 2009 'matt`.`" 150 years ago, opportunists looked north to the mountains with dreams of striking it rich. There was gold in the canyons of Azusa. Today, if you are standing at the intersection of Foothill and Azusa,the opportunities lie not only to the north, but also to the south, east and west. A second gold rush has come to this San Gabriel Valley City and it's the entrepreneurs, investors and smart businesspeople that will take advantage of the opportunities there. Using a series of video segments we intend to show that the city of Azusa—for a long time undervalued and overshadowed by its SGV neighbors—is undergoing a major transformation that will benefit the residents and the companies doing business there for decades to come. The primary purpose of this production is to target business development in Azusa by illustrating the advantages of doing business here, the robust list of existing companies, the redevelopment projects that will define its future and a demographic that is a source of employees and consumers. This primary message will be conveyed via a dynamic, fast-paced 3-5 minute video to be used by city officials,the business community and commercial real estate brokers. It will be presented in a variety of media including DVD, flash drives and streaming online. The secondary purpose of this production will be to provide more specific information that would help new businesses in their decision making process. This message will be conveyed through a series of short focused videos that would expand on the points made in the primary video. In our discussions, these have been referred to as chapters or tabs since they would offer the viewer a non-linear list of options to retrieve more information. These chapters will be focused on the following topics (the final list to be determined by Business Action Committee): • Retail opportunities • Utilities • Restaurant opportunities • Green/environmental initiatives • Manufacturing opportunities • Educational institutions • Office space opportunities • Residential housing • Transportation system Creative approach. Fast paced but not dizzying,appealing to corporate sensibilities as well as the entrepreneur. Information will be delivered through voice-over; middle-aged male with a conversational style. Short sound bites from selected business and governmental spokespersons will add a degree of authenticity. A dynamic music bed will help define segments within the video and create the appropriate emotional response. Visually, I will capture all of the relevant scenery, architecture and activities in an artistic yet understandable manner using HD videography. Tying it all together I plan to use a technique called `kinetic typography' to add dynamic motion while conveying relevant information(examples attached). More information on the production process and the review/approval process will be detailed before formal production has begun. In anticipation of certain scenes being Video Proposal to the Azusa Business Action Committee John Vande Wege The Next Gold Rush December 2, 2009 `matte.`A needed, I have already shot the Golden Days parade and the Cardinal Labs green event. Tomorrow I will be at the Target groundbreaking. A preliminary list of other visuals: National retailers--PinkBerry, CVS, Panda Express, Skeeters, Susie's Deals,Ross, Fresh&Easy. National employers--Northrup, Veolia,Vulcan,Physician's Formula Green companies—Cardinal Labs, Rosedale Cleaners Businesses unique to Azusa Azusa Pacific University and Citrus College Freeways, Route 66, Gold Line Gateway signage, 210-adjacent signage Downtown North development—existing structures and renderings Block 36 development—existing structures and renderings Rosedale development—existing structures and renderings Citrus Crossing development—existing structures and renderings University Center development—existing structures and renderings Block 37 development—existing structures and renderings Route 39 scenics and activities This list will, of course, evolve as the production progresses with input from the BAC and others. An advantage I have over other production companies is that with a complete video package at my disposal, and my proximity to the city, I can be on location and ready to shoot in 15 minutes. John Vande Wege VeeDub Productions, Duarte,CA jvveej ay(uigmail.com (626) 629-6917 ,U9 � r • • Video Proposal to the Azusa Business Action Committee John vande wege The Next Gold Rush December 2, 2009 ?'A,IF.CA Preliminary Budget for Azusa Chamber of Commerce Promotional Video Description Hours/Unit Rate Total Notes Pre-Production 20 $30 $600 Determine scope, identify principle spokespersons,scout locations Location Videography 50 $40 $2,000 Full and partial days using HD field production equipment Production Insurance 1 $400 $400 Equipment floater and liability coverage Tape Stock and Flash 1 $200 $200 Recording media Cards Licensed music tracks 1 $250 $250 Royalty free music Post Production Phase 80 $40 $3,200 Scriptwriting and Initial Assembly of all elements One Post Production Phase 30 $40 $1,200 Incorporate changes until final deliverables Two Motion Graphics and 1 $1,200 $1,200 Kinetic typography and special effects using Animation AfterEffects Voice Over Talent 1 $500 $500 Primary session, pickups and studio time Compression& 10 $25 $250 Prepare and master segments for media delivery Deliverables TOTAL $9,800 F q�� ��l O _ • = s +xi PC'�ttfove0" .