HomeMy WebLinkAboutAgenda Packet - May 3, 1993 - CC gillAKINI 0 OF AZUSA
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PUBLIC WORKS I PAIZ7PILNV
AGENDA ITEM
TO: HONORABLE MAYOR AND CITY COUNCILMEMBERS
ales FROM: LOUIE H. PEDROZA JR. , SUPERINTENDENT OF PUBLIC WORKS
VIA: HENRY GARCIA, CITY ADMINISTRAT ' ' .
A .
DATE: MAY 3, 1993
SUBJECT: NAMING OF DEDICATED LAND FOR PARR USAGE
On February 1, 1993 Council approved the 1.49+ acres of land
donated to the City of Azusa from Johnny E. Johnson for Park usage.
The Public Works Department is currently in the process of
developing a plan derived from the conceptual form. In order to
develop a drawing, a name must be given to the Park.
Two years ago the City acquired land in the area which was to be
declared Canyon Park. The project was cancelled due to the resale
of the land. This land currently in question is located at the
entrance to the Canyon, in light of the surroundings "CANYON PARR"
would still be appropriate.
Development is pending approval within the 1993-1994 fiscal year
and funding is available through the Quimby Fund.
RECOMMENDATION:
Staff recommends Council's approval to declare the Park at Sierra
Madre and San Gabriel Canyon Road as "Canyon Park. "
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213 East Foothill Blvd., P.O. Box 1395, Azusa, California 91702-1395
(818) 334-5125
P/1 41103
AGENDA ITEM
CITY OF AZUSA
Azusa, California
TO: HONORABLE MAYOR AND CITY COUNCIL
FROM: ROY E. BRUCKNE I' CTOR OF COMMUNITY DEVELOPMENT
VIA: GEOFF CRAIG, ACTING CITY ADMINISTRATO
DATE: MAY 3, 1993
SUBJECT: RECONSIDERATION OF A PROPOSED AMENDMENT TO THE
MOBILEHOME RENT STABILIZATION ORDINANCE, ENACTING
LIIVHTED VACANCY CONTROL
BACKGROUND
CHAMP (Citizens Helping Azusa's Mobilehome Parks) has requested that the City Council
reconsider enacting limited vacancy control in Azusa's Mobilehome Rent Stabilization
Ordinance. Due to a deadlocked vote on December 7, 1992, the City Council took no action
on this matter.
SUMMARY:
The City Council adopted a mobilehome rent stabilization ordinance, which became effective
on February 6, 1992. The product of a joint negotiation effort between the Tenants and Park
Owners, the Ordinance also contained a vacancy control provision, which the Ordinance
suspended, pending the outcome of the court case Yee v. City of Escondido. Since that case
has been decided, CHAMP has requested that the suspension be lifted, and limited vacancy
control be instituted.
Vacancy control is the act of controlling the rent on a mobilehome space when the space or
unit becomes vacant. CHAMP feels that without such control they would have difficulty
selling their coaches due to the specter of higher space rents. The Park Owners' position has
been that they should be able to charge market-rate rents. The new tenants would not be hurt
by the starting rent, because if the rent is too high, the new tenants simply would not rent. ,r 00) •-y
3) Y
Page 1 of 2 5
CITY COUNCIL REPORT
PAGE 2OF2
The argument in Yee v. City of Escondido explored whether the operation of State Law
combined with local rent control ordinances resulted in "physical occupation" of mobilehome
parks, requiring local jurisdictions who impose rent control, to compensate the park owners for
the loss in value. The U.S. Supreme Court in recently deciding Yee, rejected that theory.
Even though the park owners in Yee have the ability to claim a "regulatory taking" in a new
suit, CHAMP has requested that the suspension of vacancy control be lifted. In pursuit of that
objective, CHAMP has met with Park Owners in an attempt to reach mutually acceptable new
language in the Ordinance.
Due to a great willingness to compromise and extraordinary efforts on the part of Mrs. Barbara
Knaus of CHAMP and Mr. Kendall, owner of Caravan and Azusa Mobilehome Park, the
Tenants and Park Owners have agreed on an ordinance amendment proposal, which is
presented in Exhibit B. This ordinance amendment would limit rent increases on vacant
mobile homes to 8%. Coaches owned by Park Owners, however, would not have this
limitation.
