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HomeMy WebLinkAboutAzusa CAFR FY1314-Final_201503251506200943                        Com Fo   mpreh r the CI hensi Fisca ITY O ive An l Yea r OF AZ nnual r Ende ZUSA Finan ed Jun A ncial R ne 30, Repor , 2014 rt 4                   This page intentionally left blank. CITY OF AZUSA, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2014 CITY OF AZUSA, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2014 PREPARED BY FINANCE DEPARTMENT THIS PAGE INTENTIONALLY LEFT BLANK CITY OF AZUSA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2014 TABLE OF CONTENTS Page Number INTRODUCTORY SECTION Letter of Transmittal ................................................................................................................................. i Organizational Chart ............................................................................................................................... v Officials of the City of Azusa ................................................................................................................. vii FINANCIAL SECTION INDEPENDENT AUDITORS' REPORT .................................................................................................. 1 MANAGEMENT’S DISCUSSION AND ANALYSIS ................................................................................ 5 BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements: Statement of Net Position ............................................................................................................... 17 Statement of Activities .................................................................................................................... 18 Fund Financial Statements: Balance Sheet - Governmental Funds ........................................................................................... 20 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position ..................................................................................................... 21 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds .................................................................................................... 22 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities ....................... 23 Statement of Net Position - Proprietary Funds ............................................................................... 24 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds ............................................................................................................. 25 Statement of Cash Flows - Proprietary Funds ............................................................................... 26 Statement of Fiduciary Net Position - Fiduciary Funds .................................................................. 27 Statement of Changes in Fiduciary Net Position – Fiduciary Funds .............................................. 28 Notes to Financial Statements ........................................................................................................... 29 CITY OF AZUSA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2014 TABLE OF CONTENTS Page Number REQUIRED SUPPLEMENTARY INFORMATION Notes to Required Supplementary Information ................................................................................. 74 Budgetary Comparison Statement by Department - General Fund .................................................. 75 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES Combining Balance Sheet - Nonmajor Governmental Funds ............................................................ 76 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds .......................................................... 82 Budgetary Comparison Schedules - Special Revenue Funds: State Gasoline Tax ......................................................................................................................... 88 Proposition A .................................................................................................................................. 89 Proposition C .................................................................................................................................. 90 Community Development Block Grant ........................................................................................... 91 Senior Nutrition ............................................................................................................................... 92 Public Benefit Program ................................................................................................................... 93 Air Quality Improvement ................................................................................................................. 94 Grants and Seizure ......................................................................................................................... 95 Supplemental Law Enforcement ..................................................................................................... 96 Fire Safety ...................................................................................................................................... 97 Monrovia Nursery ........................................................................................................................... 98 Employee Benefits .......................................................................................................................... 99 Utility Mitigation ............................................................................................................................. 100 Measure R .................................................................................................................................... 101 AB939 Fee .................................................................................................................................... 102 Budgetary Comparison Schedules - Capital Projects Funds: Park In-Lieu ................................................................................................................................... 103 Public Works Endowment ............................................................................................................. 104 Budgetary Comparison Schedules - Debt Service Fund: Public Financing Authority ............................................................................................................ 105 Combining Statement of Net Position – Nonmajor Proprietary Funds ............................................ 106 Combining Statement of Revenues, Expenses and Changes in Fund Net Position – Nonmajor Proprietary Funds ........................................................................... 107 Combining Statement of Cash Flows – Nonmajor Proprietary Funds ............................................. 108 Combining Statement of Net Position – Internal Service Funds ..................................................... 110 CITY OF AZUSA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2014 TABLE OF CONTENTS Page Number COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES (CONTINUED) Combining Statement of Revenues, Expenses and Changes in Fund Net Position – Internal Service Funds ................................................................................. 112 Combining Statement of Cash Flows – Internal Service Funds ................................................... 114 Combining Statement of Changes in Assets and Liabilities – Agency Fund ............................... 116 Supplemental Statement of Revenues, Expenses and Changes in Net Position – Water – Enterprise Fund ....................................................................................... 117 Supplemental Statement of Revenues, Expenses and Changes in Net Position – Light – Enterprise Fund ......................................................................................... 118 STATISTICAL SECTION Table 1 – Net Position by Component .......................................................................................... 121 Table 2 – Change in Net Position ................................................................................................. 122 Table 3 – Fund Balances of Governmental Funds ....................................................................... 124 Table 4 – Changes in Fund Balances of Governmental Funds ................................................... 125 Table 5 – Light Department, Electricity Sold by Type of Customer .............................................. 126 Table 6 – Electricity Rates ............................................................................................................ 127 Table 7 – Largest Electrical Customers ....................................................................................... 128 Table 8 – Water Sold by Type of Customer ................................................................................. 129 Table 9 – Water Rates .................................................................................................................. 130 Table 10 – Largest Water Customers .......................................................................................... 131 Table 11 – Assessed Value and Estimated Actual Value of Taxable Property ............................ 132 Table 12 – Direct and Overlapping Property Rates ...................................................................... 133 Table 13 – Principal Property Tax Payers .................................................................................... 134 Table 14 – Property Tax Levies and Collections .......................................................................... 135 CITY OF AZUSA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2014 TABLE OF CONTENTS Page Number STATISTICAL SECTION (CONTINUED) Table 15 – Ratios of Outstanding Debt by Type .......................................................................... 136 Table 16 – Ratio of General Bonded Debt Outstanding ............................................................... 137 Table 17 – Direct and Overlapping Debt ...................................................................................... 138 Table 18 – Legal Debt Margin Information ................................................................................... 139 Table 19 – Pledged Revenue Coverage ...................................................................................... 140 Table 20 – Pledged Revenue Coverage, Tax Allocation Bonds – Redevelopment Agency ....................................................... 142 Table 21 – Demographic and Economic Statistics ....................................................................... 143 Table 22 – Principal Employers .................................................................................................... 144 Table 23 – Full-time and Part-time Employees by Function ........................................................ 145 Table 24 – Operating Indicators by Function ............................................................................... 146 Table 25 – Capital Asset Statistics by Function ........................................................................... 147 Table 26 – Schedule of Credits .................................................................................................... 148 January 28, 2015 Se n i o r N u t i r i t i o n Wo m a n ' s C l u b Su c c e s s o r Ag e n c y Co n t r a c t Se r v i c e s Ad m i n i s t r a t i o n Ci t y Ma n a g e r ' s Of f i c e Pu b l i c In f o r m a t i o n Co m m u n i t y Fa c i l i t i e s Di s t r i c t s Pl a n n i n g Bu s i n e s s Li c e n s e Re c r e a t i o n Co m m u n i t y Im p r o v e m e n t De b t S e r v i c e Ci t y o f A z u s a Or g a n i z a t i o n a l C h a r t Po l i c e Em e r g e n c y Se r v i c e s En g i n e e r i n g Fa c i l i t i e s Po l i c e Se r v i c e s Ri s k Ma n a g e m e n t Pu r c h a s i n g Li b r a r y Ci t i z e n s o f A z u s a Ma y o r & C i t y C o u n c i l Ut i l i t y B o a r d Su c c e s s o r A g e n c y B o a r d Ci t y M a n a g e r In f o r m a t i o n Te c h n o l o g y Ci t y Se r v i c e s Yo u t h a n d Ou t r e a c h Se r v i c e s Ci t y A t t o r n e y Ac c o u n t i n g Se n i o r C e n t e r Ci t y T r e a s u r e r Ad v i s o r y B o a r d s & C o m m i s s i o n s Fi n a n c e Ge n e r a l Se r v i c e s Re c r e a t i o n & Fa m i l y S e r v i c e s Pa r k s Ma i n t e n a n c e L& W Se r v i c e s Ci t y C l e r k Ec o n o m i c & Co m m u n i t y De v e l o p m e n t Bu i l d i n g Hu m a n Re s o u r c e s Pe r s o n n e l Pu b l i c S a f e t y Li g h t a n d W a t e r Ut i l i t i e s Pu b l i c W o r k s Se w e r Wa t e r Tr a n s p o r t a t i o n Gr a f f i t i Ab a t e m e n t Co n s u m e r Se r v i c e s St r e e t s / Si d e w a l k Ma i n t e n a n c e El e c t r i c Re f u s e Fi r e S a f e t y v THIS PAGE INTENTIONALLY LEFT BLANK vi City of Azusa ELECTED OFFICIALS AND DEPARTMENT HEADS 213 E. Foothill Boulevard Azusa, CA 91702 (626) 812-5200 Fax (626) 334-6358 www.ci.azusa.ca.us ELECTED OFFICIALS TITLE TERM EXPIRATION Jeffrey Cornejo City Clerk March, 2017 Art Vasquez City Treasurer March, 2017 Joseph Rocha Mayor March, 2015 Edward Alvarez Councilmember March, 2017 Angel Carrillo Councilmember March, 2015 Robert Gonzales Mayor Pro-Tem March, 2017 Uriel Macias Councilmember March, 2015 DEPARTMENT HEADS TITLE PHONE NUMBER James W. Makshanoff City Manager 626-812-5238 Tito Haes Director of Public Works/Assistant City Manager 626-812-5248 Kurt Christiansen Director of Economic & Community Development 626-812-5236 Sam Gonzalez Chief of Police 626-812-3250 Ann Graf Director of Information Technology and Library 626-812-5024/5277 Joe Jacobs Director of Recreation & Family Services 626-812-5220 George Morrow Director of Utilities 626-812-5219 Susan Paragas Director of Finance 626-812-5202 Theresa St. Peter Interim Director of Human Resources 626-812-5183 Daryl L. Osby Fire Chief 626-974-8371 City Attorney Best, Best, & Krieger (Marco Martinez) 949-263-2603 vii THIS PAGE INTENTIONALLY LEFT BLANK viii INDEPENDENT AUDITORS’ REPORT To the Honorable Mayor and Members of the City Council City of Azusa, California Report on Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of City of Azusa, California, (the City) as of and for the year ended June 30, 2014, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors’ Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Azusa, California, as of June 30, 2014, and, the respective changes in financial position and, where applicable, and cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. To the Honorable Mayor and Members of the City Council City of Azusa, California Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and the respective budgetary comparison for the General Fund be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The introductory section, combining and individual nonmajor fund financial statements, budgetary comparison schedules, supplementary statement for water and light enterprise funds and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements and budgetary comparison schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements and schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. 2 To the Honorable Mayor and Members of the City Council City of Azusa, California Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated January 28, 2015 on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering City’s internal control over financial reporting and compliance. Brea, California January 28, 2015 3 THIS PAGE INTENTIONALLY LEFT BLANK 4 City of Azusa Management’s Discussion and Analysis June 30, 2014 As management of the City of Azusa, California, we offer readers of the City of Azusa’s financial statements this narrative overview and analysis of the financial activities of the City of Azusa for the fiscal year ended June 30, 2014. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages i through iv of this report. All amounts, unless otherwise indicated, are expressed in whole dollars. Financial Highlights  The assets of the City exceeded its liabilities at the close of fiscal year 2014 by $144,241,259 (net position).  Total City assets of $277,971,359 include $157,093,769 or 56.5% of non-current assets attributed to capital assets, net of depreciation.  Total City liabilities of $134,928,451 include $121,529,891 or 89.9% of long-term liabilities attributed mainly to tax allocation bonds and certificates of participation.  As of June 30, 2014, the City’s governmental funds reported combined fund balances of $29,525,901.  At the end of the current fiscal year, the total fund balance for the General Fund was increased by $3,119,100 to $20,417,948.  Total General Fund revenues received for the year were $36,130,542 and total General Fund expenditures for the year were $30,102,618, an excess of revenues over expenditures amounting to $6,027,924. This does not include transfers. Details are located within the General Fund Budgetary Highlights within the M D & A. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements, which are comprised of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the basic financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. 1) Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the City’s assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City of Azusa is improving or deteriorating. The statement of activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). 5 City of Azusa Management’s Discussion and Analysis June 30, 2014 Both of the government-wide financial statements distinguish functions of the City of Azusa that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include General Government, Public Safety, Community Development, Parks and Recreation, and Public Works. The business-type activity of the City includes the City’s Water, Light, Sewer/Wastewater, and Refuse Contract Utility operations. The government-wide financial statements include not only the City of Azusa itself (known as the primary government), but also the legally separate City of Azusa Redevelopment Agency and the Azusa Public Financing Authority for which the City of Azusa is financially accountable. Financial information for these component units has been included as an integral part of the primary government. Separate financial statements are prepared for the City of Azusa Redevelopment Agency and may be obtained from the City’s Administrative Services-Finance Division. 2) Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Azusa, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Azusa maintains 20 individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balance for the General Fund is considered to be a major fund. Data from the other 19 governmental funds are combined into a single, aggregate presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The City of Azusa adopts an annual appropriated budget for each of its governmental funds. A budgetary comparison statement has been provided for the General Fund and all Special Revenue Funds, Capital Project Funds, and Debt Service Funds to demonstrate compliance with this budget. Proprietary funds. The City of Azusa maintains two different types of proprietary funds, enterprise and internal service funds. Enterprise funds are used to report the same functions presented as business type activities in the government-wide financial statements. The City uses an enterprise fund to account for its Water, Light, Sewer/Wastewater and Refuse Contract Utilities. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City uses an internal service fund to account for its Consumer Services, Self Insurance, Central Services, Equipment Replacement, Intra-Governmental Loan and IT Services activity. Because these services predominantly benefit governmental rather than business type functions, they have been included within governmental activities in the government-wide financial statements. 6 City of Azusa Management’s Discussion and Analysis June 30, 2014 Proprietary funds provide the same type of information as the government-wide financial statements (business type activities), only in more detail. Information is presented separately in the proprietary fund statement of net position and in the proprietary fund statement of revenues, expenditures, and changes in net position for the Water and Light funds. The Water and Light funds are considered to be major funds. The internal service funds are also presented in the proprietary fund financial statements. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government, and the City’s role is purely custodial. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. All assets reported in Fiduciary funds are offset by a liability; the accrual basis of accounting is used to recognize receivables and payables. 3) Notes to the basic financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other supplementary information. The combining financial statements and schedules referred to earlier in connection with non-major governmental funds and internal service funds are presented immediately following the notes to the basic financial statements. Government-wide Financial Analysis The following table presents a summary of the City’s assets, liabilities and net position for its governmental and business type activities. As noted earlier, a government’s net position may serve over time as a useful indicator of its financial position. 2014 2013 2014 2013 2014 2013 Current and other assets 46,008,111$ 43,699,826$ 74,869,479$ 72,248,399$ 120,877,590$ 115,948,225$ Capital assets, net 29,959,431 29,086,566 127,134,338 127,071,246 157,093,769 156,157,812 Total assets 75,967,542 72,786,392 202,003,817 199,319,645 277,971,359 272,106,037 Deferred charge on refunding - - 1,198,351 1,258,269 1,198,351 1,258,269 Total deferred outflow of resources - - 1,198,351 1,258,269 1,198,351 1,258,269 Current liabilities 4,541,446 3,543,881 8,857,114 9,806,489 13,398,560 13,350,370 Long-term liabilities 42,030,353 41,413,513 79,499,538 81,787,371 121,529,891 123,200,884 Total liabilities 46,571,799 44,957,394 88,356,652 91,593,860 134,928,451 136,551,254 Net position: Net investment in capital assets 29,959,431 29,086,566 58,465,869 55,086,846 88,425,300 84,173,412 Restricted 9,222,166 8,800,537 9,845,901 11,554,302 19,068,067 20,354,839 Unrestricted (9,785,854) (10,058,105) 46,533,746 42,342,906 36,747,892 32,284,801 Total net position 29,395,743$ 27,828,998$ 114,845,516$ 108,984,054$ 144,241,259$ 136,813,052$ City of Azusa - Summary of Net Position Governmental Business Type Activities Activities Total As of June 30, 2014, the City’s assets exceeded liabilities by $144,241,259. This represents an increase from the prior year and can be attributed to the increase in net investment for capital projects and a decrease in long-term liabilities for business type as evidenced in the Proprietary Funds Statement of Net Position. Increases in revenues resulted in a net position increase for the Water Fund $3,206,531 and the Electric Fund $120,996. 7 City of Azusa Management’s Discussion and Analysis June 30, 2014 In evaluating the net position in capital assets for both governmental and business-type activities in the City of Azusa, $88,425,300 (61.3%) denotes net position invested in capital assets (net of related debt) and $24,124,344 (16.7%) represents resources that are subject to external restrictions. The remaining balance represents unrestricted net position of $31,691,615 (22.0 %). The following chart shows the comparison of the three components of net position for Fiscal Years 2013-14 and 2012-13 (in millions) Governmental activities. The following condensed summary of activities of the City’s governmental activities for the year ended June 30, 2014 shows total net position equal $29,395,743, an increase of $1,566,745 (7.07%) from the prior year. The primary increase is due to the increases in program revenues and reductions in general government expenses. Revenue and expense graphs are included to aid the reader in understanding the results of the current year’s activities. Business type activities. Business type activities net position totaled $114,845,516, an increase of $5,861,462 (5.4%) from the prior year. Key elements of the increase are due to program revenues and decrease in Sewer/Wastewater expenses. 8 City of Azusa Management’s Discussion and Analysis June 30, 2014 2014 2013 2014 2013 2014 2013 Program Revenues: Charges for services 9,752,821$ 7,408,567$ 72,389,622$ 69,416,979$ 82,142,443$ 76,825,546$ Operating contributions and grants 3,836,479 2,121,638 - - 3,836,479 2,121,638 Capital contributions and grants 442,727 2,988,760 - - 442,727 2,988,760 General Revenues: Taxes 29,315,094 29,220,689 542,409 556,161 29,857,503 29,776,850 Motor vehicle in lieu 20,876 25,224 - - 20,876 25,224 Investment earnings (423,898) 166,674 300,515 359,573 (123,383) 526,247 Gain on sale of assets - - - (3,690) - (3,690) Miscellaneous 759,132 279,447 399,293 115,380 1,158,425 394,827 Total Revenues 43,703,231 42,210,999 73,631,839 70,444,403 117,335,070 112,655,402 Expenses: General Government 8,843,327 9,208,777 - - 8,843,327 9,208,777 Public Safety 21,284,020 20,157,469 - - 21,284,020 20,157,469 Community Development 2,593,720 3,094,737 - - 2,593,720 3,094,737 Parks and Recreation 3,808,038 3,823,597 - - 3,808,038 3,823,597 Public Works 5,412,524 5,210,465 - - 5,412,524 5,210,465 Interest and Fiscal Charges 1,330,555 1,362,362 - - 1,330,555 1,362,362 Water - - 18,345,227 18,975,068 18,345,227 18,975,068 Light - - 45,011,550 44,121,911 45,011,550 44,121,911 Sewer/Wastewater - - 2,434,295 4,573,251 2,434,295 4,573,251 Refuse Contract - - 2,938,255 2,835,041 2,938,255 2,835,041 Total Expenses 43,272,184 42,857,407 68,729,327 70,505,271 112,001,511 113,362,678 Increase (decrease) in net position before transfers 431,047 (646,408) 4,902,512 (60,868) 5,333,559 (707,276) Transfers 1,535,996 1,309,808 (1,535,996) (1,309,808) - - Extraordinary gain/loss on dissolution of redevelopment agency - (28,165,584) - (13,351,770) - (41,517,354) Change in Net Position 1,967,043 (27,502,184) 3,366,516 (14,722,446) 5,333,559 (42,224,630) Net Position (Deficits) - Beginning 27,828,998 56,565,044 108,984,054 124,872,036 136,813,052 181,437,080 Restatement of Net Position (400,298) (1,233,862) 2,494,946 (1,165,536) 2,094,648 (2,399,398) Net Position (Deficits) - Ending 29,395,743$ 27,828,998$ 114,845,516$ 108,984,054$ 144,241,259$ 136,813,052$ City of Azusa - Summary of Changes in Net Position (Deficits) Governmental Business Type Activities Activities Total The City’s total revenues are $117,335,070 and the costs of all programs and services are $112,001,511. Fiscal year 2013-14 revenues increased by $4,679,668 (4.2%). Expenses decreased by $1,361,167 (-1.2%) from prior year. Key factors include: ♦ The increase in the governmental activities revenue was mainly due to a rise in charges for services from building permits and business license activities. It also included a one–time reimbursement from the Successor Agency of approximately $360,000. ♦ The City experienced an increase in Franchise Fees and Utility User Tax related to increases in Electric and Water Sales that experienced a 6.2% and 0.7% increases in sales and service charges, respectively. ♦ Building revenues increased by $561,841 (14.9%) compared to FY 2012-13. The increase was due to increased development in the City such as the construction of new housing in the Rosedale housing development project. ♦ The materials recovery facility became operational during the second quarter of the fiscal year and resulted in new revenues of $357,397. 9 City of Azusa Management’s Discussion and Analysis June 30, 2014 Charges for services 22.3% Contributions & grants 9.8% Property taxes 18.4% Sales taxes 16.4% Franchise taxes 15.5% Business licenses taxes 4.4% Utility users taxes 3.2% Other taxes 4.5% Investment earnings/other 0.8% Revenues by Source-Governmental Activities Year Ended June 30, 2014 Key elements of this year’s summary of activities are as follows:  Property tax revenue increased by $480,682, Sales tax revenue increased by a $95,344 and Franchise fees increased by $241,662 from the prior year.  