-.r.� LAZ.US • CITY OF AZUSA MINUTES OF THE REDEVELOPMENT AGENCY REGULAR MEETING MONDAY,DECEMBER 7,2009—8:30 P.M. The Board of Directors of the Redevelopment Agency of the City of Azusa met in regular session at the above date and time in the Azusa Auditorium,213 E.Foothill Blvd.,Azusa CA. Chairman Rocha called the meeting to order. Call to Order ROLL CALL Roll Call PRESENT: DIRECTORS: GONZALES,CARRILLO,HANKS,MACIAS,ROCHA ABSENT: DIRECTORS: NONE ALSO PRESENT: Also Present General Counsel Carvalho, Executive Director Delach, Assistant Executive Director Makshanoff, Department Heads,Secretary Mendoza,Deputy Secretary Toscani:). PUBLIC HEARING -AZUSA REDEVELOPMENT AGENCY FIVE-YEAR IMPLEMENTATION Pub Hrg PLAN 2009-10 THROUGH 2013-14. Implementation Economic and Community Development Director Christiansen addressed the Hearing stating that this is a K.Christiansen Public Hearing for the adoption of the Five Year Implementation Plan required by State Law. It sets forth Presentation City's goals and objectives highlights accomplishments of the last five years and financial flow and 5 Year Plan anticipated expenditures and revenues of the Agency,it is a document that can be changed;he provided highlights of the documents especially the low and mod portion of the plan;he introduced members of Urban Futures who helped create the plan. He responded to questions posed regarding revenues streams, and setting up a Housing Authority. Executive Director Delach advised that they have working with the COG to try and access the City of Industry housing set aside funds. The Chairman declared the Hearing open. The Secretary read the proof of publication of notice of said Hrg Open Hearing published in the San Gabriel Valley Tribune and Azusa Herald on November 12`h, 25th and December 9th,2009. Mr.Mike Lee addressed the Hearing stating that he is glad that there is going to be low income housing. M.Lee Mr.Jorge Rosales address the Hearing stating that the issue of revenue vs.the issue of expenditure was not J.Rosales properly explained,he asked for clarification. Comments Mr. Dennis Willut addressed the Hearing expressing his concern regarding the need for low income D.Willut housing. Comments Moved by Director Carrillo,seconded by Director Gonzales and unanimously carried to close the Public Hrg closed Hearing. Executive Director Delach addressed the question-of where the money will be coming from stating that it Discussion depend on future property sales of land acquired by the Agency acquired over the last couple of years and tax increment. There are parcels in various stages of negotiation and the low and mod housing set aside funds from City of Industry. Economic and Community Development Director Christiansen reiterated that the majority difference will be made up by property sales. Discussion was held. General Counsel Carvalho provided and overview of how a Housing Authority functions. Director Hanks offered a Resolution entitled: A RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA ADOPTING Res.09-R59 THE 2010-14 FIVE-YEAR IMPLEMENTATION PLAN FOR THE AMENDED AND RESTATED Five Year CENTRAL BUSINESS DISTRICT AND WEST END MERGED PROJECTS AND THE RANCH Implementation CENTER PROJECT. Plan Moved by Director Carrillo, seconded by Director Gonzales to waive further reading and adopt. Resolution passed and adopted by the following vote of the Agency Board Members: AYES: DIRECTORS: GONZALES,CARRILLO,HANKS,MACIAS,ROCHA NOES: DIRECTORS: NONE ABSENT: DIRECTORS: NONE The CONSENT CALENDAR consisting of items F-1 through F-3, was approved by motion of Consent Cal. Director Macias,seconded by Director Gonzales and unanimously carried.Director Macias abstained from Approved item F-1 as he was absent from that meeting. 1. Minutes of the regular meeting of November 16,2009,were approved as written. Min appvd 2. Agency Treasurer's Report as of October 31,2009,was received and filed. Treas Rpt 3. Resolution authorizing payment of warrants by the Agency was adopted and entitled: A RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA Res.No.09-R60 ALLOWING CERTAIN CLAIMS AND DEMANDS TO BE PAID OUT OF REDEVELOPMENT Warrants AGENCY FUNDS. SPECIAL CALL ITEMS Spec Call Items None. None It was consensus of the Redevelopment Agency Board Members to adjourn. Adjourn TIME OF ADJOURNMENT:8:53 P.M. SECRETARY NEXT RESOLUTION NO. 09-R61 12/07/09 PAGE TWO ( eA , AZUSA CONSENT ITEM TO: HONORABLE CHAIRMAN AND AGENCY MEMBERS FROM: JAMES MAKSHANOFF, ASSISTANT CITY MANAGER VIA: F. M. DELACH, CITY MANAGER(1*". DATE: DECEMBER 21ST, 2009 SUBJECT: APPROVAL OF A LICENSE AGREEMENT WITH TESORO SOUTH COAST COMPANY (SHELL GAS STATION ON 106 SOUTH AZUSA AVENUE) RECOMMENDATION: It is recommended that the Agency Board