One issue of concern on the part of the city is whether the City has any exposure to a future
"takings" claim from the Park Owners by enacting the proposed limited vacancy control This
is discussed in detail by the City Attorney, whose report is attached as Exhibit A.
CONCLUSION
With respect to the issue of the City's exposure to a challenge on vacancy control, the City
Attorney has indicated that there would be some risk, but it would be difficult to determine
whether the proposed ordinance amendment would effect a "taking", or to predict if any takings
claim would be successful.
The Park Owners have agreed to the Ordinance amendment. While it is not likely that the
Owners would file suit in light of such agreement, there are no guarantees that future Owners
would not hold the same view. This should be considered by the City Council in its
deliberations.
RECOM1VIENDATION:
The City Council conduct an informal hearing to take testimony, then introduce the Ordinance
for adoption, if deemed appropriate.
REB/lmr
Attachments - Exhibits A & B
Page 2 of 2
. . laEnr:As .
BARBOSA GARCIA 8 BARNES
A PARTNERSHIP INCLUDING A PROFESSIONAL CORPORATION
HENRY S. BARBOSA. P. C." ATTORNEYS AT LAN TELEPHONE
BONIFACIO BONNY GARCIA SUITE 390 (213)889-6600
DOUGLAS D. BARNES 500 CITADEL DRIVE FACSIMILE
PETER E. LANGSFELD
PAUL S.JAJAN LOS ANGELES.CALIFORNIA 90040 (213) 889-6605
WILLIAM A.VALLEJOS
JONATHAN B. STONE V/ 4, L,
KENNETH T. FONG
FRANCISCO LEAL
AUGUSTIN R. JIMENEZ
OF COUNSEL ;, ' M E M O RAN D U LA co,, ''
NORMAN LIEBERMAN \ '.'+"9,.
•A PROFESSIONAL CORPORATION
TO: Roy E 1 Bruckner \' • '';
FROM: Douglas D. Barnes -i 4"r
RE:
Mobilehome Rent C trol
DATE: October 21, 1992
FACTS
•
In January 1992 the City Council implemented mobilehome
rent control by enacting Ordinance 92-04. The Ordinance includes
a "vacancy control" provision which requires that a new tenant not
pay a higher rent than that paid by the tenant's immediate
predecessor. The Ordinance, however, suspends the vacancy control
provision until it is activated by a subsequent vote of the City
Council. Consequently, landlords, for the time being, are
permitted freely to raise rents on vacated units.
The "suspension" of the vacancy control provision was
included in the Ordinance to safeguard the City against a certain
type of takings claim which had been recognized by some courts.
Specifically, these courts had concluded that the combined
operation of California law and local vacancy controls effected a
"physical occupation" of a mobilehome park, thereby requiring the
local jurisdiction imposing the vacancy control to compensate the
property owner for the resulting lost value. Although many felt
that the physical occupation argument was highly artificial and
wrong, it nonetheless posed a risk to cities interested in
restricting rent increases on mobile home pads immediately
following the departure of a tenant. The suspension in the
Ordinance foreclosed such claims.
However, recently, the United States Supreme Court
rejected the physical occupation theory. Yee v. City of Escondido,
112 S.Ct. 1522 ( 1992) . Now that Yee has been decided, tenants in
the City's parks have requested that the suspension be lifted and
JBS\462.M 1
•
that a modified form of vacancy control be approved by the City
Council. A draft of such an ordinance has been prepared by tenant
representatives and submitted to the City for consideration.
The proposed ordinance permits landlords to charge higher
rents to a new tenants than to an immediate predecessor, but caps
any increase at 8%. 1 Such a cap applies to any lease executed on
or after February, 6, 1992, and, accordingly, can require a rollback
of rents allowed under an existing contract. Such a rollback,
however, would only become operative on the effective date of the
ordinance (30 days following its enactment) and no rebate of
previously paidirents would be required.
After a new tenant occupies a space, "post-occupancy"
adjustments in rents are permitted in conformity with the current
Ordinance. These adjustments include an annual increase in rent
equal to the CPI-W (subject to certain caps and preconditions) .