Charges for services revenue increased by $824,060; investment earnings decreased by $15,423 primarily due to continued low interest rates.  Fines and Forfeitures increased by $353,702 primarily due to a correction in the application of late fee assessments for utility bills. 10 City of Azusa Management’s Discussion and Analysis June 30, 2014  Total Governmental Activities expenses increased $414,777 (0.9%) over prior year.  Total General Government expenses decreased $364,450 (-3.9%) compared to prior year. The reduction is mainly due to a non-election year and a decrease in public benefit program projects.  Community development expenditures decreased $501,017 (19.3%) primarily due to reductions in capital and building improvement project activities. Financial Analysis of the City’s Funds As noted earlier, the City of Azusa uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows and balances of spendable resources. This information is useful in assessing the City’s financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government’s net resources available for spending during the fiscal year. At the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $29,525,901, an increase of $3,575,124 in comparison with the prior year’s revised fund balance. Fund balance may be reserved to indicate that it is not available for new spending. This includes $20,773,838 in land held for resale. 11 City of Azusa Management’s Discussion and Analysis June 30, 2014 The General Fund is the chief operating fund of the City of Azusa. During fiscal year 2013-14, its fund balance increased by $3,119,100, primarily as a result of the increased revenues, specifically attributable to revenue increases in property taxes, building permits and penalties. In addition, expenses due to reductions in salary expenses, election and interest costs. At the end of the current fiscal year, the General Fund total fund balance was $20,417,948. Proprietary funds. The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the City’s proprietary funds at the end of the year amounted to $40,530,486. Total unrestricted net position increased by $4,091,838 (9.7%) and total net position increased by $5,863,578 (5.5%) from the previous fiscal year. Unrestricted net position of the City’s Water Utility at the end of the year amounted to $32,859,906 which is an increase of $3,355,493 (11.4%) and total net position increased by $3,206,531 (5.9%) from the previous fiscal year. Continued revenue surpluses and a decrease in cost of sales and services were attributable to the favorable numbers. Unrestricted net position of the City’s Light Utility at the end of the year amounted to $10,759,452. Total unrestricted net position increased by $1,194,476 (10.2%) and total net position increased by $120,996 (0.3%) from the previous fiscal year. This positive change was primarily attributable to the increase in revenues of sales and service charges. The following chart highlights total revenue and total expenses for each of the business type activities for fiscal year end June 30, 2014. Water Light Sewer/ Wastewater Refuse Contract Revenue $21.8 $45.0 $2.6 $3.1 Expenses $18.3 $45.0 $2.4 $2.9 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0 45.0 50.0 12 City of Azusa Management’s Discussion and Analysis June 30, 2014 General Fund Budgetary Highlights Following is a summary of budgetary changes and actual results for General Fund, revenues, expenditures, and other financing sources: Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Taxes 27,352,225$ 26,684,225$ 27,289,357$ 605,132$ Charges for services 1,366,035 2,085,155 2,515,597 430,442 Assessments 2,259,605 2,159,605 2,216,830 57,225 Other revenue 2,198,280 2,714,945 4,108,758 1,393,813 Total revenue 33,176,145 33,643,930 36,130,542 2,486,612 EXPENDITURES Operations 28,410,460 29,114,755 28,350,397 764,358 Debt Service 1,695,935 1,793,135 1,752,221 40,914 Total expenditures 30,106,395 30,907,890 30,102,618 805,272 Excess of revenues over expenditures 3,069,750 2,736,040 6,027,924 1,681,340 OTHER FINANCING SOURCES (USES) Transfers in 1,602,265 1,602,265 1,574,577 (27,688) Transfers out 4,552,180 4,598,054 4,483,401 114,653 Total other financing sources (uses)(2,949,915) (2,995,789) (2,908,824) 86,965 Net change in fund balance 119,835 (259,749) 3,119,100 3,378,849 Fund balance beginning of year 17,298,848 17,298,848 17,298,848 - Fund balance end of year $17,418,683 $17,039,099 $20,417,948 $3,378,849 City of Azusa - General Fund Budgetary Summary Revenues, Expenditures, and Changes in Fund Balance June 30, 2014 Budgeted Amounts The difference between the original expenditure budget and the final amended expenditure budget was an increase of $801,495 with highlights as follows:  Community Development increased its outside services budget for plan checks due to the overwhelming activities in housing construction and improvements.  Public Safety budget rose due to contract obligations and retirement costs. The increase in its budget is also attributable to the transfer of an Information Technology fund division to the General Fund within the Police department.  A rise in utility costs resulted in additional budget increases for most departments. 13 City of Azusa Management’s Discussion and Analysis June 30, 2014 Capital Asset and Debt Administration Capital assets. The City’s investment in capital assets for its governmental and business type activities as of June 30, 2014 amounted to $157,093,769 (net of accumulated depreciation). This investment includes land, construction in progress, land improvements, buildings and structures, machinery and equipment, automotive equipment and infrastructure. 2014 2013 2014 2013 2014 2013 Land 1,319,536$ 1,319,536$ 2,988,973$ 2,988,973$ 4,308,509$ 4,308,509$ Construction in Progress 473,263 71,222 1,103,150 18,379 1,576,413 89,601 Land Improvements 1,452,132 1,579,399 459,293 498,355 1,911,425 2,077,754 Buildings and Structures 7,096,152 7,398,119 13,403,746 13,905,951 20,499,898 21,304,070 Machinery and Equipment 1,323,308 1,021,749 3,369,035 3,054,779 4,692,343 4,076,528 Automotive Equipment 623,704 660,885 404,868 509,263 1,028,572 1,170,148 Infrastructure 17,671,336 17,035,656 105,405,273 106,095,546 123,076,609 123,131,202 Total 29,959,431$ 29,086,566$ 127,134,338$ 127,071,246$ 157,093,769$ 156,157,812$ City of Azusa - Capital Assets (Net of Accumulated Depreciation) Governmental Business Type Activities Activities Total Additional information on the City’s capital assets can be found in Note 4 of the notes to the basic financial statements. Long-term debt. At the end of the current fiscal year, the City of Azusa had total debt outstanding of $121,256,891. Of this amount, $41,757,353 is a liability of the Governmental Activities and $79,499,538 is a liability of the Business Type Activities. 2014 2013 2014 2013 2014 2013 Employee Leave Benefits 3,710,262$ 4,586,789$ 1,323,419$ 1,500,254$ 5,033,681$ 6,087,043$ Net OPEB Liability 10,383,609 8,372,606 - - 10,383,609 8,372,606 Advance from the Successor Agency 8,208,833 8,208,833 - - 8,208,833 8,208,833 2003 COPS 2,540,000 2,785,000 1,985,000 2,540,000 4,525,000 5,325,000 2006 Water Revenue Bonds - - 53,315,000 53,645,000 53,315,000 53,645,000 2008 Taxable Pension Fnding Bd 4,075,000 4,855,000 - - 4,075,000 4,855,000 2011 Sewer Installment Loan - - 5,080,000 5,405,000 5,080,000 5,405,000 2012 Electric Refunding Bond - - 5,820,000 5,820,000 5,820,000 5,820,000 2012 Water Refunding Bonds - - 8,045,000 8,715,000 8,045,000 8,715,000 Developer Agreements 10,700,656 10,403,644 - - 10,700,656 10,403,644 Claims and Judgments Payable 2,356,493 2,125,263 - - 2,356,493 2,125,263 Unamortized Premium/Discount 55,500 76,378 3,931,119 4,162,117 3,986,619 4,238,495 Total 42,030,353$ 41,413,513$ 79,499,538$ 81,787,371$ 121,529,891$ 123,200,884$ City of Azusa - Outstanding Debt Governmental Business Type Activities Activites Total Additional information on the City’s long-term debt can be found in Note 5 of Notes to the Basic Financial Statements. 14 City of Azusa Management’s Discussion and Analysis June 30, 2014 Economic Factors and Next Year’s Budgets and Rates The revenue projections for the 2014-15 General Fund adopted budget reflected a growth of 4.6% over the prior year’s final budget. Property taxes and building permit fees are anticipated to continue to rise due to the increased housing values and the activities in the Rosedale housing development. General Fund expenditures, including transfers out and capital outlay, rose by 3.9% for the 2013-14 adopted budget. Contractual obligations, retirement costs and capital outlay were the primary cause of the increase. The City strives to maintain high quality services while adopting a balanced budget. For fiscal year 2014-15, the City adopted a balanced budget with a surplus of $129,210 for the General Fund without any reductions in services. Rising retirement costs, such as pension and retiree health care, are main concerns for the City. In addition, the State’s dissolution of redevelopment agencies continues to negatively affect the City. Nevertheless, the goal to develop properties owned by the former redevelopment agency is moving forward in order to generate additional revenues to help address additional costs in the long term. Furthermore, it is projected that property tax revenues will keep increasing as new home sales and the improvement in the economy continue. Staff will continue to be prudent with its budget and to monitor any legislative action that could impact the financial condition in Azusa. Request for Information This financial report is designed to provide a general overview of the financial position of the City of Azusa for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional information should be addressed to City of Azusa Finance Department, 213 E. Foothill Blvd., Azusa, CA 91702. 15 THIS PAGE INTENTIONALLY LEFT BLANK 16 CITY OF AZUSA STATEMENT OF NET POSITION Governmental Business-Type Activities Activities Total Assets: Cash and investments 13,093,818$ 31,310,135$ 44,403,953$ Receivables: Accounts 1,879,473 11,212,079 13,091,552 Taxes 1,360,338 - 1,360,338 Notes and loans 2,604,451 82,844 2,687,295 Accrued interest 2,565 21,729 24,294 Internal balances (4,450,135) 4,450,135 - Prepaid costs 14,847 6,730 21,577 Deposits 466 - 466 Inventories 145,291 1,654,691 1,799,982 Land held for resale 20,773,838 2,919,646 23,693,484 Restricted assets: Cash and investments 2,447,723 13 2,447,736 Cash with fiscal agent 615,067 13,365,576 13,980,643 Cash held for rate stabilization - 9,845,901 9,845,901 Net pension asset 7,520,369 - 7,520,369 Capital assets not being depreciated 1,792,799 4,092,123 5,884,922 Capital assets, net of depreciation 28,166,632 123,042,215 151,208,847 Total Assets 75,967,542 202,003,817 277,971,359 Deferred Outflows of Resources: Deferred charge on refunding - 1,198,351 1,198,351 Total Deferred Outflows of Resources - 1,198,351 1,198,351 Liabilities: Accounts payable 2,366,361 2,591,121 4,957,482 Accrued liabilities 1,229,604 280,735 1,510,339 Accrued interest 175,599 1,615,436 1,791,035 Unearned revenue 754,992 - 754,992 Deposits payable 10,000 4,337,894 4,347,894 Due to other governments 4,890 31,928 36,818 Noncurrent liabilities: Due within one year 3,898,441 3,378,760 7,277,201 Due in more than one year 38,131,912 76,120,778 114,252,690 Total Liabilities 46,571,799 88,356,652 134,928,451 Net Position: Net investment in capital assets 29,959,431 58,465,869 88,425,300 Restricted for: Community development projects 4,191,173 - 4,191,173 Public safety 1,092,739 - 1,092,739 Capital projects 3,455,627 - 3,455,627 Debt service 482,627 5,056,277 5,538,904 Rate stabilization - 9,845,901 9,845,901 Unrestricted (9,785,854) 41,477,469 31,691,615 Total Net Position 29,395,743$ 114,845,516$ 144,241,259$ JUNE 30, 2014 Primary Government See Notes to Financial Statements 17 CITY OF AZUSA STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30, 2014 Operating Capital Charges for Contributions Contributions Expenses Services and Grants and Grants Functions/Programs Primary Government: Governmental Activities: General government 8,843,327$ 3,919,876$ 45,215$ -$ Public safety 21,284,020 829,054 1,695,383 442,727 Community development 2,593,720 3,296,987 323,019 - Parks and Recreation 3,808,038 1,181,561 265,819 - Public works 5,412,524 525,343 1,507,043 - Interest on long-term debt 1,330,555 - - - Total Governmental Activities 43,272,184 9,752,821 3,836,479 442,727 Business-Type Activities: Water 18,345,227 21,762,242 - - SewerLight 45,011,550 45,001,748 - - Solid WasteSewer/ Wastewater 2,434,295 2,566,676 - - Golf courseRefuse Contract 2,938,255 3,058,956 - - Total Business-Type Activities 68,729,327 72,389,622 - - Total Primary Government 112,001,511$ 82,142,443$ 3,836,479$ 442,727$ General Revenues: Taxes: Property taxes, levied for general purpose Transient occupancy taxes Sales taxes Franchise taxes Business licenses taxes Utility users tax Other taxes Motor vehicle in lieu - unrestricted Use of money and property Other Transfers Total General Revenues and Transfers Change in Net Position Net Position at Beginning of Year Restatement of Net Position Net Position at End of Year Program Revenues See Notes to Financial Statements 18 Primary Government Component Unit Governmental Business-Type Marketing Activities Activities Total (4,878,236)$ -$ (4,878,236)$ (18,316,856) - (18,316,856) 1,026,286 - 1,026,286 (2,360,658) - (2,360,658) (3,380,138) - (3,380,138) (1,330,555) - (1,330,555) (29,240,157) - (29,240,157) - 3,417,015 3,417,015 - (9,802) (9,802) - 132,381 132,381 - 120,701 120,701 - 3,660,295 3,660,295 (29,240,157) 3,660,295 (25,579,862) 8,023,547 542,409 8,565,956 223,675 - 223,675 7,183,809 - 7,183,809 6,757,708 - 6,757,708 1,922,139 - 1,922,139 3,441,178 - 3,441,178 1,763,038 - 1,763,038 20,876 - 20,876 (423,898) 300,515 (123,383) 759,132 399,293 1,158,425 1,535,996 (1,535,996) - 31,207,200 (293,779) 30,913,421 1,967,043 3,366,516 5,333,559 27,828,998 108,984,054 136,813,052 (400,298) 2,494,946 2,094,648 29,395,743$ 114,845,516$ 144,241,259$ Net (Expenses) Revenues and Changes in Net Position See Notes to Financial Statements 19 CITY OF AZUSA BALANCE SHEET GOVERNMENTAL FUNDS JUNE 30, 2014 Other Total Governmental Governmental General Funds Funds Assets: Pooled cash and investments -$ 11,034,340$ 11,034,340$ Receivables: Accounts 1,068,779 804,178 1,872,957 Taxes 1,173,213 187,125 1,360,338 Notes and loans 6,428 2,597,486 2,603,914 Accrued interest 936 1,393 2,329 Prepaid costs 2,387 10,648 13,035 Deposits - 466 466 Inventories 145,291 - 145,291 Land held for resale 20,773,838 - 20,773,838 Restricted assets: Cash and investments 2,416,995 30,728 2,447,723 Cash and investments with fiscal agents 132,476 482,591 615,067 Total Assets 25,720,343$ 15,148,955$ 40,869,298$ Liabilities, Deferred Inflows of Resources, and Fund Balances: Liabilities: Accounts payable 733,909$ 1,145,213$ 1,879,122$ Accrued liabilities 1,093,619 104,950 1,198,569 Unearned revenues - 754,992 754,992 Deposits payable 10,000 - 10,000 Due to other governments 4,890 - 4,890 Due to other funds 3,228,977 203,342 3,432,319 Advances from other funds 231,000 750,000 981,000 Total Liabilities 5,302,395 2,958,497 8,260,892 Deferred Inflows of Resources: Unavailable revenues - 3,082,505 3,082,505 Total Deferred Inflows of Resources - 3,082,505 3,082,505 Fund Balances: Nonspendable: Inventory 145,291 - 145,291 Prepaid costs 2,387 10,648 13,035 Land held for resale 20,773,838 - 20,773,838 Notes and loans 6,428 249 6,677 Deposits - 466 466 Restricted for: Community development projects - 4,191,173 4,191,173 Public safety - 1,092,739 1,092,739 Capital projects - 3,455,627 3,455,627 Debt service - 482,627 482,627 Unassigned (509,996) (125,576) (635,572) Total Fund Balances 20,417,948 9,107,953 29,525,901 Total Liabilities, Deferred Inflows of Resources, and Fund Balances 25,720,343$ 15,148,955$ 40,869,298$ See Notes to Financial Statements 20 CITY OF AZUSA RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION JUNE 30, 2014 Fund balances of governmental funds 29,525,901$ Amounts reported for governmental activities in the statement of net position are different because: Capital assets net of depreciation have not been included as financial resources in governmental fund activity.29,189,072 Long-term debt and compensated absences that have not been included in the governmental fund activity: Long-term liabilities (25,579,989)$ Compensated Absences (3,534,747) (29,114,736) Governmental funds report all pension and OPEB contributions as expenditures, however in the statement of net position any excesses or deficiencies in contributions in relation to the Annual Required Contribution (ARC) are recorded as a asset or liability. Net OPEB Liability (10,383,609) Net Pension Asset 7,520,369 (2,863,240) Accrued interest payable for the current portion of interest due on Bonds has not been reported in the governmental funds.(175,599) Revenues reported as unavailable revenue in the governmental funds and recognized in the statement of activities. These are included in the intergovernmental revenues in the governmental fund activity.3,082,505 Internal service funds are used by management to charge the costs of certain activities, such as equipment management and self-insurance, to individual funds. The assets and liabilities of the internal service funds must be added to the statement of net position.(248,160) Net Position of governmental activities 29,395,743$ See Notes to Financial Statements 21 CITY OF AZUSA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2014 Other Total Governmental Governmental General Funds Funds Revenues: Taxes 27,289,357$ 1,977,030$ 29,266,387$ Assessments 2,216,830 - 2,216,830 Licenses and permits 1,586,117 - 1,586,117 Intergovernmental 336,899 4,132,849 4,469,748 Charges for services 2,515,597 1,881,397 4,396,994 Use of money and property 89,594 41,921 131,515 Fines and forfeitures 1,343,318 - 1,343,318 Contributions 16,671 68,199 84,870 Miscellaneous 736,159 134,040 870,199 Total Revenues 36,130,542 8,235,436 44,365,978 Expenditures: Current: General government 6,226,672 535,795 6,762,467 Public safety 16,580,025 4,297,065 20,877,090 Community development 1,646,011 918,904 2,564,915 Parks and recreation 3,088,757 472,734 3,561,491 Public works 548,068 3,697,205 4,245,273 Capital outlay 260,864 1,943,618 2,204,482 Debt service: Principal retirement 1,461,996 245,000 1,706,996 Interest and fiscal charges 290,225 111,040 401,265 Total Expenditures 30,102,618 12,221,361 42,323,979 Excess (Deficiency) of Revenues Over (Under) Expenditures 6,027,924 (3,985,925) 2,041,999 Other Financing Sources (Uses): Transfers in 1,574,577 4,735,817 6,310,394 Transfers out (4,483,401) (293,868) (4,777,269) Total Other Financing Sources (Uses)(2,908,824) 4,441,949 1,533,125 Net Change in Fund Balances 3,119,100 456,024 3,575,124 Fund Balances, Beginning of Year, as previously reported 17,699,146 8,651,929 26,351,075 Restatements (400,298) - (400,298) Fund Balances, Beginning of Year, as restated 17,298,848 8,651,929 25,950,777 Fund Balances, End of Year 20,417,948$ 9,107,953$ 29,525,901$ See Notes to Financial Statements 22 CITY OF AZUSA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30, 2014 Net change in fund balances - total governmental funds 3,575,124$ Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities, the costs of those assets is allocated over their estimated useful lives as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. Capital outlay 2,047,479$ Depreciation (1,463,510) 583,969 Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net position. Principal repayments 1,706,996 Amortization of bond premiums/discounts 20,878 Accrued interest on Obligation debt (979,008) 748,866 Accrued interest for long-term liabilities. This is the net change in accrued interest for the current period.28,840 Compensated absences expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds.771,575 Governmental funds report all contributions in relation to the annual required contribution (ARC) for OPEB as expenditures, however in the statement of activities only the ARC is an expense. Net OPEB Liability (2,011,003) Net Pension Asset (620,572) (2,631,575) Revenues reported as unavailable revenue in the governmental funds and recognized in the statement of activities. These are included in the intergovernmental revenues in the governmental fund activity.(669,834) Internal service funds are used by management to charge the costs of certain activities, such as equipment management and self-insurance, to individual funds. The net revenues (expenses) of the internal service funds is reported with governmental activities.(439,922) Change in net position of governmental activities 1,967,043$ See Notes to Financial Statements 23 CITY OF AZUSA STATEMENT OF NET POSITION PROPRIETARY FUNDS JUNE 30, 2014 Governmental Other Activities- Enterprise Internal Funds Totals Service Funds Assets and Deferred Outflows of Resources: Assets: Current: Cash and investments 21,662,182$ 9,221,503$ 186,020 $ 31,069,705$ 2,299,908 $ Receivables: Accounts 4,325,350 5,004,903 722,722 10,052,975 1,165,620 Notes and loans 4,528 76,965 - 81,493 1,888 Accrued interest 8 14,549 34 14,591 7,374 Prepaid costs 705 1,601 4,424 6,730 1,812 Due from other funds 3,927,726 - - 3,927,726 - Inventories - 1,654,691 - 1,654,691 - Land held for resale 2,919,646 - - 2,919,646 - Restricted: Cash and investments - 13 - 13 - Cash with fiscal agent 6,874,027 2,126,539 4,365,010 13,365,576 - Cash held for rate stabilization - 9,845,901 - 9,845,901 - Total Current Assets 39,714,172 27,946,665 5,278,210 72,939,047 3,476,602 Noncurrent: Advances to other funds - 981,000 - 981,000 - Capital assets - net of accumulated depreciation 86,113,766 29,090,164 11,318,382 126,522,312 1,382,385 Total Noncurrent Assets 86,113,766 30,071,164 11,318,382 127,503,312 1,382,385 Total Assets 125,827,938 58,017,829 16,596,592 200,442,359 4,858,987 Deferred Outflows of Resources: Deferred charge on refunding 827,089 371,262 - 1,198,351 - Total Deferred Outflows of Resources 827,089 371,262 - 1,198,351 - Total Assets and Deferred Outflows of Resources:126,655,027$ 58,389,091$ 16,596,592$ 201,640,710$ 4,858,987$ Liabilities and Net Position: Liabilities: Current: Accounts payable 767,575$ 1,206,172$ 503,517$ 2,477,264$ 601,096$ Accrued liabilities 85,247 91,468 23,553 200,268 111,502 Accrued interest 1,472,369 143,067 - 1,615,436 - Deposits payable 1,000,055 3,337,839 - 4,337,894 - Due to other governments 31,928 - - 31,928 - Due to other funds - - 458,591 458,591 36,816 Accrued compensated absences 284,516 212,961 61,150 558,627 292,829 Accrued claims and judgments - - - - 649,109 Bonds, notes, and capital leases 1,735,000 585,000 350,000 2,670,000 - Total Current Liabilities 5,376,690 5,576,507 1,396,811 12,350,008 1,691,352 Noncurrent: Accrued compensated absences 145,399 327,154 25,523 498,076 149,402 Accrued claims and judgments - - - - 1,707,384 Bonds, notes, and capital leases 63,436,432 7,339,687 4,730,000 75,506,119 - Total Noncurrent Liabilities 63,581,831 7,666,841 4,755,523 76,004,195 1,856,786 Total Liabilities 68,958,521 13,243,348 6,152,334 88,354,203 3,548,138 Net Position: Net investment in capital assets 24,836,600 22,413,851 10,603,392 57,853,843 1,382,385 Restricted for debt service 3,806,850 1,249,427 - 5,056,277 - Restricted for rate stabilization - 9,845,901 - 9,845,901 - Unrestricted 29,053,056 11,636,564 (159,134) 40,530,486 (71,536) Total Net Position 57,696,506 45,145,743 10,444,258 113,286,507 1,310,849 Total Liabilities and Net Position 126,655,027$ 58,389,091$ 16,596,592$ 201,640,710$ 4,858,987$ Reconciliation of Net Position to the Statement of Net Position Net Position per Statement of Net Position - Proprietary Funds 113,286,507$ Prior years' accumulated adjustment to reflect the consolidation of internal service funds activities related to the enterprise funds 1,561,125 Current years' adjustments to reflect the consolidation of internal service activities related to enterprise funds (2,116) Net Position per Statement of Net Position 114,845,516$ Business-Type Activities - Enterprise Funds Water Light See Notes to Financial Statements 24 CITY OF AZUSA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION PROPRIETARY FUNDS YEAR ENDED JUNE 30, 2014 Other Activities- Enterprise Internal Funds Totals Service Funds Operating Revenues: Sales and service charges 21,762,242$ 45,001,748$ 5,625,632$ 72,389,622$ 9,912,181$ Interdepartmental charges 133,244 68,903 - 202,147 - Miscellaneous 2,800 177,160 17,186 197,146 297,682 Total Operating Revenues 21,898,286 45,247,811 5,642,818 72,788,915 10,209,863 Operating Expenses: Administration and general 6,339,599 6,873,159 1,122,412 14,335,170 7,619,820 Source of supply 982,341 29,706,571 - 30,688,912 279,461 Pumping 48,680 - - 48,680 - Transmission/collection 1,725,524 3,331,804 - 5,057,328 - Treatment 424,180 - 652,410 1,076,590 - Refuse collection - - 2,938,255 2,938,255 - Cost of sales and services 2,222,934 65,832 - 2,288,766 - Claims expense - - - - 1,954,205 Depreciation expense 3,706,738 1,259,051 427,474 5,393,263 254,481 Total Operating Expenses 15,449,996 41,236,417 5,140,551 61,826,964 10,107,967 Operating Income (Loss)6,448,290 4,011,394 502,267 10,961,951 101,896 Nonoperating Revenues (Expenses): Taxes - - 542,409 542,409 - Interest revenue 127,126 174,540 (1,151) 300,515 7,087 Interest expense (2,880,043) (291,429) (179,595) (3,351,067) - Special franchise fees (373,842) (3,676,826) (52,404) (4,103,072) - Total Nonoperating Revenues (Expenses)(3,126,759) (3,793,715) 309,259 (6,611,215) 7,087 Income (Loss) Before Transfers 3,321,531 217,679 811,526 4,350,736 108,983 Transfers in - - - - 115,871 Transfers out (115,000) (96,683) (770,421) (982,104) (666,892) Changes in Net Position 3,206,531 120,996 41,105 3,368,632 (442,038) Net Position: Beginning of Year, as previously reported 54,812,397 44,890,500 7,720,032 107,422,929 1,752,887 Restatements (322,422) 134,247 2,683,121 2,494,946 - Beginning of Fiscal Year, as restated 54,489,975 45,024,747 10,403,153 109,917,875 1,752,887 End of Fiscal Year 57,696,506$ 45,145,743$ 10,444,258$ 113,286,507$ 1,310,849$ Reconciliation of Changes in Net Position to the Statement of Activities: Changes in Net Position, per the Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary Funds 3,368,632$ Adjustment to reflect the consolidation of current fiscal year internal service funds activities related to enterprise funds (2,116) Changes in Net Position of Business-Type Activities per Statement of Activities 3,366,516$ Water Light See Notes to Financial Statements 25 CITY OF AZUSA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS YEAR ENDED JUNE 30, 2014 Governmental Other Activities- Enterprise Internal Funds Totals Service Funds Cash Flows from Operating Activities: Cash received from customers and users 22,416,323$ 44,830,677$ 8,370,910$ 75,617,910$ 9,091,710$ Cash received from/(paid to) interfund service provided 133,244 68,903 - 202,147 - Cash paid to suppliers for goods and services (5,980,226) (32,826,849) (4,264,870) (43,071,945) (2,072,154) Cash paid to employees for services (6,360,934) (6,971,835) (1,147,330) (14,480,099) (7,734,223) Net Cash Provided by (Used in) Operating Activities 10,208,407 5,100,896 2,958,710 18,268,013 (714,667) Cash Flows from Non-Capital Financing Activities: Cash transfers out (115,000) (96,683) (770,421) (982,104) (666,892) Cash transfers in - - - - 115,871 Repayment received from other funds 1,048,679 - 458,591 1,507,270 - Repayment made to other funds - - - - (560) Net Cash Used in Non-Capital Financing Activities 933,679 (96,683) (311,830) 525,166 (551,581) Cash Flows from Capital and Related Financing Activities: Acquisition and construction of capital assets (1,432,061) (835,113) (3,290,289) (5,557,463) (442,269) Principal paid on capital debt (1,217,700) (555,000) (325,000) (2,097,700) - Interest paid on capital debt (2,851,988) (300,510) (179,595) (3,332,093) - Special franchise fees paid (373,842) (3,676,826) (52,404) (4,103,072) - Gain from sales of capital assets - - 542,409 542,409 - Net Cash Provided by (Used in) Capital and Related Financing Activities (5,875,591) (5,367,449) (3,304,879) (14,547,919) (442,269) Cash Flows from Investing Activities: Issuance of new loans (4,235) (2,101) - (6,336) - Repayment received on loans - - 87 87 2,627 Interest received 127,118 174,526 (828) 300,816 7,132 Net Cash Provided by Investing Activities 122,883 172,425 (741) 294,567 9,759 Net Increase (Decrease) in Cash and Cash Equivalents 5,389,378 (190,811) (658,740) 4,539,827 (1,698,758) Cash and Cash Equivalents at Beginning of Year 23,146,831 21,384,767 5,209,770 49,741,368 3,998,666 Cash and Cash Equivalents at End of Year 28,536,209$ 21,193,956$ 4,551,030$ 54,281,195$ 2,299,908$ Reconciliation of Operating Income to Net Cash Provided by (Used in) Operating Activities: Operating income (loss)6,448,290$ 4,011,394$ 502,267$ 10,961,951$ 101,896$ Adjustments to reconcile operating income (loss) net cash provided by (used in) operating activities: Depreciation 3,706,738 1,259,051 427,474 5,393,263 254,481 Restatement (322,422) 134,247 2,683,121 2,494,946 - (Increase) decrease in accounts receivable 651,281 (348,231) 44,971 348,021 (1,152,676) (Increase) decrease in inventories - 12,028 - 12,028 - (Increase) decrease in prepaid expense (655) 12,355 (4,424) 7,276 34,523 Increase (decrease) in accounts payable (376,072) (276,168) (546,660) (1,198,900) (88,262) Increase (decrease) in accrued liabilities 6,731 15,724 (2,154) 20,301 18,544 Increase (decrease) in deposits payable 124,461 394,896 (120,967) 398,390 - Increase (decrease) in due to other governments (1,879) - - (1,879) - Increase (decrease) in claims and judgments - - - - 231,230 Increase (decrease) in compensated absences (28,066) (114,400) (24,918) (167,384) (114,403) Total Adjustments 3,760,117 1,089,502 2,456,443 7,306,062 (816,563) Net Cash Provided by (Used in) Operating Activities 10,208,407$ 5,100,896$ 2,958,710$ 18,268,013$ (714,667)$ Non-Cash Investing, Capital, and Financing Activities: Amortization of premiums (217,700)$ (13,298)$ -$ (230,998)$ -$ Amortization of deferred charge on refunding - 18,563 - 18,563 - Water Light See Notes to Financial Statements 26 CITY OF AZUSA STATEMENT OF FIDUCIARY NET POSITION FIDUCIARY FUNDS JUNE 30, 2014 Agency Funds Assets: Pooled cash and investments 4,059,151$ 2,767,955$ Receivables: Accounts 105,355 - Taxes 106,456 - Notes and loans - 1,203,365 Accrued interest - 13,373 Advances to City - 8,208,832 Land held for resale - 14,751,971 Restricted assets: Cash and investments with fiscal agents - 4,160,910 Capital assets: Capital assets, not being depreciated - 410,420 Capital assets, net of accumulated depreciation - 1,313,999 Total Assets 4,270,962$ 32,830,825 Liabilities: Accounts payable 4,223,970$ 1,601,706 Accrued liabilities 12,695 43,837 Accrued interest - 1,215,248 Deposits payable 17,902 - Due to other governments 16,395 - Long-term liabilities: Due in one year - 1,360,000 Due in more than one year - 49,286,976 Total Liabilities 4,270,962$ 53,507,767 Net Position: Held in trust for other purposes (20,676,942) Total Net Position (20,676,942)$ Private- Purpose Trust Fund RDA Successor Agency Fund See Notes to Financial Statements 27 CITY OF AZUSA STATEMENT OF CHANGES IN FIDUCIARY NET POSITION FIDUCIARY FUNDS YEAR ENDED JUNE 30, 2014 Additions: Taxes 5,097,292$ Interest and change in fair value of investments (668,426) Contributions from City 5,100 Miscellaneous 705 Total Additions 4,434,671 Deductions: Administrative expenses 110,348 Contractual services 77,256 Interest expense 3,037,779 Contributions to other governments 1,180,023 Reimbursement of prior taxes to County 220,030 Total Deductions 4,625,436 Changes in Net Position (190,765) Net Position - Beginning of the Year (21,789,204) Restatement 1,303,027 Net Position - End of the Year (20,676,942)$ Private- Purpose Trust Fund RDA Successor Agency Fund See Notes to Financial Statements 28 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2014 I. SIGNIFICANT ACCOUNTING POLICIES Note 1: Organization and Summary of Significant Accounting Policies The financial statements of the City of Azusa, California (City) have been prepared in conformity with Generally Accepted Accounting Principles (GAAP) as applied to government units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The significant accounting policies of the City of Azusa are described below: a. Description of the Reporting Entity The City of Azusa, the primary government, was incorporated on September 29, 1898, under the general laws of the State of California. It is governed under a Council-Manager form of government. As required by accounting principles generally accepted in the United States of America, these financial statements present the City and its component units, entities for which the City is considered to be financially accountable. The City is considered to be financially accountable for an organization if the City appoints a voting majority of that organization's governing body and the City is able to impose its will on that organization or there is a potential for that organization to provide specific financial benefits to or impose specific financial burdens on the City. The City is also considered to be financially accountable if that organization is fiscally dependent (i.e., it is unable to adopt its budget, levy taxes, set rates or charges, or issued bonded debt without approval from the City). In certain cases, other organizations are included as component units if the nature and significance of their relationship with the City are such that their exclusion would cause the City's financial statements to be misleading or incomplete. All of the City's component units are considered to be blended component units. Blended component units, although legally separate entities, are, in substance, part of the City's operations and so data from these units are reported with the interfund data of the City. The following organizations are considered to be component units of the City. A description of these component units and the method of incorporating their financial information in the accompanying basic financial statements are summarized as follows: Azusa Public Financing Authority The Azusa Public Financing Authority was established to provide financing to the City of Azusa for specified projects. The governing board of the Authority is composed of the same individuals that serve as council members for the City of Azusa. Upon completion, separate financial statements of the Authority can be obtained at City Hall. Azusa Industrial Development Authority The Azusa Industrial Development Authority was established to promote industrial and commercial expansion and development within the City of Azusa. The governing board of the Authority is composed of the same individuals that serve as council members for the City of Azusa. Separate financial statements are not prepared for the Authority because it has no activity to report. 29 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) b. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include: 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. c. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements, however agency funds have no measurement focus. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. 30 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) The City reports the following major governmental fund:  The General Fund is the City's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The City reports the following major proprietary funds:  The Water Fund accounts for the costs of labor and materials used in the maintenance, construction, and consumption of water services within the City’s water service area.  The Light Fund accounts for the costs of labor and materials used in the maintenance, construction and consumption of electric services throughout the City. Additionally, the City reports the following fund types:  Special Revenue Funds account for revenues which are restricted for specific purposes.  Capital Projects Funds accounts for financial resources to be used for the acquisition or construction of major capital improvement as outlined in the City’s Capital Improvement Program.  Debt Service Funds account for the accumulation of resources and payment of long-term debt.  The Agency Fund is used to account for assets held by the City as trustee or agent for individuals, private organizations and other governmental units.  The Private purpose Trust fund accounts for the assets and liabilities of the former Redevelopment Agency and is allocated revenue to pay estimated installment payments of enforceable obligations until obligations of the former redevelopment agency are paid in full and assets have been liquidated.  The Internal Service Funds are used to finance and account for activities involved in rendering services to departments within the City. Costs of materials and services used are accumulated in these funds and charged to the user departments as such goods are delivered or services rendered. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are charges between the government's proprietary funds function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include: 1) charges to customers or applicants for goods, services or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. 31 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Enterprise Funds are charges to customers for sales and services. Operating expenses for Enterprise Funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources as needed. The City’s fiduciary funds consist of an Agency fund and Private Purpose Trust funds. Agency funds are custodial in nature, assets equal liabilities. The Private Purpose Trust funds accounts for the assets and liabilities of the Successor Agency of the former Redevelopment Agency, and is allocated revenue to pay estimated installment payments of enforceable obligations until obligations of the former redevelopment agency are paid in full and assets have been liquidated. Both Agency Funds and Proprietary Funds are presented on the accrual basis of accounting. d. Assets, Deferred Outflows of Resources, Liabilities, Deferred Inflows of Resources and Net Position or Equity Cash and Investments The City's cash and cash equivalents are considered to be cash on hand, demand deposits and short-term investments with original maturities of three months or less from the date of acquisition. For financial statement presentation purposes, cash and cash equivalents are shown as both restricted and unrestricted cash and investments in the Proprietary Funds. Investments for the City, as well as for its component units, are reported at fair value. The City's policy is generally to hold investments until maturity or until market values equal or exceed cost. The State Treasurer's Investment Pool operates in accordance with appropriate state laws and regulations. The reported value of the pool is the same as the fair value of the pool shares. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as "internal balances." Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. 32 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) All trade and property tax receivables are shown net of an allowance for uncollectibles. Property tax revenue is recognized in the fiscal year for which the taxes have been levied providing they become available. Available means then due, or past due and receivable within the current period and collected within the current period or expected to be collected soon enough thereafter (not to exceed 60 days) to be used to pay liabilities of the current period. The County of Los Angeles collects property taxes for the City. Tax liens attach annually as of 12:01 A.M. on the first day in January proceeding the fiscal year for which the taxes are levied. The tax levy covers the fiscal period July 1 to June 30. All secured personal property taxes and one-half of the taxes on real property are due November 1; the second installment is due February 1. All taxes are delinquent, if unpaid, on December 10 and April 10, respectively. Unsecured personal property taxes become due on the first of March each year and are delinquent on August 31. Functional Classifications Expenditures of the Governmental Funds are classified by function. Functional classifications are defined as follows:  General Government includes legislative activities which have a primary objective of providing legal and policy guidelines for the City. Also included in this classification are those activities which provide management or support services across more than one functional area, including Library Services.  Public Safety includes those activities which involve the protection of people and property.  Community Development includes those activities which involve the enhancing of the general quality of life.  Parks and Recreation includes those activities which involve community park maintenance and recreational activities within the community.  Public Works includes those activities which involve the maintenance and improvement of City streets and roads.  Debt Service includes those activities that account for the payment of long-term debt principal, interest and fiscal charges. Inventories, Prepaid Costs and Land Held for Resale  All inventories are valued at cost using the first-in/first-out (FIFO) method. Inventory costs are recorded as an expense when used.  Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements.  Land purchased for resale is capitalized as inventory at acquisition costs or net realizable value, if lower. 33 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) Restricted Assets Certain proceeds of debt issues, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. In addition, funds have been restricted for future capital improvements by City resolution. Capital Assets Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000 (amount not rounded), and an estimated useful life in excess of two years. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. In accordance with GASB Statement No. 34, the City has reported general infrastructure assets acquired in the current year and retroactively reported prior year’s acquisitions prior to fiscal years ended after June 30, 1980. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight-line method over the following estimated useful lives: Assets Years Land Improvements 20 Buildings and structure 30 - 50 Machinery and equipment 8 - 30 Automotive equipment 5 - 15 Infrastructure 30 - 65 Deferred outflows/inflows of resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/ expenditure) until then. The City has this type of item which is the deferred charge on refunding of long-term debt. This has been presented in the Statements of Net Position. 34 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has this type of item, which arises only under a modified accrual basis of accounting that qualifies for reporting in this category. Accordingly, the item, unavailable revenue, is reported only in the governmental funds’ balance sheet. The governmental funds report unavailable revenues from two sources: various taxes and grants. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. Long-Term Obligations In the government-wide financial statements, proprietary fund types fund financial statements, and private purpose trust fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the governmental activities, business-type activities, proprietary fund types statement of net position, or private purpose fund types statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are no longer reported as deferred charges and amortized over the term of the related debt. Debt issuance costs should be recognized in the period incurred. This was a change in accounting principle due to implementing GASB 65. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. The face amount of debt issued is reported as other financing sources. Bond issuance costs are expensed in the year incurred. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity In the fund financial statements, government funds report the following fund balance classification: Nonspendable Fund Balance The non-spendable fund balance classification includes amounts that cannot be spent because they are either (a) not in a spendable form or (b) legally or contractually required to be maintained intact. The “not spendable form” criterion includes items that are not expected to be converted to cash, for example, inventories and prepaid amounts. It also includes the long term amount of loans and notes receivable. 35 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) Restricted Fund Balance The restricted fund balance classification includes amounts that reflect constraints placed on the use of resources (other than non-spendable items) that are either (a) externally imposed by creditors (such as through bonded debt reserve funds required pursuant to debt covenants), grantors, contributors, or laws or regulations of other governments; or (b) imposed by law through constitutional provisions or enabling legislation. Committed Fund Balance The committed fund balance classification includes amounts that can only be used for specific purposes pursuant to constraints imposed by formal action of the City Council, the City’s highest level of decision-making authority. Those committed amounts cannot be used for any other purpose unless the City Council removes or changes the specific use by taking the same type of action (for example legislation, resolution, ordinance) it employed to previously commit those amounts. Committed fund balance also should incorporate contractual obligations to the extent that existing resources in the fund have been specifically committed for use in satisfying those contractual requirements. City Council action to commit fund balance needs to occur within the fiscal reporting periods; however the amount can be determined subsequently. Assigned Fund Balance The assigned fund balance classification includes amounts that are constrained by the City’s intent to be used for specific purposes, but that are neither restricted nor committed. The policy hereby delegates the authority to assign amounts to be used for specific purposes to the Administrative Services Director/Chief Financial Officer for the purpose of reporting. Unassigned Fund Balance These are residual positive net resources of the general fund in excess of what can properly be classified in one of the other four categories. The City’s current fund balance practice provides that restricted fund balance be spent first when an expenditure is incurred for which both restricted and unrestricted fund balance is available. Similarly, when an expenditure is incurred for purposes for which amounts in any of the unrestricted classifications of fund balance can be used; committed amounts are to be spent first, followed by assigned amounts and then unassigned amounts. Net position flow assumption Sometimes the government will fund outlays for a particular purpose from both restricted (e.g., restricted bond or grant proceeds) and unrestricted resources. In order to calculate the amounts to report as restricted – net position and unrestricted – net position in the government-wide and proprietary fund financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the government’s policy to consider restricted – net position to have been depleted before unrestricted – net position is applied. 36 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) Fund balance flow assumptions Sometimes the government will fund outlays for a particular purpose from both restricted and unrestricted resources (the total of committed, assigned, and unassigned fund balance). In order to calculate the amounts to report as restricted, committed, assigned, and unassigned fund balance in the governmental fund financial statements a flow assumption must be made about the order in which the resources are considered to be applied. It is the government’s policy to consider restricted fund balance to have been depleted before using any of the components of unrestricted fund balance. Further, when the components of unrestricted fund balance can be used for the same purpose, committed fund balance is depleted first, followed by assigned fund balance. Unassigned fund balance is applied last. e. Compensated Absences In accordance with GASB Statement No. 16, a liability is recorded for unused vacation and similar compensatory leave balances since the employees' entitlement to these balances are attributable to services already rendered and it is probable that virtually all of these balances will be liquidated by either paid time off or payments upon termination or retirement. Under GASB Statement No. 16, a liability is recorded for unused sick leave balances to the extent that it is probable that the unused balances will result in termination payments. Generally, vacation, sick leave and compensatory absences vest and are recorded as the obligation is incurred. If material, a proprietary fund liability is accrued for all earned but unused leave benefits relating to the operations of the proprietary funds. A current liability is accrued in the governmental funds for material leave benefits due on demand to governmental fund employees that have terminated prior to year-end. These non-current amounts will be recorded as fund expenditures in the year in which they are paid or become due on demand to terminated employees. f. Claims and Judgments The City records a liability for litigation, judgments and claims when it is probable that an asset has been impaired or a liability has been incurred prior to year-end and the probable amount of loss (net of any insurance coverage) can be reasonably estimated. Claims incurred but not reported are recorded as a liability when the liability has been incurred or an asset has been impaired and the amounts can be reasonably determined. This liability is recorded in the internal service fund that accounts for the City's self-insurance activities. g. Cash Equivalents for Statement of Cash Flows For purposes of the statement of cash flows, cash equivalents are defined as short-term, highly liquid investments that are both readily convertible to known amounts of cash or so near their maturity that they present insignificant risk of change in value because of changes in interest rates. Investments purchased within three months of original maturity are considered to be cash equivalents. Cash and cash equivalents in the accompanying statements include the proprietary funds' share of the cash and investment pool of the 37 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) City of Azusa. Cash and cash equivalents for proprietary funds are reported in the accompanying financial statements as: Enterprise Internal Service Cash and investments 31,069,705$ 2,299,908$ Restricted: Cash and investments 13 - Cash with fiscal agent 13,365,576 - Cash held for rate stabilization 9,845,901 - Total 54,281,195$ 2,299,908$ h. Reconciliation of Government-Wide and Fund Financial Statements Explanation of certain differences between the governmental fund balance sheet and the government-wide statement of net position: The governmental fund balance sheet includes reconciliation between fund balance, governmental funds and net position of governmental activities as reported in the government-wide statement of net position. One element of that reconciliation explains that "long-term debt and compensated absences have not been included in the governmental fund activity." The detail of the ($17,371,156) long-term debt difference is as follows: Long-term debt: Developer loans payable (10,700,656)$ Certificates of participation (2,540,000) Taxable pension bonds (4,075,000) Deferred premium on bonds and COP (to be amortized over life of debt) (55,500) Successor Agency Loan (8,208,833) Net adjustment to reduce fund balance of total governmental funds to arrive at net position of governmental activities (25,579,989)$ Explanation of certain differences between the governmental fund statement of revenues, expenditures and changes in fund balances and the government-wide statement of activities. The governmental fund statement of revenues, expenditures and changes in fund balances includes the reconciliation between net changes in fund balances of total governmental funds and changes in net position of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation states that "the issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds." Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of issuance costs, premiums, discounts and similar items when debt is first issued, whereas these amounts are deferred and 38 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 1: Organization and Summary of Significant Accounting Policies (Continued) amortized in the statement of activities. The detail of this $748,866 difference is as follows: Debt issued or incurred: Developer loan (979,008)$ Principal repayments and amortizations: Certificates of participation 245,000 Pension bonds 780,000 Developer loans 681,996 Bond discount/premium 20,878 Net adjustment to decrease net changes in fund balance of total governmental funds to arrive at changes in net position of governmental activities.748,866$ II. STEWARDSHIP Note 2: Stewardship, Compliance and Accountability a. Budgetary Data The City adopts an annual budget prepared on the modified accrual basis of accounting for the general, special revenue, debt service and capital projects funds and on the accrual basis of accounting for the proprietary funds of the City. According to Section 3.04.040 of the Azusa Municipal Code, the City Council is required to adopt the annual budget on or before the first Monday in July. The City is not legally required to report on the budget approved. Where appropriations exceed actual expenditures, the excess amounts lapse but can be re-appropriated in the subsequent year subject to City Council approval. The COPS Universal Hiring, Highway 39, LACMTA, Rosedale Traffic Mitigation, and the Capital Projects Fund did not present a budget comparison schedule. According to Section 2-450 of the Azusa Municipal Code, budget amendments increasing the total budget of the City by $100,000 or more must be approved by City Council. Spending control (legal level of control) is established by the amount of expenditures budgeted at the department level. During the year, several supplementary appropriations were necessary. Individual amendments were not material in relation to the original appropriations. 