HomeMy WebLinkAboutD-2 Staff Report - Alosta Gardens TEFRA City of AzusaPUBLIC HEARING/SCHEDULED ITEM D-2
TO:HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
VIA: SERGIO GONZALEZ, CITY MANAGER
FROM: TALIKA M. JOHNSON, DIRECTOR OF ADMINISTRATIVE SERVICES
DATE: MARCH 20, 2023
SUBJECT: RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA
APPROVING A PLAN OF FINANCE FOR THE ISSUANCE OF REVENUE
BONDS BY THE CALIFORNIA MUNICIPAL FINANCE AUTHORITY IN
AN AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED $55,000,000
TO FINANCE AND REFINANCE A 61-UNIT MULTIFAMILY HOUSING
FACILITY FOR THE BENEFIT OF A LIMITED PARTNERSHIP OR OTHER
OWNERSHIP ENTITY TO BE CREATED BY BOLD COMMUNITIES, A
CALIFORNIA NONPROFIT PUBLIC BENEFIT CORPORATION,
CALIFORNIA LANDMARK GROUP, A CALIFORNIA CORPORATION, OR
AN AFFILIATE OF EITHER, AND CERTAIN OTHER MATTERS
RELATING THERETO
BACKGROUND:
Bold Communities, a California nonprofit public benefit corporation(the “Sponsor”), on behalf
of a limited partnership or another ownership entity to be created by the Sponsor, California
Landmark Group, a California corporation, or an affiliate of either (such limited partnership or
other ownership entity being referred to herein as the “Borrower”), has requested that the
California Municipal Finance Authority (the “CMFA”) issue revenue bonds in an aggregate
principal amount not to exceed $55,000,000 (the “Bonds”), to (1) finance and refinance the
acquisition, rehabilitation, improvement and equipping of a 61-unit multifamily rental housing
facility for low-income households (the “Project”) to be owned and operated by the Borrower and
located at 745 E. 5th Street in the City of Azusa, California (the “City”), and (2) pay certain
expenses in connection with the issuance of the Bonds.
Approved
City Council
March 20, 2023
TEFRA Hearing – Alosta Gardens
March 20, 2023
Page 2
To proceed with the issuance of the Bonds, the City of Azusa must conduct a public hearing under
the requirements of the Tax and Equity Fiscal Responsibility Act (“TEFRA”) and the Internal
Revenue Code of 1986, as amended. Approval of the recommended actions does not result in any
financial obligation of the City.
RECOMMENDATIONS:
Staff recommends the City Council take the following actions:
1) Conduct the public hearing under the requirements of the Tax and Equity Fiscal
Responsibility Act (“TEFRA”) and the Internal Revenue Code of 1986, as amended (the
“Code”).
2) Adopt Resolution No. 2023-C15 approving the issuance of the Bonds by the CMFA for the
benefit of the Borrower, to provide for the financing of the Project, such adoption is solely
for the purposes of satisfying the requirements of TEFRA, the Code and the California
Government Code Section 6500 et seq.
THE BORROWER:
Founded by President Michael Miller, Bold Communities (“Bold”) is a minority-led organization.
that was established in 2021. Bold is focused on building bold, innovative, socially conscious,
economically viable projects that enhance the lives of residents and tenants and complements the
fabric of the communities in which it invests. Bolds mission is to attack the housing crisis with
an enthusiasm unknown to mankind.
In order for all or a portion of the Obligations to qualify as tax-exempt bonds, the City of Azusa
must conduct a public hearing (the “TEFRA Hearing”) providing for the members of the
community an opportunity to speak in favor of or against the use of tax-exempt bonds or
obligations for the financing of the Project. Prior to such TEFRA Hearing, reasonable notice must
be provided to the members of the community. Following the close of the TEFRA Hearing, an
“applicable elected representative” of the governmental unit hosting the Project must provide its
approval of the issuance of the Obligations for the financing of the Project.
CALIFORNIA MUNICIPAL FINANCE AUTHORITY:
The California Municipal Finance Authority (the “CMFA”) was created on January 1, 2004
pursuant to a joint exercise of powers agreement to promote economic, cultural and community
development, through the financing of economic development and charitable activities throughout
California. To date, over 350 municipalities, including the City of Azusa, have become members
of CMFA.
The CMFA was formed to assist local governments, nonprofit public benefit corporations and
businesses with the issuance of taxable and tax-exempt bonds or obligations aimed at improving
TEFRA Hearing – Alosta Gardens
March 20, 2023
Page 3
the standard of living in California. The CMFA’s representatives and its Board of Directors have
considerable experience in bond financing.
The Joint Exercise of Powers Agreement provides that the CMFA is a public entity, separate and
apart from each member executing such agreement. The debts, liabilities and obligations of the
CMFA do not constitute debts, liabilities or obligations of the members executing such
agreement.
The Obligations to be issued by the CMFA for the Project will be the sole responsibility of the
Borrowers, and the City will have no financial, legal, moral obligation, liability or responsibility
for the Project or the repayment of the Obligations for the financing of the Project. All financing
documents with respect to the issuance of the Obligations will contain clear disclaimers that the
Obligations are not obligations of the City or the State of California but are to be paid for solely
from funds provided by the Borrowers.
