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HomeMy WebLinkAboutAzusa-RDA-Financial-Statements-FY2009-2010 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, CALIFORNIA FINANCIAL STATEMENTS JUNE 30, 2010 203 North Brea Blvd Suite 203 Brea, CA 92821 Lance Soll & Lunghard, LLP 41185 Golden Gate Circle Suite 103 Murrieta, CA 92562 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA, CALIFORNIA FINANCIAL STATEMENTS JUNE 30, 2010 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA JUNE 30, 2010 TABLE OF CONTENTS Page Number INDEPENDENT AUDITORS' REPORT Financial Audit ................................................................................................................................... 1 Compliance Audit ................................................................................................................................3 BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements: Statement of Net Assets ..................................................................................................................5 Statement of Activities .....................................................................................................................7 Fund Financial Statements: Balance Sheets - Governmental Funds ..........................................................................................8 Reconciliation of the Balance Sheet of Government Funds to the Statement of Net Assets ........................................................................................................11 Statement of Revenues, Expenditures and Changes in Fund Balances ......................................................................................................12 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities .....................................................................................................................14 Budgetary Comparison Statement – Combined Low and Moderate Housing Fund ................................................................................................................. 15 Notes to Financial Statements ........................................................................................................... 17 COMBINING AND INDIVIDUAL FUND SCHEDULES Combining Project Area Balance Sheet - All Governmental Funds ............................................... 38 Combining Project Area Statement of Revenues, Expenditures and Changes in Fund Balances - All Governmental Funds .................................................................. 40 Computation of Low and Moderate Income Housing Funds Excess/Surplus ............................................................................................................................... 42 INDEPENDENT AUDITORS' REPORT To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of Azusa, California We have audited the accompanying financial statements of the governmental activities and each major fund of the Redevelopment Agency of the City of Azusa (Agency), a component unit of the City of Azusa, California, as of and for the year ended June 30, 2010, which collectively comprise the Agency's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the Redevelopment Agency of the City of Azusa's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatements. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities and each major fund of the Redevelopment Agency of the City of Azusa as of June 30, 2010, and the respective changes in financial position thereof and the respective budgetary comparison for the combined Low and Moderate Housing Special Revenue Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards issued by the Comptroller General of the United States, we have also issued our report dated December 20, 2010, on our consideration of the Redevelopment Agency of the City of Azusa's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. The Agency has not presented a management’s discussion and analysis that accounting principles generally accepted in the United States of America has determined is necessary to supplement, although not required to be part of, the basic financial statements. Lance, Soll & Lunghard, LLP 203 North Brea Boulevard Suite 203 Brea, CA 92821 TEL: 714.672.0022 Fax: 714.672.0331 www.lslcpas.com 41185 Golden Gate Circle Suite 103 Murrieta, CA 92562 TEL: 951.304.2728 Fax: 951.304.3940 Brandon W. Burrows, CPA Donald L. Parker, CPA Michael K. Chu, CPA David E. Hale, CPA, CFP A Professional Corporation Donald G. Slater, CPA Richard K. Kikuchi, CPA Susan F. Matz, CPA Shelly K. Jackley, CPA To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of Azusa, California Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Agency's basic financial statements. The combining project area statements and computation of low and moderate income housing funds excess/surplus are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. December 20, 2010 2 REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of Azusa, California We have audited the financial statements of the governmental activities and each major fund of the Redevelopment Agency of the City of Azusa as of and for the year ended June 30, 2010, which collectively comprise the Redevelopment Agency of the City of Azusa’s basic financial statements and have issued our report thereon dated December 20, 2010. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the Redevelopment Agency of the City of Azusa’s internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Agency’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Agency’s internal c ontrol over financial reporting. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the Redevelopment Agency of the City of Azusa’s financial statements will not be prevented, or detected and corrected on a timely basis. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over financial reporting that might be deficiencies, significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Lance, Soll & Lunghard, LLP 203 North Brea Boulevard Suite 203 Brea, CA 92821 TEL: 714.672.0022 Fax: 714.672.0331 www.lslcpas.com 41185 Golden Gate Circle Suite 103 Murrieta, CA 92562 TEL: 951.304.2728 Fax: 951.304.3940 Brandon W. Burrows, CPA Donald L. Parker, CPA Michael K. Chu, CPA David E. Hale, CPA, CFP A Professional Corporation Donald G. Slater, CPA Richard K. Kikuchi, CPA Susan F. Matz, CPA Shelly K. Jackley, CPA To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of Azusa, California Compliance and Other Matters As part of obtaining reasonable assurance about whether the financial statements of the Agency are free of material misstatements, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. Such provisions included those provisions of laws and regulations identified in the Guidelines for Compliance Audits of California Redevelopment Agencies, issued by the State Controller and as interpreted in the Suggested Auditing Procedures for Accomplishing Compliance Audits of California Redevelopment Agencies, issued by the Governmental Accounting and Auditing Committee of the California Society of Certified Public Accountants. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards issued by the Comptroller General of the United States and under the Guidelines for Compliance Audits of California Redevelopment Agencies, issued by the State Controller. This report is intended for the information of the Audit committee, management and the State Controller. However, this report is a matter of public record and its distribution is not limited. December 20, 2010 4 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA STATEMENT OF NET ASSETS JUNE 30, 2010 Governmental Activities Assets: Cash and investments 3,647,386$ Receivables: Tax increment 925,554$ Accounts 3,555 Interest receivable 14,387 Loans 2,042,426 Total Receivables 2,985,922 Due from other governments 731,522 Land held for resale (net)42,105,847 Deferred charges 1,793,491 Prepaid costs 50 Restricted assets: Cash and investments with trustees 4,124,223 Capital assets (Net of Depreciation): Land and improvements 1,325,286 Total Capital Assets 1,325,286 Total Assets 56,713,727 Liabilities: Accounts payable and accrued expenses 1,688,033 Due to other governments 6,381,737 Other current liabilities 32,862 Long-term liabilities: Due within one year 1,228,442 Due in more than one year 111,214,368 Total Long-Term Liabilities 112,442,810 Total Liabilities 120,545,442 Net Assets: Invested in capital assets, net of related debt 1,325,286 Restricted for: Community development 12,793,201 Unrestricted (77,950,202) Total Net Assets (63,831,715)$ See Notes to Financial Statements 5 THIS PAGE INTENTIONALLY LEFT BLANK 6 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA STATEMENT OF ACTIVITIES FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Net (Expense) Revenues and Changes in Operating Capital Net Assets Charges for Contributions Contributions Governmental Expenses Services and Grants and Grants Activities Functions/Programs Governmental Activities: General government 1,831,130$ -$ -$ -$ (1,831,130)$ Community development 5,691,213 - - - (5,691,213) Interest on long-term debt 6,816,391 - - - (6,816,391) Contributions to other governments 2,491,858 - - - (2,491,858) Other 170,040 - - - (170,040) Total Governmental Activities 17,000,632$ -$ -$ -$ (17,000,632) General Revenues: Taxes (net of pass-through payments)5,021,545 Intergovernmental 1,114,895 Use of money and property 413,603 Total General Revenues 6,550,043 Change in Net Assets (10,450,589) Net Assets at Beginning of Year (52,820,033) Restatement of Net Assets (561,093) Net Assets at End of Year (63,831,715)$ Program Revenues See Notes to Financial Statements 7 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA BALANCE SHEET GOVERNMENTAL FUNDS JUNE 30, 2010 Special Capital Capital Debt Revenue Projects Projects Service General Agency Fund Low and Moderate General Tax Housing Agency Project Increment Assets: Cash and investments 160,420$ 1,550,586$ 1,012,356$ 423,722$ Cash and investments with trustee - - - - Receivables: Tax increment - - - 925,512 Accounts - - 3,555 - Interest receivable 1,226 212 2,143 2,469 Loans 1,146,450 - 895,976 - Due from City - - 450,000 281,522 Land held for resale 11,582,075 - 31,400,002 - Allowance for decline in value - - (876,230) - Prepaid costs - 50 - - Advances to other funds 1,483,635 - - - Total Assets 14,373,806$ 1,550,848$ 32,887,802$ 1,633,225$ Liabilities and Fund Balances: Liabilities: Accounts payable 73,842$ 52,868$ 148,103$ 151,354$ Due to city 331,307 1,521,881 127,688 3,684,798 Due to other governments 29,006 - - 261,418 Deferred revenue 1,146,450 - 803,697 305,345 Salaries and benefits payable - 32,862 - - Advances from other funds - - - 1,483,635 Total Liabilities 1,580,605 1,607,611 1,079,488 5,886,550 Fund Balances: Reserved: Land held for resale 11,582,075 - 30,523,772 - Loans and advances receivable 1,483,635 - 92,279 - Prepaid costs - 50 - - Unreserved: Designated: Debt service - - - - Continuing projects (272,509) - 1,192,263 - Undesignated - (56,813) - (4,253,325) Total Fund Balances 12,793,201 (56,763) 31,808,314 (4,253,325) Total Liabilities and Fund Balances 14,373,806$ 1,550,848$ 32,887,802$ 1,633,225$ Combined Merged Project Area Merged Project Area See Notes to Financial Statements 8 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA BALANCE SHEET GOVERNMENTAL FUNDS JUNE 30, 2010 Assets: Cash and investments Cash and investments with trustee Receivables: Tax increment Accounts Interest receivable Loans Due from City Land held for resale Allowance for decline in value Prepaid costs Advances to other funds Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Due to city Due to other governments Deferred revenue Salaries and benefits payable Advances from other funds Total Liabilities Fund Balances: Reserved: Land held for resale Loans and advances receivable Prepaid costs Unreserved: Designated: Debt service Continuing projects Undesignated Total Fund Balances Total Liabilities and Fund Balances Debt Service Other Total Governmental Governmental Bonds Funds Funds 381,134$ 119,168$ 3,647,386$ 4,124,223 - 4,124,223 - 42 925,554 - - 3,555 8,232 105 14,387 - - 2,042,426 - - 731,522 - - 42,982,077 - - (876,230) - - 50 - - 1,483,635 4,513,589$ 119,315$ 55,078,585$ -$ 4,625$ 430,792$ - - 5,665,674 381,103 44,536 716,063 - - 2,255,492 - - 32,862 - - 1,483,635 381,103 49,161 10,584,518 - - 42,105,847 - - 1,575,914 - - 50 4,132,486 - 4,132,486 - 79,841 999,595 - (9,687) (4,319,825) 4,132,486 70,154 44,494,067 4,513,589$ 119,315$ 55,078,585$ Merged Project Area See Notes to Financial Statements 9 THIS PAGE INTENTIONALLY LEFT BLANK 10 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA GOVERNMENTAL FUNDS RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS JUNE 30, 2010 Fund balances of governmental funds 44,494,067$ Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds.1,325,286 Deferred revenue is present in governmental fund financial statements to indicate that receivables are not available currently; however, in the Statement of Net Assets these deferrals are eliminated.2,255,492 Bond issuance costs is an expenditure in the governmental funds, but it is deferred charges in the statement of net assets: Unamortized debt issuance costs - amortized over life of new bonds 1,793,491 Long-term liabilities, including bonds payable, are not due and payable in the current period and, therefore, are not reported in the funds. Bonds payable (55,814,889) Developer loans (9,366,038) Loans from City (48,010,706) Other debt (93,442) Unamortized net original issue discounts and (premiums)842,265 Accrued interest payable for the current portion of interest due on Tax Allocation Bonds has not been reported in the governmental funds.(1,257,241) Net assets of governmental activities (63,831,715)$ See Notes to Financial Statements 11 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Special Capital Capital Debt Revenue Projects Projects Service General Agency Combined Fund Low and Moderate General Tax Housing Agency Project Increment Revenues: Taxes and assessments -$ -$ -$ 9,272,173$ Use of money and property 76,979 2,595 209,058 12,756 Miscellaneous revenue 1,337 18,259 12,072 154 Total Revenues 78,316 20,854 221,130 9,285,083 Expenditures: Current: General government 84,066 1,166,519 504,977 - Community development 431,913 - 84,526 - Capital outlay - 200,086 365,347 1,089,722 Debt service 149,793 56,812 7,640,866 2,878,099 Other expenditures - - 55,967 - Total Expenditures 665,772 1,423,417 8,651,683 3,967,821 Excess (Deficiency) of Revenues Over (Under) Expenditures (587,456) (1,402,563) (8,430,553) 5,317,262 Other Financing Sources (Uses): Transfers in 1,596,331 1,453,068 12,757 315,907 Transfers out (1,766,221) - (315,907) (5,729,301) Long-term debt issued - - 4,400,868 2,105,396 Pass-through agreement payments - - - (2,863,379) Gain (loss) on sale of land held for resale - - (3,519,705) - Payment to Educational Revenue Augmentation Fund - - - (2,450,602) Contributions from (to) City - (107,695) (38,200) - Total Other Financing Sources (Uses):(169,890) 1,345,373 539,813 (8,621,979) Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses (757,346)$ (57,190)$ (7,890,740)$ (3,304,717)$ Fund Balances: Beginning of Year, as previously reported 12,134,412$ 427$ 22,873,262$ 467,527$ Restatements 1,416,135 - 16,825,792 (1,416,135) Beginning of Year, as restated 13,550,547 427 39,699,054 (948,608) Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses (757,346) (57,190) (7,890,740) (3,304,717) End of Year 12,793,201$ (56,763)$ 31,808,314$ (4,253,325)$ Merged Project Area Merged Project Area See Notes to Financial Statements 12 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Revenues: Taxes and assessments Use of money and property Miscellaneous revenue Total Revenues Expenditures: Current: General government Community development Capital outlay Debt service Other expenditures Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Long-term debt issued Pass-through agreement payments Gain (loss) on sale of land held for resale Payment to Educational Revenue Augmentation Fund Contributions from (to) City Total Other Financing Sources (Uses): Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses Fund Balances: Beginning of Year, as previously reported Restatements Beginning of Year, as restated Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses End of Year Debt Service Other Total Governmental Governmental Bonds Funds Funds -$ 160,373$ 9,432,546$ 45,511 535 347,434 - - 31,822 45,511 160,908 9,811,802 - - 1,755,562 - - 516,439 - - 1,655,155 4,466,312 335,008 15,526,890 - - 55,967 4,466,312 335,008 19,510,013 (4,420,801) (174,100) (9,698,211) 4,465,441 78 7,843,582 - (32,153) (7,843,582) - 335,008 6,841,272 - (96,730) (2,960,109) - - (3,519,705) - (41,256) (2,491,858) - - (145,895) 4,465,441 164,947 (2,276,295) 44,640$ (9,153)$ (11,974,506)$ 4,087,846$ 97,609$ 39,661,083$ - (18,302) 16,807,490 4,087,846 79,307 56,468,573 44,640 (9,153) (11,974,506) 4,132,486$ 70,154$ 44,494,067$ Merged Project Area See Notes to Financial Statements 13 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA GOVERNMENTAL FUNDS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Net change in fund balances - total governmental funds (11,974,506)$ Amounts reported for governmental activities in the statement of activities differ because: Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net assets.8,888,411 Bond issuance costs is an expenditure in the governmental funds, but it is deferred charges in the statement of net assets: Amortization for current fiscal year (81,904) Unamortized premium or discounts on bonds issued are revenue or expenditures in the governmental funds, but these are spread to future periods over the life of the new bonds: Amortization for current fiscal year (34,458) Collections on receivables and loan transactions offset by deferred revenue are reported as revenue and expenditures in governmental funds; however, they do not provide revenue or expenses in the statement of activities.66,169 Governmental funds report capital outlay as expenditures. However, in the statement of activities the cost of those assets in capitalized and allocated over their estimated useful lives through depreciation expense: Depreciation (58,399) Proceeds of debt is revenue in the governmental funds, but these are additions to the statement of net assets. Loans (6,841,272) Accreted interest on tax allocation bonds (83,688) Compensated absences (17,083) Revenues reported in the governmental funds which were previously deferred and meet the revenue recognition criteria currently and, therefore, are not reported as revenues in the Statement of Activity.