39 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 2: Stewardship, Compliance and Accountability (Continued) b. Deficit Fund Balance The following funds had a deficit fund balance as of June 30, 2014: Nonmajor Funds: Governmental: Community Development Block Grant 118,870$ Capital Projects 106 Fiduciary Funds: Private Purpose Trust Fund: Successor Agency of the Former Redevelopment Agency 20,676,942 Internal Service Funds: Self Insurance 957,047 Central Services 3,510 IT Services 32,276 These deficits will be funded through future years’ revenues and transfers. III. DETAILED NOTES ON ALL FUNDS Note 3: Cash and Investments As of June 30, 2014, cash and investments were reported in the accompanying financial statements as follows: Governmental Activities: Cash and investments 13,093,818$ Restricted Cash and investments 2,447,723 Cash with fiscal agents 615,067 Business-type activities: Cash and investments 31,310,135 Restricted Cash and investments 13 Cash with fiscal agents 13,365,576 Cash held for rate stabilization 9,845,901 Fiduciary Funds: Agency Funds: Cash and investments 4,059,151 Private-Purpose Trust: Cash and investments 2,767,955 Restricted Cash with fiscal agents 4,160,910 Total Cash and Investments 81,666,249$ 40 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 3: Cash and Investments (Continued) The City of Azusa maintains a cash and investment pool that is available for use for all funds. Each fund type's position in the pool is reported on the combined balance sheet as cash and investments. The City has adopted an investment policy, which authorizes it to invest in various investments. Deposits At June 30, 2014, the carrying amount of the City’s deposits was $7,217,085 and the bank balance was $8,044,853, The $827,768 difference represents outstanding checks, deposits in transit and other reconciling items. The California Government Code requires California banks and savings and loan associations to secure a City’s deposits by pledging government securities with a value of 110% of a City’s deposits. California law also allows financial institutions to secure a City’s deposits by pledging first trust deed mortgage notes having a value of 150% of a City’s total deposits. The City Treasurer may waive the collateral requirement for deposits that are fully insured up to $250,000 by the FDIC. The collateral for deposits in federal and state chartered banks is held in safekeeping by an authorized Agent of Depository recognized by the State of California Department of Banking. The collateral for deposits with savings and loan associations is generally held in safekeeping by the Federal Home Loan Bank in San Francisco, California as an Agent of Depository. These securities are physically held in an undivided pool for all California public agency depositors. Under Government Code Section 53655, the placement of securities by a bank or savings and loan association with an “Agent of Depository” has the effect of perfecting the security interest in the name of the local governmental agency. Accordingly, all collateral held by California Agents of Depository are considered to be held for, and in the name of, the local governmental agency. Investments Under provision of the City’s investment policy, and in accordance with the California Government Code, the following investments are authorized:  U.S. Treasury Obligations (bills, notes and bonds)  U.S. Government Agency Securities and Instrumentalities of Government Sponsored Corporations  Mutual Funds  Commercial Paper  Repurchase Agreements  Certificates of Deposit  Negotiable Certificates of Deposit  Passbook Savings Accounts  Medium Term Corporate Notes  Bank Money Market Accounts  Local Agency Investment Fund (State Pool) Investments Authorized by Debt Agreements The above investments do not address investment of debt proceeds held by a bond trustee. Investments of debt proceeds held by a bond trustee are governed by provisions of the debt agreements rather than the general provisions of the California Government Code or the City’s investment policy. 41 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 3: Cash and Investments (Continued) Investments in State Investment Pool The City is a voluntary participant in the Local Agency Investment Fund (LAIF) that is regulated by California Government Code Section 16429 under the oversight of the Treasurer of the State of California. LAIF is overseen by the Local Agency Investment Advisory Board, which consists of five members, in accordance with State statute. The State Treasurer’s Office audits the fund annually. The fair value of the position in the investment pool is the same as the value of the pool shares. GASB Statement No. 31 The City adopted GASB Statement No. 31, Accounting and Financial Reporting for certain investments and for External Investment Pools, as of July 1, 1997. GASB Statement No. 31 establishes fair value standards for investments in participating interest earning investment contracts, external investment pools, equity securities, option contracts, stock warrants and stock rights that have readily determinable fair values. Accordingly, the City reports its investments at fair value in the balance sheet. All investment income, including changes in the fair value of investments, is recognized as revenue in the operating statement. Credit Risk The City's investment policy limits investments in medium term notes (MTNs) to those rated A or higher by Standard and Poor's (S&P) or by Moody's. At June 30, 2014, the City’s investments in Federal Agency securities consisted of investments with Federal Home Loan Bank and Federal Farm Credit Bank. At June 30, 2014, all Federal Agency Securities were rated AA+ by Standard & Poor’s. All securities were investment grade and were legal under State and City law. As of June 30, 2014, the City's investments in external investment pools and money market mutual funds are unrated. Custodial Credit Risk The custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty to a transaction, a government will not be able to recover the value of investment or collateral securities that are in the possession of an outside party. As of June 30, 2014, none of the City’s deposits or investments were exposed to custodial credit risk. Concentration of Credit Risk The City’s investment policy imposes restriction on the percentage that the City can invest in certain types of investments. In addition, GASB 40 requires a separate disclosure if any single issuer comprises more than 5% of the total investment value. As of June 30, 2014, the City has investments of $16,083,637 (22%) with Federal Home Loan Bank and $11,960,990 (16%) with Federal Farm Credit Bank. Investments guaranteed by the U.S. government, investments in mutual funds and external investment pools are excluded from this requirement. 42 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 3: Cash and Investments (Continued) Interest Rate Risk The City's investment policy limits investment maturities as a means of managing its exposure to fair value losses arising from increasing interest rates. The City's investment policy states that no investment may have a maturity of more than five years without receiving prior City Council approval. The only exception to these maturity limits shall be the investment of the gross proceeds of tax-exempt bonds. Reserve funds associated with bond issues may have a maturity of more than five years. The City has elected to use the segmented time distribution method of disclosure for its interest rate risk. As of June 30, 2014, the City had the following investments and original maturities: 6 months 6 months 1 to 3 3 to 5 Fair or less to 1 year years years Value Federal agency securities 1,000,690$ -$ 3,485,075$ 16,926,990$ 21,412,755$ Local Agency Investment Fund 19,829,811 - - - 19,829,811 Certificates of Deposit 1,002,229 748,034 1,697,871 491,189 3,939,323 Money market mutual funds 1,244,220 - - - 1,244,220 Cash with Fiscal Agents: Money market mutual funds 17,833,705 - - - 17,833,705 Federal agency securities - - 3,644,402 3,975,370 7,619,772 Certificates of Deposit 877,278 517,416 1,174,884 - 2,569,578 41,787,933$ 1,265,450$ 10,002,232$ 21,393,549$ 74,449,164$ Remaining Investment Maturities 43 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 4: Capital Assets Capital asset activity for the year ended June 30, 2014, was as follows: Beginning Ending Balance Transfers Increases Decreases Balance Governmental Activities: Capital Assets, Not Being Depreciated: Land 1,319,536$ -$ -$ -$ 1,319,536$ Construction-in-progress 71,222 (1,366,274) 1,768,315 - 473,263 Total Capital Assets Not Being Depreciated 1,390,758 (1,366,274) 1,768,315 - 1,792,799 Capital Assets, Being Depreciated: Land improvements 4,423,252 - - - 4,423,252 Buildings and structures 12,716,411 - - - 12,716,411 Machinery and equipment 7,452,077 - 554,414 - 8,006,491 Automotive equipment 3,088,275 - 164,512 (58,163) 3,194,624 Infrastructure 47,956,168 1,366,274 - - 49,322,442 Total Capital Assets Being Depreciated 75,636,183 1,366,274 718,926 (58,163) 77,663,220 Less Accumulated Depreciation: Land improvements 2,843,853 - 127,267 - 2,971,120 Buildings and structures 5,318,292 - 301,967 - 5,620,259 Machinery and equipment 6,430,328 - 252,855 - 6,683,183 Automotive equipment 2,427,390 - 201,693 (58,163) 2,570,920 Infrastructure 30,920,512 - 730,594 - 31,651,106 Total Accumulated Depreciation 47,940,375 - 1,614,376 (58,163) 49,496,588 Total Capital Assets Being Depreciated, Net 27,695,808 1,366,274 (895,450) - 28,166,632 Governmental Activities Capital Assets, Net 29,086,566$ -$ 872,865$ -$ 29,959,431$ 44 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 4: Capital Assets (Continued) Beginning Ending Balance Transfers Increases Decreases Balance Business-Type Activities: Capital Assets, Not Being Depreciated: Land 2,988,973$ -$ -$ -$ 2,988,973$ Construction-In-Progress 18,379 (2,935,947) 4,020,718 - 1,103,150 Total Capital Assets Not Being Depreciated 3,007,352 (2,935,947) 4,020,718 - 4,092,123 Capital Assets, Being Depreciated: Land improvements 1,212,318 - - - 1,212,318 Building and structures 22,635,772 - - - 22,635,772 Machinery and equipment 12,786,431 - 779,795 - 13,566,226 Automotive equipment 3,752,664 - 27,304 (25,644) 3,754,324 Infrastructure 150,351,621 2,935,947 732,153 - 154,019,721 Total Capital Assets Being Depreciated 190,738,806 2,935,947 1,539,252 (25,644) 195,188,361 Less Accumulated Depreciation: Land improvements 713,963 - 39,062 - 753,025 Building and structures 8,729,821 - 502,205 - 9,232,026 Machinery and equipment 9,731,652 - 465,539 - 10,197,191 Automotive equipment 3,243,401 - 131,699 (25,644) 3,349,456 Infrastructure 44,256,075 - 4,358,373 - 48,614,448 Total Accumulated Depreciation 66,674,912 - 5,496,878 (25,644) 72,146,146 Total Capital Assets Being Depreciated, Net 124,063,894 2,935,947 (3,957,626) - 123,042,215 Business-Type Activities Capital Assets, Net 127,071,246$ -$ 63,092$ -$ 127,134,338$ Depreciation expense was charged to functions/programs of the primary government as follows: Governmental Activities: General government 94,938$ Public safety 105,729 Community development 15,032 Parks and recreation 261,392 Public works 986,419 Internal service funds 150,866 Total 1,614,376$ Business-Type Activities: Water 3,706,738$ Light 1,259,051 Sewer/Wastewater 427,474 Internal service funds 103,615 Total 5,496,878$ 45 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt a. Long-Term Debt – Governmental Activities The following is a summary of changes in long-term debt of the City for the year ended June 30, 2014: Beginning at Ending Due within July 1, 2013 Addition Deletion June 30, 2014 one year City Compensated Absences 4,306,322$ 1,642,618$ (2,414,193)$ 3,534,747$ 1,981,636$ Net OPEB Liability 8,372,606 2,011,003 - 10,383,609 - Advance from the Successor Agency 8,208,833 - - 8,208,833 - 2008 Taxable pension funding bonds 4,855,000 - (780,000) 4,075,000 870,000 Obligation under developer agreements 10,403,644 979,008 ** (681,996) 10,700,656 - 36,146,405 4,632,629 (3,876,189) 36,902,845 2,851,636 Public Financing Authority 2003 Certificates of Participation 2,785,000 - (245,000) 2,540,000 255,000 Internal Service Funds: Compensated Absences 280,467 124,735 (229,687) 175,515 142,696 Claims and Judgments payable 2,125,263 816,616 (585,386) 2,356,493 649,109 Total Internal Service 2,405,730 941,351 (815,073) 2,532,008 791,805 Unamortized Premiums/Discounts Premiums 92,095 - (23,008) 69,087 N/A Discounts (15,717) 2,130 - (13,587) N/A Total Premiums/ Discounts 76,378 2,130 (23,008) 55,500 - Total Governmental Long-term Debt 41,413,513$ 5,576,110$ (4,959,270)$ 42,030,353$ 3,898,441$ **Addition of $979,008 related to accreted interest for the fiscal year. Compensated Absences The City’s policies relating to compensated absences are described in Note 1 of the notes to financial statements. For the governmental activities, the liability will be paid in future years by the General Fund. Net OPEB Liability The City’s policies relating to OPEB are described in Note 7 of the notes to financial statements. For governmental activities, the liability will be paid in future years by the General Fund. Advance from the Successor Agency In 2011, the City called repayment of the advances made to the former Redevelopment Agency. The former Redevelopment Agency approved in March 2011 to transfer property to the City as repayment of the loans. The property was transferred at cost, which exceeded the loan agreement balance; therefore an advance to the Successor Agency was created in the amount of $8,032,773. In FY 2012 the advanced increased by the Price Club triple flip sales tax allocation owed to the Successor Agency in the amount of $176,060. Outstanding balance at June 30, 2014, is $8,208,833. 46 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt (Continued) 2008 Taxable Pension Funding Bonds In December 2008, the City issued $7,215,000 pension funding bonds to fund the City’s actuarial accrued liability with respect to its public safety plan. The bonds bear interest at 6.50% and the principal matures in amounts ranging from $480,000 to $1,175,000 on January 1 each year from 2010 through 2018. The annual principal requirements to amortize the 2008 Pension Funding Bonds outstanding as of June 30, 2014, are as follows: Principal Interest 2014-2015 870,000$ 264,875$ 2015-2016 965,000 208,325 2016-2017 1,065,000 145,600 2017-2018 1,175,000 76,375 Total 4,075,000$ 695,175$ Taxable Pension Funding Bonds Series 2008 2003 Certificates of Participation On August 7, 2003, the Azusa Public Financing Authority issued the 2003 Lease Revenue Refunding Certificates of Participation in the amount of $4,825,000 to refund the outstanding balance of the 1994 Certificates of Participation. The bonds are subject to optional and mandatory redemption prior to maturity and are payable from certain revenue consisting of certain base rental payments with respect to the lease agreement between the City and the Authority. Debt covenants require that the Authority maintain a reserve account equal to the maximum annual debt service on all outstanding certificates. As of June 30, 2014, the reserve requirement of $482,500 was fully funded. The certificates maturing from 2004 to 2020 are serial certificates payable in annual installments ranging from $200,000 to $845,000. Interest is payable semi-annually on each August 1 and February 1, commencing August 1, 2004, at rates ranging from 2.00% to 4.40% per annum. The outstanding principal balance as of June 30, 2014, was $2,540,000. The annual requirements to repay the outstanding indebtedness at June 30, including interest, are shown in the schedule below: Principal Interest 2014-2015 255,000$ 101,849$ 2015-2016 265,000 91,768 2016-2017 275,000 80,968 2017-2018 285,000 69,590 2018-2019 300,000 57,337 2019-2024 1,160,000 62,661 Total 2,540,000$ 464,173$ 2003 Certificates of Participation 47 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt (Continued) Obligation Under Developer Agreements On October 4, 1988, the former Redevelopment Agency of the City of Azusa, a component unit of the City of Azusa, entered into a sales tax allocation note with the Price Company. In fiscal year 1988-1989, the Price Company advanced to the former Redevelopment Agency $4,558,300 for the purpose of redeveloping the Price Company site located in the West End Project Area. Interest on the advance accrues at a rate of 9.5% per annum. Sales tax revenues received from the site have been pledged as security for the repayment of principal and interest. Annual repayments to Price Company are due on the last business day of December, March, June and September beginning December 31, 1989, based upon the following allocation of sales tax revenues: First, $493,000 to the former Redevelopment Agency Next, $490,000 to Price Company Next, $178,000 to the former Redevelopment Agency Next, $178,000 to Price Company Then, balance divided 50% to the former Redevelopment Agency and 50% to Price Company Payments will continue for a period of 25 years through October 31, 2014, or until all accrued interest and principal are paid in full, whichever occurs first. In the event that the entire interest and principal has not been repaid as of October 31, 2014, the unpaid balance will be forgiven. The outstanding principal and matured unpaid interest balance at June 30, 2014, was $10,700,656. On May 15, 1989, the former Redevelopment Agency entered into an agreement with the City of Azusa to transfer all sales tax revenues received by the former Redevelopment Agency under the Price Company developer agreement to the City, except that required for repayment of the note or other required purposes. Due to the dissolution of the former Redevelopment Agency, the City has elected to continue this agreement under the City of Azusa. 48 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt (Continued) b. Long-Term Debt – Business-Type Activities The following is a summary of changes in long-term debt for the year ended June 30, 2014: Beginning at Ending Due within July 1, 2013 Addition Deletion June 30, 2014 one year Water Fund: Compensated Absences 457,981$ 275,023$ (303,089)$ 429,915$ 284,516$ 2006 Water Revenue Bonds 53,645,000 - (330,000) 53,315,000 1,045,000 2012 Water Refunding Bonds, Series A 8,715,000 - (670,000) 8,045,000 690,000 Total Water Fund 62,817,981 275,023 (1,303,089) 61,789,915 2,019,516 Light Fund: Compensated Absences 654,515 143,667 (258,067) 540,115 212,961 2003 Certificates of participation, Series B and C 2,540,000 - (555,000) 1,985,000 585,000 2012 Electric Refunding Bonds, Series B 5,820,000 - - 5,820,000 - Total Light Fund 9,014,515 143,667 (813,067) 8,345,115 797,961 Sewer/Wastewater Fund: Compensated Absences 111,591 53,812 (78,730) 86,673 61,150 2011 Sewer Installment Loan, Series A 1,385,000 - (160,000) 1,225,000 160,000 2011 Sewer Installment Loan, Series B 4,020,000 - (165,000) 3,855,000 190,000 Total Sewer/Wastewater Fund 5,516,591 53,812 (403,730) 5,166,673 411,150 Internal Service Fund: Compensated Absences 276,167 146,002 (155,453) 266,716 150,133 Total Internal Service Fund 276,167 146,002 (155,453) 266,716 150,133 Total Business-Type Funds 77,625,254$ 618,504$ (2,675,339)$ 75,568,419 3,378,760$ Unamortized bond premiums 3,931,119 79,499,538$ Compensated Absences The City’s policies relating to compensated absences are described in Note 1 of the notes to financial statements. For the business-type activities, the liability will be paid in future years by the proprietary funds and the Consumer Services internal service funds. 49 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt (Continued) 2006 Water Revenue Bonds On December 13, 2006, the Azusa Public Financing Authority, a component unit of the City of Azusa, issued $54,850,000 of 2006 Water Revenue Bonds. The proceeds were primarily used to finance certain improvements to the municipal water system of the City of Azusa. The bonds are payable from pledged revenues comprising primarily of installment payments received by the Authority from the City. Serial bonds mature in annual installments beginning on July 1, 2009 through July 1, 2017, in amounts ranging from $200,000 to $1,200,000. Interest ranges from 4.000% to 5.000% and is payable semi-annually on July 1 and January 1. Term bonds mature in various years ranging from July 1, 2019 through July 1, 2039, with amounts ranging from $2,595,000 to $13,230,000 and interest ranges from 3.920% to 4.380%. The annual requirements to amortize the outstanding bonds as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 1,045,000$ 2,604,663$ 2015-2016 1,090,000 2,555,738 2016-2017 1,145,000 2,504,313 2017-2018 1,200,000 2,445,688 2018-2019 1,265,000 2,384,063 2019-2024 7,365,000 10,878,563 2024-2029 9,335,000 8,902,281 2029-2034 11,955,000 6,282,375 2034-2039 15,355,000 2,886,125 2039-2044 3,560,000 89,000 Totals 53,315,000$ 41,532,809$ 2006 Water Revenue Bonds 2012 Water Refunding Revenue Bonds On May 23, 2012, the City issued $8,715,000 of 2012 Water System Refunding Revenue Bonds, Series A. The proceeds were primarily used to advance refund all of the City’s obligations in connection with the Financing Authority for Resource Efficiency of California Certificates of Participation, 2003 Series A, which was issued for capital improvements. The bonds are payable solely from the Water net revenues, and the City is not obligated to pay them except from the applicable Water net revenues. Serial bonds mature in annual installments beginning on July 1, 2013 through July 1, 2023, in amounts ranging from $310,000 to $955,000. Interest ranges from 2.000% to 5.000% and is payable semi-annually on July 1 and January 1. 50 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt (Continued) The annual requirements to amortize the outstanding bonds as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 690,000$ 303,600$ 2015-2016 710,000 282,600 2016-2017 735,000 260,925 2017-2018 755,000 238,575 2018-2019 780,000 211,650 2019-2024 4,375,000 545,425 Totals 8,045,000$ 1,842,775$ 2012 Water Refunding Revenue Bonds, Series A Electric Certificates of Participation, 2003 Series C On December 18, 2003, the Financing Authority for Resource Efficiency of California (FARECal) issued $6,525,000 of Certificates of Participation, 2003 Series C to finance the acquisition, construction, and installation of certain facilities to interconnect the electric system of Southern California Edison Company to the Kirkwall Substation, and together with the Series B Electric Project, to fund a reserve account for the Series C Electric Certificates and to pay costs associated with the execution and delivery of the Series C Electric Certificates. There are no Series A Electric Certificates. Debt covenants require that the City maintain a reserve account equal to the maximum annual debt service on all outstanding certificates. As of June 30, 2014, the reserve requirement of $652,500 was fully funded. The Series C Electric Certificates maturing 2004 to 2023 are serial certificates payable in annual installments of $565,000 to $915,000. Interest is payable semi-annually on each July 1 and January 1 of each year, commencing January 1, 2004, at rates ranging from 1.46% to 5.57% per annum. The outstanding principal balance at June 30, 2014, was $1,985,000. The annual requirements to amortize the outstanding certificates of participation as of June 30, 2014, including interest, are as follows: Principal Interest 2014-2015 585,000$ 94,272$ 2015-2016 620,000 60,713 2016-2017 650,000 25,344 2017-2018 130,000 3,621 Totals 1,985,000$ 183,950$ Electric - Certificates of Participation, Series C 51 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt (Continued) 2012 Electric Refunding Revenue Bonds On May 23, 2012, the City issued $5,820,000 of 2012 Electric System Refunding Revenue Bonds, Series B. The proceeds were primarily used to advance refund all of the City’s obligations in connection with the Financing Authority for Resource Efficiency of California Certificates of Participation, Series B. The bonds are payable solely from the Electric net revenues, and the City is not obligated to pay them except from the applicable Electric net revenues. Serial bonds mature in annual installments beginning on July 1, 2017 through July 1, 2023, in amounts ranging from $650,000 to $930,000. Interest ranges from 2.000% to 5.000% and is payable semi-annually on July 1 and January 1. Debt covenants require that the City maintain a reserve account equal $582,000. As of June 30, 2014, the reserve requirement was fully funded. The annual requirements to amortize the outstanding bonds as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 -$ 175,569$ 2015-2016 - 175,569 2016-2017 - 175,569 2017-2018 650,000 169,069 2018-2019 795,000 150,644 2019-2024 4,375,000 349,841 Totals 5,820,000$ 1,196,261$ 2012 Electric Refunding Revenue Bonds, Series B 2011 Sewer Installment Agreement Series A and B On November 29, 2011, the City of Azusa entered into an installment Sale Agreement with Capitol One Public Funding, LLC totaling $5,630,000. The proceeds were used to defease the 1994 Sewer System Certificates of Participation, which was used for improvements on the sewer system. The agreement specified the installments consisted of $1,490,000 of Series A installments and $4,140,000 of Series B installments. The Series A installments have annual principal payments beginning on August 1, 2012 through August 1, 2020 ranging from $105,000 to $190,000. Interest rates on the Series A installments are 2.900%. The Series B installments have annual principal payments beginning on August 1, 2012 through August 1, 2025 ranging from $120,000 to $505,000. Interest rates on the Series B installments are 3.600%. 52 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 5: Long-Term Debt (Continued) The annual requirements to amortize the outstanding installment agreements as of June 30, 2014, including interest are as follows: Principal Interest Principal Interest 2014 - 2015 160,000$ 33,205$ 190,000$ 135,360$ 2015 - 2016 165,000 28,493 200,000 128,340 2016 - 2017 170,000 23,635 205,000 121,050 2017 - 2018 175,000 18,633 210,000 113,580 2018 - 2019 180,000 13,485 220,000 105,840 2019 - 2024 375,000 10,948 1,835,000 369,810 2024 - 2029 - - 995,000 36,090 Totals $1,225,000 $128,399 $3,855,000 $1,010,070 2011 Sewer Installment Series A 2011 Sewer Installment Series B Note 6: Defined Benefit Pension Plan Plan Description The City of Azusa contributes to the California Public Employees Retirement System (PERS), an agent multiple-employer public employee defined benefit pension plan for the miscellaneous plan and a cost sharing multiple-employer public employee defined benefit pension plan for the safety plan. PERS provides retirement and disability benefits, annual cost-of-living adjustments and death benefits to plan members and beneficiaries. PERS acts as a common investment and administrative agent for participating public entities within the State of California. Benefit provisions and all other requirements are established by State statute and City ordinance. Copies of PERS' annual financial report may be obtained from their executive office: 400 P Street, Sacramento, CA 95814. Funding Policy Participants are required to contribute 7% (9% for safety employees) of their annual covered salary. The City makes the contributions required of City employees on their behalf and for their account. The City is required to contribute at an actuarially determined rate; the current rate is 13.645% for non-safety employees and 30.281% for safety employees, of annual covered payroll. The contribution requirements of plan members and the City are established and may be amended by PERS. 53 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 6: Defined Benefit Pension Plan (Continued) Annual Pension Cost and Net Pension Obligation (Asset) The City's annual pension cost and change in net pension obligation (asset) for the fiscal year ending June 30, 2014, were as follows: Annual required contribution 4,829,012$ Interest on net pension obligation (559,986) Adjustment to annual required contribution 1,180,558 Annual pension cost 5,449,584 Contribution made 4,829,012 Increase (decrease) in net pension obligation 620,572 Net pension obligation (asset) beginning of year (8,140,941) Net pension obligation (asset) end of year (7,520,369)$ The required contribution was determined as part of the June 30, 2011, actuarial valuation, using the entry age normal actuarial cost method. A summary of principal assumptions and methods used to determine the annual required contribution is shown below. Valuation Date June 30, 2011 Actuarial Cost Method Entry Age Normal Cost Method Amortization Method Level Percent of Payroll Average Remaining Period 25 Years as of the Valuation Date for Miscellaneous Employee and 21 Years as of the Valuation Date for Safety Employees Asset Valuation Method 15 Year Smoothed Market Actuarial Assumptions: Investment Rate of Return 7.50% (net of administrative expenses) Projected Salary Increases 3.30% to 14.20% depending on age, service and type of employment Inflation 2.75% Payroll Growth 3.00% Individual Salary Growth A merit scale varying by duration of employment coupled with an assumed annual inflation growth of 2.75% and an annual production growth of 0.25%. Initial plan unfunded liabilities are amortized over a closed period equal to the average amortization period at the plan’s date of entry into the CalPERS Risk Pool. Subsequent plan amendments are amortized as a level percentage of pay over a closed 20-year period. Gains and losses that occur in the operation of the risk pool are amortized over a rolling 30-year period. If the plan’s accrued liability exceeds the actuarial value of plan assets, then the amortization payment on the total unfunded liability may not be lower than the payment calculated over a 30-year amortization period. 