approve a license agreement with Tesoro South Coast Company(Shell Gas Station on 106 S. Azusa. Avenue)whereby Tesoro will allow the Agency the use of a portion of land on the southwest corner of their parcel for the installation and maintenance related accessibility of the proposed I-210 reader board sign. BACKGROUND: On May 8th, 2007, the Azusa Redevelopment Agency executed a license agreement with Equilon Enterprises for a license over and across the land located at 106 S. Azusa Avenue (Shell Gas Station).The Agency and Equilon also executed a settlement agreement,whereby Equilon payed the Agency$73,000 and conveyed ownership of the sign to Agency,whereby the Agency will be solely responsible for all maintenance and utility cost associated with the sign. Since then, Tesoro South Coast Company has assumed ownership of the site. On July 27th,2009,the City Council and Agency Board authorized the City Manager to enter into contract for the construction of a new 1-210 reader board.In an effort to protect the Agency's investment,staff decided to revisit and enhance the license agreement. The agreement between Tesoro South Coast Company and the Azusa Redevelopment Agency will provide the Agency the following: 1. The temporary use of a portion of Tesoro's lot (including parking spaces and multiple fueling bays), whereby the contractor will be stationed for approximately 8-10 days during the construction process. 2. A 10 year license to use a portion of the property to house the sign and provide maintenance related accessibility. Per Tesoro's corporate policies,any license agreement exceeding 10 years will require very comprehensive internal review, it was advised the approval process will be significantly delayed. As such, a 10-year license agreement would cover the life of the sign,in the interim staff will pursue a longer term agreement. The Azusa Redevelopment Agency will provide the following(same provisions as previous May 8th, 2007 agreement): 1. The Agency will bear all costs of all utilities and maintenance associated with the signage. 2. The signage shall include the Shell logo and Del Taco logo as currently depicted. FISCAL IMPACT: The Agency will incur the cost of power and maintenance to the Shell and Del Taco signage. Per the projected advertising revenues from the reader board,the income from the sign will offset its costs and yield additional profits. RECORDING REQUESTED BY AND WHEN RECORDED MAIL TO: Redevelopment Agency Of the City of Azusa 213 East Foothill Blvd, Azusa, CA 91702 Attn: Redevelopment Agency Director Exempt from Recording Fees per Govt.Code§27383 LICENSE AGREEMENT between THE AZUSA REDEVELOPMENT AGENCY, a public body, corporate and politic and TESORO SOUTH COAST COMPANY, a limited liability corporation [106 SOUTH AZUSA AVENUE] ORANGE\RMOIN160666 6 LICENSE AGREEMENT 1. Parties and Date. This License Agreement("Agreement") is entered into as of this day of 2009,by and between the Azusa Redevelopment Agency,a public body, corporate and politic ("Agency") existing and acting pursuant to the California Community Redevelopment Law(Health and Safety Code Section 33000 et seq.) with its principal place of business at 213 East Foothill Boulevard, Azusa, California 91702, and Tesoro South Coast Company, a Limited Liability Corporation("Licensor"),with its principal place of business at 19100 Ridgewood Parkway, San Antonio,Texas 78259. The Agency and the Licensor shall sometimes be referred to in this Agreement individually as a"Party"and collectively as the "Parties." 2. Recitals. 2.1 Licensor is the record owner of real property generally located at 106 South Azusa Avenue, Azusa, California 91702 ("Property"). 2.2 Agency is entering into an agreement with Daktronics, Inc., for the removal of an existing sign and the purchase, construction and installation of a new electronic message sign ("Signage")located on a portion of the Property which is legally described in Exhibit"A,"attached hereto and incorporated herein. The Signage shall include the Shell logo and Del Taco logo, as depicted on the sign located on the Property as of the date set forth above. 2.3 Licensor desires to allow access to the Property for the removal, construction, installation, maintenance and other service associated with the Signage in exchange for due and adequate consideration,the receipt and sufficiency of which are acknowledged by the Parties and set forth in this Agreement. 3. Terms and Conditions. 3.1 Recitals Incorporated. The above recitals are hereby incorporated into this Agreement. 