HomeMy WebLinkAboutE-09 JPA for Enhanced Watershed Management ProgramCONSENT ITEM
E-9
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
VIA: TROY L. BUTZLAFF, ICMA-CM, CITY MANAGER
FROM: LOUIE F. LACASELLA, MANAGEMENT ANALYST
DATE: AUGUST 15, 2016
SUBJECT: CONSIDERTION OF A NON-BINDING LETTER AUTHORIZING THE
EXPLORATION OF A JOINT POWERS AUTHORITY FOR THE MANAGEMENT
OF ENHANCED WATERSHED MANAGEMENT PROGRAM RESPONSIBILITIES
SUMMARY:
In 2012, the California Regional Water Quality Control Board, Los Angeles, acting on delegated
authority under the federal Clean Water Act, issued a new Municipal Separate Storm Sewer System
Storm Water Permit (MS4 Permit) regulating discharges in Los Angeles County. To comply with the
MS4 permit requirements, the City is participating in a sub-regional group known as the Rio Hondo /
San Gabriel River Water Quality Group that includes the cities of Arcadia, Bradbury, Duarte, Monrovia,
Sierra Madre, LA County, and the LA County Flood Control District. Together, the group has developed
an Enhanced Watershed Management Plan (EWMP) to comply with mandatory MS4 storm water permit
requirements. The EWMP plan calls for the construction of $1.4 billion of storm water projects by 2028.
Of that amount, the City’s obligation has been estimated at over $340 million. In light of the significant
cost of compliance, and given that facilities will be located in a variety of different local jurisdictions,
the cities are exploring the creation of a Joint Powers Authority to serve as a separate legal entity that
would be responsible for building and maintaining sub-regional stormwater projects. The proposed
action authorizes Staff to execute the attached (Attachment 1) non-binding letter regarding the creation
of a Joint Powers Authority for the management of Enhanced Watershed Management Program
responsibilities in the Rio Hondo / San Gabriel River Watershed Group.
RECOMMENDATION:
Staff recommends that the City Council take the following actions:
1) Approve a non-binding letter authorizing the exploration of a Joint Powers Authority for the
management of Enhanced Watershed Management Program responsibilities in the Rio Hondo /
San Gabriel River Watershed Group.
2) Authorize the City Manager to execute a non-binding letter on behalf of the City.
APPROVED
COUNCIL MEETING
8/15/2016
JPA for Enhanced Watershed Management Program
August 15, 2016
Page 2
DISCUSSION:
In California, stormwater issues fall under the management of the State Water Resources Control Board,
and every municipality is required to obtain through their respective Regi onal Water Quality Control
Board a Municipal Separate Storm Sewer System (MS4) Permit that regulates stormwater discharges.
The current MS4 Permit for Los Angeles County has been in effect since December 28, 2012, an
overview of the provisions required by the permit include the following:
Permittees are required to eliminate all non-stormwater discharges.
Permittees are required to implement best management practices to prevent/minimize stormwater
pollution.
Permittees are required to enforce pollutant limits through the establishment of Total Maximum
Daily Loads (TMDLs) for 33 specific pollutants. A TMDL establishes the maximum amount of
a pollutant that a waterbody can receive and still meet water quality standards.
Pursuant to the provisions of the LA County MS4 Permit, each municipal permittee is required to be in
strict compliance with stormwater pollution discharge limits. Alternatively, jurisdictions can delay strict
compliance by developing and adopting either a Watershed Management Plan (WMP) or an EWMP.
The City of Azusa is located within the Rio Hondo / San Gabriel River watershed, and in 2013, the City
made the decision to achieve compliance through the development of an EWMP by partnering with
several other jurisdictions. Given that the program partners selected were located in both the Los
Angeles River and the San Gabriel River watersheds, the group formed the Rio Hondo / San Gabriel
River Watershed Group (Group). Agencies in the Group include: Arcadia, Bradbury, Duarte, Monrovia,
Sierra Madre, LA County and LA County Flood Control District.
Together, the Group developed a EWMP to comply with the mandated MS4 Permit requirements.
Included within the EWMP are identified stormwater capture and retention projects that have been
assessed as being integral to achieving stormwater pollution TMDL compliance. The projects involve
capturing stormwater through the construction of stormwater retention projects and the development of
green streets to collect polluted stormwater before it gets into the stormdrain system.
Based on the EWMP, the total estimated compliance cost for the Group is $1.4 billion. Of that amount,
the City’s share has been estimated at $340.1 million. It is also important to note that throughout all of
Los Angeles County, MS4 Permit compliance costs are estimated at $20 billion.