54 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 6: Defined Benefit Pension Plan (Continued) Three-Year Trend Information for PERS (Miscellaneous Plan) (Amounts in Thousands) Annual Pension Percentage of Net Pension Fiscal Year Cost (APC)APC Contributed Obligation 6/30/2012 2,821$ 100%-$ 6/30/2013 2,273 100%- 6/30/2014 2,050 100%- Three-Year Trend Information for PERS (Safety Plan) (Amounts in Thousands) Annual Pension Percentage of Net Pension Fiscal Year Cost (APC) APC Contributed Obligation 6/30/2012 2,733$ 103%(7,385)$ 6/30/2013 2,671 103%(8,141) 6/30/2014 2,779 102%(7,520) For fiscal year 2013-2014, the City of Azusa participated in risk pooling for its safety employees. Risk pooling consists of combining assets and liabilities across employers to produce large groups where the impact of a catastrophic demographic event is shared among all employers of the same risk pool. Participation in risk pools is mandatory for all plans with less than 100 active members. Mandated participation in risk pools was initially based on the active membership of each rate plan as of June 30, 2003. The implementation of risk pools was done in a way that minimizes the impact on employer contribution rates. The first year in risk pools, the employer contributions are almost identical to what the rates would have been outside the pools. Future rates will be based on the experience of each pool. Pooling will reduce the volatility of future employer rates. Mandated participation will occur on an annual basis. If on any valuation date, starting with the June 30, 2003, valuation, a rate plan has less than 100 active members, it will be mandated in one of the risk pools effective on that valuation date. In December 2008, the City issued pension funding bonds to fund the City’s actuarial accrued liability with respect to its safety plan. Although the City participates in a cost sharing plan, the required contribution includes a separate amortization for the difference between the funded status of the pool and the funded status of the City’s plan at the time of joining the pool. Through the funding of this actuarial accrued liability the City reports a net pension asset in its financial statements. 55 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 6: Defined Benefit Pension Plan (Continued) Actuarial Accrued UAAL as Actuarial Actuarial Liability Unfunded a % of Valuation Value of (AAL) Entry AAL Funded Covered Covered Date Assets Age (UAAL)Ratio Payroll Payroll 6/30/2011 88,006$ 100,812$ 12,806$ 87.3% 16,489$ 77.66% 6/30/2012 92,963 101,785 8,823 91.3% 15,199 58.05% 6/30/2013 86,313 112,172 25,859 76.9% 14,681 176.14% Schedule of Funding Progress for PERS PERS Miscellaneous Plan (Amounts in Thousands) Most recent information available Defined Contribution Pension Plan The City of Azusa contributes to the Public Agency Retirement System (PARS), a defined contribution pension plan provided and administered by the Public Agency Retirement System Alternate Retirement System Plan. Employees of the City not otherwise eligible to participate in PERS or eligible to opt not to participate in PERS, are eligible for participation in this plan. In a defined contribution plan, benefits depend solely on amounts contributed to the plan plus investment earnings. Federal legislation requires contribution of at least 7.5% to a retirement plan. The plan is established by City ordinance. For the year ended June 30, 2014, the covered payroll for employees in the plan was $436,092. Total payroll for the City was $28,532,500. Under an adoption agreement dated January 1, 1992, both the employer and the employee are required to contribute 3.75% of each participant's compensation. For the year ended June 30, 2014, the employer and the employees each contributed an amount equal to $16,354. Under this plan, normal retirement age is 60 years of age. Plan assets are primarily invested in money market funds. Retirement Enhancement Plan The City of Azusa also contributes to the PARS Retirement Enhancement Plan. The plan provides pension benefits to 116 eligible covered positions in International Brotherhood of Electrical Workers (IBEW), Service Employees International Union Local 721 (SEIU), Azusa Middle Management Association (AMMA), and Executive Management. The plan is administered by Phase II Systems, PARS Trust Administration. Under adopted agreements approved in July and August 2007, both the employer and the employee are required to contribute the following contributions for each participant's compensation: Covered Employer Employee Positions Contribution Contribution IBEW 3.59%2.00% SEIU 1.91%4.00% AMMA 7.41%2.50% Executive Management 5.79%0.00% 56 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 7: Post-Employment Benefits Plan Description The City provides other postemployment benefits (OPEB) through a single-employer defined benefit healthcare plan by contributing approximately one-half of all premiums charged under the health benefit plan for all eligible employees and qualified family members. These benefits are provided per contract between the City and the employee associations. A separate financial report is not available for the plan. Funding Policy The contribution requirements of plan members and the City are established and may be amended by the City, City Council, and/or employee associations. Currently, contributions are not required from plan members. A contribution of $585,919 was made during the 2013-2014 fiscal year and was not included in the June 30, 2014, actuarial study. The purpose of the contribution was to pay current year premiums for retirees. As a result, the City calculated and recorded a Net OPEB Liability, representing the difference between the Annual Required Contribution (ARC) and actual contributions, as presented below: Annual required contribution (ARC)2,830,000$ Interest on Net OPEB Obligation 82,468 Adjustment to ARC (315,546) Annual OPEB Cost 2,596,922 Contributions made (585,919) (Decrease) increase in Net OPEB obligation 2,011,003 Net OPEB obligation (asset) June 30, 2013 8,372,606 Net OPEB obligation (asset) June 30, 2014 10,383,609$ The contribution rate of 21.06% is based on the ARC of $2,830,000, an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of funding that, if paid on an ongoing basis is projected to cover the annual normal cost and the amortization of unfunded actuarial liabilities (or funding excess) over a thirty year period. Annual OPEB Costs and Net OPEB Obligation (Asset) For the fiscal year 2013-2014, the City’s annual OPEB cost (expense) of $2,596,922 was less than the ARC. The last three year trend information on the annual OPEB cost, percentage of Annual OPEB cost contributed, and Net OPEB Obligation is presented below: Fiscal Year End Annual OPEB Cost Actual Contribution (Net of Adjustments) Percentage of Annual OPEB Cost Contributed Net OPEB Obligation (Asset) 6/30/2012 1,643,364$ 489,624$ 30% 7,361,411$ 6/30/2013 1,595,294 584,099 37% 8,372,606 6/30/2014 2,596,922 585,919 23% 10,383,609 57 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 7: Post-Employment Benefits (Continued) Funded Status and Funding Progress Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions of the City are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress below presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. Type of Valuation Actuarial Valuation Date Actuarial Value of Assets Unfunded Actuarial Accrued Liability Funded Ratio Covered Payroll UAAL as percent of Covered Payroll Interest Rate Actuarial 6/30/2009 -$ 25,445,000$ 0.0% 19,966,000$ 127% 3.50% Actuarial 6/30/2012 - 17,553,231 0.0% 20,576,383 85% 4.00% Actuarial 6/30/2013 - 32,567,000 0.0% 18,902,000 172% 4.00% Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in the actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. In the July 5, 2015 actuarial valuation, the projected unit credit method was used. The actuarial assumptions include a 4.00% investment rate of return, which is a blended rate of the expected long-term investment return on plan assets and on the employer’s own investments calculated based on the funded level of the plan at the valuation date, and annual healthcare cost trend rate of 11% beginning July 1, 2012, and reduced by decrements to an ultimate rate of 5% after six years. The actuarial value of assets is set equal to the reported market value of assets. The UAAL is being amortized as a level percentage of payroll on an open basis. The remaining amortization period at June 30, 2014, was twenty-seven years. The number of active participants is 327. Note 8: Insurance The City is self-insured for workers' compensation and general liability claims arising in the ordinary course of City operations. The City is a member of the Independent Cities Risk Management Authority (ICRMA) for general liability insurance coverage in excess of $500,000 up to a maximum of $5,000,000 per claim and for coverage of workers' compensation claims in excess of $350,000 up to a maximum of $5,000,000 per claim. In addition the City also purchased excess liability insurance of $15,000,000 in excess of the $5,000,000 and excess worker's compensation insurance of $95,000,000 in excess of $5,000,000. 58 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 8: Insurance (Continued) For the past three years, no settlements or claims payments have exceeded the amount of the applicable insurance coverage. For the past two fiscal years, the changes in the City's liability for claims payable are summarized as follows: Beginning and Changes Less Claim Ending Balance in Estimates Payments Balance 2012-2013 1,723,591$ 1,358,704$ (957,032)$ 2,125,263$ 2013-2014 2,125,263 816,616 (585,386) 2,356,493 Additional losses may result from matters pending before the City. In the opinion of legal counsel and management, the resolution of these matters is not expected to have a material adverse effect on the financial condition of the City. Note 9: Interfund Receivables, Payables and Transfers The composition of interfund balances as of June 30, 2014, was as follows: Due To/From Other Funds Nonmajor Nonmajor General Governmental Enterprise Internal Fund Funds Funds Service Total Due to Other Funds: Water 3,228,977$ 203,342$ 458,591$ 36,816$ 3,927,726$ Due From other Funds The due from other funds amounts listed above consisted of short-term loans to cover negative cash. Advances To/From Other Funds Light Funds Fund Advances From Other Funds: General 231,000$ Nonmajor Governmental Funds 750,000 Total 981,000$ Advances To Other Funds: The Light Fund advanced $231,000 to the General Fund and $750,000 to the Capital Projects Fund for various project expenditures. 59 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 9: Interfund Receivables, Payables and Transfers (Continued) Interfund Transfers Nonmajor General Governmental Internal Transfer Out:Fund Funds Service Funds Total General Fund -$ 4,480,530$ 2,871$ 4,483,401$ Nonmajor Governmental Funds 293,868 - - 293,868 Water Fund - 115,000 - 115,000 Light Fund - 96,683 - 96,683 Nonmajor Proprietary Funds 657,421 - 113,000 770,421 Internal Service Funds 623,288 43,604 - 666,892 Total 1,574,577$ 4,735,817$ 115,871$ 6,426,265$ Transfer In The total transfers from the General Fund were for various operating, capital, and debt service transactions made throughout the year. Transfers from the Non-major Governmental Funds were for various operating transactions made throughout the year. 60 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 10: Fund Equity and Net Position Restatements Beginning fund equity and net position have been restated as follows: Major governmental funds: General Fund To recognize revenue that related to prior year.(400,298)$ Non-major governmental funds: Utility Mitigation (172,092) LACMTA 172,092 To transfer expenditures related to pavement project from prior year. Major proprietary Funds: Water Fund (322,422) To correct over accruals from the prior year. Light Fund 134,247 To properly capitalize construction in progress from prior year. Non-major proprietary funds: Sewer/Wastewater Fund 2,683,121 To properly capitalize construction in progress from prior year. Fiduciary funds: Successor Agency Fund 1,082,880 To restate payables that were disallowed by the Department of Finance.220,147 Beginning net position has been restated as follows: Governmental Activities: (400,298)$ Business-Type Activities: Enterprise funds restatements detailed above 2,494,946 Total Net Asset Restatements 2,094,648$ Governmental fund restatements detailed above To recognize revenue on the full accrual basis from the prior year. 61 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 11: Grants and Seizure Fund The Grants and Seizure special revenue fund include the following items in its fund balance: Grants & Seizures (7,477)$ Jack Williams Memorial 600 Grants & Seizures-Police 17 Asset Seizure Federal - Department of Justice 238,717 Asset Seizure County 23,871 Asset Seizure Drug and Gang 1,569 Office of Traffic Safety 2,762 Asset Seizure Federal - Department of Treasury 88 Inmate Welfare Fund 7,088 OTS Step Grant-2013 (7,419) Wireless E911 State Grant (56,868) 2013 Homeland Security Grant (125,000) Cities & Specified Excess Funding (21,246) AQMD Tree Planting 3,111 Sr Cntr Cyn City Grant 4,214 Senior Restricted Donations 98 Public Library Grant 286,788 Library Restricted Donations 63,220 Gates Foundation 497 Broadband Grant (Lib)7,508 Family Place Grant 1,914 Book Clubs 467 Youth Programs 689 Summer Reading 3,481 Special Programs 451 CA Literacy Grant 24 Grass Roots ESL-FY14 (3,007) General Plan Surcharge 519,366 Metro TOD Planning Grant (83,875) AB29X Meters 86,607 Oil Block Grant 6,524 Beverage Container Recycling 44,332 Technology Grant 143,058 Safe Routes to Schools Grant (52,721) CIP-Recreation Grants (6,520) Rehab of Z Total 516 CIP-AZ Intermododal Transit (26,927) Total 1,056,517$ 62 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 12: Segments of Enterprise Activities The City issued Sewer System Certificates of Participation to refinance a portion of the 1990 Local Agency Revenue Bonds. The sewer department is accounted for in the Other Enterprise Funds as the Sewer/Wastewater Fund. Summary information for the Sewer/Wastewater Fund for the year ended June 30, 2014, is as follows: Assets: Current assets 318,427$ Restricted assets 4,365,010 Capital assets 11,318,382 Total assets 16,001,819 Liabilities: Current liabilities 941,807 Noncurrent liabilities 4,755,523 Total liabilities 5,697,330 Net position: Net Investment in capital assets 10,603,392 Unrestricted (298,903) Total net position 10,304,489$ Condensed Statement of Net Position Sewer charges 2,577,662$ Depreciation expense (427,474) Other operating expenses (1,774,822) Operating income 375,366 Nonoperating revenues (expenses): Investment earnings (1,151) Interest expense (179,595) Special franchise fees (52,404) Transfers out (134,275) Change in net Position 7,941 Beginning net position, as originally reported 7,613,427 Restatement 2,683,121 Ending net position 10,304,489$ Condensed Statement of Revenues, Expenses and Changes in Net Position Net cash provided by (used in): Operating activities 2,807,230$ Noncapital financing activities 324,316 Capital and related financing activities (3,847,288) Investing activities (741) Net decrease in cash (716,483) Beginning cash and cash equivalents 5,081,493 Ending cash and cash equivalents 4,365,010$ Condensed Statement of Cash Flows 63 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 13: Summary Financial Data for Joint Ventures Southern California Public Power Authority The City of Azusa is a member of the Southern California Public Power Authority (SCPPA), a public entity organized under the laws of the State of California. The SCPPA was formed by a Joint Powers Agreement dated as of November 1, 1980, pursuant to the Joint Exercise of Powers Act of the State of California. The SCPPA’s participant membership consists of ten Southern California cities each operating an electric and one public district of the State of California. The SCPPA was formed for the purpose of planning, financing, developing, acquiring, constructing, operating and maintaining projects for the generation and transmission of electric energy for sale to its participants. The Joint Powers Agreement has a term of 50 years. Complete financial statements may be obtained from 1160 Nicole Court, Glendora, California 91740. As of June 30, 2014, the City’s ownership of significant projects of SCPPA includes the following: 1% of SCPPA’s $726,982,000 investment (at cost) in the Palo Verde Nuclear Generating Station (with related SCPPA indebtedness of $47,460,000), 1% of SCPPA’s $57,555,000 investment (at cost) in the Mead – Phoenix Transmission Project (with related SCPPA indebtedness of $38,390,000), 2.2% of SCPPA’s $173,574,000 investment (at cost) in the Mead - Adelanto Transmission Project (with related SCPPA indebtedness of $126,170,000), 14.7% of SCPPA’s $257,963,000 investment (at cost) in the San Juan Generating Station (with related indebtedness of $71,880,000), and 4.2% of SCPPA’s $21,000 investment (at cost) in the Hoover Uprating Green Power Project (with related SCPPA indebtedness of $7,930,000). Note 14: Rate Stabilization Fund The City of Azusa has provided for a rate stabilization fund in the amount of $9,845,901 (presented in the accompanying balance sheet as cash held for rate stabilization) to cover the difference between the City's cost to provide electricity to its customers (including power charges for power purchased from other utilities in which the City has a joint venture interest) and the local market price for electricity as established by a regional power pool approved by the Federal Energy Regulatory Commission. Note 15: Commitments and Contingencies The City of Azusa has been named as a defendant in numerous lawsuits and claims arising in the course of operations. In the aggregate, these claims seek monetary damages in significant amounts. To the extent the outcome of such litigation has been determined to result in probable financial loss to the City, such loss has been accrued in the accompanying combined financial statements. 64 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 16: Successor Agency Trust For Assets of Former Redevelopment Agency On December 29, 2011, the California Supreme Court upheld Assembly Bill X1 26 (“the Bill”) that provides for the dissolution of all redevelopment agencies in the State of California. This action impacted the reporting entity of the City of Azusa that previously had reported a redevelopment agency within the reporting entity of the City as a blended component unit. The Bill provides that upon dissolution of a redevelopment agency, either the city or another unit of local government will agree to serve as the “successor agency” to hold the assets until they are distributed to other units of state and local government. On January 17, 2012, the City Council elected not to become the Successor Agency for the former redevelopment agency’s housing functions in accordance with the Bill as part of City resolution number 12-C7. After enactment of the law, which occurred on June 28, 2011, redevelopment agencies in the State of California cannot enter into new projects, obligations or commitments. Subject to the control of a newly established oversight board, remaining assets can only be used to pay enforceable obligations in existence at the date of dissolution (including the completion of any unfinished projects that were subject to legally enforceable contractual commitments). In future fiscal years, successor agencies will only be allocated revenue in the amount that is necessary to pay the estimated annual installment payments on enforceable obligations of the former redevelopment agency until all enforceable obligations of the prior redevelopment agency have been paid in full and all assets have been liquidated. The Bill directed the State Controller of the State of California to review the propriety of any transfers of assets between redevelopment agencies and other public bodies that occurred after January 1, 2011. If the public body that received such transfers was not contractually committed to a third party for the expenditure or encumbrance of those assets, the State Controller was required to order the available assets to be transferred to the public body designated as the successor agency by the Bill. Management believes, in consultation with legal counsel, that the obligations of the former redevelopment agency due to the City are valid enforceable obligations payable by the successor agency trust under the requirements of the Bill. The City’s position on this issue is not a position of settled law and there is considerable legal uncertainty regarding this issue. It is reasonably possible that a legal determination may be made at a later date by an appropriate judicial authority that would resolve this issue unfavorably to the City. In accordance with the timeline set forth in the Bill (as modified by the California Supreme Court on December 29, 2011) all redevelopment agencies in the State of California were dissolved and ceased to operate as a legal entity as of February 1, 2012. After the date of dissolution, the assets and activities of the dissolved redevelopment agency are reported in a fiduciary fund (private purpose trust fund) in the financial statements of the City. a. Cash and investments Cash and investments reported in the accompanying financial statements consisted of the following: Cash and Investments pooled with the City 2,767,955$ Restricted cash and Investments pooled with the City 4,160,910 Total Cash and Investments 6,928,865$ 65 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 16: Successor Agency Trust For Assets of Former Redevelopment Agency (Continued) b. Capital Assets An analysis of capital assets as of June 30, 2014, follows: Additions Deletions Nondepreciable Assets: Land 410,420$ -$ -$ 410,420$ Depreciable Assets: Land Improvements 1,427,803 - - 1,427,803 Infrastructure 718,430 - - 718,430 Total Capital Assets being depreciated 2,146,233 - - 2,146,233 Less Accumulated Depreciation Land Improvements 746,536 - - 746,536 Infrastructure 85,698 - - 85,698 Total Accumulated Depreciation 832,234 - - 832,234 Total Capital Assets being depreciated, net 1,313,999 - - 1,313,999 Capital Assets 1,724,419$ -$ -$ 1,724,419$ Balance July 1, 2013 Balance June 30, 2014 c. Long-Term Debt The following debt was transferred from the Redevelopment Agency to the Successor Agency as of February 1, 2012, as a result of the dissolution. A description of long-term debt outstanding (excluding defeased debt) of the Successor Agency as of June 30, 2014, follows: Balance July 1, 2013 Additions* Repayments Balance June 30, 2014 Due Within One Year Fiduciary Funds: 2003 Refunding TABs 7,385,000$ -$ (515,000)$ 6,870,000$ 530,000$ 2005 TABS, Series A 9,708,527 102,882 - 9,811,409 - 2007 TABs, Series A 13,850,000 - (450,000) 13,400,000 480,000 2007 TABs, Series B 4,355,000 - (100,000) 4,255,000 105,000 2008 TABs, Series A 6,400,000 - (95,000) 6,305,000 100,000 2008 TABs, Series B 10,845,000 - (135,000) 10,710,000 145,000 Total Fiduciary Funds $ 52,543,527 $ 102,882 $ (1,295,000) 51,351,409 $ 1,360,000 Unamortized Discounts (704,433) Total Long-term Debt 50,646,976$ *Addition of $102,882 related to accreted interest. 66 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 16: Successor Agency Trust For Assets of Former Redevelopment Agency (Continued) The City pledged, as security for bonds issued, either directly or through the Financing Authority, a portion of tax increment revenue (including Low and Moderate Income Housing set-aside and pass through allocations) that it receives. The bonds issued were to provide financing for various capital projects, accomplish Low and Moderate Income Housing projects and to defease previously issued bonds. Assembly Bill 1X 26 provided that upon dissolution of the Redevelopment Agency, property taxes allocated to redevelopment agencies no longer are deemed tax increment but rather property tax revenues and will be allocated first to successor agencies to make payments on the indebtedness incurred by the dissolved redevelopment agency. Total principal and interest remaining on the debt is $89,283,693, with annual debt service requirements as indicated below. For the current year, the total property tax revenue (net of pass through payments prior to the dissolution of the former RDA) recognized by the City and Successor Agency for the payment of indebtedness incurred by the dissolved redevelopment agency was $5,097,292, and the debt service obligation on the bonds was $4,220,110. Tax Allocation Bonds Payable Tax Allocation Bonds 2003 Tax Allocation Refunding Bonds, Series A The Azusa Redevelopment Agency issued $11,580,000 Merged Project Area Tax Allocation Refunding Bonds, 2003 Series A, dated December 1, 2003 to refund the 1994 Series A Merged Project Area Tax Allocation Bonds. Principal payments ranging from $425,000 to $1,235,000 are due annually on August 1 beginning in the year 2004 through the year 2023, interest rates ranging from 3.00% to 4.60% per annum are due and payable on February 1 and August 1 and are secured by tax increment revenues. Debt service payments on the bonds are payable from pledged tax increment revenues. The outstanding principal balance at June 30, 2014, was $6,870,000. The annual requirements to amortize the outstanding bond indebtedness as of June 30, 2014, including interest, are as follows: Principal Interest 2014-2015 530,000$ 286,248$ 2015-2016 550,000 265,310 2016-2017 575,000 242,810 2017-2018 600,000 218,935 2018-2019 615,000 193,491 2019-2024 4,000,000 510,276 Totals 6,870,000$ 1,717,070$ 2003 Tax Allocation Refunding Bonds, Series A 67 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 16: Successor Agency Trust For Assets of Former Redevelopment Agency (Continued) 2005 Tax Allocation Bonds, Series A The Azusa Redevelopment Agency issued $9,022,800 Merged Project Area Tax Allocation Bonds, 2005 Series A, dated February 17, 2005, to finance redevelopment projects. The issue consists of $7,765,000 Current Interest Bonds which are subject to annual sinking fund installment payments ranging from $715,000 to $1,170,000 beginning August 1, 2027 through August 1, 2034, bearing interest at 4.50% per annum: and Capital Appreciation Bonds of $1,257,800 due beginning August 1, 2024 through August 1, 2027, bearing interests rates ranging from 5.16% to 5.33% per annum. Debt service payments on the bonds are secured by tax increment revenues. Debt service payments on the bonds are payable from pledged tax increment revenues. The outstanding principal balance at June 30, 2014, was $9,811,409. The annual requirements to amortize the outstanding bond indebtedness as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 -$ 349,425$ 2015-2016 - 349,425 2016-2017 - 349,425 2017-2018 - 349,425 2018-2019 - 349,425 2019-2024 915,675 2,096,550 2024-2029 4,135,734 1,564,763 2029-2034 4,760,000 539,775 Totals 9,811,409$ 5,948,213$ Refunding Bonds 2005 Tax Allocation 2007 Tax Allocation Bonds, Series A The Azusa Redevelopment Agency issued $15,780,000 Series A Merged Project Area Tax Allocation Bonds, dated July 31, 2007 to finance redevelopment projects. Current Interest Bonds are subject to annual sinking fund installment payments ranging from $340,000 to $365,000 beginning August 1, 2008 through August 1, 2009, bearing interest rates ranging from 5.27% to 5.30% per annum. Term Bonds are due beginning August 1, 2010 through August 1, 2035, with installment payments ranging from $385,000 to $1,625,000, bearing interest rates ranging from 5.77% to 6.15% per annum. Debt service payments on the bonds are payable from pledged tax increment revenues. The outstanding principal balance at June 30, 2014, was $13,400,000. 