HomeMy WebLinkAboutD-2 Staff Report - Waste Management TEFRA Public HearingPublic Hearing Waste Management TEFRA
July 15, 2019
Page 1 of 3
PUBLIC HEARING/SCHEDULED ITEM
D-2
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
FROM: TALIKA JOHNSON, DIRECTOR OF FINANCE
VIA: SERGIO GONZALEZ, CITY MANAGER
DATE: JULY 15, 2019
SUBJECT: PUBLIC HEARING TO ADOPT A RESOLUTION APPROVING THE
ISSUANCE OF BONDS BY THE CALIFORNIA MUNICIPAL FINANCE
AUTHORITY FOR THE PURPOSE OF FINANCING THE ACQUISITION,
CONSTRUCTION, INSTALLATION, REHABILITATION, IMPROVEMENT
AND/OR EQUIPPING OF SOLID WASTE DISPOSAL FACILITIES AND
CERTAIN OTHER MATTERS RELATING THERETO
BACKGROUND:
Waste Management, located in the City of Azusa, desires to issue bonds for the purpose of
making improvements to existing permitted solid waste landfill facilities, and have the California
Municipal Finance Authority (“CMFA”) serve as the municipal issuer of tax-exempt exempt
facility bonds in an aggregate principal amount not to exceed $300,000,000. To proceed with the
bond issuance, the City must conduct the public hearing under the requirements of the Tax and
Equity Fiscal Responsibility Act (“TEFRA”) and the Internal Revenue Code of 1986, as
amended. Approval of the recommended actions does not result in any financial obligation to the
City.
RECOMMENDATIONS:
Staff recommends the City Council take the following actions:
1)Conduct the public hearing under the requirements of the Tax and Equity Fiscal
Responsibility Act (“TEFRA”) and the Internal Revenue Code of 1986, as amended (the
“Code”).
2) Adopt Resolution No. 2019-C25 approving the issuance of the Bonds by the California
Municipal Finance Authority (“CMFA”), a joint exercise of powers authority and public
entity of the State of California, for the benefit of Waste Management, Inc. (the
“Borrower”), to provide for the refinancing and refunding of the Project, such adoption is
solely for the purposes of satisfying the requirements of TEFRA, the Code and the
California Government Code Section 6500 (and following).
APPROVED
CITY COUNCIL
7/15/2019
Public Hearing Waste Management TEFRA
July 15, 2019
Page 2 of 3
ANALYSIS:
The Borrower requested that the CMFA serve as the municipal issuer of tax-exempt exempt
facility bonds (the “Bonds”) in an aggregate principal amount not to exceed $300,000,000 of tax-
exempt revenue bonds. The proceeds of the Bonds will be used for the purpose of, among other
things, financing, in an amount not expected to exceed $10,000,000, the following projects
(collectively, the “Project”) initially owned by the Borrower and located within the City of
Azusa (the “City”): (a) improvements to existing, permitted solid waste landfill facilities,
including but not limited to (i) construction of new disposal cells and liners within currently
permitted acreage, (ii) additions and improvements to the leachate collection and treatment
system, including leachate trenching, (iii) additions and improvements to the methane gas
systems, (iv) installation of new liners for intermittent and final closure of completed sections of
the landfill facilities, (v) site and/or land improvements, including construction of building
facilities, (vi) acquisition of real property, (vii) acquisition of equipment to be used at the landfill
facilities, and (viii) acquisition of other equipment and assets necessary to support the foregoing
additions and improvements and to place them into service; and (b) improvements to collection
(hauling), transfer station and/or material recycling facilities, including but not limited to (i)
acquisition of solid waste disposal and recycling trucks and support vehicles, (ii) acquisition of
solid waste disposal and recycling containers and related equipment, (iii) acquisition of solid
waste sorting and processing and recycling equipment, (iv) site and/or land improvements, and
(v) acquisition of other equipment and assets necessary to support the foregoing improvements
and place them into service.
