HomeMy WebLinkAboutReso 2020-UB-01 Plan to Fund Calpers referencing Water fundRESOLUTION NO. 2020 -UB -01
A RESOLUTION OF THE UTILITY BOARD/CITY COUNCIL OF THE
CITY OF AZUSA AUTHORIZING FORGIVENESS OF REMAINING
LOAN BALANCE FROM THE WATER FUND TO THE GENERAL
FUND ESTABLISHED BY RESOLUTION NO. 14-C81 UPON ISSUANCE
OF PENSION OBLIGATION BONDS AND AUTHORIZING A LOAN
FROM THE AZUSA LIGHT & WATER ELECTRIC UTILITY TO THE
WATER UTILITY FOR THE PURPOSE OF PAYING THE WATER
UTILITY'S PORTION OF THE UNFUNDED ACCRUED LIABIITY TO
CALPERS
WHEREAS, the Water Utility desires to retire $6.4 million in debt related to its
Unfunded Accrued Liability for ("UAL") for employee pensions provided through the California
Public Employees' Pension System ("Ca1PERS"); and
WHEREAS, the General Fund ("City") has begun validation proceedings to issue
Pension Obligation Bonds ("POB") to pay off its $80.6 million UAL for Ca1PERS pensions,
including portions allocable to the Water Utility; and
WHEREAS, the General Fund owes the Water Utility approximately $2.9 for a loan
established by Resolution No. 14-C81 and desires to have the Water Utility forgive the
outstanding loan balance and instead issue POBs as repayment of the loan; and
WHEREAS, the Water Utility's outstanding UAL would be $3.5 million after the City
issues POBs to pay down the Water Utility's UAL in lieu of repaying the $2.9 million loan; and
WHEREAS, the Water Utility's current financial forecasts does not project sufficient
metrics to maintain strong credit ratings without additional cash to pay its UAL; and
WHEREAS, Electric Utility cash balances and other financial metrics are sufficient to
lend $3.5 million to the Water Utility to pay its remaining UAL balance after the City issues $2.9
million its behalf, which will maintain a strong Water Utility credit rating; and
WHEREAS, together the $2.9 million POB issuance by the City on the Water Utility's
behalf and a $3.5 million loan by the Electric Utility will provide sufficient resources to pay-off
the Water Utility's $6.4 million UAL to Ca1PERS for pensions, will minimize the amount of
POB debt issuance in total, result in a higher lump sum payment to CalPERS for citywide
unfunded accrued liability for pensions, thus, saving the Water Fund money over time.
NOW, THEREFORE, BE IT RESOLVED that the Utility Board/City Council of the
City of Azusa does hereby:
Section 1. Authorize the forgiveness of the outstanding loan balance of approximately
$2.9 million owed by the General Fund to the Water Fund established by Resolution
No. 14-C81 upon completion of the General Fund issuing Pension Obligation Bonds to
pay the same $2.9 million towards Water's $6.4 million portion of its Unfunded Accrued
Liability for pensions to Ca1PERS.
Section 2. Approve the Interfund Loan Agreement (Exhibit A) between the Azusa Light
& Water, Water Fund ("Borrower") and the Azusa Light & Water Electric Fund
("Lender") as follows:
Loan
Amount
Purpose
Interest
Rate
Term
Borrower
Lender
Repayment
Source
$3,500,000
Pay portion
Variable
5 -year
AL&W
AL&W
Water
of Water's
— LAIF
term
Water
Electric
Revenue
Unfunded
average
Full
Fund, No.
Fund,
Funds
Accrued
annual
Payment
32
No. 33
Liability to
yield
due on
Ca1PERS
June 30,
2025
Section 3. Approve Promissory Note (Exhibit B) authorizing the repayment of the loan in
accordance with Section 2 hereof.
Section 4. Authorize and direct the City Manager or his/her designee, on behalf of the
City, to execute the Agreement with the Azusa Light & Water in accordance with Section
2 hereof.
PASSED, APPROVED and ADOPTED this 23`d day of March, 2020.
oseph omero Rocha
Boardmember/Mayor
ATTEST:
J r �-/,;Or'-
ce Cornej o, J .
e etar City Clerk
STATE OF CALIFORNIA )
COUNTY OF LOS ANGELES ) ss.
CITY OF AZUSA )
I HEREBY CERTIFY that the foregoing Resolution No. 2020 -UB -01 was duly adopted
by the Utility Board/City Council of the City of Azusa at a regular meeting of the Azusa Light &
Water Utility Board thereof, held on the 23` day of March, 2019.
AYES: BOARD/COUNCILMEMBERS: GONZALES, CARRILLO, MACIAS, ALVAREZ, ROCHA
NOES: BOARD/COUNCILMEMBERS: NONE
ABSENT: BOARD/COUNCILMEMBERS: NONE
r
ay&6ee Cornejo, .
Secretary/City Clerk
APPROVED AS TO FORM:
City Attorney
Best Mst & Krieger
(Exhibit A)
INTERFUND LOAN AGREEMENT
This Loan Agreement ("Agreement") is executed as of March 23, 2020, between the
Azusa Light & Water Water Fund ("Borrower") and the Azusa Light & Water Electric Fund
("Lender"). Lender agrees to lend to Borrower, and Borrower agrees to repay to Lender an
amount not to exceed the Principal Amount and interest accrued on the unpaid loan balance,
in accordance with the following:
1. Purpose of the Loan: To provide funds for use by Borrower or its designee, to fund
forgiven balance per Resolution No. 2020 -UB -01. The loan shall account for
borrowing between the Water Fund, Fund No. 32 and the Electric Fund, Fund No. 33
and shall not be available for appropriation or be considered revenue to the Borrower.