68 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 16: Successor Agency Trust For Assets of Former Redevelopment Agency (Continued) The annual requirements to amortize the outstanding bond indebtedness as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 480,000$ 795,477$ 2015-2016 505,000 767,084 2016-2017 535,000 737,106 2017-2018 565,000 705,399 2018-2019 605,000 671,114 2019-2024 3,240,000 2,767,988 2024-2029 1,905,000 2,018,891 2029-2034 3,250,000 1,218,008 2034-2039 2,315,000 171,124 Totals 13,400,000$ 9,852,191$ Bonds, Series A 2007 Tax Allocation 2007 Tax Allocation Refunding Bonds, Series B The Azusa Redevelopment Agency issued $4,790,000 Series A Merged Project Area Tax Allocation Bonds, dated July 31, 2007 to refund the 1997 tax allocation bonds. Current Interest Bonds are subject to annual sinking fund installment payments ranging from $80,000 to $140,000 due beginning August 1, 2008 through August 1, 2021, bearing interest rates ranging from 4.00% to 5.00% per annum. Term Bonds are due beginning August 1, 2022 through August 1, 2036, with installment payments ranging from $150,000 to $305,000, bearing interest rates ranging from 5.25% to 5.30% per annum. Debt service payments on the bonds are payable from pledged tax increment revenues. The outstanding principal balance at June 30, 2014, was $4,255,000. The annual requirements to amortize the outstanding bond indebtedness as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 105,000$ 217,405$ 2015-2016 110,000 212,513 2016-2017 110,000 207,439 2017-2018 120,000 202,075 2018-2019 125,000 196,286 2019-2024 710,000 881,501 2024-2029 920,000 670,500 2029-2034 1,185,000 393,658 2034-2039 870,000 70,755 Totals 4,255,000$ 3,052,132$ Bonds, Series B 2007 Tax Allocation 69 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 16: Successor Agency Trust For Assets of Former Redevelopment Agency (Continued) 2008 Tax Allocation Bonds, Series A The Azusa Redevelopment Agency issued $6,715,000 Series A Merged Project Area Tax Allocation Bonds, dated December 18, 2008 to finance redevelopment projects, satisfy reserve requirements, and pay costs incurred with the bond issuance. The bonds consist of serial bonds due in annual installments ranging from $70,000 to $140,000 maturing on August 1, 2009 through August 1, 2018, and term bonds of $1,850,000 due August 1, 2023 and $1,815,000 due August 1, 2028 and $2,045,000 due August 1, 2034. Serial bonds have interest rates ranging from 4.5% through 6.75%. The term bonds carry interest rates of 7.5% and 8.2%. Debt service payments on the bonds are payable from pledged tax increment revenues. The outstanding principal balance at June 30, 2014, was $6,305,000. The annual requirements to amortize the outstanding bond indebtedness as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 100,000$ 479,275$ 2015-2016 110,000 472,575 2016-2017 120,000 464,950 2017-2018 125,000 456,681 2018-2019 140,000 447,738 2019-2024 1,850,000 2,021,938 2024-2029 1,815,000 1,205,306 2029-2034 1,095,000 503,400 2034-2039 950,000 38,000 Totals 6,305,000$ 6,089,863$ Bonds, Series A 2008 Tax Allocation 2008 Housing Tax Allocation Bonds, Series B The Azusa Redevelopment Agency issued $11,580,000 of Housing Tax Allocation Bonds, Series B, dated November 25, 2008. Proceeds of the bonds were to provide funds to finance low and moderate income housing within or of benefit to the project area, satisfy the reserve requirement for the bonds, and pay costs incurred in connection with the issuance. The bonds consist of serial bonds due in annual installments ranging from $125,000 to $355,000 maturing on August 1, 2009 through August 1, 2020; and term bonds of $1,075,000 due August 1, 2024 and $8,420,000 due August 1, 2038. Serial bonds have interest rates ranging from 3.5% through 6.6%. The term bonds carry interest rates of 6.75% and 7.0%. Debt service payments on the bonds are payable from pledged tax increment revenues. The outstanding principal balance at June 30, 2014, was $10,710,000. 70 CITY OF AZUSA NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2014 Note 16: Successor Agency Trust For Assets of Former Redevelopment Agency (Continued) The annual requirements to amortize the outstanding bond indebtedness as of June 30, 2014, including interest are as follows: Principal Interest 2014-2015 145,000$ 733,133$ 2015-2016 155,000 724,689 2016-2017 160,000 715,433 2017-2018 170,000 705,320 2018-2019 185,000 694,088 2019-2024 985,000 3,270,464 2024-2029 2,805,000 2,653,263 2029-2034 3,650,000 1,505,000 2034-2039 2,455,000 271,425 Totals 10,710,000$ 11,272,815$ Bonds, Series B 2008 Tax Allocation d. Insurance. The Successor Agency is covered under the City of Azusa’s insurance policies. Therefore, the limitation and self-insured retentions applicable to the City also apply to the Successor Agency. Additional information as to coverage and self-insured retentions can be found in Note 10. Note 19: Subsequent Events On September 30, 2014, the Successor Agency to the Redevelopment Agency of the City of Azusa issued $10,470,000 of Subordinate Tax Allocation Refunding Bonds to provide funds to refinance outstanding bonds of the Successor Agency. 71 THIS PAGE INTENTIONALLY LEFT BLANK 72 REQUIRED SUPPLEMENTARY INFORMATION 73 CITY OF AZUSA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED JUNE 30, 2014 Budget Information General Budget Policies The City adheres to the following procedures in establishing the budgetary data reflected in its financial statements: 1. In May of each year, the City Manager submits to the City Council a proposed financial plan with an annual operating budget for the upcoming fiscal year commencing July 1. The operating budget includes proposed expenditures and the sources of financing. 2. Public hearings are conducted at City Council meetings to obtain taxpayer comments. 3. On or before July 1, the financial plan for the fiscal year is adopted by Council action. 4. The City Manager is authorized to transfer funds appropriated with respect to those classifications designated as other services and material and supplies within the same department. The City Manager may transfer appropriated funds from any classification within other expenditure categories to the capital outlay classification within the same department only; however, any revisions that alter the total expenditures of any department must be approved by the City Council. Activities of the General Fund, Special Revenue Funds, Capital Projects Funds and Debt Service Funds are included in the annual appropriated budget. As an additional internal control mechanism, project-length financial plans are adopted for the Capital Improvement Program. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established at the department level within the General Fund and at the fund level for total expenditures and transfers out for all other budgeted funds. 5. Formal budgetary integration is employed as a management control device during the year for the governmental funds. 6. Legally adopted budgets for all governmental funds are established on a basis consistent with generally accepted accounting principles (GAAP). For the current fiscal year, the HOME Program special revenue fund had no adopted budget. Excess of Expenditures Over Appropriation For purposes of evaluating legal compliance at the budgetary level of control (that is, the level at which expenditures cannot legally exceed the appropriated amount), control is established at the department level within the General Fund and at the fund level for total expenditures and transfers out for all other budgeted funds. Expenditures Appropriations Excess General Fund: General Government: Purchasing 215,042$ 213,095$ (1,947)$ Business License 264,928 263,470 (1,458) Public Safety: INF 340,097 337,960 (2,137) Parks and Recreation: Recreation 1,365,585 1,361,620 (3,965) Fund 74 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE BY DEPARTMENT GENERAL FUND YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1, as restated 17,298,848$ 17,298,848$ 17,298,848$ -$ Resources (Inflows): Taxes 27,352,225 26,684,225 27,289,357 605,132 Assessments 2,259,605 2,159,605 2,216,830 57,225 Licenses and permits 798,500 990,800 1,586,117 595,317 Intergovernmental 281,280 281,280 336,899 55,619 Charges for services 1,366,035 2,085,155 2,515,597 430,442 Use of money and property 90,000 88,650 89,594 944 Fines and forfeitures 881,500 1,221,500 1,343,318 121,818 Contributions 20,500 20,500 16,671 (3,829) Miscellaneous 126,500 112,215 736,159 623,944 Transfers in 1,602,265 1,602,265 1,574,577 (27,688) Amounts Available for Appropriations 52,077,258 52,545,043 55,003,967 2,458,924 Charges to Appropriation (Outflow): General government City council 133,965 133,965 125,575 8,390 City Attorney 250,000 250,000 237,607 12,393 Administration 395,670 412,740 401,900 10,840 Promotion / Membership 168,995 168,995 154,503 14,492 City Clerk 399,935 399,935 378,471 21,464 Library Services - General 967,175 967,175 963,137 4,038 Library Services - Youth 21,930 21,930 20,854 1,076 Finance - Accounting 743,650 803,050 802,928 122 Cash Management 149,245 154,345 153,980 365 Purchasing 213,095 213,095 215,042 (1,947) Printing Services 10,700 10,700 7,884 2,816 Human Resources 351,620 358,990 354,606 4,384 City-wide 2,350,165 2,381,465 2,145,257 236,208 Business License 262,970 263,470 264,928 (1,458) Public safety Police 15,427,600 15,672,900 15,559,123 113,777 Emergency Services 10,845 10,845 4,858 5,987 Police Department Contracts 746,585 746,585 553,237 193,348 Area D 100,000 115,000 114,995 5 Pension Safety 5,000 5,000 2,000 3,000 ESPN X Games - 5,715 5,715 - INF 376,960 337,960 340,097 (2,137) Community development Planning 435,945 435,945 426,481 9,464 Building Regulation 690,680 750,680 729,798 20,882 Code Enforcement 504,260 504,260 489,732 14,528 Parks and recreation Recreation 1,338,740 1,361,620 1,365,585 (3,965) Parks Maintenance 1,525,900 1,572,900 1,556,767 16,133 Senior Programs 152,250 152,250 146,101 6,149 Women's Club 24,155 24,155 20,304 3,851 Public works Engineering Services 55,820 55,820 48,762 7,058 Graffiti Removal 71,145 71,145 40,847 30,298 Facilities Maintenance 430,635 464,295 458,459 5,836 Capital outlay 94,825 287,825 260,864 26,961 Debt service: Principal retirement 780,000 1,462,200 1,461,996 204 Interest and fiscal charges 915,935 330,935 290,225 40,710 Transfers out 4,552,180 4,598,054 4,483,401 114,653 Total Charges to Appropriations 34,658,575 35,505,944 34,586,019 919,925 Budgetary Fund Balance, June 30 17,418,683$ 17,039,099$ 20,417,948$ 3,378,849$ 75 CITY OF AZUSA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2014 Assets: Pooled cash and investments 119,297$ 382,163$ 1,772,914$ -$ Receivables: Accounts - 32,398 2,630 234,631 Taxes 184,118 - - - Notes and loans 249 - - 57,237 Accrued interest - 69 342 - Prepaid costs - - - - Deposits - - 466 - Restricted assets: Cash and investments - - - - Cash and investments with fiscal agents - - - - Total Assets 303,664$ 414,630$ 1,776,352$ 291,868$ Liabilities, Deferred Inflows of Resources, and Fund Balances: Liabilities: Accounts payable 51,539$ 32,096$ 142,423$ 53,205$ Accrued liabilities 27,747 39,262 8,635 3,906 Unearned revenues 80,963 - - - Due to other funds - - - 178,461 Advances from other funds - - - - Total Liabilities 160,249 71,358 151,058 235,572 Deferred Inflows of Resources: Unavailable revenues - - - 175,166 Total Deferred Inflows of Resources - - - 175,166 Fund Balances: Nonspendable: Prepaid costs - - - - Notes and loans 249 - - - Deposits - - 466 - Restricted for: Community development projects 143,166 343,272 1,624,828 - Public safety - - - - Capital Projects - - - - Debt service - - - - Unassigned - - - (118,870) Fund Balance Total 143,415 343,272 1,625,294 (118,870) Total Liabilities, Deferred Inflows of Resources, and Fund Balances 303,664$ 414,630$ 1,776,352$ 291,868$ Special Revenue Funds State Gasoline Tax Proposition A Proposition C Community Development Block Grant 76 CITY OF AZUSA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2014 Assets: Pooled cash and investments Receivables: Accounts Taxes Notes and loans Accrued interest Prepaid costs Deposits Restricted assets: Cash and investments Cash and investments with fiscal agents Total Assets Liabilities, Deferred Inflows of Resources, and Fund Balances: Liabilities: Accounts payable Accrued liabilities Unearned revenues Due to other funds Advances from other funds Total Liabilities Deferred Inflows of Resources: Unavailable revenues Total Deferred Inflows of Resources Fund Balances: Nonspendable: Prepaid costs Notes and loans Deposits Restricted for: Community development projects Public safety Capital Projects Debt service Unassigned Fund Balance Total Total Liabilities, Deferred Inflows of Resources, and Fund Balances (CONTINUED) -$ 10,269$ 262,001$ 2,299,115$ 40,133 41,638 15,951 427,797 - - - - - - - - - - 51 - - - - 4,048 - - - - - - - - - - - - 40,133$ 51,907$ 278,003$ 2,730,960$ 17,247$ 8,205$ 3,522$ 690,947$ 5,316 3,765 - 2,125 - - - 629,402 17,570 - - - - - - - 40,133 11,970 3,522 1,322,474 - - 15,370 351,969 - - 15,370 351,969 - - - 4,048 - - - - - - - - - 39,937 - - - - - 1,052,469 - - 259,111 - - - - - - - - - - 39,937 259,111 1,056,517 40,133$ 51,907$ 278,003$ 2,730,960$ Special Revenue Funds Senior Nutrition Public Benefit Program Air Quality Improvement Grants and Seizure 77 CITY OF AZUSA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2014 Assets: Pooled cash and investments Receivables: Accounts Taxes Notes and loans Accrued interest Prepaid costs Deposits Restricted assets: Cash and investments Cash and investments with fiscal agents Total Assets Liabilities, Deferred Inflows of Resources, and Fund Balances: Liabilities: Accounts payable Accrued liabilities Unearned revenues Due to other funds Advances from other funds Total Liabilities Deferred Inflows of Resources: Unavailable revenues Total Deferred Inflows of Resources Fund Balances: Nonspendable: Prepaid costs Notes and loans Deposits Restricted for: Community development projects Public safety Capital Projects Debt service Unassigned Fund Balance Total Total Liabilities, Deferred Inflows of Resources, and Fund Balances (CONTINUED) 85,861$ -$ -$ 696,959$ - - - - - - - 3,007 - - - - - - - 161 - - 6,600 - - - - - - - - - - - - - 85,861$ -$ 6,600$ 700,127$ 964$ -$ -$ 8,539$ - - - 4,558 44,627 - - - - - 6,600 - - - - - 45,591 - 6,600 13,097 - - - - - - - - - - 6,600 - - - - - - - - - - - - - 40,270 - - - - - - 687,030 - - - - - - (6,600) - 40,270 - 687,030 85,861$ -$ 6,600$ 700,127$ Special Revenue Funds Supplemental Law Enforcement Fire Safety COPS Universal Hiring Monrovia Nursery 78 CITY OF AZUSA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2014 Assets: Pooled cash and investments Receivables: Accounts Taxes Notes and loans Accrued interest Prepaid costs Deposits Restricted assets: Cash and investments Cash and investments with fiscal agents Total Assets Liabilities, Deferred Inflows of Resources, and Fund Balances: Liabilities: Accounts payable Accrued liabilities Unearned revenues Due to other funds Advances from other funds Total Liabilities Deferred Inflows of Resources: Unavailable revenues Total Deferred Inflows of Resources Fund Balances: Nonspendable: Prepaid costs Notes and loans Deposits Restricted for: Community development projects Public safety Capital Projects Debt service Unassigned Fund Balance Total Total Liabilities, Deferred Inflows of Resources, and Fund Balances (CONTINUED) -$ 295,365$ 1,503,038$ -$ 711 - - - - - - - - - - - - - 308 - - - - - - - - - - - - - - - - - 711$ 295,365$ 1,503,346$ -$ -$ -$ -$ -$ - - - - - - - - 711 - - - - - - - 711 - - - - - - - - - - - - - - - - - - - - - - - - - 1,503,346 - - - - - - 295,365 - - - - - - - - - - - 295,365 1,503,346 - 711$ 295,365$ 1,503,346$ -$ Special Revenue Funds Employee Benefits Utility Mitigation Highway 39 LACMTA 79 CITY OF AZUSA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2014 Assets: Pooled cash and investments Receivables: Accounts Taxes Notes and loans Accrued interest Prepaid costs Deposits Restricted assets: Cash and investments Cash and investments with fiscal agents Total Assets Liabilities, Deferred Inflows of Resources, and Fund Balances: Liabilities: Accounts payable Accrued liabilities Unearned revenues Due to other funds Advances from other funds Total Liabilities Deferred Inflows of Resources: Unavailable revenues Total Deferred Inflows of Resources Fund Balances: Nonspendable: Prepaid costs Notes and loans Deposits Restricted for: Community development projects Public safety Capital Projects Debt service Unassigned Fund Balance Total Total Liabilities, Deferred Inflows of Resources, and Fund Balances (CONTINUED) Capital Projects Funds 1,394,948$ 429,218$ 497,963$ 23,665$ 907 7,382 - - - - - - - - - - 247 - 99 4 - - - - - - - - - - - - - - - - 1,396,102$ 436,600$ 498,062$ 23,669$ 21$ 130,655$ -$ -$ 7,998 1,638 - - - - - - - - - - - - - - 8,019 132,293 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1,388,083 304,307 498,062 23,669 - - - - - - - - 1,388,083 304,307 498,062 23,669 1,396,102$ 436,600$ 498,062$ 23,669$ Special Revenue Funds Measure R AB939 Fee Rosedale Traffic Mitigation Park in-lieu 80 CITY OF AZUSA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2014 Assets: Pooled cash and investments Receivables: Accounts Taxes Notes and loans Accrued interest Prepaid costs Deposits Restricted assets: Cash and investments Cash and investments with fiscal agents Total Assets Liabilities, Deferred Inflows of Resources, and Fund Balances: Liabilities: Accounts payable Accrued liabilities Unearned revenues Due to other funds Advances from other funds Total Liabilities Deferred Inflows of Resources: Unavailable revenues Total Deferred Inflows of Resources Fund Balances: Nonspendable: Prepaid costs Notes and loans Deposits Restricted for: Community development projects Public safety Capital Projects Debt service Unassigned Fund Balance Total Total Liabilities, Deferred Inflows of Resources, and Fund Balances Total Governmental Funds 719,166$ 540,516$ 1,882$ 11,034,340$ - - - 804,178 - - - 187,125 - - 2,540,000 2,597,486 - 108 4 1,393 - - - 10,648 - - - 466 30,728 - - 30,728 - - 482,591 482,591 749,894$ 540,624$ 3,024,477$ 15,148,955$ -$ 4,000$ 1,850$ 1,145,213$ - - - 104,950 - - - 754,992 - - - 203,342 750,000 - - 750,000 750,000 4,000 1,850 2,958,497 - - 2,540,000 3,082,505 - - 2,540,000 3,082,505 - - - 10,648 - - - 249 - - - 466 - 536,624 - 4,191,173 - - - 1,092,739 - - - 3,455,627 - - 482,627 482,627 (106) - - (125,576) (106) 536,624 482,627 9,107,953 749,894$ 540,624$ 3,024,477$ 15,148,955$ Capital Projects Funds Debt Service Funds Capital Projects Public Works Endowment Public Financing Authority 81 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2014 Revenues: Taxes -$ 807,620$ 669,469$ -$ Intergovernmental 1,628,562 83,421 - 429,891 Charges for services - 22,823 74,271 - Use of money and property 255 1,067 8,953 - Contributions - - - - Miscellaneous 47,447 9 - 941 Total Revenues 1,676,264 914,940 752,693 430,832 Expenditures: Current: General government - - - - Public safety - - - - Community development - - - 345,169 Parks and recreation 57,321 - - - Public works 1,433,156 632,300 471,885 - Capital outlay 122,750 - 295,089 - Debt service: Principal retirement - - - - Interest and fiscal charges - - - - Total Expenditures 1,613,227 632,300 766,974 345,169 Excess (Deficiency) of Revenues Over (Under) Expenditures 63,037 282,640 (14,281) 85,663 Other Financing Sources (Uses): Transfers in 35,550 - - - Transfers out - - - - Total Other Financing Sources (Uses)35,550 - - - Net Change in Fund Balances 98,587 282,640 (14,281) 85,663 Fund Balances, Beginning of Year 44,828 60,632 1,639,575 (204,533) Restatements - - - - Fund Balances, Beginning of Year, as Restated 44,828 60,632 1,639,575 (204,533) Fund Balances, End of Year 143,415$ 343,272$ 1,625,294$ (118,870)$ Special Revenue Funds State Gasoline Tax Proposition A Proposition C Community Development Block Grant 82 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2014 Revenues: Taxes Intergovernmental Charges for services Use of money and property Contributions Miscellaneous Total Revenues Expenditures: Current: General government Public safety Community development Parks and recreation Public works Capital outlay Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Restatements Fund Balances, Beginning of Year, as Restated Fund Balances, End of Year (CONTINUED) -$ -$ -$ -$ 142,919 - 43,601 1,727,454 - 850,741 16,630 105,248 - (902) 1,306 6,777 65,162 - - 3,037 17,708 - - 9,874 225,789 849,839 61,537 1,852,390 - 263,845 - 182,335 - - - 122,899 - 573,623 - - 348,730 - - 66,683 - - 41,669 213,992 - - - 1,472,982 - - - - - - - - 348,730 837,468 41,669 2,058,891 (122,941) 12,371 19,868 (206,501) 122,940 - - 5,874 - - - - 122,940 - - 5,874 (1) 12,371 19,868 (200,627) 1 27,566 239,243 1,257,144 - - - - 1 27,566 239,243 1,257,144 -$ 39,937$ 259,111$ 1,056,517$ Grants and Seizure Special Revenue Funds Senior Nutrition Public Benefit Program Air Quality Improvement 83 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2014 Revenues: Taxes Intergovernmental Charges for services Use of money and property Contributions Miscellaneous Total Revenues Expenditures: Current: General government Public safety Community development Parks and recreation Public works Capital outlay Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Restatements Fund Balances, Beginning of Year, as Restated Fund Balances, End of Year -$ -$ -$ -$ 57,951 - - - - 80,077 - 541,894 399 - - 3,699 - - - - - - - - 58,350 80,077 - 545,593 - - - - 57,952 4,116,214 - - - - - - - - - - - - - 221,419 - - - - - - - - - - - - 57,952 4,116,214 - 221,419 398 (4,036,137) - 324,174 - 4,036,137 - - - - - (293,868) - 4,036,137 - (293,868) 398 - - 30,306 39,872 - - 656,724 - - - - 39,872 - - 656,724 40,270$ -$ -$ 687,030$ Supplemental Law Enforcement Fire Safety COPS Universal Hiring Monrovia Nursery Special Revenue Funds 84 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2014 Revenues: Taxes Intergovernmental Charges for services Use of money and property Contributions Miscellaneous Total Revenues Expenditures: Current: General government Public safety Community development Parks and recreation Public works Capital outlay Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Restatements Fund Balances, Beginning of Year, as Restated Fund Balances, End of Year (CONTINUED) -$ -$ -$ -$ - - - - - - - - - - 8,243 - - - - - - - - - - - 8,243 - 45,842 - 39,148 - - - - - - - - - - - - - - 191,018 - - - - - - - - - - - - - - 45,842 191,018 39,148 - (45,842) (191,018) (30,905) - 45,842 182,179 - - - - - - 45,842 182,179 - - - (8,839) (30,905) - - 476,296 1,534,251 (172,092) - (172,092) - 172,092 - 304,204 1,534,251 - -$ 295,365$ 1,503,346$ -$ Special Revenue Funds Utility Mitigation Highway 39 LACMTA Employee Benefits 85 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2014 Revenues: Taxes Intergovernmental Charges for services Use of money and property Contributions Miscellaneous Total Revenues Expenditures: Current: General government Public safety Community development Parks and recreation Public works Capital outlay Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Restatements Fund Balances, Beginning of Year, as Restated Fund Balances, End of Year Capital Projects Funds 499,941$ -$ -$ -$ - - - 19,050 - 189,713 - - 6,249 - 2,665 63 - - - - 4,795 - - - 510,985 189,713 2,665 19,113 - - - - - - - - - - - - - - - - 217,329 274,437 - - - - - - - - - - - - - - 217,329 274,437 - - 293,656 (84,724) 2,665 19,113 - - - - - - - - - - - - 293,656 (84,724) 2,665 19,113 1,094,427 389,031 495,397 4,556 - - - - 1,094,427 389,031 495,397 4,556 1,388,083$ 304,307$ 498,062$ 23,669$ Special Revenue Funds Park in-lieu Rosedale Traffic Mitigation Measure R AB939 Fee 86 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2014 Revenues: Taxes Intergovernmental Charges for services Use of money and property Contributions Miscellaneous Total Revenues Expenditures: Current: General government Public safety Community development Parks and recreation Public works Capital outlay Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Restatements Fund Balances, Beginning of Year, as Restated Fund Balances, End of Year Total Nonmajor Governmental Funds -$ -$ -$ 1,977,030$ - - - 4,132,849 - - - 1,881,397 6 3,038 103 41,921 - - - 68,199 - - 53,266 134,040 6 3,038 53,369 8,235,436 - - 4,625 535,795 - - - 4,297,065 112 - - 918,904 - - - 472,734 - - - 3,697,205 - 52,797 - 1,943,618 - - 245,000 245,000 - - 111,040 111,040 112 52,797 360,665 12,221,361 (106) (49,759) (307,296) (3,985,925) - - 307,295 4,735,817 - - - (293,868) - - 307,295 4,441,949 (106) (49,759) (1) 456,024 - 586,383 482,628 8,651,929 - - - - - 586,383 482,628 8,651,929 (106)$ 536,624$ 482,627$ 9,107,953$ Capital Projects Funds Public Financing Authority Capital Projects Public Works Endowment Debt Service Funds 87 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE STATE GASOLINE TAX YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 44,828$ 44,828$ 44,828$ -$ Resources (Inflows): Intergovernmental 1,461,445 1,586,445 1,628,562 42,117 Use of money and property 10,000 10,000 255 (9,745) Miscellaneous - 47,446 47,447 1 Transfers in 124,550 124,550 35,550 (89,000) Amounts Available for Appropriations 1,640,823 1,813,269 1,756,642 (56,627) Charges to Appropriation (Outflow): Parks and recreation 59,000 59,000 57,321 1,679 Public works 1,375,005 1,442,451 1,433,156 9,295 Capital outlay 870 125,870 122,750 3,120 Transfers out - 79,644 - 79,644 Total Charges to Appropriations 1,434,875 1,706,965 1,613,227 93,738 Budgetary Fund Balance, June 30 205,948$ 106,304$ 143,415$ 37,111$ 88 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE PROPOSITION A YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 60,632$ 60,632$ 60,632$ -$ Resources (Inflows): Taxes 793,480 793,480 807,620 14,140 Intergovernmental 114,000 114,000 83,421 (30,579) Charges for services 10,615 10,615 22,823 12,208 Use of money and property 7,000 7,000 1,067 (5,933) Miscellaneous - - 9 9 Amounts Available for Appropriations 985,727 985,727 975,572 (10,155) Charges to Appropriation (Outflow): Public works 832,180 832,180 632,300 199,880 Total Charges to Appropriations 832,180 832,180 632,300 199,880 Budgetary Fund Balance, June 30 153,547$ 153,547$ 343,272$ 189,725$ 89 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE PROPOSITION C YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 1,639,575$ 1,639,575$ 1,639,575$ -$ Resources (Inflows): Taxes 658,170 670,170 669,469 (701) Intergovernmental - 1,330,232 - (1,330,232) Charges for services 91,565 91,565 74,271 (17,294) Use of money and property 5,000 5,000 8,953 3,953 Amounts Available for Appropriations 2,394,310 3,736,542 2,392,268 (1,344,274) Charges to Appropriation (Outflow): Public works 696,510 708,510 471,885 236,625 Capital outlay to - 1,763,883 295,089 1,468,794 Total Charges to Appropriations 696,510 2,472,393 766,974 1,705,419 Budgetary Fund Balance, June 30 1,697,800$ 1,264,149$ 1,625,294$ 361,145$ 90 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE COMMUNITY DEVELOPMENT BLOCK GRANT YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1, as restated (204,533)$ (204,533)$ (204,533)$ -$ Resources (Inflows): Intergovernmental 750,875 750,875 429,891 (320,984) Miscellaneous - - 941 941 Amounts Available for Appropriations 546,342 546,342 226,299 (320,043) Charges to Appropriation (Outflow): Community development 382,475 382,475 