In order for all or a portion of the Bonds to qualify as tax-exempt bonds, the City of Azusa must
conduct a public hearing (the “TEFRA Hearing”) providing for the members of the community
an opportunity to speak in favor of or against the use of tax-exempt bonds for the financing of
the Project. Prior to such TEFRA Hearing, reasonable notice must be provided to the members
of the community. Following the close of the TEFRA Hearing, an “applicable elected
representative” of the governmental unit hosting the Project must provide its approval of the
issuance of the Bonds for the financing of the Project.
The CMFA was created on January 1, 2004 pursuant to a joint exercise of powers agreement to
promote economic, cultural and community development, through the financing of economic
development and charitable activities throughout California. To date, over 300 municipalities,
including the City of Azusa, have become members of CMFA.
The CMFA was formed to assist local governments, non-profit organizations and businesses
with the issuance of taxable and tax-exempt bonds aimed at improving the standard of living in
California. The CMFA’s representatives and its Board of Directors have considerable
experience in bond financings.
The Joint Exercise of Powers Agreement provides that the CMFA is a public entity, separate and
apart from each member executing such agreement. The debts, liabilities and obligations of the
CMFA do not constitute debts, liabilities or obligations of the members executing such
agreement.
Public Hearing Waste Management TEFRA
July 15, 2019
Page 3 of 3
The Bonds to be issued by the CMFA for the Project will be the sole responsibility of the
Borrower, and the City will have no financial, legal, moral obligation, liability or responsibility
for the Project or the repayment of the Bonds for the financing of the Project. All financing
documents with respect to the issuance of the Bonds will contain clear disclaimers that the Bonds
are not obligations of the City or the State of California, but are to be paid for solely from funds
provided by the Borrower.
Participation by the City in the CMFA will not impact the City’s appropriations limits and will
not constitute any type of indebtedness of the City. Outside of holding the TEFRA hearing and
adopting the required resolution, no other participation or activity of the City or the City Council
with respect to the issuance of the Bonds will be required.
The Board of Directors of the California Foundation for Stronger Communities, a California
non-profit public benefit corporation (the “Foundation”), acts as the Board of Directors for the
CMFA. Through its conduit issuance activities, the CMFA shares a portion of the issuance fees
it receives with its member communities and donates a portion of these issuance fees to the
Foundation for the support of local charities. With respect to the City of Azusa, it is expected
that 25% of the issuance fee attributable to the City will be granted by the CMFA to the general
fund of the City. Such grant may be used for any lawful purpose of the City. A similar amount
will be donated by the CMFA to one or more non-profit organizations in the City.
FISCAL IMPACT:
There is no fiscal impact to the City. The public hearing is a requirement of the financing
package and is the City’s only involvement.
Prepared by: Reviewed and Approved:
Talika M. Johnson Sergio Gonzalez
Director of Finance City Manager
Attachment:
1) Resolution No. 2019-C25
4133-1362-5373.2
CITY COUNCIL
CITY OF AZUSA, CALIFORNIA
RESOLUTION NO. 2019-C25
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA APPROVING A
PLAN OF FINANCE FOR THE ISSUANCE OF THE CALIFORNIA MUNICIPAL
FINANCE AUTHORITY SOLID WASTE DISPOSAL REVENUE BONDS (WASTE
MANAGEMENT, INC. PROJECT) IN AN AGGREGATE PRINCIPAL AMOUNT NOT
TO EXCEED $300,000,000 FOR THE PURPOSE OF FINANCING THE ACQUISITION,
CONSTRUCTION, INSTALLATION, REHABILITATION, IMPROVEMENT AND/OR
EQUIPPING OF SOLID WASTE DISPOSAL FACILITIES AND CERTAIN OTHER
MATTERS RELATING THERETO
WHEREAS, Waste Management, Inc., a corporation duly organized and existing under
the laws of the State of Delaware, and/or affiliates thereof (collectively, the “Borrower”), has
requested that the California Municipal Finance Authority (the “Authority”) participate in the
issuance of one or more series of exempt facility bonds for qualified solid waste disposal facility
projects pursuant to section 142(a)(6) of the Internal Revenue Code of 1986 (the “Code”) from
time to time in an aggregate principal amount not to exceed $300,000,000 (the “Bonds”) for the
purpose of, among other things, financing, in an amount not expected to exceed $10,000,000, the
following projects (collectively, the “Project”) initially owned by the Borrower and located
within the City of Azusa (the “City”): (a) improvements to existing, permitted solid waste