Greater or more frequent rent increases are possible following the
approval of an application submitted pursuant to Sections 5.56 .067
and 5 . 56 .070.
Although the Yee court rejected the physical occupation
theory, landlords are still free to argue that a vacancy control
provision deprives the owners of benefits associated with their
property. Potentially, a landlord could argue that the vacancy
control provisions (although not effecting a physical occupation of
the mobile home park) effect a regulatory taking of the property
requiring the City to compensate the owner for the loss.
Apparently, past counsel expressed concern over such arguments.
This memorandum addressees these concerns.
1 No increase is permitted concurrently with a transfer of
ownership relating to a divorce, inheritance or other similar
event.
JBS\462.M 2
QUESTIONS PRESENTED
Does the proposed vacancy control provision effect
a "regulatory taking?"
Does the proposed rollback impermissably interfere with
a landlord's constitutionally protected contract rights?
SUMMARY
Now that the Supreme Court has rejected the physical
occupation theory, it is unlikely that the proposed vacancy control
ordinance effects a taking of the landlords' property. The
remaining arguments are, in large part, weak. A landlord
contending that the City's vacancy control is confiscatory will be
successful only if the regulation deprives the owner of a fair
return on his or her investment. Ultimately this argument,
however, would need to be framed as an attack on the entire
ordinance, not just the vacancy control. Moreover, to analyze
whether the regulation deprives the owners of a fair return, it
would be necessary (as a preliminary matter) to evaluate the cash
flows, expenses and projected profits of the various parks.
Unfortunately, such an analysis (which is financial rather than
legal) is rendered even more difficult because the courts have not
defined or specified what returns are reasonable. However, the
number of rent control regulations presently in place when
contrasted with the general invulnerability of these regulations
against attack suggest that most regulations, (absent new
developments or clarifications in the law) are valid and
enforceable.
ANALYSIS
Introduction. A determination whether an ordinance
effects a regulatory taking is an inexact calculus. A regulation
which effects a "physical occupation" of property is per se a
compensable taking, but the Supreme Court has determined that
mobilehome vacancy controls are not physically confiscatory. An
ordinance can also produce a regulatory taking without effecting a
physical occupation, however, the Supreme Court has never
articulated a definitive test. The potential for unpredictability
in this area is acknowledged by the Court. The Supreme court has
ruled that the area is not susceptible to exact rules because any
takings analysis is largely dependant on the particular facts
surrounding the individual claim. These factors would include the
financial attributes of the regulated properties, the owners'
investments in these properties, the associated costs of
JBS\462.M 3
maintenance, the rents due on the properties and other factors.
Inevitably, this analysis is a financial, rather than a legal
endeavor. The financial character of this analysis and the
scarcity of instructive authority makes it impossible to advise
the City whether the Ordinance, as amended, would be immune against
a successful taking claim.
Nonetheless, the City can take' some comfort from the
following: ( 1) ; few if any California cases have held that a rent
control regulation effects a taking where the regulation allows for
timely rental increases, as does the City's; (2) no California
case has invalidated a vacancy control provision to date; and (3)
a number of rent control ordinances adopted by cities (including
Santa Monica, Berkley and others) impose stricter controls than
does Azusa. Finally, even if a landlord were inclined to challenge
the rent control ordinance as a taking, the landlord would first be
required to request that he or she receive special rent increases
pursuant to the ordinance. Only if there increases were denied,
would the landlord be properly positioned to bring a claim. In
addition, the City, upon receiving such a request for special rent
increases, could, if it desired, further evaluate its exposure to
a takings claim at that time.
The remainder of this memorandum analyzes the relevant
legal issues with more particularity.
Does the Vacancy Control Advance a Legitimate
Governmental Interest? Repeatedly the court has stressed that if
a regulation fails to advance a legitimate state interest at the
expense of a property owner, the regulation is confiscatory. Aqins
v. Tiburon ( 1980) 447 U.S. 255, 100 S.Ct. 2138 .2 Conversely, a
regulation which promotes a legitimate governmental interest is not
confiscatory just because it also diminishes the value of one or
more properties. Pennsylvania Cole v. Mahon ( 1922) 260 U.S. 293,
43 S.Ct. 158. With respect to the vacancy control, a number of
legitimate governmental purposes are seemingly promoted, thus
immunizing the provision from this type of challenge.