(335,997) Expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds: Current accrual of interest due on bonds (1,257,241) Prior year accrual of interest due on bonds 1,279,379 Change in net assets of governmental activities (10,450,589)$ See Notes to Financial Statements 14 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA BUDGETARY COMPARISON STATEMENT COMBINED LOW AND MODERATE HOUSING FUND FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 , as restated 2,814,358$ 2,814,358$ 13,550,547$ 10,736,189$ Resources (Inflows): Use of money and property 25,000 25,000 76,979 51,979 Other 10,000 10,000 1,337 (8,663) Transfers from other funds 3,162,330 3,162,330 1,596,331 (1,565,999) Amounts Available for Appropriations 6,011,688 6,011,688 15,225,194 9,213,506 Charges to Appropriation (Outflow): General government 245,500 245,500 84,066 161,434 Community development 1,992,000 5,117,050 431,913 4,685,137 Debt service 149,793 149,793 149,793 - Transfers to other funds 3,277,700 3,277,700 1,766,221 1,511,479 Total Charges to Appropriations 5,664,993 8,790,043 2,431,993 6,358,050 Budgetary Fund Balance, June 30 346,695$ (2,778,355)$ 12,793,201$ 15,571,556$ See Notes to Financial Statements 15 THIS PAGE INTENTIONALLY LEFT BLANK 16 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 I. SIGNIFICANT ACCOUNTING POLICIES Note 1: Organization and Summary of Significant Accounting Policies a. Description of the Reporting Entity The Redevelopment Agency of the City of Azusa is a component unit of a reporting entity that consists of the following primary and component units: Reporting Entity: Primary Government: City of Azusa Component Units: Redevelopment Agency of the City of Azusa Azusa Public Financing Authority Azusa Industrial Development Authority The attached basic financial statements contain information relative only to the Redevelopment Agency of the City of Azusa as one component unit that is an integral part of the total reporting entity. They do not contain financial data relating to the other component units. The Agency was created by Ordinance No. 1055 of the Azusa City Council, adopted on May 7, 1973. The Agency was established pursuant to the Community Redevelopment Law of California as codified in Part I of Division 24 of the State of California Health and Safety Code. The principal objectives of the Agency are to upgrade residential neighborhoods, improve the commercial environment, generate added employment opportunities and strengthen the City of Azusa's economic base. The principal project of the Agency is known as the Central Business District Redevelopment Project, which was approved by Ordinance No. 2062 on September 18, 1978. This project has undergone five amendments which were approved by Ordinance No. 2077 on July 2, 1979, by Ordinance No. 2113 on July 20, 1981, by Ordinance No. 2197 on November 28, 1983, by Ordinance No. 2249 on December 17, 1984 and by Ordinance No. 2250 on December 17, 1984. A second project of the Agency, known as the West End Redevelopment Project, was approved by Ordinance No. 2196 on November 28, 1983. On November 7, 1988, Ordinance No. 2382 was passed which approved the merger of the Central Business District Redevelopment Plan and West End Redevelopment Plan. On July 17, 1989, the City Council passed Ordinance No. 2402, which approved the redevelopment plan for the Ranch Center Redevelopment Project. On October 6, 2003, Ordinance No. 03-06 was passed to add new territory and amend and restate various limits for the Central Business District and the West End Redevelopment Projects. On June 26, 2008, Ordinance No. 08-09 passed to add new territory to the Merged Central Business District and West End Project, and increase the combined tax increment cap to $300 million. 17 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) b. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include: 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds and fiduciary funds even though the latter are excluded from the government-wide financial statements. Major individual governmental funds are reported as separate columns in the fund financial statements. c. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the Agency considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. 18 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) The Agency reports the following major governmental funds: Combined Low and Moderate Housing Fund General Agency Fund Merged Project Area: - Project fund - Tax increment fund - Bonds fund Governmental Fund Types Special Revenue Funds account for that portion of tax increment and other revenues that have been legally restricted for increasing or improving housing for low and moderate income households. From April 1, 1985, through December 31, 1988, the Agency established a finding declaring that a substantial effort was being made to meet low and moderate income housing needs of the community by means of other state, local and federal funding sources, including the Community Development Block Grant program of the City of Azusa. Accordingly, all tax increment revenues were allocated to the debt service funds, as prescribed by Section 33334.2 of the Health and Safety Code. After December 31, 1988, the Agency allocated a minimum of 20% of the tax increment revenues received to the special revenue funds. From July 1, 1991, to June 30, 1993, the Agency has established a finding that a substantial effort was being made to meet its existing and projected housing needs of the Ranch Center Project Area by means of funding by the Community Development Block Grant Program. Tax increment revenues have been appropriately allocated to the Ranch Center debt service fund. Debt Service Funds account for the accumulation of resources for the payment of interest and principal on general long-term debt. Capital Projects Funds account for financial resources segregated for the development and redevelopment of the project areas, including acquisition of major capital facilities, other costs of benefit to the project areas and administrative expenses incurred in sustaining the Agency. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. d. Assets, Liabilities and Net Assets or Equity 1. Cash and Investments The Agency’s cash and cash equivalents are considered to be cash on hand, demand deposits and short-term investments with original maturities of three months or less from the date of acquisition. Investments for the Agency are reported at fair value. The State Treasurer's Investment Pool operates in accordance with appropriate state laws and regulations. The reported value of the pool is the same as the fair value of the pool shares. 19 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) 2. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as "internal balances." Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. All trade and property tax receivables are shown net of an allowance for uncollectibles. Property tax revenue is recognized in the fiscal year for which the taxes have been levied providing they become available. Available means then due or past due and receivable within the current period and collected within the current period or expected to be collected soon enough thereafter (not to exceed 60 days) to be used to pay liabilities of the current period. The County of Los Angeles collects property taxes for the Agency. Tax liens attach annually as of 12:01 A.M. on the first day in January preceding the fiscal year for which the taxes are levied. The tax levy covers the fiscal period July 1 to June 30. All secured personal property taxes and one-half of the taxes on real property are due November 1; the second installment is due February 1. All taxes are delinquent, if unpaid, on December 10 and April 10, respectively. Unsecured personal property taxes become due on the first of March each year and are delinquent on August 31. 3. Inventories, Prepaid Items and Land Held for Resale All inventories are valued at cost using the first-in/first-out (FIFO) method. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Land purchased for resale is capitalized as inventory at acquisition costs or net realizable value if lower. 4. Capital Assets Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the government as assets with an initial individual cost of more than $2,500 (amount not rounded) and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. 20 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) In accordance with GASB Statement No. 34, the Agency is required to report general infrastructure assets. The Agency does not have any infrastructure assets. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight-line method over the following estimated useful lives: Assets Years Structures and improvements 20 - 99 Furniture and equipment 5 - 25 5. Long-Term Obligations In the government-wide financial statements, long-term debt and other long-term obligations are reported as liabilities in the governmental activities statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 6. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. 21 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 II. STEWARDSHIP Note 2: Stewardship, Compliance and Accountability a. Budgetary Data General Budget Policies The Governing Board approves each year's budget submitted by the Executive Director prior to the beginning of the new fiscal year. The Board conducts public meetings prior to its adoption. The budget is prepared by fund, function and activity, and includes information on the past year, current year estimates and requested appropriations for the next fiscal year. Supplemental appropriations when required during the period are also approved by the Board. Intradepartmental budget changes are approved by the Executive Director. In most cases, expenditures may not exceed appropriations at the departmental level. At fiscal year-end all operating budget appropriations lapse. During the year, several supplementary appropriations were necessary. Encumbrances Encumbrances are estimations of costs related to unperformed contracts for goods and services. These commitments are recorded for budgetary control purposes in the Special Revenue, Capital Projects and Debt Service funds. Encumbrances outstanding at year-end are reported as a reservation of fund balance. They represent the estimated amount of the expend iture ultimately to result if unperformed contracts in process at year-end are completed. They do not constitute expenditures or estimated liabilities. As of June 30, 2010, there were no encumbrances reported. Budget Basis of Accounting Budgets for governmental funds are adopted on a basis consistent with generally accepted accounting principles (GAAP). III. DETAILED NOTES ON ALL FUNDS Note 3: Cash and Investments As of June 30, 2010, cash and investments were reported in the accompanying financial statements as follows: Cash and investments 3,647,386$ Cash and investments with trustees 4,124,223 7,771,609$ The Agency follows the practice of pooling cash and investments of all funds, except for funds required to be held by fiscal agents under provisions of bond indentures. Interest income earned on pooled cash and investments is allocated to the various funds based on cash and investment balances. Interest Income from cash and investments with fiscal agents is credited directly to the related fund. 22 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 3: Cash and Investments (Continued) Deposits At June 30, 2010, the carrying amount of the Agency’s deposits was $553,863, and was equal to the bank balance. The California Government Code requires California banks and savings and loan associations to secure a government entity’s deposits by pledging governm ent securities with a value of 110% of its deposits. California law also allows financial institutions to secure an Agency’s deposits by pledging first trust deed mortgage notes having a value of 150% of a City’s total deposits. The City Treasurer may wa ive the collateral requirement for deposits that are fully insured up to $250,000 by the FDIC. The collateral for deposits in federal and state chartered banks is held in safekeeping by an authorized Agent of Depository recognized by the State of California Department of Banking. The collateral for deposits with savings and loan associations is generally held in safekeeping by the Federal Home Loan Bank in San Francisco, California as an Agent of Depository. These securities are physically held in an undivided pool for all California public agency depositors. Under Government Code Section 53655, the placement of securities by a bank or savings and loan association with an “Agent of Depository” has the effect of perfecting the security interest in the name of the local governmental agency. Accordingly, all collateral held by California Agents of Depository are considered to be held for, and in the name of, the local governmental agency. Investments Under provision of the Agency’s investment policy, and in accordance with the California Government Code, the following investments are authorized: U.S. Treasury Obligations (bills, notes and bonds) U.S. Government Agency Securities and Instrumentalities of Government Sponsored Corporations Mutual Funds Commercial Paper Repurchase Agreements Certificates of Deposit Negotiable Certificates of Deposit Passbook Savings Accounts Medium Term Corporate Notes Bank Money Market Accounts Local Agency Investment Fund (State Pool) Investments Authorized by Debt Agreements The above investments do not address investment of debt proceeds held by a bond trustee. Investments of debt proceeds held by a bond trustee are governed by provisions of the debt agreements rather than the general provisions of the California Government Code or the Agency’s investment policy. Investments in State Investment Pool The Agency is a voluntary participant in the Local Agency Investment Fund (LAIF) that is regulated by California Government Code Section 16429 under the oversight of the 23 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 3: Cash and Investments (Continued) Treasurer of the State of California. LAIF is overseen by the Local Agency Investment Advisory Board, which consists of five members, in accordance with State statute. The State Treasurer’s Office audits the fund annually. The fair value of the position in the investment pool is the same as the value of the pool shares. GASB Statement No. 31 The Agency adopted GASB Statement No. 31, Accounting and Financial Reporting for certain investments and for External Investment Pools, as of July 1, 1997. GASB Statement No. 31 establishes fair value standards for investments in participating interest earning investment contracts, external investment pools, equity securities, option contracts, stock warrants and stock rights that have readily determinable fair values. Accordingly, the Agency reports its investments at fair value in the balance sheet. All investment income, including changes in the fair value of investments, is recognized as revenue in the operating statement. Credit Risk The Agency's investment policy limits investments in medium term notes (MTNs) to those rated A or higher by Standard and Poor's (S&P) or by Moody's. As of June 30, 2010, the Agency's investment in medium term notes consisted of various investments rated A/AAA by Moody’s and by S&P. All securities were investment grade and were legal under State and Agency law. Investments in U.S. government securities are not considered to have credit risk; therefore, their credit quality is not disclosed. As of June 30, 2010, the City's investments in external investment pools and money market mutual funds are unrated. Custodial Credit Risk The custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty to a transaction, a government will not be able to recover the value of investment or collateral securities that are in the possession of an outside party. As of June 30, 2010, none of the Agency’s deposits or investments were exposed to custodial credit risk. Interest Rate Risk The Agency's investment policy limits investment maturities as a means of managing its exposure to fair value losses arising from increasing interest rates. The Agency's investment policy states that no investment may have a maturity of more than five years without receiving prior Agency Board approval. The only exception to these maturity limits shall be the investment of the gross proceeds of tax-exempt bonds, and reserve funds associated with bond issues. The Agency has elected to use the segmented time distribution method of disclosure for its interest rate risk. 24 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 3: Cash and Investments (Continued) As of June 30, 2010, the Agency had the following investments and original maturities: Less than 1 to 3 3 to 5 Fair 6 months years years Value California Local Agency Investment Fund 3,093,521$ -$ -$ 3,093,521$ Cash with Fiscal Agents Money Market Mutual Funds 2,383,791 - - 2,383,791 Investment Agreements - - 1,740,434 1,740,434 5,477,312$ -$ 1,740,434$ 7,217,746$ Investment Maturities (in Years) Note 4: Capital Assets A summary of changes in capital assets follows: Balance at Balance at July 1, 2009 Additions Deletions Transfers June 30, 2010 Capital Assets not being depreciated: Land 410,420$ -$ -$ $410,420$ Total Capital Assets not being depeciated 410,420 - - - 410,420 Capital Assets being depreciated: Structures and Improvements 1,427,802 - - - 1,427,802 Total Capital Assets being depeciated 1,427,802 - - - 1,427,802 Less accumulated depreciation: Structures and Improvements 454,537 58,399 - - 512,936 Total Accumulated Depreciation 454,537 58,399 - - 512,936 Total Capital Assets, net of accumulated depreciation 1,383,685$ (58,399)$ -$ -$ 1,325,286$ Depreciation expense was charged to functions/programs of the primary government as follows: Governmental Activities: General government 58,399$ 25 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Long-Term Debt a. A description of long-term debt outstanding (excluding defeased debt) of the Agency as of June 30, 2010 follows: Tax Allocation Bonds Tax allocation bonds payable consisted of the following at June 30, 2010: Balance Outstanding $11,580,000 2003 Series A Merged Project Area Tax Allocation Refunding Bonds, dated December 1, 2003, were issued to refund the 1994 Series A Merged Project Area Tax Allocation Bonds. Principal payments ranging from $425,000 to $1,235,000 are due annually on August 1 beginning in the year 2004 through the year 2023. Interest rates ranging from 3.00% to 4.60% per annum are payable on February 1 and August 1. Both principal and interest payments are secured by tax increment revenues. 