2. Principal Loan Amount: Not to exceed Three Million Five Hundred Thousand and
00/100 Dollars ($3,500,000.00). The loan will be recorded as receivable to the Lender
and payable to the Borrower.
3. Term of the Loan: The term of this loan shall begin on March 24, 2020 and the
outstanding loan balance is to be repaid by June 30, 2025.
4. Scheduled Payments: Borrower shall make payments each fiscal year beginning
with Fiscal Year 2021. Such payments are due by June 30 for each fiscal year. At
minimum, annual Scheduled Payments shall equal the amount of any accrued interest
through June 30 of that fiscal year plus a principal payment equal one-fifth (1/5) of
the original principal amount.
5. Repayment Source: Borrower must maintain positive cash balance of at least $19M
or its adopted Reserve Policy, whichever is less, to be able to repay the loan. Missed
scheduled payments shall be reported by the Finance Department to the the Utility
Board.
6. Rate of Interest: Interest shall accrue annually on June 30 on the outstanding loan
balance at the variable rates based on State of California's Local Agency Investment
Fund Pooled Money Investment Account Average Annual Yield, currently at 2.266%
for Fiscal Year 2018-2019. Loan interest will be recorded as revenue to the Lender
and expenditure to the Borrower.
7. General Provisions: This Agreement constitutes the full Agreement by and between
the parties and no other representations have been made regarding the contents of this
Agreement. This Agreement shall not be amended, modified, or altered in any respect
unless such amendment, modification or alteration has been reduced to writing and
executed by both parties.
LENDER: Azusa Light & Water,
a municipal utility
Fund Name: Electric Fund, No. 33
BORROWER: Azusa Light & Water,
a municipal utility
Fund Name: Water Fund, No. 32
EXECUTED BY:
'—�M`
Manny Robledo, Director of Utilities
Sergio Gonzalez, City Manager
(Exhibit B)
PROMISSORY NOTE
CITY OF AZUSA
MARCH 23, 2020
For value received, the ELECTRIC FUND OF AZUSA LIGHT & WATER, a municipal
utility organized and existing under the laws of the State of California, promises to pay the
WATER FUND OF AZUSA LIGHT & WATER, a municipal utility organized and existing
under the laws of the State of California, the estimated sum of THREE MILLION FIVE
HUNDRED THOUSAND AND 00/100 DOLLARS ($3,500,000.00), revised as necessary to
reflect incurred interest thereon from the date of actual receipt of loan proceeds as evidenced
by the transaction date, at the variable annual interest rate equivalent to the Local Agency
Investment Fund Pooled Money Investment Account Average Annual Yields, currently at
2.266% for FY 2018-2019, per annum. Any unpaid amounts will accrue annually and be
added to the principal. The note is payable from excess cash balance. The balance of the note
shall be fully repaid by June 30, 2025, unless extended by mutual written consent of both
parties.
This note is issued in connection with the funding of the General Fund's cash reserve balance.
The Utility Board has authorized the loan for such purpose.
Any unpaid interest shall accrue and be added to the outstanding balance. Principal and
interest shall be payable in lawful money of the United States at Azusa, California. Demand,
presentment for payment, protest and notice of protest are hereby waived.
CITY OF AZUSA
/I 0,r�/ x�l
By:. oseph R. Rocha, Mayor
ELECTRIC FUND LOAN TO WATER FUND
TO PAY UAL TO CALIPERS FOR WATER PENSIONS
DATED MARCH 23, 2020
LOAN TERM = FULL PAYMENT DUE ON JUNE 30, 2025
LAIF AVG.
ANNUAL
LOAN
RATE*
TOTAL
ENDING
YEAR
LOAN PRINCIPAL (Changes
INTEREST
ANNUAL
LOAN
AT
BALANCE PAYMENT Annually) INTEREST
PAYMENT
PAYMENT
BALANCE
07/01/20 - 06/30/21
$3,500,000.00 $700,000.00 2.266% $79,310.00
$79,310.00
$779,310.00
$2,800,000.00
07/01/21 - 06/30/22
$2,800,000.00 $700,000.00 2.266% $63,448.00
$63,448.00
$763,448.00
$2,100,000.00
07/01/22 - 06/30/23
$2,100,000.00 $700,000.00 2.266% $47,586.00
$47,586.00
$747,586.00
$1,400,000.00
07/01/23 - 06/30/24
$1,400,000.00 $700,000.00 2.266% $31,724.00
$31,724.00
$731,724.00
$700,000.00
07/01/24 - 06/30/25
$700,000.00 $700,000.00 2.266% $15,862.00
$15,862.00
$715,862.00
$0.00
TOTALS $3,500,000.00 $237,930.00
$237,930.00
$3,737,930.00
Note: Payment due by June 30th of each fiscal year
*Based on FY 18/19 Rate. LAIF Average Annual Interest Wil change annually.