345,169 37,306 Capital outlay 149,000 149,000 - 149,000 Total Charges to Appropriations 531,475 531,475 345,169 186,306 Budgetary Fund Balance, June 30 14,867$ 14,867$ (118,870)$ (133,737)$ 91 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE SENIOR NUTRITION YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 1$ 1$ 1$ -$ Resources (Inflows): Intergovernmental 114,845 81,195 142,919 61,724 Contributions 75,100 80,580 65,162 (15,418) Miscellaneous - - 17,708 17,708 Transfers in 139,920 139,920 122,940 (16,980) Amounts Available for Appropriations 329,866 301,696 348,730 47,034 Charges to Appropriation (Outflow): Parks and recreation 334,775 375,525 348,730 26,795 Total Charges to Appropriations 334,775 375,525 348,730 26,795 Budgetary Fund Balance, June 30 (4,909)$ (73,829)$ -$ 73,829$ 92 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE PUBLIC BENEFIT PROGRAM YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 27,566$ 27,566$ 27,566$ -$ Resources (Inflows): Charges for services 647,090 647,090 850,741 203,651 Use of money and property 4,000 4,000 (902) (4,902) Amounts Available for Appropriations 678,656 678,656 877,405 198,749 Charges to Appropriation (Outflow): General government 205,395 265,395 263,845 1,550 Community development 568,500 578,500 573,623 4,877 Total Charges to Appropriations 773,895 843,895 837,468 6,427 Budgetary Fund Balance, June 30 (95,239)$ (165,239)$ 39,937$ 205,176$ 93 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE AIR QUALITY IMPROVEMENT YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 239,243$ 239,243$ 239,243$ -$ Resources (Inflows): Intergovernmental 56,500 56,500 43,601 (12,899) Charges for services 17,645 17,645 16,630 (1,015) Use of money and property 1,400 1,400 1,306 (94) Amounts Available for Appropriations 314,788 314,788 300,780 (14,008) Charges to Appropriation (Outflow): Public works 48,705 48,705 41,669 7,036 Capital outlay 39,240 39,240 - 39,240 Total Charges to Appropriations 87,945 87,945 41,669 46,276 Budgetary Fund Balance, June 30 226,843$ 226,843$ 259,111$ 32,268$ 94 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE GRANTS AND SEIZURE YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 1,257,144$ 1,257,144$ 1,257,144$ -$ Resources (Inflows): Intergovernmental 1,373,420 4,088,867 1,727,454 (2,361,413) Charges for services - - 105,248 105,248 Use of money and property 3,000 3,000 6,777 3,777 Contributions 2,500 2,500 3,037 537 Miscellaneous 5,000 5,000 9,874 4,874 Transfers in - 47,474 5,874 (41,600) Amounts Available for Appropriations 2,641,064 5,403,985 3,115,408 (2,288,577) Charges to Appropriation (Outflow): General government 462,500 478,200 182,335 295,865 Public safety 214,335 251,899 122,899 129,000 Parks and recreation 20,345 44,285 66,683 (22,398) Public works 55,670 827,533 213,992 613,541 Capital outlay 317,250 2,854,366 1,472,982 1,381,384 Transfers out - 1,600 - 1,600 Total Charges to Appropriations 1,070,100 4,457,883 2,058,891 2,398,992 Budgetary Fund Balance, June 30 1,570,964$ 946,102$ 1,056,517$ 110,415$ 95 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE SUPPLEMENTAL LAW ENFORCEMENT YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 39,872$ 39,872$ 39,872$ -$ Resources (Inflows): Intergovernmental 100,000 100,000 57,951 (42,049) Use of money and property - - 399 399 Amounts Available for Appropriations 139,872 139,872 98,222 (41,650) Charges to Appropriation (Outflow): Public safety - 58,150 57,952 198 Total Charges to Appropriations - 58,150 57,952 198 Budgetary Fund Balance, June 30 139,872$ 81,722$ 40,270$ (41,452)$ 96 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE FIRE SAFETY YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 -$ -$ -$ -$ Resources (Inflows): Charges for services 90,000 90,000 80,077 (9,923) Transfers in (4,043,175) (4,043,175) 4,036,137 8,079,312 Amounts Available for Appropriations (3,953,175) (3,953,175) 4,116,214 8,069,389 Charges to Appropriation (Outflow): Public safety 4,133,175 4,133,175 4,116,214 16,961 Total Charges to Appropriations 4,133,175 4,133,175 4,116,214 16,961 Budgetary Fund Balance, June 30 (8,086,350)$ (8,086,350)$ -$ 8,086,350$ 97 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE MONROVIA NURSERY YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1, as restated 656,724$ 656,724$ 656,724$ -$ Resources (Inflows): Charges for services 365,000 365,000 541,894 176,894 Use of money and property 7,500 7,500 3,699 (3,801) Amounts Available for Appropriations 1,029,224 1,029,224 1,202,317 173,093 Charges to Appropriation (Outflow): Public works 319,125 319,125 221,419 97,706 Transfers out 292,485 292,485 293,868 (1,383) Total Charges to Appropriations 611,610 611,610 515,287 96,323 Budgetary Fund Balance, June 30 417,614$ 417,614$ 687,030$ 269,416$ 98 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE EMPLOYEE BENEFITS YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 -$ -$ -$ -$ Resources (Inflows): Transfers in 45,525 45,845 45,842 (3) Amounts Available for Appropriations 45,525 45,845 45,842 (3) Charges to Appropriation (Outflow): General government 45,525 45,845 45,842 3 Total Charges to Appropriations 45,525 45,845 45,842 3 Budgetary Fund Balance, June 30 -$ -$ -$ -$ 99 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE UTILITY MITIGATION YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1, as restated 304,204$ 304,204$ 304,204$ -$ Resources (Inflows): Transfers in 200,000 200,000 182,179 (17,821) Amounts Available for Appropriations 504,204 504,204 486,383 (17,821) Charges to Appropriation (Outflow): Public works - 730,000 191,018 538,982 Total Charges to Appropriations - 730,000 191,018 538,982 Budgetary Fund Balance, June 30 504,204$ (225,796)$ 295,365$ 521,161$ 100 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE MEASURE R YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 1,094,427$ 1,094,427$ 1,094,427$ -$ Resources (Inflows): Taxes 493,625 493,625 499,941 6,316 Use of money and property 10,000 10,000 6,249 (3,751) Miscellaneous - - 4,795 4,795 Amounts Available for Appropriations 1,598,052 1,598,052 1,605,412 7,360 Charges to Appropriation (Outflow): Public works 212,535 341,535 217,329 124,206 Total Charges to Appropriations 212,535 341,535 217,329 124,206 Budgetary Fund Balance, June 30 1,385,517$ 1,256,517$ 1,388,083$ 131,566$ 101 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE AB939 FEE YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 389,031$ 389,031$ 389,031$ -$ Resources (Inflows): Charges for services 201,100 201,100 189,713 (11,387) Use of money and property 3,000 3,000 - (3,000) Amounts Available for Appropriations 593,131 593,131 578,744 (14,387) Charges to Appropriation (Outflow): Public works 162,635 327,565 274,437 53,128 Total Charges to Appropriations 162,635 327,565 274,437 53,128 Budgetary Fund Balance, June 30 430,496$ 265,566$ 304,307$ 38,741$ 102 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE PARK IN-LIEU YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 4,556$ 4,556$ 4,556$ -$ Resources (Inflows): Intergovernmental 2,000 2,000 19,050 17,050 Use of money and property 20 20 63 43 Amounts Available for Appropriations 6,576 6,576 23,669 17,093 Budgetary Fund Balance, June 30 6,576$ 6,576$ 23,669$ 17,093$ 103 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE PUBLIC WORKS ENDOWMENT YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 586,383$ 586,383$ 586,383$ -$ Resources (Inflows): Use of money and property - - 3,038 3,038 Amounts Available for Appropriations 586,383 586,383 589,421 3,038 Charges to Appropriation (Outflow): Capital outlay - 86,235 52,797 33,438 Total Charges to Appropriations - 86,235 52,797 33,438 Budgetary Fund Balance, June 30 586,383$ 500,148$ 536,624$ 36,476$ 104 CITY OF AZUSA BUDGETARY COMPARISON SCHEDULE PUBLIC FINANCING AUTHORITY YEAR ENDED JUNE 30, 2014 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 482,628$ 482,628$ 482,628$ -$ Resources (Inflows): Use of money and property 100 100 103 3 Miscellaneous - - 53,266 53,266 Transfers in 360,665 360,665 307,295 (53,370) Amounts Available for Appropriations 843,393 843,393 843,292 (101) Charges to Appropriation (Outflow): General government 4,625 4,625 4,625 - Debt service: Principal retirement 245,000 245,000 245,000 - Interest and fiscal charges 111,040 111,040 111,040 - Total Charges to Appropriations 360,665 360,665 360,665 - Budgetary Fund Balance, June 30 482,728$ 482,728$ 482,627$ (101)$ 105 CITY OF AZUSA COMBINING STATEMENT OF NET POSITION NON-MAJOR PROPRIETARY FUNDS JUNE 30, 2014 Totals Assets: Current: Cash and investments -$ 186,020$ 186,020$ Receivables: Accounts 313,969 408,753 722,722 Accrued interest 34 - 34 Prepaid costs 4,424 - 4,424 Restricted: Cash with fiscal agent 4,365,010 - 4,365,010 Total Current Assets 4,683,437 594,773 5,278,210 Noncurrent: Capital assets - net of accumulated depreciation 11,318,382 - 11,318,382 Total Noncurrent Assets 11,318,382 - 11,318,382 Total Assets 16,001,819$ 594,773$ 16,596,592$ Liabilities and Net Position: Liabilities: Current: Accounts payable 48,513$ 455,004$ 503,517$ Accrued liabilities 23,553 - 23,553 Due to other funds 458,591 - 458,591 Accrued compensated absences 61,150 - 61,150 Bonds, notes, and capital leases 350,000 - 350,000 Total Current Liabilities 941,807 455,004 1,396,811 Noncurrent: Accrued compensated absences 25,523 - 25,523 Bonds, notes, and capital leases 4,730,000 - 4,730,000 Total Noncurrent Liabilities 4,755,523 - 4,755,523 Total Liabilities 5,697,330 455,004 6,152,334 Net Position: Net investment in capital assets 10,603,392 - 10,603,392 Unrestricted (298,903) 139,769 (159,134) Total Net Position 10,304,489 139,769 10,444,258 Total Liabilities and Net Position 16,001,819$ 594,773$ 16,596,592$ Sewer/ Wastewater Refuse Contract Business-Type Activities - Enterprise Funds 106 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION NON-MAJOR PROPRIETARY FUNDS YEAR ENDED JUNE 30, 2014 Totals Operating Revenues: Sales and service charges 2,566,676$ 3,058,956$ 5,625,632$ Miscellaneous 10,986 6,200 17,186 Total Operating Revenues 2,577,662 3,065,156 5,642,818 Operating Expenses: Administration and general 1,122,412 - 1,122,412 Treatment 652,410 - 652,410 Refuse collection - 2,938,255 2,938,255 Depreciation expense 427,474 - 427,474 Total Operating Expenses 2,202,296 2,938,255 5,140,551 Operating Income (Loss)375,366 126,901 502,267 Nonoperating Revenues (Expenses): Taxes - 542,409 542,409 Interest revenue (1,151) - (1,151) Interest expense (179,595) - (179,595) Special franchise fees (52,404) - (52,404) Total Nonoperating Revenues (Expenses)(233,150) 542,409 309,259 Income (Loss) Before Transfers 142,216 669,310 811,526 Transfers out (134,275) (636,146) (770,421) Changes in Net Position 7,941 33,164 41,105 Net Position: Beginning of Year, as originally reported 7,613,427 106,605 7,720,032 Restatements 2,683,121 - 2,683,121 Beginning of Fiscal Year, as restated 10,296,548 106,605 10,403,153 End of Fiscal Year 10,304,489$ 139,769$ 10,444,258$ Sewer/ Wastewater Refuse Contract Business-Type Activities - Enterprise Funds 107 CITY OF AZUSA COMBINING STATEMENT OF CASH FLOWS NON-MAJOR PROPRIETARY FUNDS YEAR ENDED JUNE 30, 2014 Totals Cash Flows from Operating Activities: Cash received from customers and users 5,274,522$ 3,096,388$ 8,370,910$ Cash paid to suppliers for goods and services (1,319,962) (2,944,908) (4,264,870) Cash paid to employees for services (1,147,330) - (1,147,330) Net Cash Provided by (Used in) Operating Activities 2,807,230 151,480 2,958,710 Cash Flows from Non-Capital Financing Activities: Cash transfers out (134,275) (636,146) (770,421) Repayment received from other funds 458,591 - 458,591 Net Cash Used in Non-Capital Financing Activities 324,316 (636,146) (311,830) Cash Flows from Capital and Related Financing Activities: Acquisition and construction of capital assets (3,290,289) - (3,290,289) Principal paid on capital debt (325,000) - (325,000) Interest paid on capital debt (179,595) - (179,595) Special franchise fees (52,404) - (52,404) Taxes - 542,409 542,409 Net Cash Provided by (Used in) Capital and Related Financing Activities (3,847,288) 542,409 (3,304,879) Cash Flows from Investing Activities: Repayment received on loans 87 - 87 Interest received (828) - (828) Net Cash Provided by Investing Activities (741) - (741) Net Decrease in Cash and Cash Equivalents (716,483) 57,743 (658,740) Cash and Cash Equivalents at Beginning of Year 5,081,493 128,277 5,209,770 Cash and Cash Equivalents at End of Year 4,365,010$ 186,020$ 4,551,030$ Reconciliation of Operating Income to Net Cash Provided by (Used in) Operating Activities: Operating income (loss)375,366$ 126,901$ 502,267$ Adjustments to reconcile operating income (loss) net cash provided (used) by operating activities: Depreciation 427,474 - 427,474 Restatement 2,683,121 - 2,683,121 (Increase) decrease in accounts receivable 13,739 31,232 44,971 (Increase) decrease in prepaid expense (4,424) - (4,424) Increase (decrease) in accounts payable (540,007) (6,653) (546,660) Increase (decrease) in accrued liabilities (2,154) - (2,154) Increase (decrease) in deposits payable (120,967) - (120,967) Increase (decrease) in compensated absences (24,918) - (24,918) Total Adjustments 2,431,864 24,579 2,456,443 Net Cash Provided by (Used in) Operating Activities 2,807,230$ 151,480$ 2,958,710$ There were no Non-Cash Investing, Capital, and Financing Activities Sewer/ Wastewater Refuse Contract Business-Type Activities - Enterprise Funds 108 THIS PAGE INTENTIONALLY LEFT BLANK 109 CITY OF AZUSA COMBINING STATEMENT OF NET POSITION INTERNAL SERVICE FUNDS JUNE 30, 2014 Assets: Current: Cash and investments 240,430$ 1,835,234$ -$ 8,083$ Receivables: Accounts 1,159,104 6,420 96 - Notes and loans 1,351 537 - - Accrued interest 7,138 234 - 2 Prepaid costs - 1,812 - - Total Current Assets 1,408,023 1,844,237 96 8,085 Noncurrent: Capital assets - net of accumulated depreciation 612,026 - 33,771 736,588 Total Noncurrent Assets 612,026 - 33,771 736,588 Total Assets 2,020,049$ 1,844,237$ 33,867$ 744,673$ Liabilities and Net Position: Liabilities: Current: Accounts payable 113,857$ 440,489$ -$ -$ Accrued liabilities 80,467 2,136 561 - Due to other funds - - 36,816 - Accrued compensated absences 150,133 1,625 - - Accrued claims and judgments - 649,109 - - Total Current Liabilities 344,457 1,093,359 37,377 - Noncurrent: Accrued compensated absences 116,583 541 - - Accrued claims and judgments - 1,707,384 - - Total Noncurrent Liabilities 116,583 1,707,925 - - Total Liabilities 461,040 2,801,284 37,377 - Net Position: Net investment in capital assets 612,026 - 33,771 736,588 Unrestricted 946,983 (957,047) (37,281) 8,085 Total Net Position 1,559,009 (957,047) (3,510) 744,673 Total Liabilities and Net Position 2,020,049$ 1,844,237$ 33,867$ 744,673$ Equipment Replacement Governmental Activities - Internal Service Funds Consumer Services Self Insurance Central Services 110 CITY OF AZUSA COMBINING STATEMENT OF NET POSITION INTERNAL SERVICE FUNDS JUNE 30, 2014 Assets: Current: Cash and investments Receivables: Accounts Notes and loans Accrued interest Prepaid costs Total Current Assets Noncurrent: Capital assets - net of accumulated depreciation Total Noncurrent Assets Total Assets Liabilities and Net Position: Liabilities: Current: Accounts payable Accrued liabilities Due to other funds Accrued compensated absences Accrued claims and judgments Total Current Liabilities Noncurrent: Accrued compensated absences Accrued claims and judgments Total Noncurrent Liabilities Total Liabilities Net Position: Net investment in capital assets Unrestricted Total Net Position Total Liabilities and Net Position Totals 216,161$ 2,299,908$ - 1,165,620 - 1,888 - 7,374 - 1,812 216,161 3,476,602 - 1,382,385 - 1,382,385 216,161$ 4,858,987$ 46,750$ 601,096$ 28,338 111,502 - 36,816 141,071 292,829 - 649,109 216,159 1,691,352 32,278 149,402 - 1,707,384 32,278 1,856,786 248,437 3,548,138 - 1,382,385 (32,276) (71,536) (32,276) 1,310,849 216,161$ 4,858,987$ IT Services Governmental Activities - Internal Service Funds 111 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION INTERNAL SERVICE FUNDS YEAR ENDED JUNE 30, 2014 Operating Revenues: Sales and service charges 6,323,913$ 2,346,041$ -$ -$ Miscellaneous - 24,062 - 273,300 Total Operating Revenues 6,323,913 2,370,103 - 273,300 Operating Expenses: Administration and general 4,932,716 1,550,989 2,872 - Source of supply 137,881 - - - Claims expense 597,925 1,356,280 - - Depreciation expense 103,615 - 3,510 147,356 Total Operating Expenses 5,772,137 2,907,269 6,382 147,356 Operating Income (Loss)551,776 (537,166) (6,382) 125,944 Nonoperating Revenues (Expenses): Interest revenue - 6,572 - 515 Total Nonoperating Revenues (Expenses)- 6,572 - 515 Income (Loss) Before Transfers and 551,776 (530,594) (6,382) 126,459 extraordinary items Transfers in 113,000 - 2,871 - Transfers out (666,892) - - - Changes in Net Position (2,116) (530,594) (3,511) 126,459 Net Position: Beginning of Year 1,561,125 (426,453) 1 618,214 End of Fiscal Year 1,559,009$ (957,047)$ (3,510)$ 744,673$ Equipment Replacement Governmental Activities - Internal Service Funds Consumer Services Self Insurance Central Services 112 CITY OF AZUSA COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION INTERNAL SERVICE FUNDS YEAR ENDED JUNE 30, 2014 Operating Revenues: Sales and service charges 6,323,913$ 2,346,041$ -$ -$ Miscellaneous - 24,062 - 273,300 Total Operating Revenues 6,323,913 2,370,103 - 273,300 Operating Expenses: Administration and general 4,932,716 1,550,989 2,872 - Source of supply 137,881 - - - Claims expense 597,925 1,356,280 - - Depreciation expense 103,615 - 3,510 147,356 Total Operating Expenses 5,772,137 2,907,269 6,382 147,356 Operating Income (Loss)551,776 (537,166) (6,382) 125,944 Nonoperating Revenues (Expenses): Interest revenue - 6,572 - 515 Total Nonoperating Revenues (Expenses)- 6,572 - 515 Income (Loss) Before Transfers 551,776 (530,594) (6,382) 126,459 Transfers in 113,000 - 2,871 - Transfers out (666,892) - - - Changes in Net Position (2,116) (530,594) (3,511) 126,459 Net Position: Beginning of Year 1,561,125 (426,453) 1 618,214 End of Fiscal Year 1,559,009$ (957,047)$ (3,510)$ 744,673$ Consumer Services Self Insurance Central Services Equipment Replacement Governmental Activities - Internal Service Funds 113 CITY OF AZUSA COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS YEAR ENDED JUNE 30, 2014 Cash Flows from Operating Activities: Cash received from customers and users 5,176,976$ 2,366,448$ -$ 273,300$ Cash paid to suppliers for goods and services (875,447) (1,033,017) - - Cash paid to employees for services (4,942,167) (1,554,026) (2,872) - Net Cash Provided by (Used in) Operating Activities (640,638) (220,595) (2,872) 273,300 Cash Flows from Non-Capital Financing Activities: Cash transfers out (666,892) - - - Cash transfers in 113,000 - 2,871 - Repayment made to other funds - - (560) - Net Cash Provided by (Used in) Non-Capital Financing Activities (553,892) - 2,311 - Cash Flows from Capital and Related Financing Activities: Acquisition and construction of capital assets (2,507) - - (439,762) Net Cash Provided (Used) by Capital and Related Financing Activities (2,507) - - (439,762) Cash Flows from Investing Activities: Repayment received on loans 2,180 447 - - Interest received (71) 6,652 - 551 Net Cash Provided by (Used in) Investing Activities 2,109 7,099 - 551 Net Increase (Decrease) in Cash and Cash Equivalents (1,194,928) (213,496) (561) (165,911) Cash and Cash Equivalents at Beginning of Year 1,435,358 2,048,730 561 173,994 Cash and Cash Equivalents at End of Year 240,430$ 1,835,234$ -$ 8,083$ Reconciliation of Operating Income to Net Cash Provided (Used) by Operating Activities: Operating income (loss)551,776$ (537,166)$ (6,382)$ 125,944$ Adjustments to reconcile operating income (loss) net cash provided (used) by operating activities: Depreciation 103,615 - 3,510 147,356 (Increase) decrease in accounts receivable (1,149,055) (3,781) - - (Increase) decrease in prepaid expense 2,118 126 - - Increase (decrease) in accounts payable (156,286) 91,773 (561) - Increase (decrease) in accrued liabilities 16,645 260 561 - Increase (decrease) in claims and judgments - 231,230 - - Increase (decrease) in compensated absences (9,451) (3,037) - - Total Adjustments (1,192,414) 316,571 3,510 147,356 Net Cash Provided by (Used in) Operating Activities (640,638)$ (220,595)$ (2,872)$ 273,300$ Governmental Activities - Internal Service Funds Consumer Services Self Insurance Central Services Equipment Replacement 114 CITY OF AZUSA COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS YEAR ENDED JUNE 30, 2014 Cash Flows from Operating Activities: Cash received from customers and users Cash paid to suppliers for goods and services Cash paid to employees for services Net Cash Provided by (Used in) Operating Activities Cash Flows from Non-Capital Financing Activities: Cash transfers out Cash transfers in Repayment made to other funds Net Cash Provided by (Used in) Non-Capital Financing Activities Cash Flows from Capital and Related Financing Activities: Acquisition and construction of capital assets Net Cash Provided (Used) by Capital and Related Financing Activities Cash Flows from Investing Activities: Repayment received on loans Interest received Net Cash Provided by (Used in) Investing Activities Net Increase (Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents at Beginning of Year Cash and Cash Equivalents at End of Year Reconciliation of Operating Income to Net Cash Provided (Used) by Operating Activities: Operating income (loss) Adjustments to reconcile operating income (loss) net cash provided (used) by operating activities: Depreciation (Increase) decrease in accounts receivable (Increase) decrease in prepaid expense Increase (decrease) in accounts payable Increase (decrease) in accrued liabilities Increase (decrease) in claims and judgments Increase (decrease) in compensated absences Total Adjustments Net Cash Provided by (Used in) Operating Activities Totals 1,274,986$ 9,091,710$ (163,690) (2,072,154) (1,235,158) (7,734,223) (123,862) (714,667) - (666,892) - 115,871 - (560) - (551,581) - (442,269) - (442,269) - 2,627 - 7,132 - 9,759 (123,862) (1,698,758) 340,023 3,998,666 216,161$ 2,299,908$ (32,276)$ 101,896$ - 254,481 160 (1,152,676) 32,279 34,523 (23,188) (88,262) 1,078 18,544 - 231,230 (101,915) (114,403) (91,586) (816,563) (123,862)$ (714,667)$ Governmental Activities - Internal Service Funds IT Services 115 CITY OF AZUSA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES ALL AGENCY FUNDS YEAR ENDED JUNE 30, 2014 Balance Balance 7/1/2013 Additions Deductions 6/30/2014 Deposit Trust Assets: Pooled cash and investments 7,273,064$ 5,589,187$ 8,803,100$ 4,059,151$ Receivables: Accounts 762 105,355 762 105,355 Taxes 132,878 106,454 132,876 106,456 Total Assets 7,406,704$ 5,800,996$ 8,936,738$ 4,270,962$ Liabilities: Accounts payable 7,363,959$ 5,981,818$ 9,121,807$ 4,223,970$ Accrued liabilities 4,947 24,683 16,935 12,695 Deposits payable 25,358 14,307 21,763 17,902 Due to other governments 12,440 5,255 1,300 16,395 Total Liabilities 7,406,704 $ 6,026,063 $ 9,161,805 $ 4,270,962 $ 116 CITY OF AZUSA SUPPLEMENTAL STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS WATER - ENTERPRISE FUND FOR THE FISCAL YEAR ENDED JUNE 30, 2014 Water Operating Revenues: Residential sales 10,324,448$ Commercial sales 3,822,126 Industrial sales 2,486,936 Other sales 1,223,852 Fees 121,832 Other revenue 3,919,092 Total Operating Revenues 21,898,286 Operating Expenses: Production 4,578,738 Transmission and distribution 2,812,208 Customer accounting and sales 4,057,777 Uncollectible accounts 51,169 Administrative and general 243,366 Depreciation 3,706,738 Total Operating Expenses 15,449,996 Operating Income (Loss)6,448,290 Nonoperating Revenues (Expenses): Interest revenue 127,126 Interest expense (2,880,043) Franchise and in-lieu-tax (373,842) Total Nonoperating Revenues (Expenses)(3,126,759) Net Income (Loss) Before Transfers 3,321,531 Transfers out (115,000) Net Income 3,206,531 Net Assets: Beginning of Fiscal Year 54,812,397 Restatements (322,422) Beginning of Fiscal Year, as restated 54,489,975 End of Fiscal Year 57,696,506$ 117 CITY OF AZUSA SUPPLEMENTAL STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS LIGHT - ENTERPRISE FUND FOR THE FISCAL YEAR ENDED JUNE 30, 2014 Light Operating Revenues: Sale/electricity - residential 11,970,815$ Sale/electricity - commercial and industrial 22,893,681 Sale/electricity - other 1,595,780 Sale/electricity - resale 8,471,903 Other revenue 315,632 Total Operating Revenues 45,247,811 Operating Expenses: Purchase power 29,702,500 Transmission/dispatching 3,331,804 Operation and maintenance 2,909,597 Uncollectible accounts 65,832 Administration general expenditures 3,967,633 Depreciation 1,259,051 Total Operating Expenses 41,236,417 Operating Income 4,011,394 Nonoperating Revenues (Expenses): Interest income 174,540 Interest expense (291,429) Franchise and in-lieu-tax (3,676,826) Total Nonoperating Revenues (Expenses)(3,793,715) Net Income Before Transfers 217,679 Transfers Out (96,683) Net Income (Loss) Before Extraordinary Loss 120,996 Extraordinary Loss - Net Income 120,996 Net Assets: Beginning of Fiscal Year 44,890,500 Restatements 134,247 Beginning of Fiscal Year, as restated 45,024,747 End of Fiscal Year 45,145,743$ 118 Financial Trends 121-125 Revenue Capacity 126-135 Debt Capacity 136-142 Demographic and Economic Information 143-145 Operating Information 146-148 These schedules contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. These schedules contain information to help the reader assess the City's significant local revenue sources. These schedules contain information to help the reader assess the affordability of the City's levels of outstanding debt and the ability to issue additional debt in the future. These schedules offer demographic and economic indicators to assist the reader to understand the environment within which the City's financial activities take place. These schedules contain service and infrastructure data to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. CITY OF AZUSA Statistical Section This part of the City of Azusa's comprehensive annual financial report presents detailed information as a context to aid the reader in understanding the information presented in the financial statements, and the required supplementary information and the City's overall financial health. 