8,815,000$ $9,022,800 Series A Merged Project Area Tax Allocation Bonds, dated February 17, 2005, were issued to finance redevelopment projects. The issue consists of $7,765,000 Current Interest Bonds which are subject to annual sinking fund installment payments ranging from $715,000 to $1,170,000 beginning August 1, 2027 through August 1, 2034, bearing interest at 4.50% per annum: and Capital Appreciation Bonds of $1,257,800 due beginning August 1, 2024 through August 1, 2027, bearing interest rates ranging from 5.16% to 5.33% per annum. Debt service payments on the bonds are secured by tax increment revenues.9,429,889 $15,780,000 Series A Merged Project Area Tax Allocation Bonds, dated July 31, 2007, were issued to finance redevelopment projects. Current Interest Bonds are subject to annual sinking fund installment payments ranging from $340,000 to $365,000 beginning August 1, 2008 through August 1, 2009, bearing interest rates from 5.27% to 5.30% per annum. Term Bonds are due beginning August 1, 2010 through August 1, 2035, with installment payments ranging from $385,000 to $1,625,000, bearing interest rates ranging from 5.77% to 6.15% per annum. Debt service payments on the bonds are secured by tax increment revenues.15,075,000 $4,790,000 Series A Merged Project Area Tax Allocation Bonds, dated July 31, 2007, were issued to refund the 1997 tax allocation bonds. Current Interest Bonds are subject to annual sinking fund installment payments ranging from $80,000 to $140,000 beginning August 1, 2008 through August 1, 2021, bearing interest rates ranging from 4.00% to 5.00% per annum. Term Bonds are due beginning August 1, 2022 through August 1, 2036, with installment payments ranging from $150,000 to $305,000, bearing interest rates ranging from 5.25% to 5.30% per annum. Debt service payments on the bonds are secured by tax increment revenues.4,625,000 26 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Long-Term Debt (Continued) Balance Outstanding $6,715,000 Series A Merged Project Area Tax Allocation Bonds, dated December 18, 2008, were issued to finance redevelopment projects. Current Interest Bonds are subject to annual sinking fund installment payments ranging from $70,000 to $140,000 beginning August 1, 2009 through August 1, 2018 with interest rates ranging from 4.5% through 6.75%. Term Bonds are due August 1, 2023, August 1, 2028, and August 1, 2034 for $1,850,000, $1,815,000, and 2,045,000 with interest rates of 7.5% and 8.2%. Debt service payments on the bonds are secured by tax increment revenues.6,645,000 $11,580,000 Series B Merged Project Area Housing Tax Allocation Bonds, dated November 25, 2008, were issued to finance redevelopment projects. Current Interest Bonds are subject to annual sinking fund installment payments ranging from $125,000 to $355,000 beginning August 1, 2009 through August 1, 2020 with interest rates ranging from 3.5% through 6.6%. Term Bonds are due beginning August 1, 2024 and August 1, 2038, for $1,075,000 and $8,420,000, respectively, and carry interest rates of 6.75% and 7.0%. Debt service payments on the bonds are secured by tax increment revenues.11,225,000 Total bonds payable 55,814,889$ The Azusa Redevelopment Agency has pledged, as security for bonds it has issued, a portion of the tax increment revenue that it receives. The Agency has committed to appropriate each year, from these resources, amounts sufficient to cover the principal and interest requirements on the debt. The remaining principal and interest on such debt is reflected in the debt service schedules which follow and amounted to $106,622,421. For the current year, the total tax increment revenue recognized net of pass-through payments by the Agency was $5,021,545 and debt service on bond outstanding was $4,406,412. Obligation Under Developer Agreement On October 4, 1988, the Redevelopment Agency of the City of Azusa entered into a developer agreement with the Price Company. Since fiscal year 1988-1989, the Price Company advanced to the Agency $4,558,300 for the purpose of redeveloping the Price Company site located in the West End project areas. Interest on the advance accrues at a rate of 9.5% per annum. Accrued unpaid interest is compounded annually. Sales tax revenues received from the site have been pledged as security for the repayment of principal and interest. Annual repayments to Price Company are due on the last business day of December, March, June and September, beginning December 31, 1989, based upon the following allocation of sales tax revenues: First $493,000 to Agency Next $490,000 to Price Company Next $178,000 to Agency Next $178,000 to Price Company Then balance divided 50% to the Agency and 50% to Price Company 27 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Long-Term Debt (Continued) Payments will continue for a period of 25 years through October 31, 2015, or until all accrued interest and principal are paid in full, whichever occurs first. In the event that the entire interest and principal has not been repaid as of October 31, 2015, the unpaid balance will be forgiven. The outstanding principal and matured unpaid interest balance at June 30, 2010, is $9,366,038. Loans from City Loans from the City of Azusa bear interest at various rates and are due in varying installments. At June 30, 2010, these obligations consisted of the following: Merged Project Area – CBD On October 3, 1994, the City of Azusa authorized an advance to the Agency of $2,000,000 for the purpose of carrying out the Redevelopment Plan. The note is payable from pledged tax increment revenues. Interest accrues at 5.25% per annum. Principal payments beginning October 1, 2014 and interest are due annually in varying installments through October 1, 2033. The balance outstanding at June 30, 2010, is $4,696,531. On April 21, 1997, the City of Azusa authorized an advance to the Agency of $2,462,355 for the purpose of carrying out the Redevelopment Plan. As of June 30, 2002, the full amount had been advanced. The note is payable from pledged tax increment revenues and land sales proceeds. Interest accrues at 6% per annum. The terms of the note, as amended by the Board on August 4, 1997, commence on the date that the loan proceeds were received by the Agency. The first payment is due in 2014, and annually thereafter until 2033. The balance outstanding at June 30, 2010, is $1,079,752. On December 1, 2003, the City of Azusa authorized an advance to the Agency of $4,825,000 for the purpose of carrying out the Redevelopment Plan. The note is payable from pledged tax increment revenues. Interest rates range from 2% - 4.4% per annum, payable on February 1 and August 1. Principal payments are due annually on August 1 beginning in 2004 through 2020. The balance outstanding at June 30, 2010, is $3,480,000. On November 7, 2005, in conjunction with the Talley Building development, the City of Azusa authorized an advance to the Agency of $150,000 for the purpose of carrying out the Redevelopment Plan. The note is payable from accumulated tax increment funds in excess of those pledged for payment of Agency bonded indebtedness, and/or may be paid from any other funds available to the Agency. Interest accrues at 5% per annum. Payments on the Note will be deferred for the first three years after receipt of proceeds, and then annually until paid in full, over a term of 20 years. The balance outstanding at June 30, 2010, is $181,211. On February 27, 2006, in conjunction with the purchase of real property by the Agency from the Azusa Valley Water Company, the City of Azusa authorized an advance to the Agency of $94,950 for the purpose of carrying out the Redevelopment Plan. $57,450 was payable upon conveyance of property and the balance of $37,500 was evidenced by a Promissory Note. Interest accrues at 5% per annum. Principal and interest payments are due as follows: five (5) successive, annual installments of $8,662 each, beginning February 27, 2006. The fifth and final payment shall be increased or decreased, 28 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Long-Term Debt (Continued) as necessary, to equal the entire then-outstanding principal balance, accrued