Vacancy controls are often important because a vacating
tenant who owns his or her coach typically leaves the investment
behind (because mobilehomes are far from mobile) . Rather than
transporting the coach, the vacating tenant sells the coach to a
prospective tenant who after purchasing the coach starts to rent
the underlining pad (provided the new tenant is creditworthy) .
Allowing the landlord to freely raise the pad rent can cause the
value of the coach to drop, and consequently the vacating tenant's
2 Failure to satisfy this standard also produces a violation
of the Due Process Clause of the Fifth and Fourteenth Amendments.
FCC v. Florida Power Corporation (1987) 480 U.S. 245, 107 S.Ct.
1107.
JBS\462.M 4
investment to be lost. Limiting rent these transition increases to
8% will, to some degree (but not entirely) , protect the prior
tenant's investment.
Vacancy controls which apply when a new tenant rents a
pad and perhaps a coach from the landlord (but does not purchase
the predecessor's coach) are also justifiable. In these instances,
there is no investment to be protected. Instead, such regulations
promote the well--recognized governmental objective of preserving
the City's affordable stock of rental units, in this case
mobilehome pads. Pennel v. City of San Jose ( 1988) 485 U.S. 1, 108
S.Ct. 849 .
Does the Property Remain Economically Viable? If a
regulation denies an owner economically viable use of his or her
land, the regulation is confiscatory. Agins v. Tiburon ( 1980 ) 447
U.S. 255 100 S.Ct. 2138 . It is difficult to define when a property
has no viable economical use, but at minimum, a regulation which
causes a property to become valueless results in a regulatory
taking. Lucas v. South Carolina Coastal Commission ( 1992) 112
S.Ct. 2886 . Generally a regulation is not confiscatory, even if it
substantially decreases the value of a property. Netcow v.
Cambridge 277 U.S. 183, 48 S.Ct. 447; Euclid v. Amber Realty 272
U.S. 365, 47 S.Ct. 115 (reduction in property values by between 50%
and 90% are not confiscatory) . So long as the (cash flows
associated with the rent allowed under the ordinance exceed
reasonable expenses, it is likely that a viable use remains.
Does the Regulation Allow for a Fair Return on the
Property? In addition to the viable use standard employed by the
federal courts, California courts have required that any rent
control ordinance allow the owner a fair return on the owner's
investment. Birkenfeld v. City of Berkley ( 1976) 17 Cal. 3d 129,
130 Cal.Rptr. 465; Fisher v. City of Berkley ( 1984) 37 Ca1. 3d 572,
209 Cal.Rptr. 681, Baker v. City of Santa Monica ( 186) 181
Cal.App.3d 972, 226 Cal.Rptr. 755, Coati Alliance v. Coati ( 1983)
148 Cal.App. 3d 293, 195 Cal.Rptr. 825. Courts have generally
failed to detail the fair return standard in a comprehensible
manner, but the regulation should allow "an efficient
landlord. . . [to] . . .recover all reasonable expenses actually incurred
and, in addition, receive a fair profit or return an investment. "
Coati Alliance for Better Housing v. City of Coati ( 1983) 148
Cal.App. 3d 280, 293, 195 Cal.Rptr. 825, 833 .
Ultimately, this analysis (as a starting point) would
require a review of the expenses, and revenues associated with the
property, as well as projected revenues and expenses. The courts
have not addressed whether the regulation must permit profitability
during each year of an investment, or over the life of an
investment. However, few, if any, California courts have held rent
controls to be confiscatory where periodic and timely rent
adjustments are permitted. It appears that the rent adjustments
JBS\462.M 5
allowed under the ordinance are and could be effected in a timely
fashion.
Is the Adjustment Procedure Excessively Burdensome? A
rent control ordinance which controls periodic rent increases can
nonetheless be confiscatory if the process by which rents are
increased is so burdensome or difficult that, in effect, a landlord
is unable to obtain approval to increase rents in a timely fashion.