3.2 Grant of License. Licensor hereby grants the Agency, its employees, agents, subcontractors, or independent contractors a license in, on, across and over the portion of the Property described in Exhibit "A" for the purposes of access to and from and maintenance of the Signage on the Property, subject to the terms and conditions stated in this Agreement. Licensor hereby grants the Agency,its employees,agents,subcontractors,or independent contractors a license in, on, across and over the Property, which is legally described in Exhibit"B" attached hereto and incorporated herein,for the purposes of removal,construction and installation of the Signage on the Property, subject to the terms and conditions stated in this Agreement. Licensor shall also provide 1 ORANGE\RMOIN\60666 6 water and utility access to Agency,its employees,agents,subcontractors,or independent contractors for such purposes. Licensor shall permit storage of materials, supplies, and equipment associated with these purposes outside normal business hours. Licensor understands and agrees that Agency,its employees,agents,subcontractors,or independent contractors may,from time to time,interfere with an entrance to the Property for these purposes. However, nothing herein shall be deemed or construed to be a limitation upon Licensor's right to use its property in any manner it deems acceptable, provided that those uses do not unreasonably interfere with Agency's use as outlined herein. This Agreement shall not confer any rights to the Licensor to use, move, or otherwise interfere with the Agency's use of the Signage in any way or to control Signage content. 3.2.1 Agency shall provide Licensor with written notice at Ieast thirty (30) days prior to commencement of removal,construction and/or installation of the Signage on the portion of the Property described in Exhibit"B." 3.2.2 Agency shall ensure that the Signage is metered separately from the Property, and the Agency shall bear the costs of all utilities and maintenance associated with the Signage. 3.3 Term. The term of this Agreement shall commence on ,2009, and shall continue for ten (10)years. 3.4 Maintenance; Damage. Agency shall take reasonable efforts to keep the portion of the Property used for removal, construction and/or installation in as good condition as received, except for normal wear and tear. Licensor shall not damage the Signage or any materials,supplies or equipment installed or stored on the Property for purposes set forth in this Agreement, and Licensor shall endeavor to prevent others from doing the same. Agency shall maintain and repair the Signage as needed, in its sole and absolute discretion and at its sole cost and expense, except as limited herein in Section 3.6. Agency shall illuminate the Signage at all times during the course of this Agreement,provided that such illumination shall not be required in an event of force majeure. 3.5 Insurance. Agency shall obtain and keep in full force and effect at all times that it is occupying or using the Property either: (1) a comprehensive public liability and property damage insurance policy from an insurance association authorized to do business in California with a policy Iimit of not less than One Million Dollars ($1,000,000)per occurrence,or(2) self-insurance which provides the same level of coverage. If the Agency or its elected or appointed officials, agents, employees or contractors are the cause of any insurance claim,then said insurance policy shall be primary to any policy or coverage maintained by the Licensor. Agency shall also at all times carry adequate Workers' Compensation insurance to the frill requirements of the State of California for its employees. 3.6 Indemnification. Licensor and the Agency shall mutually indemnify,defend and hold each other and their officials,officers,employees,agents and contractors free and harmless from and against any and all losses, claims, damages, fees (including attorney's fees and costs), injuries to 2 ORANGEIRMOIN\60666 6 persons or property (including wrongful death) in any manner arising out of or incident to each other's own negligent acts,omissions or willful misconduct arising out of or incident to this License Agreement. 3.7 No Waiver. Failure to enforce any breach of this Agreement shall not be deemed a waiver of the right to enforce or an abandonment of obligations,nor shall it be deemed a waiver of subsequent breaches. 3.8 Notices. All notices to be given hereunder shall be in writing and may be made either by registered or certified mail, postage prepaid, return receipt requested. Mailed notices shall be addressed to the parties at the addresses listed below, but each party may change the address by written notice in accordance with this paragraph. Notices will be deemed communicated as of two (2)days after mailing. Agency: Redevelopment Agency of Azusa Attn: Fran Delach 213 E. Foothill Blvd. Azusa, California 91702 Licensor: Tesoro South Coast Company Attn: 3.9 Entire Agreement. This Agreement contains the entire understanding of the Parties relating to the subject matter contained herein and constitutes the entire Agreement between the Parties, 3.10 Severability. If any provision or part of this Agreement is,for any reason, invalid or unenforceable, the remainder of this Agreement shall remain in effect and be enforcement to the greatest extent permitted by law. 3.11 Governing Law. This Agreement shall be governed by the laws of the State of California. Venue shall be in Los Angeles County. 112 Successors and Assigns. This License Agreement shall be binding on the successors and assigns of the parties. 