interest and all other sums due and payable under this Note. The balance outstanding at June 30, 2010, is $8,249. On March 3, 2008, the City of Azusa authorized an advance to the Agency of $11,000,000 for the purpose of carrying out the Redevelopment Plan. The note is payable from pledged tax increment revenues and land sales proceeds. Interest accrues at 6.5% per annum from the date of the loan to the repayment by Agency to the City. The balance outstanding at June 30, 2010, is $5,456,945. On March 24, 2008, the City of Azusa authorized an advance to the Agency of $5,300,000 for the purpose of carrying out the Redevelopment Plan. As of June 30, 2009, the full amount had been advanced. The note is payable from pledged tax increment revenues and land sales proceeds. Interest accrues at the prevailing LAIF annual rate. The terms of the note commence on the date that the loan proceeds were received by the Agency. The balance outstanding at June 30, 2010, is $5,440,510. On December 21, 2009, the City of Azusa authorized an advance to the Agency of $3,310,000 for the purpose of carrying out the Redevelopment Plan. The note is payable from pledged tax increment revenues and land sales proceeds. Interest accrues at 6.5% per annum from the date of the loan to the repayment by Agency to the City. The balance outstanding at June 30, 2010, is $3,421,996. On July 27, 2009, the City of Azusa authorized an advance to the Agency of $450,000 for the purpose of carrying out the Redevelopment Plan. As of June 30, 2010, the full amount had been advanced. The note is payable from revenue proceeds generated by the project. Interest accrues at 5.5% per annum. The terms of the note commence on the date that the loan proceeds were received by the Agency. The first payment is due in 2011, and annually thereafter until 2015. The balance outstanding at June 30, 2010, is $450,000. Merged Project Area – West End On May 15, 1989, in conjunction with the Price Company Developer Agreement, the Agency entered into an agreement with the City of Azusa to transfer to the City sales tax revenues received by the Agency that otherwise would have been received by the City. Payment under this agreement is to be made by July 1 for sales tax revenues received in the preceding fiscal year. Unpaid amounts will accumulate as debt to the Agency. Interest will accrue at a rate of 7% per annum from the date payment is due to date of repayment by Agency to the City. The balance outstanding at June 30, 2010, is $16,360,403. On July 2, 2007, the Agency approved the purchase and sale agreement between the Agency and the City of Azusa for the property located at 850 W 10th Street and reimbursement by the RDA to the City of Azusa and Light Fund for acquisition cost of $1,615,878. The purchase price is reflective of acquisition price of $828,000 plus 5% simple interest over a 30 year term. The first payment is due at year 15 with annual payments of $53,863 amortized over a period of 30 years culminating in a balloon payment at the close of the 30 year note of $861,801. The balance outstanding at June 30, 2010, is $1,615,878. 29 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Long-Term Debt (Continued) Ranch Center Project Area On June 30, 1989, the City of Azusa advanced to the Agency $500,000 for the purpose of carrying out the Redevelopment Plan. The balance in the accompanying financial statements includes interest accrued through the balance sheet date. The note is payable from pledged tax increment revenues. Interest accrues at 8% per annum and principal and interest is due annually in varying installments through June 30, 2014. The balance outstanding at June 30, 2010, is $1,752,967. On August 7, 1989, in conjunction with the Westland Reserves, Inc. Developer Agreement, the Agency entered into an agreement with the City of Azusa to transfer to the City sales tax revenues received by the Agency that otherwise would have been received by the City. Payment under this agreement is to be made by July 1 for sales tax revenues received in the preceding fiscal year. Unpaid amounts will accumulate as debt to the Agency. Interest will accrue at a rate of 7% per annum from the date payment is due to date of repayment by Agency to the City. The balance outstanding at June 30, 2010, is $212,040. On July 1, 1991, the City of Azusa authorized an advance to the Agency of $227,030 for the purpose of carrying out the Redevelopment Plan. Additional amounts were authorized for a total advance of $1,550,277. The balance in the accompanying financial statements includes accrued interest through the balance sheet date. The note is payable from pledged tax increment revenues. Interest accrues at a rate of 8% per annum. Principal and interest are due in one installment on June 30, 2039. The balance outstanding at June 30, 2010, is $1,895,700. On July 18, 1994, the City of Azusa authorized an advance to the Agency of $485,000 for the purpose of carrying out the Redevelopment Plan. The balance in the accompanying financial statements includes accrued interest through the balance sheet date. The note is payable from pledged tax increment revenues. Interest accrues at a rate of 6% per annum. Principal and interest are due in annual installments through June 30, 2024. The balance outstanding at June 30, 2010, is $1,221,945. Combined Low and Moderate Income Housing Fund On July 1, 1991, the City of Azusa authorized an advance to the Agency, which was funded on July 10, 1991, of $2,300,000 for the purpose of carrying out the Redevelopment Plan. The note is payable from pledged tax increment revenues and 20% set-aside low-to-moderate income housing fund revenues. Originally, interest accrued at 9% per annum and principal and interest were due in annual installments through June 30, 2002. The terms of this advance were revised June 5, 1995, beginning with payment due June 30, 1995. Interest accrues at 6% per annum. Principal and interest are due in annual installments through June 30, 2016. The balance outstanding at June 30, 2010, is $736,579. Total Loans from City at June 30, 2010, amount to $48,010,706. Other Long-Term Debt Payable Employee Leave Benefits 93,442$ 30 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Long-Term Debt (Continued) b. The following is a summary of the changes in long-term debt of the Agency for the fiscal year ended June 30, 2010: Balance Balance Due Within July 1, 2009 Adjustments Additions Repayments June 30, 2010 One Year Merged Project Area City Loans - Principal 22,582,737$ **16,300,000$ 3,760,000$ 7,463,790$ 35,178,947$ -$ City Loans - Unpaid Interest 3,589,549 1,068,583 2,354,397 - 7,012,529 - Developer Loans - Principal 4,558,300 - - - 4,558,300 - Developer Loans - Unpaid Interest 4,415,871 - 391,867 - 4,807,738 - Bonds - 2003 Tax Allocation Refunding 9,265,000 - - 450,000 8,815,000 460,000 Bonds - 2005 Tax Allocation, Series A 9,346,201 - *83,688 - 9,429,889 - Bonds - 2007 Tax Allocation, Series A 15,440,000 - - 365,000 15,075,000 385,000 Bonds - 2007 Tax Allocation, Series B 4,710,000 - - 85,000 4,625,000 85,000 Bonds - 2008 Tax Allocation, Series A 6,715,000 - - 70,000 6,645,000 80,000 Bonds - 2008 Tax Allocation, Series B 11,580,000 - - 355,000 11,225,000 125,000 Total 92,202,658 17,368,583 6,589,952 8,788,790 107,372,403 1,135,000 Ranch Center City Loans - Principal 3,380,175 - - - 3,380,175 - City Loans - Unpaid Interest 1,367,468 - 335,008 - 1,702,476 - Total 4,747,643 - 335,008 - 5,082,651 - Combined Low and Moderate Housing City Loans - Principal 836,200 - - 99,621 736,579 - Total 836,200 - - 99,621 736,579 - Unallocated Between Project Areas Employee Leave Benefits 76,359 - 59,250 42,167 93,442 93,442 Total 76,359 - 59,250 42,167 93,442 93,442 Total - All Project Areas City Loans - Principal 26,799,112 16,300,000 3,760,000 7,563,411 39,295,701 - City Loans - Unpaid Interest 4,957,017 1,068,583 2,689,405 - 8,715,005 - Developer Loans - Principal 4,558,300 - - - 4,558,300 - Developer Loans - Unpaid Interest 4,415,871 - 391,867 - 4,807,738 - Bonds Payable 57,056,201 - 83,688 1,325,000 55,814,889 1,135,000 Employee Leave Benefits 76,359 - 59,250 42,167 93,442 93,442 Total 97,862,860$ 17,368,583$ 6,984,210$ 8,930,578$ 113,285,075 1,228,442$ Adjustments: Unamortized net original issue (discount) or premium (842,265) Net Long-term Debt 112,442,810$ * Additions include $83,688 for accreted interest for the fiscal year ended June 30, 2010. **Adjustments were to record city loans as long-term debt which was previously recorded as due to/from other funds. 