Given the scale and cost associated with compliance with the MS4 Permit requirements , the city
managers of the cities in the Group have |identified that the following overall EWMP-related work plan
should be carried out collectively and regionally on behalf of all Group members:
Public outreach and education regarding the details of the MS4 permit, the requirements, and
implementation costs associated with the EWMPs.
Advocacy for policy change to make the MS4 permit and EWMP requirements more viable and
sustainable.
JPA for Enhanced Watershed Management Program
August 15, 2016
Page 3
Work towards compliance within the framework of our approved EWMP.
As it relates to compliance activities, eventually, the Group will be required to construct and maintain
stormwater capture facilities. Given that those facilities will be located in a variety of different local
jurisdictions, development of a Joint Powers Authority (JPA) as a separate legal entity that would be
responsible for building and maintaining sub-regional stormwater projects has been identified as a high-
priority and low-cost compliance effort.
Staff has reviewed a proposal to form a JPA for the purpose of jointly carrying out the EWMP Group’s
activities, as outlined in the memorandum from the City of Monrovia’s City Attorney dated July 8, 2016
(Attachment 2).
To further develop the overall JPA concept, Staff is seeking City Council authorization to sign a non-
binding letter. Authorizing this letter will not require the allocation of any funds, nor would the City
have to join the JPA if established. This action merely allows Staff to continue the dialogue with the
other cities in the Group to determine the feasibility of the JPA concept.
FISCAL IMPACT:
There is no fiscal impact associated with the recommended actions.
Prepared by: Reviewed and Approved:
Louie F. Lacasella Troy L. Butzlaff, ICMA-CM
Management Analyst City Manager
Attachments:
1) Rio Hondo/San Gabriel River Watershed EWMP Group: Non-Binding Letter
2) JPA Formation Memo from City of Monrovia’s City Attorney
CITY OF MONROVIA
O F F I C E O F T H E C I T Y AT T O R N E Y
415 South Ivy Avenue, Monrovia, California 91016
Telephone 626.932.5550 Facsimile 626.359.8507
12335-0001\1964616v1.doc
MEMORANDUM
TO:Rio Hondo/San Gabriel River Watershed EWMP Group City Managers
FROM:Craig A. Steele, City Attorney
DATE:July 8, 2016
SUBJECT:Potential EWMP JPA Management and Financing Structure
Summary
The City Managers of the cities in the Rio Hondo/San Gabriel River Watershed EWMP Group
and a Los Angeles County representative (collectively “the Group”) have been meeting
informally to start to plan for implementation of the Group’s EWMP activities.Our office was
tasked by the City of Monrovia to suggest a possible structure for the long-term management,
financing, implementation, maintenance and ownership of the Group’s activities and projects.
The intent of creating a management and financing structure is to assist the Group and all its
members in carrying out the Group’s regional EWMP responsibilities in a way that best protects
the individual member entities. This memorandum proposes that the members of the Group
form a Joint Powers Authority (“JPA”) for EWMP activities.
Discussion
The members of the Group have identified the following strands of EWMP-related work that
should be carried out collectively and regionally on behalf of all Group members:
1.Public outreach and education regarding the details of the MS4 permit, the requirements
and costs of the EWMP, and the need for a viable financing mechanism.
2.Working toward compliance with the approved EWMP, including financing, project
design, project construction and long-term ownership, maintenance, and management of
improvements.
3.Advocacy for policy change to make the MS4 permit and EWMP requirements more
viable and sustainable.
Following research regarding the various management and financing structures available to help
all the members of the Group meet the Group’s regional responsibilities, our office suggested
that the members of the Group form a JPA pursuant to the authority of California’s Joint
CITY OF MONROVIA
MEMORANDUM
Rio Hondo/San Gabriel River Watershed EWMP Group City Managers
July 8, 2016
Page 2
12335-0001\1964616v1.doc
Exercise of Powers Act (the “Act”)1. Under the authority of the Act, the members of the Group,
including a Los Angeles County entity,may form a JPA as a separate legal entity to jointly
exercise powers that are common to the members. JPAs can be formed for such purposes as
construction and maintenance of facilities, acquisition of property and joint management of
regional projects. A JPA may levy taxes, assessments or fees to accomplish its purposes on a
regional basis, as long the members share those powers.A JPA also may contract for services or
hire its own staff to carry out the responsibilities of the JPA2.Members of the Group already
participate in regional JPAs for various purposes.