3.1.3 Covenant Running With the Land. The parties intend that the License described herein constitutes a covenant running with the Licensor's Property for the benefit of the Licensor's 3 ORANGE1RMOIN\60666 6 Property. 3.14 Recordation. Agency shall cause this License Agreement to be recorded with the Los Angeles County Recorders Office. 3.15 Counterparts. This Agreement may be executed in one or more counterparts,each of which shall be deemed an original but all of which together shall constitute one and the same instrument. 3.16 Authority. Both Parties represent to the other that they have the requisite authority to conduct their business and to execute,deliver and perform the requirements of this Agreement, Each Party warrants that the individuals who have signed this Agreement have the authority to enter into this Agreement. IN WITNESS WHEREOF,this License Agreement has been executed by the parties on the day and year first above written. AZUSA REDEVELOPMENT AGENCY: TESORO SOUTH COAST COMPANY: By: By: Signature Signature Name and Title Name and Title Attest: By: 4 ORANGE\RMOIN\60666 6 EXHIBIT "A" LEGAL DESCRIPTION OF THE PORTION OF THE PROPERTY CONTAINING THE SIGN THAT PORTION OF PARCEL B OF PARCEL MAP ON FILE IN BOOK 4, PAGE 82, OF PARCEL MAPS, IN THE CITY OF AZUSA, COUNTY OF LOS ANGELES, STATE OF CALIFORNIA, BEING DESCRIBED AS FOLLOWS: BEGINNING AT THE SOUTHWEST CORNER OF PARCEL B OF PARCEL MAP ON FILE IN BOOK 4,PAGE 82 OF PARCEL MAPS OF SAID COUNTY,THENCE NORTH 00°06'45"EAST, ALONG THE WEST LINE OF SAID PARCEL B, 50.00 FEET; THENCE SOUTH 89°53'15" EAST, PARALLEL WITH THE SOUTH LINE OF SAID PARCEL B, 11.50 FEET; THENCE SOUTH 00°05'45" WEST, PARALLEL WITH THE WEST LINE OF SAID PARCEL B, 50.00 FEET TO THE SOUTH LINE OF SAID PARCEL B: THENCE NORTH 59°53'15" WEST, ALONG THE SOUTH LINE OF SAID PARCEL B, 11.50 FEET TO THE POINT OF BEGINNING. EXHIBIT"A"IS ATTACHED HERETO AND MADE HEREOF BY THIS REFERENCE. SUBJECT: SIGN SITE PLAN FIRST STREET - - - - - - - w z I PARCEL A I MB 4 / B2I PARCEL B PH.B4 / 82 N I 0 �4 f S B9'SYri•E h I„ -AGREEMENT AREA _(�+ oO EXHIBIT "B" LEGAL DESCRIPTION OF THE PORTION OF THE PROPERTY USED FOR CONSTRUCTION,INSTALLATION AND REMOVAL PARCEL 1: THAT PORTION OF LOT 9 IN BLOCK"C" OF SUBDIVISION 1 OF LANDS OF AZUSA LAND AND WATER COMPANY,AS PER MAP RECORDED IN BOOK 16, PAGES 17 AND 18 OF MISCELLANEOUS RECORDS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: BEGINNING AT THE NORTHWESTERLY CORNER OF SAID LOT 9; THENCE SOUTH 89° 58' 54" EAST, ALONG THE NORTHERLY LINE OF SAID LOT 9, A DISTANCE OF 27.00 FEET TO THE TRUE POINT OF BEGINNING; THENCE CONTINUING SOUTH 89° 54' 54" EAST, ALONG SAID NORTHERLY LINE AND FRONTING ON FIRST STREET A DISTANCE OF 103.00 FEET;THENCE SOUTH 0°06'36"WEST,PARALLEL WITH THE WESTERLY LINE OF SAID LOT, A DISTANCE OF 130.00 FEET; THENCE NORTH 89° 54' 54" WEST, PARALLEL WITH SAID NORTHERLY LINE 120.00 FEET TO THE EASTERLY LINE OF THE WESTERLY 10,00 FEET,MEASURED ALONG THE NORTHERLY LINE OF SAID LOT; THENCE NORTH 0° 06' 36" EAST, ALONG SAID EASTERLY LINE AND FRONTING ON AZUSA AVENUE, A DISTANCE OF 113.00 FEET; THENCE NORTH 45° 05' 51" EAST, IN A DIRECT LINE TO THE TRUE POINT OF BEGINNING. EXCEPT THEREFROM THE FOLLOWING DESCRIBED STRIP OF LAND CONVEYED TO THE STATE OF CALIFORNIA,BY THAT CERTAIN DEED RECORDED ON OCTOBER 5, 1966 AS INSTRUMENT NO, 403, FURTHER DESCRIBED AS FOLLOWS: BEGINNING AT THE NORTHWESTERLY CORNER OF SAID LOT 9; THENCE SOUTH 89° 54' 54" EAST, ALONG THE NORTHERLY LINE OF SAID LOT 9, A DISTANCE OF 27.00 FEET TO THE TRUE POINT OF BEGINNING; THENCE CONTINUING SOUTH 89° 54' 54" EAST ALONG SAID NORTHERLY LINE 11.99 FEET TO THE BEGINNING OF A TANGENT CURVE CONCAVE SOUTHEASTERLY HAVING A RADIUS OF 29.00 FEET; THENCE SOUTHWESTERLY ALONG SAID CURVE THROUGH A CENTRAL ANGLE OF 89° 58' 30" A DISTANCE OF 45.54 FEET TO THE EASTERLY RIGHT-OF-WAY LINE OF AZUSA AVENUE (100.00 FEET WIDE); THENCE NORTH 0° 06' 36" EAST, ALONG SAID EASTERLY LINE 11.99 FEET; THENCE NORTH 45° 05' 51" EAST, 24.04 FEET TO THE POINT OF BEGINNING. • ALSO EXCEPT THEREFROM THE FOLLOWING DESCRIBED LAND CONVEYED TO THE STATE OF CALIFORNIA,BY THAT CERTAIN DEED RECORDED ON JUNE 24, 1968 AS INSTRUMENT NO,538,DESCRIBED AS FOLLOWS: THAT PORTION OF LOT 9 IN BLOCK"C"OF SUBDIVISION 1 OF LANDS OF AZUSA LAND AND WATER COMPANY, AS SHOWN ON MAP RECORDED IN BOOK 16, PAGES 17 AND 18 OF MISCELLANEOUS RECORDS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY,WITHIN THAT CERTAIN PARCEL OF LAND CONVEYED TO HUMBLE OIL AND REFINING COMPANY, A DELAWARE CORPORATION,BY DEED RECORDED IN BOOK D3516,PAGE 334 OF OFFICIAL RECORDS, IN SAID OFFICE, LYING NORTHERLY AND NORTHWESTERLY OF THE FOLLOWING DESCRIBED LINES: BEGINNING AT A POINT IN THE EASTERLY LINE OF THE WESTERLY 10.00 FEET OF SAID LOT, DISTANT ALONG SAID EASTERLY LINE, SOUTH 0°06'38"WEST 29,99 FEET FROM THE NORTHERLY LINE OF SAID LOT; THENCE TANGENT TO SAID EASTERLY LINE, NORTHEASTERLY ALONG A CURVE CONCAVE SOUTHEASTERLY AND HAVING A RADIUS OF 24.00 FEET,THROUGH AN ANGLE OF 89 58' 22",AN ARC DISTANCE OF 37.69 FEET TO THE POINT OF TANGENCY THEREOF WITH A LINE PARALLEL