Birkenfeld v. City of Berkley ( 1976 ) 17 Ca1. 3d 129, 130 Cal.Rptr.
465; Fisher v. City of Berkley (1984) 37 Ca1.3d 572, 209 Cal.Rptr.
681. The ord}i.nance allows timely adjustments by generally
permitting an automatic 8% increase upon the transition of tenants.
Moreover, subsequent increases are permitted in accordance with the
CPI-W and still greater increases are permitted in the event that
a special application is approved.
Does the Regulation Destroy a Fundamental Right? If a
regulation destroys a fundamental right associated with property
(e.g. the right to sell property or a similarly important right) ,
the regulation can potentially effect a taking. Kaiser Aetna v.
United States (1979) 444 U.S. 164, 100 S.Ct. 383 . It is highly
doubtful, however, that a court would categorize the ability to
raise rents in excess of an 8% cap as a fundamental property right.
See also, San Marcus Mobilehome Park Owners' Association v. City of
San Marcus ( 1987) 192 Cal.App.3d 1492, 238 Cal.Rptr. 290.
Does the Regulation Excessively Interfere with
Investment-Backed Expectations? If a regulation interferes
excessively with investment-backed expectations it can produce a
taking. Goldbladt v. Hempstead 369 U.S. at 594, 82 S.Ct. at 990 .
It is doubtful that a vacancy control provision which allows for an
8% rent increase upon the vacation of a mobilehome pad
significantly interferes with investment-backed expectations
because similar controls have been a part of the mobilehome
business landscape for many years. Moreover, rent control has been
a significant feature of the legal environment for both mobilehome
and apartment housing for many years, and accordingly, an investor
cannot reasonably expect to be free of such regulation.
Interference with Contracts. Potentially a landlord can
argue that the proposed amendment, which can require a temporary
rollback of rents (despite rental contract allowing higher rents) ,
unconstitutionally interferes with the landlord's contractual
rights.3 However, impacting a contract or altering the terms of
a contract by an ordinance does not always result in an
3 Both the federal and California constitutions prohibit the
impairment of contracts (U.S. Const. art. I, Sec. 10 [ "No State
shall . . .pass any. . .Law impairing the Obligation of Contracts. . . " ) ;
Cal. Const. art 1, Sec. 9 [ "A. . .law impairing the obligation of
contracts may not be passed. " ]
JBS\462.M 6
unconstitutional impairment. The Supreme Court has articulated a
three part test to determine whether a law impacting a contract
unconstitutionally impairs that contract: ( 1) does the law operate
as a substantial impairment to the contractual relationship; (2)
if it is a substantial impairment, is the law justified by a
significant and legitimate public purpose; and (3 ) if the law is so
justified, is the adjustment of the rights and duties of the
contracting parties based upon reasonable conditions and is it of
a character app±opriate to the underlying public purpose. Eneray
Reserves Group, Inc. v. Kansas Power & Light Co. ( 1983 ) 103 S.Ct
697, 705 . It i doubtful that a rollback of a small portion of
rents for a relatively short period of time would violate these
strictures. The mere fact that a rent control ordinance
effectively discharges a renter's liability under a lease by
creating a ceiling or a rollback does not render the ordinance
invalid. Birkenfeld v. City of Berkley ( 1976) 17 cal. 3d 129, 143,
130 Cal.rptr. 465 , 475. Also see, Berman v. Downing (1986) 184
Cal.App. 3d Supp.5, 229 Cal.Rptr. 660, 661. The City's ordinance
should be entitled to the same favorable presumption by a reviewing
court.
CONCLUSION
It is impossible to determine whether the Ordinance, as
amended, would effect a taking. The Courts which have addressed
this general subject have provided the most skeletal of guidelines,
which cannot provide a definitive answer in this case.
Nonetheless, few if any courts have declared a rent control
ordinance to be confiscatory where, as in the Azusa Ordinance,
timely rent adjustments are allowed. Moreover, many cities have
more stringent rent controls than does Azusa. So long as Azusa
permits a landlord to obtain a fair and reasonable return the Azusa
ordinance will comport with constitutional requirements.