Participation by the City in the CMFA will not impact the City’s appropriations limits and will not
constitute any type of indebtedness of the City. Outside of holding the TEFRA hearing and
adopting the required resolution, no other participation or activity of the City or the City Council
with respect to the issuance of the Obligations will be required.
The Board of Directors of the California Foundation for Stronger Communities, a California non-
profit public benefit corporation (the “Foundation”), acts as the Board of Directors for the CMFA.
Through its conduit issuance activities, the CMFA shares a portion of the issuance fees it receives
with its member communities and donates a portion of these issuance fees to the Foundation for
the support of local charities. With respect to the City of Azusa, it is expected that 25% of the
issuance fee attributable to the City will be granted by the CMFA to the general fund of the City.
Such grant may be used for any lawful purpose of the City.
In light of the foregoing, and in order to support affordable housing, staff recommends that the
City conduct the TEFRA Hearing and adopt the resolution in favor of the issuance of the
Obligations by the CMFA.
FISCAL IMPACT:
There is no fiscal impact to the City. The public hearing is a requirement of the financing and is
the City’s only involvement.
Prepared by:
Reviewed and Approved:
Talika M. Johnson Sergio Gonzalez
Director of Administrative Services City Manager
Attachment:
1) Resolution No. 2023-C15
RESOLUTION NO. 2023-C15
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF AZUSA
APPROVING A PLAN OF FINANCE FOR THE ISSUANCE OF REVENUE
BONDS BY THE CALIFORNIA MUNICIPAL FINANCE AUTHORITY IN
AN AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED $55,000,000
TO FINANCE AND REFINANCE A 61-UNIT MULTIFAMILY HOUSING
FACILITY FOR THE BENEFIT OF A LIMITED PARTNERSHIP OR
OTHER OWNERSHIP ENTITY TO BE CREATED BY BOLD
COMMUNITIES, A CALIFORNIA NONPROFIT PUBLIC BENEFIT
CORPORATION, CALIFORNIA LANDMARK GROUP, A CALIFORNIA
CORPORATION, OR AN AFFILIATE OF EITHER, AND CERTAIN
OTHER MATTERS RELATING THERETO
WHEREAS, Bold Communities, a California nonprofit public benefit corporation(the
“Sponsor”), on behalf of a limited partnership or another ownership entity to be created by the
Sponsor, California Landmark Group, a California corporation, or an affiliate of either (such
limited partnership or other ownership entity being referred to herein as the “Borrower”), has
requested that the California Municipal Finance Authority (the “Authority”) issue from time to
time one or more series of revenue bonds in an aggregate principal amount not to exceed
$55,000,000 (the “Bonds”), including but not limited to revenue bonds issued as part of a plan to
(1)finance and refinance the acquisition, rehabilitation, improvement and equipping of a 61-unit
multifamily rental housing facility for low-income households (the “Project”) to be owned and
operated by the Borrower and located at 745 E. 5th Street in the City of Azusa, California (the
“City”), and (2) pay certain expenses in connection with the issuance of the Bonds; and
WHEREAS, an “applicable elected representative” of a jurisdiction in which the Project
is located is required to approve the issuance of the Bonds under Section 147(f) of the Code; and
WHEREAS, the City Council of the City (the “City Council”) is the elected legislative
body of the City and is an “applicable elected representative” for purposes of Section 147(f) of the
Code; and
WHEREAS, the Authority has requested that the City Council approve the issuance of the
Bonds by the Authority in order to satisfy the public approval requirement of Section 147(f) of the
Code and the requirements of Section 4 of the Joint Exercise of Powers Agreement Relating to the
California Municipal Finance Authority, dated as of January 1, 2004 (the “Agreement”), among
certain local agencies, including the City; and
WHEREAS, pursuant to Section 147(f) of the Code, the City Council has, following notice
duly given, held a public hearing regarding the issuance of the Bonds, and now desires to approve
the plan of finance for the issuance of the Bonds by the Authority;
NOW, THEREFORE, BE IT RESOLVED, by the City Council of the City of Azusa as
follows:
Section 1. The foregoing recitals are true and correct.
Attachment 1
Section 2. The City Council hereby approves the issuance of the Bonds by the Authority,
including but not limited to Bonds issued as part of a plan to finance and refinance the facilities
described herein. It is the purpose and intent of the City Council that this resolution constitute
approval of the issuance of the Bonds by the Authority for the Project, for the purposes of
(a) Section 147(f) of the Code by the applicable elected representative of a governmental unit
having jurisdiction over the area in which the Project is located, in accordance with said
Section 147(f) and (b) Section 4 of the Agreement.
Section 3. The officers of the City are hereby authorized and directed, jointly and severally,
to do any and all things and to execute and deliver any and all documents which they deem
necessary or advisable in order to carry out, give effect to and comply with the terms and intent of
this resolution and the financing transaction approved hereby.
Section 4. The Clerk shall forward a certified copy of this Resolution to the Authority in
care of its counsel:
Ronald E. Lee, Esq.
Jones Hall, A Professional Law Corporation
475 Sansome Street, Suite 1700
San Francisco, California 94111
Section 5. This resolution shall take effect immediately upon its adoption.
PASSED AND ADOPTED by the City Council of the City of Azusa this ___ day of
_________, 2023.
AYES:
NOES:
ABSTAIN:
ABSENT:
[SEAL]
Attest:
By:__________________________
City Clerk