WITH AND DISTANT SOUTHERLY 6.00 FEET,MEASURED AT RIGHT ANGLES,FROM SAID NORTHERLY LINE;THENCE ALONG SAID PARALLEL LINE,SOUTH 89°55'00"EAST 96.01 FEET TO THE EASTERLY LINE OF SAID PARCEL OF LAND CONVEYED TO HUMBLE OIL AND REFINING COMPANY. PARCEL 2: THAT PORTION OF LOT 9 IN BLOCK"C"OF SUBDIVISION 1 OF LANDS OF AZUSA LAND AND WATER COMPANY,IN THE CITY OF AZUSA,AS SHOWN ON MAP RECORDED IN BOOK 16, PAGES 17 AND 18 OF MISCELLANEOUS RECORDS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY,DESCRIBED AS FOLLOWS: A STRIP OF LAND 7.02 FEET WIDE,THE NORTHERLY LINE OF SAID STRIP BEING COINCIDENT WITH THE SOUTHERLY LINE OF THAT CERTAIN PARCEL OF LAND CONVEYED BY THE STATE OF CALIFORNIA BY DEED RECORDED IN BOOK D3514 PAGE 76,OFFICIAL RECORDS IN SAID OFFICE. EXCEPT THEREFROM ALL MINERALS, OILS, GASES AND OTHER HYDROCARBONS BY WHATSOEVER NAME KNOWN THAT MAY BE WITHIN OR UNDER THE PARCEL OF LAND HEREINABOVE DESCRIBED WITHOUT, HOWEVER, THE RIGHT TO DRILL, DIG OR MINE THROUGH THE SURFACE THEREOF. PARCEL 3: THAT PORTION OF LOT 9 IN BLOCK. "C" OF SUBDIVISION I OF LANDS OF AZUSA LAND AND WATER COMPANY, IN THE CITY OF AZUSA, AS SHOWN ON MAP RECORDED IN BOOK. 16, PAGES 17 AND 18 OF MISCELLANEOUS RECORDS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, ACQUIRED BY THE STATE OF CALIFORNIA BY DEED RECORDED TN BOOK D1378, PAGE 36 OF OFFICIAL RECORDS IN SAID OFFICE, DESCRIBED AS FOLLOWS: BEGINNING AT THE SOUTHEASTERLY CORNER OF THAT CERTAIN PARCEL OF LAND CONVEYED BY THE STATE OF CALIFORNIA BY DEED RECORDED IN BOOK D3514, PAGE 76 OF OFFICIAL RECORDS IN SAID OFFICE; THENCE ALONG THE EASTERLY LINE OF LAST SAID CERTAIN PARCEL SO CONVEYED NORTHERLY TO A LINE THAT IS PARALLEL WITH AND DISTANT 6.00 FEET SOUTHERLY MEASURED AT RIGHT ANGLES FROM THE NORTHERLY LINE OF SAID LOT 9; THENCE ALONG SAID PARALLEL LINE SOUTH 89° 55' 00" EAST, 134.02 FEET; THENCE SOUTH 44° 55' 00" EAST, 35.55 FEET TO A NON- TANGENT CURVE CONCAVE NORTHWESTERLY AND HAVING A RADIUS OF 225:00 FEET: THENCE SOUTHWESTERLY ALONG SAID CURVE FROM A TANGENT BEARING SOUTH 17° 57' 45" WEST, THROUGH AN ANGLE OF 72° 08' 52" AN ARC DISTANCE OF 28332 FEET; THENCE NORTH 89° 53' 22" WEST, 65.00 FEET TO A LINE THAT IS PARALLEL WITH AND DISTANT 50.00 FEET EASTERLY MEASURED AT RIGHT ANGLES FROM THE CENTER LINE OF AZUSA AVENUE SHOWN AS 80.00 FEET WIDE ON SAID MAP OF SAID TRACT; THENCE NORTHERLY ALONG LAST SAID PARALLEL LINE 50,00 FEET TO A LINE THAT IS PARALLEL WITH AND DISTANT 7.02 FEET SOUTHERLY MEASURED AT RIGHT ANGLES FROM THE SOUTHERLY LINE OF LAST SAID CERTAIN PARCEL SO CONVEYED; THENCE EASTERLY ALONG LAST SAID PARALLEL, LINE TO THE SOUTHERLY PROLONGATION OF SAID EAS'T'ERLY LINE; THENCE NORTHERLY ALONG SAID SOUTHERLY PROLONGATION TO THE POINT OF BEGINNING, EXCEPT THEREFROM ALL MINERALS, OILS, GASES AND OTHER. HYDROCARBONS BY WHATSOEVER NAME KNOWN THAT MAY BE WITHIN OR UNDER THE PARCEL OF LAND HEREINABOVE DESCRIBED WITHOUT, HOWEVER, THE RIGHT TO DRILL, DIG OR MINE THROUGH THE SURFACE THEREOF. EXCEPT THEREFROM ALL RIGHT,TITLE AND INTEREST IN AND TO ANY OIL, GAS, AND OTHER MINERALS (INCLUDING, WITHOUT LIMITATION,HELIUM,LIGNITE,SULPHUR,PHOSPHATE AND OTHER SOLID, LIQUID AND GASEOUS SUBSTANCES), AND THE RIGHT TO EXPLORE FOR, DEVELOP AND PRODUCE SAME, AS WELL AS THE RIGHT TO LEASE SUCH PORTION OF SAID LAND AS RESERVED IN DEED RECORDED JULY 23, 1998 AS INSTRUMENT NO. 98-1266533 OFFICIAL RECORDS. APN: 8611-036-012 Exhibit C 1-210 Sian Construction Site Plan i catxna+.u.unrki:n +:ufmiLf 44 FIRST STREET r-6r-i. 1 .fir MOW last • #. I: • ! ovg, Pliwmil cuxr. a�c�4wc ` ccr. b I 1:4r lea? re ,,.../..„,..__ .s�r rultr u arit' i ,... lip— r.,.. ..401F.L.I. I IA ,MI 411111•1111111r• a.r '�LELEMOM ~ -r • J • =5111;zPrailT 111 i 21 a, e:CallO I t 1 I / f sir tiaSL Ilrx, aga �r+ ` -.P"'•:. ■ �j�j I- ., ml i 1 <1 4 , � k 1 i . # NI 1..ahr i I I 1115 a I� .,...—.,„,Mr.A.Fria_,:i ® 1 1 ,, 1 r ,. . Nkt 01 OLVIDIGINJ f><:Q,lLt.-S WM f f i N!5/%11 1111E FEIRIL455 I1 .. ., 004 -k,_ u+rEp MEW:1 m caacIrE 2.•a f ; �Sa J ..l ////://///// 7).\ _4.-- ' •% . 's _ DCA1I/4 Ci i y.�4,. i i 1`'i �- �ratrn fu:1T.G 11 '„ow t i. r .. ,... R� '... .- I — ,t h� HALL I cli r .,....itr..._._ • , _ _ .........z _ _____, _ 1 "l- 0.••.a. -Zi— ----- • )---. I I�Dti1we r--- e i sr0 i n ,r' _ - ____,---;-;-_-7_ - �........� -ter— LAN t>__ -.-.�- .�.. .�- —. _-.__... .. — ---- 4 ___ — ..f.ix:n/1.f..f i r roe= 1 MwRn,II "1”. —IFIC-..„I( yon,. u.L.Isr..aeaaa Lw.m.sa.ie M.. wp L+ I I.c r..-IF.rr MI r++orw wss rn IM7i IRF f..dlt t v.g U.