31 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Long-Term Debt (Continued) c. The following schedule illustrates the debt service requirements to maturity for bonds outstanding as of June 30, 2010. Excluded are obligations for which the actual amounts of annual debt service depend on various factors that are not yet determinable. Principal Interest Principal Interest Principal Interest 2010 - 2011 460,000$ 354,279$ -$ 349,425$ 385,000$ 894,779$ 2011 - 2012 475,000 339,779 - 349,425 410,000 871,863 2012 - 2013 495,000 323,516 - 349,425 430,000 847,650 2013 - 2014 515,000 305,519 - 349,425 450,000 822,284 2014 - 2015 530,000 286,248 - 349,425 480,000 795,477 2015 - 2020 2,990,000 1,086,750 - 1,747,125 2,845,000 3,514,926 2020 - 2025 3,350,000 344,073 534,155 1,747,125 2,940,000 2,582,868 2025 - 2030 - - 4,135,734 2,104,077 2,025,000 1,898,044 2030 - 2035 - - 4,760,000 2,491,464 3,485,000 1,010,906 2035 - 2040 - - - - 1,625,000 49,969 Totals 8,815,000$ 3,040,164$ 9,429,889$ 9,836,916$ 15,075,000$ 13,288,766$ Principal Interest Principal Interest Principal Interest 2010 - 2011 85,000$ 234,230$ 80,000$ 499,388$ 125,000$ 697,626$ 2011 - 2012 90,000 230,423 80,000 495,188 125,000 691,533 2012 - 2013 95,000 226,305 85,000 490,544 130,000 685,158 2013 - 2014 100,000 221,968 95,000 485,250 135,000 678,364 2014 - 2015 105,000 217,405 100,000 479,275 145,000 670,833 2015 - 2020 595,000 1,008,510 645,000 2,279,331 865,000 3,209,859 2020 - 2025 745,000 844,288 1,980,000 1,877,963 1,280,000 2,883,071 2025 - 2030 970,000 620,734 1,990,000 1,057,294 3,000,000 2,139,200 2030 - 2035 1,245,000 329,263 1,590,000 396,000 3,765,000 933,975 2035 - 2040 595,000 31,933 - - 1,655,000 26,775 Totals 4,625,000$ 3,965,059$ 6,645,000$ 8,060,233$ 11,225,000$ 12,616,394$ 2003 Tax Allocation Refunding Bonds, Series A 2005 Tax Allocation Refunding Bonds, Series A 2007 Tax Allocation Bonds, Series A 2007 Tax Allocation Bonds, Series B 2008 Tax Allocation Bond Series A Housing Tax Allocation Bond 2008 Series B d. As of June 30, 2010, the Agency has issued various residential mortgage revenue bonds. The proceeds of these bonds were used to purchase mortgage loans made to homeowners for the purpose of financing residential property. These bonds, secured by first trust deeds and private mortgage insurance, were issued from 1985 through 1992. Although the Agency has arranged this financing program, these bonds are not payable from any revenues or assets of the Agency. Generally, the bondholders may look only to the mortgage loans and other assets held by trustees for security on the indebtedness. Accordingly, since these bonds do not constitute an obligation of the Agency, they are not reflected in Long-Term Debt in the accompanying financial statements: Original Year Amount Balance at Issued Issued June 30, 2010 Due Date Taxable Collateralized Refunding Bonds-Series 1992 1992 9,903,000$ 303,000$ December 1, 2012 Single Family Mortgage Revenue Refunding Bonds 1992 10,000,000 6,670,000 October 1, 2012 32 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 6: Low and Moderate Housing Fund Per Section 33334.2 of the Health and Safety Code, not less than 20% of all taxes allocated to the Agency pursuant to Section 33670 must be set-aside for purposes of increasing, improving and preserving the community’s supply of low and moderate income housing. Towards this end, the Agency has set-aside the following amounts: Tax Increment Percentage Amount Receipts(1)Set-Aside Set-Aside Merged Project Area 7,821,281$ 20% 1,564,256$ Ranch Center Project Area 160,373 20%32,075 Total 7,981,654$ 1,596,331$ (1) Includes Los Angeles County portion. The amount of $1,596,331 is represented as transfers of tax increment from the Merged Project and Ranch Center debt service funds to the combined low and moderate income housing special revenue fund. As of June 30, 2010, there were no amounts determined to be excess surplus as defined by the Health and Safety Code. IV. OTHER DISCLOSURES Note 7: Insurance The Azusa Redevelopment Agency is covered under the City of Azusa’s insurance policies. Therefore, the limitation and self-insured retentions applicable to the City of Azusa also apply to its redevelopment agency. Additional information as to coverage and self-insured retentions can be obtained by contacting the City. Note 8: Interfund Receivable, Payable and Transfers The composition of interfund balances as of June 30, 2010, is as follows: a. Advances To/From Other Funds On December 2007, the Combined Low and Moderate Housing Fund advanced $1,350,000 to the Merged Project Area –Tax Increment Fund for purposes of the Merged Redevelopment Project Area. The loan will be repaid to the 20% set-aside fund at a rate of 5% simple interest per annum, with all principal and interest paid in full by June 30, 2011. The balance outstanding at June 30, 2010, is $1,483,635. b. Interfund Transfers The transfers out of $1,766,221 from the Combined Low and Moderate Housing Fund were to allocate administrative expenditures and provide debt service. The transfers out of $315,907 from the Merged Project Area Capital Project Fund were for debt service payments. The transfers out of $5,729,301 from the Merged Project Area –Tax Increment Fund were to move 20% set-aside of tax increment revenue, provide debt service, and allocate administrative expenditures. 33 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 8: Interfund Receivable, Payable and Transfers (Continued) The transfers out of $32,153 from nonmajor funds were to move 20% set-aside of tax increment revenue and allocate administrative expenditures. Special Revenue Capital Project Debt Service Combined Housing Fund Merged Project Area Merged Project Area - Tax Increment Nonmajor Funds Total Special Revenue: Combined Housing Fund -$ -$ 1,564,256$ 32,075$ 1,596,331$ Capital Projects: General Agency 290,614 - 1,162,454 - 1,453,068 Merged Project - Project - - 12,757 - 12,757 Debt Service: Merged Project-Tax Increment - 315,907 - - 315,907 Merged Project-Bonds 1,475,607 - 2,989,834 - 4,465,441 Nonmajor Funds - - - 78 78 Total 1,766,221$ 315,907$ 5,729,301$ 32,153$ 7,843,582$ Transfers In: Transfers Out Note 9: Pass-Through Agreement Payments At June 30, 2010, the Agency had expenditures of $2,960,109 to other agencies and entities related to specific pass-through agreements. Central Business Ranch District West End Center Total Pass-Through Payments Agencies and Entities: L.A. County Pass-Through Agrmts 905,157$ 1,612,181$ 88,849$ 2,606,187$ City of Azusa (statutory)51,615 - - 51,615 Azusa Unified School District 107,956 89,361 4,625 201,942 Citrus College 11,959 52,617 3,256 67,832 Other Taxing Agencies 19,086 13,447 - 32,533 Total Pass-Through Payments 1,095,773$ 1,767,606$ 96,730$ 2,960,109$ Merged Project Area Project Area 34 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 10: Restatement of Fund Balances and Net Assets Beginning fund balance has been restated as follows: Special Revenue - Low and Moderate Housing Fund: 1,416,135$ Capital Projects - Merged Project Area: 17,368,583 (542,791) Debt Service - Merged Project Area - Tax Increment Fund: (1,416,135) Other Governmental Funds: (18,302) Total Governmental Funds restatements 16,807,490$ Beginning net assets has been restated as follows: Fund balance restatements detailed above 16,807,490$ (17,368,583) Total Net Asset restatements (561,093)$ To record city loans as long-term debt which were previously recorded as due to/from other funds. To record advances within the Agency that were previously recorded as long-term debt. To record city loans as long-term debt which were previously recorded as due to/from other funds. To record advances within the Agency that were previously recorded as long-term debt. To record prior years interest expense for a Light & Water city loan. To record prior years interest income Note 11: Transactions with the State of California SERAF Shift for fiscal year 2009-2010 and 2010-2011 On July 23, 2009, the State adopted legislation, requiring a shift of monies during fiscal years 2009-2010 and 2010-2011 to be deposited into the County “Supplemental” Educational Revenue Augmentation Fund (SERAF). These monies were to be distributed to meet the State’s Prop 98 obligations to schools. The California Redevelo pment Association (CRA) and its member agencies filed a legal action in an attempt to stop these amounts from having to be paid; however, in May 2010 the Sacramento Superior Court upheld the legislation. This decision is in the process of being appealed by CRA and its member agencies. The payment of the SERAF was due on May 10, 2010, for fiscal year 2009-2010 and it was made in the amount of $2,491,858. The legislation allowed this payment to be made from any available monies present in any project area(s). Subsequent legislation was passed which even allowed the funding for this payment to be borrowed from the Low and Moderate Income Housing Fund with appropriate findings from its legislative body. Any amounts borrowed from Low and Moderate Income Housing (including any suspended set-aside amounts) are to be repaid by June 30, 2015. If those amounts are not repaid, by that date, then the set-aside percentage to Low and Moderate Income Housing will increase from 20% to 25% for the remainder of the life of the Agency. 35 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 11: Transactions with the State of California (Continued) To accomplish the payment, the Agency utilized $2,491,858 from its available resources. In the accompanying financial statements, the amount paid to the County has been reported as a use of current year resources. It is estimated that the Agency’s share of the SERAF shift for fiscal year 2010 -2011 will amount to approximately $512,545 and this amount will be payable in May 2011 if the appeal is not successful. 