A JPA appears to be the best structure for the members of the Group to jointly carry out the
regional responsibilities of the members under the EWMP. Although there are structures that
could theoretically accomplish the management and functional responsibilities, each of those
structures would impose unacceptable levels of risk for the individual member entities. In
addition, less formal structures carry potential political accountability challenges that would
make it unlikely that the accepted EWMP work of the Group will get accomplished in a
reasonable period of time.
Considerations
The main advantages of the proposed JPA structure are:
1.Cost sharing and accountability: A JPA structure provides the members of the Group to
equitably share the costs of all of the EWMP tasks described above. As each member of
the Group would agree to fund a share of EWMP obligations, that contractual obligation
among the members would both spread EWMP costs and provide a legally enforceable
mechanism to ensure that all members contributed to the regional solutions. A less
formal arrangement could result in a “free-rider” problem and funding shortfalls. In
addition, the JPA could propose and, if approved, administer a regional funding
mechanism for Group projects, such as a Community Services District special tax or
other mechanism. Creating a separate entity for funding and administrative purposes
would not impact the debt status of the individual member entiti es or leave the entities
liable for the debts of the JPA.However, each member of the proposed JPA must
recognize that the EWMP work will require substantial funding commitments from
members.
2.Risk transfer:One of the main challenges under the EWMP regime in the long term will
be determining the long term ownership and maintenance obligations of the EWMP
1 Government Code Section 6500,et seq.
2 Government Code Section 6507
CITY OF MONROVIA
MEMORANDUM
Rio Hondo/San Gabriel River Watershed EWMP Group City Managers
July 8, 2016
Page 3
12335-0001\1964616v1.doc
improvements. As a separate legal entity, a JPA can acquire, finance, own and manage
facilities and improvements, take on debt and sue and be sued its own name. A
permanent and financially viable JPA structure can relieve the Group member entities
from the long-term ownership, management and maintenance obligations of the EWMP
facilities.Further, a JPA structure will shield member entities from liability arising out of
the EWMP activities and improvements. However, the members of the Group will
remain permittees under the MS4 permit and liable for compliance. There appears to be
no way to shift permittees’ compliance liability to the JPA.
3.Dedicated Staffing: The EWMP regime will undoubtedly be staff-intensive for Group
members. Each member is aware that accomplishing the EWMP compliance work and
the public information and advocacy work outlined above will require the dedication of
staff and funds.A JPA may hire its own staff and/or contract for services to accomplish
the powers it will exercise on behalf of its members.Adequately funded by the Group
members, a JPA could hire staff and/or contract for the services necessary to implement
the EWMP and associated activities on a regional basis. Since the Group members
already know that the EWMP activities will require every member of the Group to make
financial commitments, the JPA structure provides an efficient way to get the work done
without taxing existing staff or requiring any member entity to take on new staff
members or administer new consulting contracts.
4.Fair Regional Governance: In any type of joint endeavor with an informal governance
structure, participants’ level of interest and time co mmitment could vary widely. In the
case of the EWMP activities, varying levels of attention and interest by the Group
Members could mean that priorities and activities are skewed toward those members that
are more involved on a day-to-day basis, perhaps jeopardizing the regional solutions the
EWMP proposes. The JPA structure, with a separate governing board representing each
member, will ensure that the regional solutions proposed in the EWMP remain a priority.
Next Steps
To move forward with the proposed EWMP JPA structure, the members of the Group must take
the following “next steps”in the near term.
1.Execute Non-Binding Letter of Commitment: Prior to undertaking the work to form the
JPA, all the potential members should execute a non-binding letter that commits each
potential member to working on the formation of a JPA and coming up with an
agreement for consideration by all the potential members.
CITY OF MONROVIA
MEMORANDUM
Rio Hondo/San Gabriel River Watershed EWMP Group City Managers
July 8, 2016
Page 4
12335-0001\1964616v1.doc
2.Agree on Business Points:Membership; financing (initial and project-related) formulas;
governance structure; technical advisory structure; staffing; designation of treasurer and
fiscal agent/processes; oversight and supervision; inclusion of new members and
withdrawal; disposition of JPA assets upon dissolution.
3.Draft proposed JPA for consideration by members.
4.Designate a member entity to oversee start-up activities.
5.Adoption of JPA by each member entity.We do not anticipate moving forward with a
JPA for these purposes unless all members of the group approve and execute the
agreement.
6.Filing of JPA with Secretary of State.
7.Initial Financing and Start-up activities.
While these “next steps” obviously represent an ambitious work program, with appropriate start -
up funding from members of the Group, we believe the JPA could be ready for approval by
member entities and established by the fall of 2016.