[L*gib•so T.c,-IX. V Area to be cleared as a safety precaution during crane operation Additional stagi ng area to he used throughout removal and installation process STATE OF CALIFORNIA ) ) SS. COUNTY OF LOS ANGELES ) On ,200_, before me, , a Notary Public personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s)acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the forgoing paragraph is true and correct. WITNESS my hand and official seal. Signature [Seal] STATE OF CALIFORNIA ) ) SS. COUNTY OF LOS ANGELES ) On , 200 , before me, , a Notary Public personally appeared ,who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the forgoing paragraph is true and correct. WITNESS my hand and official seal. Signature [Seal] ORANGE\RMOIM60666 6 WARRANT REGISTER NO. 10 FISCAL YEAR 2009-10 dr 3 , WARRANTS DATED 11/16/09 THROUGH 11/30/09 FOR REDEVELOPMENT AGENCY MEETING OF 12-21-09 RESOLUTION NO. A RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA ALLOWING CERTAIN CLAIMS AND DEMANDS TO BE PAID OUT OF REDEVELOPMENT AGENCY FUNDS THE REDEVELOPMENT AGENCY OF THE CITY OF AZUSA DOES RESOLVE AS FOLLOWS: SECTION 1. That the following claims and demands have been audited as required by law and that the same are hereby allowed in the amounts and ordered paid out of the Redevelopment Agency Funds as hereinafter set forth: 80-110-REDEVELOPMENT ADMINISTRATION FUND $ 7,764.65 80-125-CBD CAPITAL PROJECTS FUND 7,824.26 80-135-WED CAPITAL PROJECTS FUND 80-185-RANCH CAPITAL PROJECTS FUND 81-165-626-2008B HSG TAX ALLOCATION BONDS 626,200.00 81-155-TAX INCREMENT SET-ASIDE FUND 5,220.00 82-125-CBD DEBT SERVICE FUND 82-135-WED DEBT SERVICE FUND 82-185-RANCH CENTER DEBT SERVICE FUND TOTAL ALL FUNDS: $ 647,008.91 SECTION 2. That the Secretary shall certify to the adoption of this resolution and shall deliver a certified copy thereof to the Agency Treasurer and shall retain a certified copy thereof in his own records. ADOPTED AND APPROVED THIS DAY OF 2009. Chairman I HEREBY CERTIFY that the foregoing resolution was duly adopted by the Redevelopment Agency of the City of Azusa at a regular meeting thereof,held on the day of 2009. AYES: AGENCY MEMBERS: NOES: AGENCY MEMBERS: ABSTAIN: AGENCY MEMBERS: ABSENT: AGENCY MEMBERS: Secretary City of Azusa HP 9000 12/17/09 OPEN HOLD DB LISTING By Z/Entity Nare Page 1 MIT, DEC 17, 2009, 11:28 AM ---req: REE leg: GL JL---lcc: BI-TECH---job: 711497 #J514----pgm: OH400 <1.34> rpt id: CHFUTRO2 SELECT FEND Codes: 80-82 ; Check Issue Dates: 111609-113009 PE ID PE Narre ACEI' N VIRER / JOB N_MBER Invoice Nuftber Description St Disc. Arrt. Dist. Amt. V05613 A T & T 8010110000-6915 6263345464102409 FAX M2LEINE CEIAR PD 0.00 10.63 PEID Unpaid: 0.00 Paid: 10.63 Total : 10.63 V00270 ATHENS SERVICES 8010125000-6815/505800-6815 363326000103109 363326000/8581\AZ PD 0.00 548.12 V00270 ATHENS SERVICES 8010125000-6815/505800-6815 364722000103109 364722000/624N S PD 0.00 166.14 PEID Urid: 0.00 Paid: 714.26 Total: 714.26 V00063 AZUSA AE ICULIUR 8010125000-7115/505825-7115 200910001 FASIIv9EIU VAC/TR# PD 0.00 900.00 PEID Unpaid: 0.00 Paid: 900.00 Total: 900.00 V00363 AZUR CIDER OF 8010110000-6630 964 FY 09/10 AZUSA C P") 0.00 3,000.00 PEI') Unpaid: 0.00 Paid: 3,000.00 Total : 3,000.00 V01305 AZUSA cTIY FED C 8000000000-3035 2610/0901023 PY23/09 PD 0.00 286.25 PE'D Unpaid: 0.00 Paid: 286.25 Total : 286.25 V07432 BARR & CLARK ENV 8110155000-7110/505320-7110 19926 ASBESICS/LEAD PA PD 0.00 420.00 V07432 BARR & CLARK ENV 8110155000-7110/505320-7110 19891 ASBESTOS/LEAD PA PD 0.00 2,250.00 V07432 BARR & CIARK ENV 8110155000-7110505320-7110 19927 ASBESTOSLEAD Pk PD 0.00 300.00 V07432 BARR & CLARK ENV 8110155000-7110/505320-7110 19890 ASEESIcS/LEAD A PD 0.00 2,250.00 PEI") Unpaid: 0.00 Paid: 5,220.00 Total : 5,220.00 V06783 CTTISIREET 8000000000-3010 2315/0901023 PY23/09 PD 0.00 124.71 r City of Azusa HP 9000 12/17/09 OPEN H O L D DB LISTING By Pen/Entity Nacre Page 2 DD� 17, 2009, 11:28 AM ---req: RC�SE leg: GL JL---lcc: BI-TECH jcb: 711497 #J514----pin: CH400 <1.34> rpt id: OHF'LER02 SELECT FLUID Comes: 80-82 ; Check Issue Rtes: 111609-113009 PE ID PE Nacre AC NT NMBER / JOB UMBER Invoice Number Description St Disc. Amt. Dist. Ant. --- -- -- PE1U th�-id. 0.00 Paid: 124.71 Total: 124.71 VI1556 DFUTA DENIAL 8000000000-3052 111009 P) ) PREM IWV2009 PD 0.00 408.47 PELDd: 0.00 id: 408.47 Total : 408.47 V11555 DEL'MORE USA 8000000000-3052 3273596 HND PREM NOV2009 PD 0.00 45.21 PhWid: 0.00 �d: 45.21 Total: 45.21 V08010 DUKE'S LANDSCAPI 8010125000-6815 4934 PROPERTY MAINT S PD 0.00 1,520.00 PEIDd: 0.00 d: 1,520.00 Total: 1,520.00 V11803 HOLT INC.,R.B. 8010125000-7110/505825-7110 10307 Land Preparati n PD 0.00 690.00 PEIDd: 0.00 aid: 690.00 Total: 690.00 V93874 ICNA. RETIREMENT 8010110000-6175 6076 ANS PLAN FEE/40 PD 0.00 125.00 PEID '-'111 d: 0.00 a : 125.00 Total: 125.00 ✓05574 IRON M MAIN RE 8010110000-6493 BAN2890BAN2898 BAN2890-BAN2898 PD 0.00 299.25 PEn) 'Vfl 0.00 PPaaiid: 299.25 Total: 299.25 ✓11603 LAWYERS TITLE BU 8110165626-7105/505320-7105 BUL11287-M4 633 N. GLENFEI\A. PD 0.00 1,200.00 ✓11603 LAWYERS TITLE EU 8110165626-1198 BUL11287-MVI 633 N. GLENF1MNA PD 0.00 -35,000.00 Azusa HP 12/17/09 OPEN H 0 LD DB LISTING • By Person/Entity Narre Page 3CiyoC 17, 20099010:28 AM ---req: FOSE leg: GL JL---loc: BI-TB2H---jcb: 711497 #J514----pgn: 00 <1.34> rpt id: OHFL'IR02 SELECT FLIED Cb3es: 80-82 ; Check Issue Dates: 111609-113009 PE ID PE Nae AL TT NLNIBER / JOB NUMBER Invoice Nutter Description St Disc. Ant. Dist. Art. V11603 LAWYERS TIME IBJ 8110165626-7105/505320-7105 BUL11287-MVI 633 N. GLENFT PD 0.00 660,000.00 LElDd: 0.00 d: 626,200.00 Ibta1 : 626,200.00 V03126 LINGbLN NATIONAL 8000000000-3010 2325/0901023 PY23/09 PD 0.00 365.00 