landfill facilities, including but not limited to (i) construction of new disposal cells and liners
within currently permitted acreage, (ii) additions and improvements to the leachate collection
and treatment system, including leachate trenching, (iii) additions and improvements to the
methane gas systems, (iv) installation of new liners for intermittent and final closure of
completed sections of the landfill facilities, (v) site and/or land improvements, including
construction of building facilities, (vi) acquisition of real property, (vii) acquisition of equipment
to be used at the landfill facilities, and (viii) acquisition of other equipment and assets necessary
to support the foregoing additions and improvements and to place them into service; and (b)
improvements to collection (hauling), transfer station and/or material recycling facilities,
including but not limited to (i) acquisition of solid waste disposal and recycling trucks and
support vehicles, (ii) acquisition of solid waste disposal and recycling containers and related
equipment, (iii) acquisition of solid waste sorting and processing and recycling equipment, (iv)
site and/or land improvements, and (v) acquisition of other equipment and assets necessary to
support the foregoing improvements and place them into service; and
WHEREAS, the Project is located at Azusa Landfill, 1211 West Gladstone, Azusa,
California, 91702-5142; and
WHEREAS, pursuant to Section 147(f) of the Code, the issuance of the Bonds by the
Authority must be approved by the City because the Project is located within the territorial limits
of the City; and
Attachment 1
2
4133-1362-5373.2
WHEREAS, the City Council of the City (the “City Council”) is the elected legislative
body of the City and is one of the “applicable elected representatives” required to approve the
issuance of the Bonds under Section 147(f) of the Code; and
WHEREAS, the Authority has requested that the City Council approve the issuance of
the Bonds by the Authority in order to satisfy the public approval requirement of Section 147(f)
of the Code and the requirements of Section 4 of the Joint Exercise of Powers Agreement
Relating to the California Municipal Finance Authority, dated as of January 1, 2004 (the
“Agreement”), among certain local agencies, including the City; and
WHEREAS, the Authority has advised that the Bonds may be issued pursuant to a “plan
of finance” and that, for purposes of this resolution, the “plan of finance” consists of a general
plan of the Authority and the Borrower to monitor capital markets and the capital needs of the
Borrower within the City and, if market conditions warrant, issue one or more additional series
of Bonds in an aggregate principal amount not to exceed $300,000,000 to finance the Project
within the three-year period commencing on the date of the issuance of the first series of Bonds
pursuant to this resolution; and
WHEREAS, pursuant to Section 147(f) of the Code and Section 6586.5 of the
Government Code of the State of California, the City Council has, following notice duly given,
held a public hearing regarding the Project and the plan of finance for the issuance of the Bonds,
and now desires to approve the Project and the plan of finance for the issuance of the Bonds by
the Authority;
NOW, THEREFORE, BE IT RESOLVED, by the City Council of the City of Azusa as
follows:
Section 1. The foregoing resolutions are true and correct.
Section 2. The City Council hereby approves the issuance of the Bonds by the Authority.
It is the purpose and intent of the City Council that this resolution constitute approval of the
issuance of the Bonds by the Authority, for the purposes of (a) Section 147(f) of the Code by the
applicable elected representative of the governmental unit having jurisdiction over the area in
which the Project is located, in accordance with said Section 147(f) and (b) Section 4 of the
Agreement.
Section 3. The City finds that the actions authorized hereby regarding the financing of
the Project will result in demonstrable savings in effective interest rate, bond preparation, bond
underwriting, or bond issuance costs to produce significant public benefits.
Section 4. The officers of the City are hereby authorized and directed, jointly and
severally, to do any and all things and to execute and deliver any and all documents which they
deem necessary or advisable in order to carry out, give effect to and comply with the terms and
intent of this resolution and the financing transaction approved hereby.
3
4133-1362-5373.2
Section 5. This resolution shall take effect immediately upon its adoption.
PASSED AND ADOPTED by the City Council of the City of Azusa this ___ day of
_________, 2019.
AYES:
NOES:
ABSTAIN:
ABSENT:
[SEAL]
Attest:
By:__________________________
City Clerk