JBS\462.M 7
ORDINANCE NO.
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY
OF AZUSA AMENDING THE AZUSA MUNICIPAL CODE TO
AMEND SECTIONS 5. 56.050 AND 5. 56.090 RELATING
TO MOBILEHOME PARK VACANCY CONTROL.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF AZUSA
DOES HEREBY ORDAIN AS FOLLOWS:
SECTION 1. The City Council of the City of Azusa does
hereby find, determine that:
A. Mobilehome park tenants are in a poor bargaining
position with park owners because of substantial investments in
their mobilehomes, the high cost of relocation and a lack of
alternative sites within Azusa and the region for their
mobilehomes.
B. Unregulated mobilehome park rents are a hardship on
vulnerable portions of the City's population, including the
elderly, the disabled, and those of low income, forcing these
persons to leave the City or divert a disproportionate amount of
income to housing.
C. ;The ability of mobilehome park residents to transfer
their mobilehomes is severely limited, if not entirely abrogated,
unless some protection is given to protect the availability of
mobilehome park space and transfer rights to mobilehome coaches.
SECTIQN 2 . Section 5. 56.090 of Chapter 5. 56 of Title 5
of the Azusa Municipal Code is hereby amended in its entirety to
read as follows:
"5. 56. 090 VACANCIES.
(a) Regulation of rents charged to purchasers of
mobilehomes is necessary to protect the investment of
existing residents in their mobilehomes and their ability
to sell their homes.
(b) When a coach on a regulated mobilehome space is sold
by a vacating tenant to a new tenant and the new tenant
enters into a rental agreement for a mobilehome space,
any increase in rent must be limited to eight percent
(8%) of the immediately preceding rent, or, in the case
of the Azusa Mobilehome Park, to fourteen and two hundred
seventy five thousandths percent (14 . 275%) , due to the
recent unusual expenditures associated with the later
Park. A rent increase above 8% on a space in the Azusa
Mobilehome Park is permitted only on the execution of the
first rental agreement on such space after February 5,
1992.
(c) When a coach is owned by the park owner and the
coach is sold, the base rent to the buyer shall be
calculated using the average of the current space rent
charged for similar spaces in the park.
(d) Notwithstanding subsection (b) , no rental increase
shall be permitted under this section for:
(1) Transfers to a conservator of the person
and/or the estate of a tenant and/or the individual
heir of a tenant;
DDB14193.0
(2) Transfers which take effect upon the death of
a spouse;
(3) Transfers to a spouse or former spouse in
connection with a property settlement agreement or
decree of dissolution of marriage or legal
separation; or
(4) The creation, transfer or termination solely
between spouses of interest in the mobilehome
space.
(e) This section 5.56.090 shall apply to Ifan
rental
agreements executed on or after February 6, 1992 .
agreement subject to this section is executed prior to
the effective date of this section, the rents pursuant to
such agreement, commencing on the effective date of this
section, shall be reduced to conform with this section.
No rebate of previously collected rents shall be required
or due.
,SPCTION 3. Section 5. 56.050(c) of Chapter 5.56 of Title
5 of the Azusa Municipal Code is hereby amended to read as follows:
" (c) No owner shall demand or accept or retain rent for
any space exceeding the initial base rent unless an
increase has been authorized under Sections 5. 56.063 ,
5. 56.067, 5.56.070, 5.56.085 or 5.56.090.
,SECTLON 4 . This Ordinance shall become effective 30 days
from the date of its adoption. The City Clerk shall certify to the
passage and adoption of this Ordinance and shall cause the same to
be published or posted as prescribed by law.
PASSED AND APPROVED this day of 1992 .
MAYOR
I HEREBY CERTIFY that the foregoing Ordinance No.
was regularly introduced and placed upon Its first reading at a
regular meeting of the City Council of the City of Azusa on the
day of 1992 . That thereafter, said Ordinance was
duly adopted and passed at a regular meeting on the City Council on
the day of 1992, by the following vote, to wit:
AYES: COUNCILMEMBERS:
NOES: COUNCILMEMBERS:
ABSENT: COUNCILMEMBERS:
CITY CLERK
DDDNI9S.O