PEM Ui d: 0.00 Paid: 365.00 Total: 365.00 V12156 LOPAIA, MARVIN E 8010125000-6325 06009 APPRSL-229 S AZU PD 0.00 4,000.00 PEM t�d: 0.00 Paid: 4,000.00 Total: 4,000.00 V10322 M & T BANK 8000000000-3010 MI-BANK-11/12/09 Defrd chip Pbl/P PD 0.00 489.77 V10322 M & T RANK 8000000000-3010 MIBTNK--11%3/09 Defrd O Pbl/P PD 0.00 369.177 PEID ik:id: 0.00 Paid: 1,509.44 Total: 1,509.44 V00540 OrnCE IST INC 8010110000-6530 493897212001 364364 LASER MAI PD 0.00 20.35 PEID d: 0.00 d: 20.35 Total: 20.35 V08056 STANDARD INSIJRAN 8000000000-2725 111209L LIFE INS PREM NO PD 0.00 107.06 V08056 STANDARD Th SURAN 8000000000-3044 111209 DISAB PEM N V20 PD 0.00 305.91 PEID Lhid: 0.00 PPaaiid: 412.97 Total: 412.97 V12175 '11 10 AS90CZATES 8010110000-6399 1583 JAS VALJ_PTICN PD 0.00 1,000.00 PEIDU p id: 0.00 City of Azusa HP 9000 12/17/09 OPEN HOLD DB LISTING By /Enti Nacre Page 4 ThU, ISS: 17, 2009, 11:28 AM ---req: ROSE leg: GL JL---loc: BI-TRH---jab: 711497 #J514----pgn: E400 <1.34> rpt id: OHFLERD2 SELECT FUND Codes: 80-82 ; ae k Issue Rtes: 111609-113009 PE ID PE Narre ACCaNI' NrJ / JCB NUNS Invoice Number DescripLicn St Disc. Amt. Dist. Amt. Paid: 1,000.00 Total: 1,000.00 V00388 VEtZIZIN 8010110000-6915 6261975078102809 626-1975078 PD 0.00 20.87 PEID L id: 0.00 Paid 20.87 Total: 20.87 V00876 FL= 8000000000-3010 2335/0901023 PY23/09 PD 0.00 136.50 PEBJd: 0.00 d: 136.50 Total: 136.50 GRAND TOTALd: 0.00 d: 647,008.91 Total: 647,008.91 ORDLNANCE NO. 2009- AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF AZUSA, AMENDING CHAPTER 46 OF THE AZUSA MUNICIPAL CODE, BY ADDING SECTIONS 46-324 AND 46-325 RELATING TO POSSESSION AND USE OF AEROSOL SPRAY PRODUCTS BY A MINOR WHEREAS, the City of Azusa ("City") is empowered by California Constitution Article XI, Section 7 to make and enforce within its limits all local, police, sanitary, and other ordinances and regulations not in conflict with general laws; and WHEREAS, the City has become aware of the dangers associated with the possession and use of aerosol spray products for the purpose of becoming under the influence of such substances; and WHEREAS, such improper possession and use of aerosol spray containers is especially dangerous and widespread among minors, and significantly impacts the health, safety, and welfare of City residents; and WHEREAS, the City Council desires to protect its residents and minors from the dangers resulting from such improper possession and use of aerosol spray products. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF AZUSA DOES ORDAIN AS FOLOWS: SECTION 1. Section 46-324 is hereby added to the Azusa Municipal Code to read as follows: Sec. 46-324. Possession of Aerosol Spray Products by a Minor Without Express Consent. It shall be unlawful for a person under the age of eighteen (18) years to be in possession of an aerosol spray product or other inhalant that may be used for the purpose of becoming under the influence of such substance, without the express, written consent of that person's parent or legal guardian. SECTION 2. Section 46-325 is hereby added to the Azusa Municipal Code to read as follows: Sec. 46-325. Possession and Use of Aerosol Spray Products by a Minor. It shall be unlawful for a person under the age of eighteen (18) years to be in possession and use an aerosol spray product or other inhalant, that is not intended to be used pursuant to the instructions or prescription of a licensed health care provider or that is not intended to be used pursuant to the manufacturer's label instructions, for the purpose of becoming under the influence of such substance. SECTION 3. SEVERABILITY. If any section, subsection, sentence, clause, phrase, or portion of this Ordinance is for any reason held to be invalid or unconstitutional by the decision of any court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this Ordinance. The City Council hereby declares that it would have adopted this Ordinance, and each section, subsection, subdivision, sentence, clause, phrase or portion thereof, irrespective of the fact that any one or more sections, subsections, subdivisions, sentences, clauses, phrases or portions might subsequently be declared invalid or unconstitutional. SECTION 4. CEQA. The City Council finds that this Ordinance is not subject to the California Environmental Quality Act ("CEQA") pursuant to Sections 15060(c)(2) (the activity will not result in a direct or reasonably foreseeable indirect physical change in the environment) and 15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA Guidelines, California Code of Regulations, Title 14, Chapter 3, because it has no potential for resulting in physical change to the environment, directly or indirectly. SECTION 5. EFFECTIVE DATE. This Ordinance shall become effective thirty(30) days after its adoption. SECTION 6. PUBLICATION. The City Clerk shall certify the adoption of this Ordinance and shall cause the same to be posted as required by law. PASSED,APPROVED, AND ADOPTED this day of 2009. Joseph R. Rocha Mayor ATTEST: Vera Mendoza City Clerk APPROVED AS TO FORM: Sonia R. Carvalho City Attorney