36 THIS PAGE INTENTIONALLY LEFT BLANK 37 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA COMBINING PROJECT AREA BALANCE SHEET ALL GOVERNMENTAL FUNDS JUNE 30, 2010 Capital Special Debt Debt Capital Projects Revenue Service Service Projects General Combined Tax Agency Housing Tax Revenue Fund Fund Increment Bonds Project Cash and investments 1,550,586$ 160,420$ 423,722$ 381,134$ 1,012,356$ Cash and investments with trustee - - - 4,124,223 - Receivables: Tax increment - - 925,512 - - Accounts - - - - 3,555 Interest 212 1,226 2,469 8,232 2,143 Loans - 1,146,450 - - 895,976 Due from City - - 281,522 - 450,000 Land held for resale - 11,582,075 - - 31,400,002 Allowance for decline in value ---- (876,230) Prepaid costs 50 ---- Advances to other funds - 1,483,635 --- Total Assets 1,550,848$ 14,373,806$ 1,633,225$ 4,513,589$ 32,887,802$ LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 52,868$73,842$151,354$-$148,103$ Due to City 1,521,881 331,307 3,684,798 - 127,688 Due to other governments - 29,006 261,418 381,103 - Deferred revenue - 1,146,450 305,345 - 803,697 Salaries and benefits payable 32,862 ---- Advances from other funds -- 1,483,635 -- Total Liabilities 1,607,611 1,580,605 5,886,550 381,103 1,079,488 Fund Balances: Reserved: Land held for resale - 11,582,075 -- 30,523,772 Loans and advances receivable - 1,483,635 --92,279 Prepaid costs 50 ---- Unreserved: Designated: Debt service --- 4,132,486 - Continuing projects - (272,509)-- 1,192,263 Undesignated (56,813)- (4,253,325)-- Total Fund Balances (56,763) 12,793,201 (4,253,325) 4,132,486 31,808,314 Total Liabilities and Fund Balances 1,550,848 $ 14,373,806 $ 1,633,225 $ 4,513,589 $ 32,887,802 $ Merged Project Area 38 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA COMBINING PROJECT AREA BALANCE SHEET ALL GOVERNMENTAL FUNDS JUNE 30, 2010 Cash and investments Cash and investments with trustee Receivables: Tax increment Accounts Interest Loans Due from City Land held for resale Allowance for decline in value Prepaid costs Advances to other funds Total Assets LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Due to City Due to other governments Deferred revenue Salaries and benefits payable Advances from other funds Total Liabilities Fund Balances: Reserved: Land held for resale Loans and advances receivable Prepaid costs Unreserved: Designated: Debt service Continuing projects Undesignated Total Fund Balances Total Liabilities and Fund Balances Debt Capital Service Projects Debt Capital Special Tax Service Projects Revenue Increment Project Funds Funds Funds 39,417$79,751$844,273$2,642,693$160,420$ -- 4,124,223 -- 42 - 925,554 -- ---3,555 - 15 90 10,716 2,445 1,226 --- 895,976 1,146,450 -- 281,522 450,000 - --- 31,400,002 11,582,075 --- (876,230)- -- - 50 - ---- 1,483,635 39,474$ 79,841$ 6,186,288$ 34,518,491$ 14,373,806$ 4,625$-$155,979$200,971$73,842$ -- 3,684,798 1,649,569 331,307 44,536 - 687,057 -29,006 -- 305,345 803,697 1,146,450 ---32,862 - -- 1,483,635 -- 49,161 - 6,316,814 2,687,099 1,580,605 --- 30,523,772 11,582,075 ---92,279 1,483,635 -- - 50 - -- 4,132,486 -- - 79,841 - 1,272,104 (272,509) (9,687)- (4,263,012) (56,813)- (9,687) 79,841 (130,526) 31,831,392 12,793,201 39,474$ 79,841 $ 6,186,288 $ 34,518,491 $ 14,373,806 $ Ranch Center T O T A L S 39 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA COMBINING PROJECT AREA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Capital Special Debt Debt Capital Projects Revenue Service Service Projects General Combined Tax Agency Housing Tax Revenue Fund Fund Increment Bonds Project Revenues: Taxes and Assessments: Tax increment -$ -$7,821,281$ -$ -$ Sales and use tax -- 1,450,892 -- Use of Money and Property: Interest income 2,595 76,979 12,756 45,511 40,485 Rental income ---- 168,573 Other revenue: Miscellaneous revenue 18,259 1,337 154 -12,072 Total Revenues 20,854 78,316 9,285,083 45,511 221,130 Expenditures: Current: General Government: Administrative costs 1,002,132 70,555 -- 167,332 Professional services 164,387 13,511 -- 337,645 Community Development: Operation of acquired property - 431,913 --78,351 Disposal costs ----6,175 Capital Outlay: Project improvement costs 200,000 - 1,089,722 - 365,347 Acquisition of fixed assets 86 ---- Debt Service: Interest expense 56,812 50,172 2,414,309 3,141,312 640,866 Long-term debt repayments -99,621 463,790 1,325,000 7,000,000 Other Expenditures: Grant expenditures ----55,967 Total Expenditures 1,423,417 665,772 3,967,821 4,466,312 8,651,683 Excess of Revenues over (under) Expenditures (1,402,563) (587,456) 5,317,262 (4,420,801) (8,430,553) Other Financing Sources (Uses) Transfers in 1,453,068 - 315,907 4,465,441 12,757 Transfers out - (1,766,221) (4,165,045)- (315,907) Housing set-aside transfers in - 1,596,331 --- Housing set-aside transfers out -- (1,564,256)-- Long-term debt issued -- 2,105,396 - 4,400,868 Pass through agreement payments -- (2,863,379)-- Gain (Loss) on sale of land held ---- (3,519,705) Payment to Educational Revenue Augmentation Fund -- (2,450,602)-- Contributions from (to) City (107,695)---(38,200) Total Other Financing Sources (Uses)1,345,373 (169,890) (8,621,979) 4,465,441 539,813 Excess of Revenues and Other Sources over (under) Expenditures and Other Uses (57,190)$ (757,346)$ (3,304,717)$ 44,640$ (7,890,740)$ Fund Balances Beginning of Year, as previously reported 427$ 12,134,412$ 467,527$ 4,087,846$ 22,873,262$ Restatements - 1,416,135 (1,416,135) - 16,825,792 Beginning of Year, as restated 427 13,550,547 (948,608) 4,087,846 39,699,054 Excess of Revenues and Other Sources over (under) Expenditures and Other Uses (57,190) (757,346) (3,304,717) 44,640 (7,890,740) End of Year (56,763)$ 12,793,201 $ (4,253,325)$ 4,132,486 $ 31,808,314 $ Merged Project Area 40 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA COMBINING PROJECT AREA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Revenues: Taxes and Assessments: Tax increment Sales and use tax Use of Money and Property: Interest income Rental income Other revenue: Miscellaneous revenue Total Revenues Expenditures: Current: General Government: Administrative costs Professional services Community Development: Operation of acquired property Disposal costs Capital Outlay: Project improvement costs Acquisition of fixed assets Debt Service: Interest expense Long-term debt repayments Other Expenditures: Grant expenditures Total Expenditures Excess of Revenues over (under) Expenditures Other Financing Sources (Uses) Transfers in Transfers out Housing set-aside transfers in Housing set-aside transfers out Long-term debt issued Pass through agreement payments Gain (Loss) on sale of land held Payment to Educational Revenue Augmentation Fund Contributions from (to) City Total Other Financing Sources (Uses) Excess of Revenues and Other Sources over (under) Expenditures and Other Uses Fund Balances Beginning of Year, as previously reported Restatements Beginning of Year, as restated Excess of Revenues and Other Sources over (under) Expenditures and Other Uses End of Year Debt Capital Service Projects Debt Capital Special Tax Service Projects Revenue Increment Project Funds Funds Funds 160,373$ -$7,981,654$ -$ -$ -- 1,450,892 -- 79 456 58,346 43,536 76,979 --- 168,573 - --154 30,331 1,337 160,452 456 9,491,046 242,440 78,316 --- 1,169,464 70,555 --- 502,032 13,511 ---78,351 431,913 ---6,175 - -- 1,089,722 565,347 - -- -86 - 335,008 - 5,890,629 697,678 50,172 -- 1,788,790 7,000,000 99,621 ---55,967 - 335,008 - 8,769,141 10,075,100 665,772 (174,556) 456 721,905 (9,832,660) (587,456) -78 4,781,348 1,465,903 - (78)- (4,165,123) (315,907) (1,766,221) ---- 1,596,331 (32,075)- (1,596,331)-- 335,008 - 2,440,404 4,400,868 - (96,730)- (2,960,109)-- --- (3,519,705)- (41,256)- (2,491,858)-- --- (145,895)- 164,869 78 (3,991,669) 1,885,264 (169,890) (9,687)$ 534$ (3,269,764)$ (7,947,396)$ (757,346)$ 18,302$ 79,307$ 4,573,675$ 22,952,996$ 12,134,412$ (18,302) - (1,434,437) 16,825,792 1,416,135 - 79,307 3,139,238 39,778,788 13,550,547 (9,687) 534 (3,269,764) (7,947,396) (757,346) (9,687)$ 79,841 $ (130,526)$ 31,831,392 $ 12,793,201 $ Ranch Center T O T A L S 41 REDEVELOPMENT AGENCY OF THE CITY OF AZUSA COMPUTATION OF LOW AND MODERATE INCOME HOUSING FUNDS EXCESS/SURPLUS Low and Moderate Low and Moderate Housing Funds - All Project Areas Housing Funds - All Project Areas July 1, 2009 July 1, 2010 Opening Fund Balance 12,134,412$12,793,201$ Land held for resale (7,053,882)$ (11,582,075)$ Advances to other funds - (1,483,635) Unspent debt proceeds (Section 33334.12 (g)(3)(B))(3,975,280) - Less: Unavailable Amounts (11,029,162)(13,065,710) Available Low and Moderate Income Housing Funds 1,105,250 (272,509) Limitation (greater of $1,000,000 or four years set-aside) Set-Aside for last four years: 2009 - 2010 - 1,596,331 2008 - 2009 1,586,870 1,586,870 2007 - 2008 1,508,994 1,508,994 2006 - 2007 1,379,024 1,379,024 2005 - 2006 1,287,007 - Total 5,761,895$ 6,071,219$ Base Limitation 1,000,000$ 1,000,000$ Greater amount 5,761,895 6,071,219 Computed Excess/Surplus None None 42