119 THIS PAGE INTENTIONALLY LEFT BLANK 120 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Governmental activities: Invest in capital assets,(6,479,067)$ 21,364,755$ 20,192,108$ 18,385,294$ 19,090,231$ 19,372,237$ 19,297,862$ 28,862,696$ 29,086,566$ 29,959,431$ net of related debt Restricted 13,747,240 15,245,722 21,624,059 38,694,105 60,470,894 55,734,821 35,312,033 5,306,039 8,800,537 9,222,166 Unrestricted 18,382,918 (11,464,340) (18,347,943) (31,815,388) (58,874,825) (67,047,309) (50,982,746) 23,447,281 18,107,479 (9,785,854) Total governmental activities net position 25,651,091$ 25,146,137$ 23,468,224$ 25,264,011$ 20,686,300$ 8,059,749$ 3,627,149$ 57,616,016$ 55,994,582$ 29,395,743$ Business-type activities: Invest in capital assets,51,528,964$ 53,207,811$ 57,312,869$ 57,372,662$ 57,578,956$ 58,696,499$ 35,160,311$ 60,564,169$ 55,086,846$ 58,465,869$ net of related debt Restricted 5,622,733 5,426,232 5,228,056 5,045,495 5,049,234 5,069,361 3,192,561 10,845,193 11,554,302 14,902,178 Unrestricted 58,567,909 64,855,723 69,437,708 67,473,534 64,014,418 61,221,682 85,047,584 53,464,644 55,694,676 41,477,469 Total business-type activities net position 115,719,606$ 123,489,766$ 131,978,633$ 129,891,691$ 126,642,608$ 124,987,542$ 123,400,456$ 124,874,006$ 122,335,824$ 114,845,516$ Primary government: Invest in capital assets,45,049,897$ 74,572,566$ 77,504,977$ 75,757,956$ 76,669,187$ 78,068,736$ 54,458,173$ 89,426,865$ 84,173,412$ 88,425,300$ net of related debt Restricted 19,369,973 20,671,954 26,852,115 43,741,600 65,520,128 60,804,182 38,504,594 16,151,232 20,354,839 24,124,344 Unrestricted 76,950,827 53,391,383 51,089,765 35,656,146 5,139,593 (5,825,627) 34,064,838 76,911,925 73,802,155 31,691,615 Total primary government net position 141,370,697$ 148,635,903$ 155,446,857$ 155,155,702$ 147,328,908$ 133,047,291$ 127,027,605$ 182,490,022$ 178,330,406$ 144,241,259$ The City of Azusa implemented GASB 34 for the fiscal year ended June 30, 2003. Information prior to the implementation of GASB 34 is not available. Source: City of Azusa Finance Department CITY OF AZUSA Table 1 - Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) Fiscal Year 12 1 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Program Revenue: Governmental activities: Charges for services General government 2,179,493$ 2,923,478$ 3,553,435$ 3,930,106$ 3,418,393$ 3,760,159$ 3,855,810$ 3,090,304$ 2,304,290$ 3,919,876$ Public Safety 661,246 482,386 620,542 755,186 681,943 871,900 713,846 721,032 705,140 829,054 Community development 1,259,160 1,370,152 1,596,453 1,697,467 1,358,872 1,659,057 1,915,741 2,615,631 2,831,860 3,296,987 Parks and recreation 479,689 651,025 625,955 685,468 1,127,077 1,179,080 997,277 1,046,584 1,090,771 1,181,561 Public Works 350,006 217,389 168,218 168,657 203,280 368,275 364,910 838,958 476,506 525,343 Operating grants and contributions 2,802,814 2,701,410 3,054,171 2,731,195 5,307,696 3,261,472 3,651,491 3,267,287 2,121,638 3,836,479 Capital grants and contributions 4,632,500 820,744 497,905 468,279 286,875 654,467 109,226 137,102 2,988,760 442,727 Total governmental activities program revenues 12,364,908 9,166,584 10,116,679 10,436,358 12,384,136 11,754,410 11,608,301 11,716,898 12,518,965 14,032,027 Business-type activities: Charges for services Water 16,439,341 14,925,757 17,254,963 16,501,434 14,805,241 16,144,130 17,779,417 20,062,118 21,604,435 21,762,242 Light 36,101,801 38,050,462 34,932,840 35,998,389 34,496,805 35,192,941 39,189,980 40,962,648 42,377,694 45,001,748 Sewer/Wastewater 1,281,085 1,361,125 1,398,925 1,470,452 1,508,325 1,557,758 1,615,840 2,223,876 2,480,008 2,566,676 Refuse contract 2,509,096 2,587,410 2,812,595 2,996,275 2,968,742 2,933,390 3,062,700 2,976,946 2,954,842 3,058,956 Operating grants and contributions - - - - - 84 Total business-type activities program revenues 56,331,323 56,924,754 56,399,323 56,966,550 53,779,113 55,828,303 61,647,937 66,225,588 69,416,979 72,389,622 Total primary government program revenues 68,696,231$ 66,091,338$ 66,516,002$ 67,402,908$ 66,163,249$ 67,582,713$ 73,256,238$ 77,942,486$ 81,935,944$ 86,421,649$ Expenses: Governmental activities: General government 12,363,638$ 12,430,022$ 9,966,734$ 11,582,357$ 15,047,013$ 16,368,337$ 12,198,991$ 10,537,722$ 7,168,707$ 8,843,327$ Public safety 15,271,689 15,442,417 17,101,215 18,772,865 20,459,265 19,458,795 20,187,914 20,449,077 20,077,868 21,284,020 Community development 2,089,532 2,951,307 10,467,848 4,178,449 5,690,458 4,041,516 3,472,237 3,272,401 3,053,950 2,593,720 Parks and recreation 2,896,476 3,192,373 3,412,918 3,737,791 4,083,565 3,950,786 4,184,626 4,146,245 3,453,469 3,808,038 Public works 3,015,537 2,902,189 3,418,493 5,494,887 4,577,435 4,688,537 5,539,866 8,818,083 4,173,502 5,412,524 Interest on long-term debt 3,254,753 2,756,978 3,437,231 4,757,068 6,224,638 7,274,723 7,380,598 2,244,315 471,835 1,330,555 Total governmental activities expenses 38,891,625 39,675,286 47,804,439 48,523,417 56,082,374 55,782,694 52,964,232 49,467,843 38,399,331 43,272,184 Business-type activities: Water 11,501,923 12,192,788 15,681,384 18,473,689 17,225,088 19,114,843 19,680,719 19,364,355 19,199,120 18,345,227 Electric 34,280,527 36,578,602 34,713,270 38,827,637 36,939,301 39,803,690 40,083,680 39,115,161 44,040,193 45,011,550 Sewer/Wastewater 1,075,063 1,267,327 1,604,557 1,653,043 1,995,785 1,986,142 1,982,241 2,083,756 4,828,680 2,434,295 Refuse contract 2,526,134 2,642,780 2,918,732 3,247,734 3,028,270 2,924,303 2,962,395 2,851,882 2,835,041 2,938,255 Total business-type activities expenses 49,383,647 52,681,497 54,917,943 62,202,103 59,188,444 63,828,978 64,709,035 63,415,154 70,903,034 68,729,327 Total primary government program expenses 88,275,272 92,356,783 102,722,382 110,725,520 115,270,818 119,611,672 117,673,267 112,882,997 109,302,365 112,001,511 Net revenues (expenses): Governmental activities (26,526,717) (30,508,702) (37,687,760) (38,087,059) (41,491,520) (44,028,284) (41,355,931) (37,750,945) (25,880,366) (29,240,157) Business-type activities 6,947,676 4,243,257 1,481,380 (5,235,553) (5,409,331) (8,000,675) (3,061,098) 2,810,434 (1,486,055) 3,660,295 Total net revenues (expenses)(19,579,041) (26,265,445) (36,206,380) (43,322,612) (46,900,851) (52,028,959) (44,417,029) (34,940,511) (27,366,421) (25,579,862) Fiscal Year CITY OF AZUSA Table 2 - Change in Net Position Last Ten Fiscal Years (accrual basis) 12 2 (Continued) 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 General revenues and other changes in net position: Governmental activities: Taxes: Property taxes, general purpose 8,609,486$ 9,737,041$ 11,044,335$ 10,372,529$ 13,518,253$ 10,032,979$ 12,108,155$ 9,856,354$ 8,312,351$ 8,023,547$ Transient occupancy taxes 259,384 242,581 234,427 243,261 226,268 200,840 192,659 210,923 224,359 223,675 Sales tax 5,902,641 5,452,652 6,025,756 6,328,962 6,202,335 4,716,305 5,678,177 6,234,614 6,904,400 7,183,809 Franchise taxes 5,170,846 5,275,972 5,544,594 5,654,896 5,821,976 5,595,423 6,222,537 6,355,828 6,526,496 6,757,708 Business licenses taxes 1,538,113 1,537,442 1,637,775 1,640,425 1,755,831 1,829,503 1,822,102 1,865,195 1,983,634 1,922,139 Utility Users tax 2,919,740 3,086,589 3,289,210 3,302,442 3,260,191 3,059,121 3,160,788 3,250,469 3,305,545 3,441,178 Other taxes 4,429,649 4,504,355 4,798,699 1,397,618 1,131,885 1,102,339 2,678,727 1,272,967 1,963,904 1,763,038 Motor vehicle in lieu-unrestricted 3,857,205 95,470 326,101 232,989 157,012 137,557 143,401 420,126 25,224 20,876 Investment income 2,202,272 2,489,094 4,322,594 3,932,540 3,967,549 2,914,790 2,540,133 1,284,484 166,674 (423,898) Other general revenues 37,884 131,917 373,063 2,702,680 707,536 441,956 854,945 (50,068) 279,447 759,132 - - - - - - - 59,933,832 - - Transfers 2,303,545 664,206 700,000 4,392,846 2,249,387 1,386,380 1,326,374 1,082,262 1,309,808 1,535,996 Total governmental activities 37,230,765 33,217,319 38,296,554 40,201,188 38,998,223 31,417,193 36,727,998 91,716,986 31,001,842 31,207,200 Business-type activities: Property taxes, general purpose 501,297 638,821 594,065 631,036 586,254 555,121 571,036 555,225 556,161 542,409 Investment income 1,895,324 2,619,090 4,236,645 4,954,367 2,579,973 6,201,289 1,626,291 257,653 115,380 300,515 Gain on sale of assets 299,469 183,829 - (38,373) 797 2,306 1,350 (1,966,003) (3,690) - Transfers (2,303,545) (664,206) (700,000) (4,392,846) (2,249,387) (1,386,380) (1,326,374) (1,082,262) (1,309,808) (1,535,996) Miscellaneous 895,727 273,296 2,676,882 1,841,306 1,230,835 1,336,168 358,891 884,535 359,573 399,293 Total business-type activities 1,288,272 3,050,830 6,807,592 2,995,490 2,148,472 6,708,504 1,231,194 (1,350,852) (282,384) (293,779) Total general revenues 38,519,037 36,268,149 45,104,146 43,196,678 41,146,695 38,125,697 37,959,192 90,366,134 30,719,458 30,913,421 Changes in net position: Governmental activities 10,704,048 2,708,617 608,794 2,114,129 (2,493,297) (12,611,091) (4,627,933) 53,966,041 5,121,476 1,967,043 Business-type activities 8,235,948 7,294,087 8,288,972 (2,240,063) (3,260,859) (1,292,171) (1,829,904) 1,459,582 (1,768,439) 3,366,516 Total primary government 18,939,996$ 10,002,704$ 8,897,766$ (125,934)$ (5,754,156)$ (13,903,262)$ (6,457,837)$ 55,425,623$ 3,353,037$ 5,333,559$ The City of Azusa implemented GASB 34 for the fiscal year ended June 30, 2003. Information prior to the implementation of GASB 34 is not available. Source: City of Azusa Administrative Services Finance Department Fiscal Year CITY OF AZUSA Table 2 - Change in Net Position Last Ten Fiscal Years (accrual basis) Extraordinary gain/(loss on dissolution of redevelopment agency 12 3 Table 3 - Fund Balances of Governmental Funds 2005 2006 2007 2008 2009 2010 General fund: Reserved 175,890$ 150,700$ 142,136$ 196,095$ 500,389$ 5,827,294$ Unreserved 10,235,771 11,644,387 14,225,783 13,753,667 11,914,867 3,777,753 Total general fund 10,411,661$ 11,795,087$ 14,367,919$ 13,949,762$ 12,415,256$ 9,605,047$ All other governmental funds: Reserved 4,445,816$ 3,236,097$ 17,873,011$ 23,069,640$ 43,489,276$ 47,472,564$ Unreserved, reported in: Special revenue funds 13,629,201 13,120,059 13,671,472 15,616,841 21,491,624 13,022,299 Capital projects funds 2,705,239 3,010,074 2,487,655 1,904,457 1,320,550 1,045,279 Debt service funds 502,039 502,223 493,188 502,244 482,915 482,548 Redevelopment agency (4,067,346) (6,084,383) (30,748,209) (23,307,890) (36,129,562) (42,709,359) Unassigned Total all other governmental funds:17,214,949$ 13,784,070$ 3,777,117$ 17,785,292$ 30,654,803$ 19,313,331$ General fund:2011 2012 2013 2014 Nonspendable 21,615,263$ 20,951,468$ 20,993,673$ 20,927,944$ Unassigned (5,311,304) (5,817,312) (4,690,928) (509,996) Total general fund:16,303,959$ 15,134,156$ 16,302,745$ 20,417,948$ All other governmental funds: Nonspendable 14,892,551$ 8,038$ 23,729$ 11,363$ Restricted 23,297,599 11,062,074 9,005,070 9,222,166 Unassigned (32,625,038) (187,467) (376,870) (125,576) Total all other governmental funds:5,565,112$ 10,882,645$ 8,651,929$ 9,107,953$ GASB Statement No. 54 - Fund Balance Reporting and Government Fund Type Definition, was implemented in fiscal year 2010-2011. Source: City of Azusa Administrative Services Finance Department CITY OF AZUSA Last Ten Fiscal Years (modified accrual basis) Fiscal Year Fiscal Year 12 4 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Revenues: Taxes 29,394,950$ 26,387,805$ 28,984,072$ 29,190,305$ 31,265,067$ 27,033,859$ 32,206,954$ 29,353,626$ 29,180,382$ 29,266,387$ Assessments 1,562,690 2,166,435 2,638,293 2,661,618 2,930,897 3,027,016 3,098,219 2,201,117 1,605,028 2,216,830 Licenses and permits 361,910 433,673 481,994 532,775 381,993 472,389 610,298 1,270,221 1,369,901 1,586,117 Intergovernmental 2,852,725 3,617,152 3,609,169 3,387,074 5,960,103 4,064,951 3,829,513 3,482,499 2,856,210 4,469,748 Charges for services 2,316,927 2,484,513 2,565,974 3,008,524 2,734,773 3,185,660 3,059,369 3,399,276 3,288,109 4,396,994 Developer participation 4,632,500 - - - - - 1,297,580 - - - Investment income 1,173,207 1,294,508 3,205,561 2,765,219 1,859,424 1,335,922 994,621 872,118 157,022 131,515 Fines and forfeitures 726,726 556,776 815,558 897,816 967,012 1,104,715 119,111 978,829 989,616 1,343,318 Contributions 298,431 154,636 106,592 99,211 106,450 113,363 157,930 109,255 64,461 84,870 Miscellaneous 50,453 166,677 422,313 3,001,938 713,547 573,008 - 1,492,038 384,382 870,199 Total Revenues 43,370,519 37,262,175 42,829,526 45,544,480 46,919,266 40,910,883 45,373,595 43,158,979 39,895,111 44,365,978 Expenditures: Current: General government 7,767,243 9,701,352 9,070,967 11,136,420 12,490,585 14,248,881 10,623,623 10,070,713 7,168,707 6,762,467 Public safety 15,128,730 15,111,854 16,813,699 18,534,126 26,948,793 19,144,169 19,824,369 20,379,672 20,077,868 20,877,090 Community development 2,077,048 2,948,683 10,455,704 4,166,223 5,191,932 3,271,672 3,423,224 3,223,201 3,053,950 2,564,915 Parks and recreation 2,646,317 2,902,603 3,054,964 3,388,218 3,607,838 3,519,626 3,729,125 3,770,465 3,453,469 3,561,491 Public Works 2,862,628 2,772,437 2,964,749 3,666,010 3,847,822 3,963,820 4,204,180 7,358,644 4,173,502 4,245,273 Capital Outlay 1,874,653 2,982,756 3,333,934 4,847,786 3,493,096 2,804,345 2,762,698 1,554,151 2,348,624 2,204,482 Debt service: Principal retirement 1,340,000 1,085,000 1,100,000 915,000 1,355,000 2,020,000 2,494,212 2,615,717 1,479,367 1,706,996 Interest and fiscal charges 3,633,844 2,624,113 3,319,471 4,392,178 5,298,820 7,115,425 7,295,680 2,537,665 471,835 401,265 Pass-through agreement payments 3,389,278 - - - - - - - - - - - - 718,237 878,581 - - - - - Total Expenditures 40,719,741 40,128,798 50,113,488 51,764,198 63,112,467 56,087,938 54,357,111 51,510,228 42,227,322 42,323,979 Excess (Deficiency) of revenues over (under) expenditures 2,650,778 (2,866,623) (7,283,962) (6,219,718) (16,193,201) (15,177,055) (8,983,516) (8,351,249) (2,332,211) 2,041,999 Other Financing Sources (Uses): Transfer in 19,383,272 12,513,835 8,891,433 51,422,808 25,925,067 10,710,775 24,569,629 5,900,632 6,003,156 6,310,394 Transfer out (17,155,250) (11,849,629) (9,208,303) (47,179,912) (23,675,680) (9,362,595) (23,841,239) (4,818,370) (4,705,827) (4,777,269) Notes and loans issued 9,186,357 232,038 166,711 20,820,182 25,879,924 391,867 986,314 1,305,892 - - Other financing sources - - - (4,935,000) (323,410) - - - - - Total Other Financing Sources (Uses)11,414,379 896,244 (150,159) 20,128,078 27,805,901 1,740,047 1,714,704 2,388,154 1,297,329 1,533,125 Extraordinary gain/(loss) on dissolution of redevelopment agency - - - - - - - 10,087,999 - - Net change in fund balances 14,065,157$ (1,970,379)$ (7,434,121)$ 13,908,360$ 11,612,700$ (13,437,008)$ (7,268,812)$ 4,124,904$ (1,034,882)$ 3,575,124$ Debt service as a percentage of noncapital expenditures 21.5%10.0%9.4%11.3%11.2%17.1%19.0%10.3%4.9%5.3% Source: City of Azusa Administrative Services Finance Department Bond issuance costs CITY OF AZUSA Table 4 - Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis) Fiscal Year 12 5 Fiscal Year Residential Commercial/ Industrial Other Total 2005 9,803,365$ 15,352,263$ 1,127,046$ 26,282,674$ 2006 8,658,939 17,607,907 1,147,509 27,414,355 2007 9,664,916 18,376,638 1,250,079 29,291,633 2008 10,070,006 19,258,199 1,202,641 30,530,846 2009 10,180,795 19,429,530 1,136,677 30,747,002 2010 10,055,529 19,362,315 1,141,500 30,559,344 2011 (1)10,605,804 21,041,098 1,238,881 32,885,783 2012 (1) 11,769,253 22,392,573 1,272,683 35,434,509 2013 12,191,958 22,259,074 1,422,284 35,873,316 2014 11,970,815 22,893,681 1,595,780 36,460,276 (1) Restated revenues to reflect actuals from Supplemental Statement of Revenues, Expenses and Changes in Net Assets for Electric-Enterprise Fund. Prior numbers were from the Customer Information Billing System, which did not include year-end accruals. Source: City of Azusa Light & Water Department City of Azusa Table 5 - Light Department Electricity Sold by Type of Customer Last Ten Fiscal Years Type of Customer 126 Fiscal Monthly Rate per Rate per Year Ended Base 0-250 >250 June 30 Rate kWh kWh 2005 3.18$ 0.0966$ 0.1239$ 07/05-09/05 3.18 0.0966 0.1239 10/05-06/06 3.34 0.1014 0.1301 2007 3.34 0.1014 0.1301 2008 3.49 0.1061 0.1360 2009 3.49 0.1061 0.1360 07/09-11/09 3.49 0.1061 0.1360 12/09-06/10 3.81 0.1160 0.1487 2011 3.81 0.1160 0.1487 2012 3.81 0.1160 0.1487 2013 3.81 0.1160 0.1487 2014 3.81 0.1160 0.1487 NOTE: Source: City of Azusa Light & Water Department City of Azusa Table 6 - Electricity Rates Last Ten Fiscal Years Rates are based on residential meter, which is the standard household meter size. There is an additional charge for excess-use above normal demand. 127 2009 2010 2011 2012 2013 2014 Percentage of Percentage of Percentage of Percentage of Percentage of Percentage of Light Total Light Light Total Light Light Total Light Light Total Light Light Total Light Light Total Light Light Customer:Charges Revenues Charges Revenues Charges Revenues Charges Revenues Charges Revenues Charges Revenues APU Foundation 1,686,278$ 5.484%1,907,792$ 6.243%2,104,018$ 6.398%1,741,024$ 4.913%1,780,989$ 4.965%1,802,237$ 4.943% Archcom Technology - 0.000%- 0.000%- 0.000%223,383 0.630%- 0.000%- 0.000% Artisan Screen Process 244,353 0.795%289,808 0.948%319,455 0.971%301,378 0.851%- 0.000%546,126 1.498% Azusa USD 851,020 2.768%848,494 2.777%954,045 2.901%896,318 2.530%856,373 2.387%883,569 2.423% Azusa Western 259,979 0.846%187,312 0.613%241,542 0.734%232,823 0.657%- 0.000%- 0.000% Buena Vista Food Prod - 0.000%- 0.000%312,836 0.951%329,687 0.930%333,594 0.930%357,445 0.980% California Amforge Corp 300,181 0.976%246,842 0.808%213,367 0.649%295,442 0.834%651,233 1.815%- 0.000% City of Azusa 1,050,852 3.418%1,099,736 3.599%1,112,047 3.382%1,045,326 2.950%1,206,165 3.362%1,347,507 3.696% City of Glendora 514,909 1.675%630,202 2.062%575,089 1.749%72,098 0.203%679,753 1.895%613,336 1.682% Costco Wholesale Corp.617,698 2.009%605,910 1.983%612,630 1.863%613,230 1.731%642,560 1.791%646,887 1.774% Criterion Catalyst & Tech LP 823,604 2.679%876,881 2.869%181,832 0.553%- 0.000%- 0.000%- 0.000% Hansen's Juices (Naked Juice)- 0.000%- 0.000%- 0.000%- 0.000%- 0.000%- 0.000% Morris Partnership 234,419 0.762%247,137 0.809%156,898 0.477%226,681 0.640%- 0.000%- 0.000% Northrop Grumman Sys.507,168 1.649%485,763 1.590%504,436 1.534%468,774 1.323%366,623 1.022%482,780 1.324% Rainbird Corp./CA Div.876,034 2.849%913,206 2.988%933,722 2.839%193,342 0.546%- 0.000%- 0.000% S & S Foods LLC 1,310,363 4.262%1,377,385 4.507%1,444,281 4.392%1,386,170 3.912%1,584,047 4.416%1,679,420 4.606% Stater Bros Market - 0.000%- 0.000%- 0.000%145,484 0.411%- 0.000%- 0.000% Target Corporation - 0.000%- 0.000%- 0.000%301,707 0.851%- 0.000%- 0.000% T H Molding Corporation - 0.000%- 0.000%- 0.000%401,075 1.132%- 0.000%- 0.000% Thermal Remediation Solutions - 0.000%187,845 0.615%195,798 0.595%154,795 0.437%- 0.000%- 0.000% Verizon Wireless Inc 528,635 1.719%543,655 1.779%601,882 1.830%894,493 2.524%1,064,241 2.967%1,205,326 3.306% Total 9,805,493$ 31.891%10,447,967$ 34.189%10,463,878$ 31.819%9,923,230$ 28.004%9,165,578$ 25.550%9,564,633$ 26.233% City of Azusa Table 7 - 10 Largest Electrical Customers Last Six Fiscal Years 12 8 Last Ten Fiscal Years Fiscal Year Residential Commercial Industrial Other (2)Total 2005 8,455,712$ 4,022,604$ 1,354,218$ 1,115,954$ 14,948,488$ 2006 8,084,959 3,147,304 2,274,028 831,254 14,337,545 2007 9,145,318 3,260,316 2,697,339 900,043 16,003,016 2008 9,218,162 3,155,962 2,360,731 811,672 15,546,527 2009 7,740,102 2,770,336 2,551,733 746,171 13,808,342 2010 8,932,609 3,082,179 2,630,635 921,332 15,566,755 2011 (1)9,640,301 3,461,006 2,532,726 1,018,571 16,652,604 2012 (1) 9,883,807 3,553,448 2,555,016 1,082,702 17,074,973 2013 10,434,389 3,815,664 2,621,551 1,267,068 18,138,672 2014 10,324,448 3,822,126 2,486,936 1,223,852 17,857,362 (1) Restated revenues to reflect actuals from Supplemental Statement of Revenues, Expenses and Changes in Net Assets for Water-Enterprise Fund. Prior numbers were from the Customer Information Billing System, which did not include year-end accruals. (2) Reclassed revenues from "Other revenue" line item on the Supplemental Statement of Revenues, Expenses and Changes in Net Assets for Water-Enterprise Fund. Source: City of Azusa Light & Water Department City of Azusa Table 8 - Water Sold by Type of Customer Type of Customer 129 Fiscal Monthly Tier 1 Tier 2 Tier 3 Year Ended Base Rate per Rate per Rate per Activity Rate CCF CCF CCF 0-17 CCF >17 CCF 2005 11.22$ 0.798$ 1.260$ 07/05-10/05 11.22 0.798 1.260 11/05-06/06 11.56 0.822 1.300 2007 11.56 0.822 1.300 2008 12.50 0.870 1.380 2009 12.50 0.870 1.380 0-12 CCF >12 CCF 2010 14.74 0.871 1.690 2011 17.03 1.007 1.953 2012 17.03 1.007 1.953 2013 17.03 1.007 1.953 0-12 CCF 13-36 CCF >36 CCF 07/13-04/14 17.03 1.007 1.953 05/14-06/14 17.03 1.007 2.129 3.031 NOTE: (2) Tiers changed from 17 to 12 in July 2009. Source: City of Azusa Light & Water Department City of Azusa Table 9 - Water Rates Last Ten Fiscal Years (1) Rates are based on 3/4" meter, which is the standard household meter size. There is an additional charge for excess-use rate above normal demand. (3) A Phase III Drought was declared effective May 1, 2014, where a third tier was implemented. 130 2009 2010 2011 2012 2013 2014 Percentage of Percentage of Percentage of Percentage of Percentage of Percentage of Water Total Water Water Total Water Water Total Water Water Total Water Water Total Water Water Total Water Water Customer:Charges Revenues Charges Revenues Charges Revenues Charges Revenues Charges Revenues Charges Revenues APU Foundation 119,322$ 0.913%131,298$ 0.897%212,880$ 1.282%126,737$ 0.737%130,761$ 0.775%138,644$ 11.328% Azusa Carefree Association 44,259 0.339%43,429 0.297%52,285 0.315%65,984 0.384%- 0.000%- 0.000% Azusa Greens Country Club 115,081 0.881%119,771 0.818%114,596 0.690%131,809 0.766%163,455 0.969%157,909 12.903% Azusa Unified School District 293,496 2.247%263,852 1.802%304,265 1.833%285,883 1.662%390,372 2.314%380,303 31.074% Azusa Western 419,714 3.213%328,989 2.246%244,528 1.473%259,555 1.509%262,656 1.557%251,656 20.563% Calmat Site #1055-A - 0.000%- 0.000%54,439 0.328%36,368 0.211%- 0.000%- 0.000% Citrus College 44,088 0.338%43,123 0.294%45,507 0.274%47,347 0.275%49,133 0.291%- 0.000% City of Azusa 86,393 0.661%94,955 0.648%141,459 0.852%137,730 0.801%150,954 0.895%157,052 12.833% Covina Valley USD 84,487 0.647%74,237 0.507%42,644 0.257%110,587 0.643%167,684 0.994%142,356 11.632% Hector Perales - 0.000%280,785 1.917%- 0.000%- 0.000%- 0.000%- 0.000% Lovin Oven 43,537 0.333%- 0.000%47,099 0.284%52,250 0.304%- 0.000%- 0.000% Mike Nijjar-060 - 0.000%71,217 0.486%- 0.000%79,676.00 0.463%- 0.000%- 0.000% Miller Brewery 1,371,278 10.498%1,280,978 8.747%1,149,331 6.924%1,126,387 6.549%1,155,227 6.847%1,068,819 87.332% Mountain Cove - 0.000%72,707 0.496%- 0.000%68,138 0.396%- 0.000%- 0.000% NCI 48,432 0.371%56,389 0.385%64,368 0.388%68,253 0.397%- 0.000%- 0.000% Ready Pac 371,827 2.847%431,649 2.947%499,358 3.008%533,105 3.099%556,493 3.298%546,810 44.679% S&S Foods LLC 69,207 0.530%83,896 0.573%113,343 0.683%122,666 0.713%132,658 0.786%129,093 10.548% Southern California Edison - 0.000%- 0.000%- 0.000%34,983 0.203%- 0.000%- 0.000% Villa Azusa Association - 0.000%- 0.000%- 0.000%59,898 0.348%- 0.000%- 0.000% Vulcan Materials - 0.000%- 0.000%- 0.000%- 0.000%- 0.000%51,760 4.229% Total 3,111,121$ 23.818%3,377,276$ 23.060%3,086,102$ 18.591%3,347,356$ 19.462%3,159,393$ 18.726%3,024,402$ 247.122% Historical information not available for 10 year comparison. Source: City of Azusa Light & Water Department City of Azusa Table 10 - Largest Water Customers Last Six Fiscal Years 13 1 Total Estimated Taxable Assessed Fiscal Year Total Taxable Direct Actual Value as a Ended Residential Commercial Other Assessed Tax Taxable Percentage of June 30 Property Property Property Value (1)Rate Value Actual Taxable Value 2005 1,413,718,828$ 209,980,713$ 682,357,988$ 2,306,057,529$ 0.35734 2,306,057,529$ 100.0% 2006 1,665,689,906 222,919,189 690,365,185 2,578,974,280 0.34461 2,578,974,280 100.0% 2007 1,853,668,928 232,834,227 948,903,799 3,035,406,954 0.33843 3,035,406,954 100.0% 2008 2,039,800,874 252,133,001 935,399,744 3,227,333,619 0.31890 3,227,333,619 100.0% 2009 2,261,284,832 265,286,427 1,020,131,857 3,546,703,116 0.32698 3,546,703,116 100.0% 2010 2,149,538,213 282,164,446 1,008,117,565 3,439,820,224 0.33638 3,439,820,224 100.0% 2011 1,989,337,299 285,686,418 967,335,236 3,242,358,953 0.34228 3,242,358,953 100.0% 2012 2,006,514,504 284,699,041 907,262,608 3,198,476,153 0.34311 3,198,476,153 100.0% 2013 2,065,151,644 276,567,248 900,529,536 3,242,248,428 0.33678 3,242,248,428 100.0% 2014 2,239,991,812 284,125,347 904,950,465 3,429,067,624 0.13976 3,429,067,624 100.0% NOTES: Exempt assessed values are not included in assessed value. Source: HdL Coren & Cone In 1978 the voters of the State of California passed Proposition 13 which limited property taxes to a maximum rate of 1% based upon the assessed value of the property being taxed. Each year, the assessed value of property may be increased by an "inflation factor" (limited to a maximum increase of 2%). With few exceptions, property is only reassessed at the time that it is sold to a new owner. At that point, the new assessed value is reassessed at the purchase price of the property sold. The assessed valuation date shown above represents the only data currently available with respect to the actual market value of taxable property and is subject to the limitations described. CITY OF AZUSA Table 11 - Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (in thousand of dollars) 132 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 City Direct Rates: General City 0.14921$ 0.14921$ 0.14921$ 0.14921$ 0.14921$ 0.14921$ 0.14921$ 0.14921$ 0.14921$ 0.14921$ Redevelopment Agency 1.05560 1.04953 0.10421 1.02976 1.01800 1.01800 1.01800 1.01800 (1)(1) Total Direct Rate 0.35734 0.34461 0.33843 0.31890 0.32698 0.33638 0.34228 0.34311 0.33678 0.13976 Overlapping Rates: Azusa Unified School District 0.08334 0.07256 0.07896 0.06042 0.03603 0.03909 0.05695 0.05628 0.04641 0.03765 Citrus Community College District 0.02585 0.01763 0.00356 0.01611 0.02441 0.02397 0.02516 0.02447 0.02590 0.02226 County Detention Fac 1987 Debt 0.00092 0.00080 0.00066 - - - - - - - Covina Valley Unified School District 0.03745 0.03793 0.08419 0.07870 0.07863 0.08592 0.09003 0.08999 0.09500 0.11472 Duarte Unified School District 0.06409 0.06218 0.06633 0.06063 0.06739 0.07256 0.07542 0.11237 0.12657 0.12283 Los Angeles County Flood Control 0.00025 0.00005 0.00005 - - - - - - - Metropolitan Water District 0.00580 0.00520 0.00470 0.00450 0.00430 0.00430 0.00370 0.00370 0.00350 0.00350 Mt. San Antonio College 0.01473 0.02122 0.02530 0.01750 0.02333 0.02571 0.02636 0.02642 0.02896 0.02023 SGV MWD State Water Bond 0.03310 0.03310 0.03310 0.03310 0.02910 0.02910 0.02910 0.02910 0.02910 0.02910 Total Tax Rate 0.41474 0.39988 0.44606 0.42017 0.41240 0.42986 0.45593 0.49154 0.50465 0.49950 (1)The Redevelopment Agency dissolution by the State of California caused the tax allocation bonds to be transferred to the Successor Agency and is a fiduciary fund. In 1978, California voters passed Proposition 13 which set the property tax rate at a 1.00% fixed amount. Source: L.A. County Assessor Tax Rate Table Area 02045 This 1.00%is shared by all taxing agencies for which the subject property resides within.In addition to the 1.00% fixed amount, property owners are charged taxes as a percentage of assessed property values for the payment of any voter General fund tax rates are representative and based upon the direct and overlapping rates for the largest General Fund tax rate area by net taxable value. Total Direct Rate is the weighted average of all individual direct rates applied by the City. The Direct Rate percentages presented in the columns above is not the sum of the General City Rate and the Redevelopment Agency Rate (RDA). RDA rate is based on the largest RDA tax rate area and includes only rates from indebtedness adopted prior to 1989 per California State statute.RDA direct and overlapping rates are applied only to the incremental property values. CITY OF AZUSA Table 12 - Direct and Overlapping Property Tax Rates (rate per $100 of assessed value) Last Ten Fiscal Years Fiscal Year 13 3 Table 13 - Principal Property Tax Payers (Top Ten) Current Year and Nine Years Ago 2014 2005 Percentage of Percentage of City City Taxable Taxable Taxable Taxable Assessed Assessed Assessed Assessed Taxpayer Value Value Value Value Northrop Grumman Systems Corporation 111,859,628$ 3.26%1 135,654,680$ 5.88% Rainbird Corp/CA Div.42,993,962 1.25%2 35,029,887 1.52% Azusa Pacific University 32,849,106 0.96%3 - 0.00% PPF Industrial 823 8th Street 32,215,460 0.94%4 27,575,000 1.20% Citrus Crossing Properties Fee 22,551,415 0.66%5 - 0.00% Rosedale Land Partners II LLC 21,828,057 0.64%6 - 0.00% S & S Foods LLC 20,018,173 0.58%7 - 0.00% Costco Wholesale Corporation 19,175,634 0.56%8 17,253,265 0.75% Sam Menlo Trust 18,835,448 0.55%9 - 0.00% VPM Soldano Senior Village LP 17,217,740 0.50%10 - 0.00% Coastal Pacific Glen LLC - 0.00%29,681,649 1.29% Criterion Catalyst Company LP - 0.00%17,000,599 0.74% Reichhold Inc - 0.00%14,767,682 0.64% JAR Azusa Association LTD - 0.00%15,652,549 0.68% MCS Edgewood Center LLC - 0.00%14,148,237 0.61% Azusa Rock Inc - 0.00%13,046,498 0.57% 339,544,623$ 9.90%319,810,046$ 13.87% The amounts shown above include assessed value data for both the City and the Redevelopment Agency/Successor Agency. Source: HdL Coren & Cone City of Azusa 134 Amount Taxes collected Collections Percent Fiscal Year Levied within the Percent in Total of Ended for the Fiscal Year of Subsequent Collections Levy June 30 Fiscal Year of Levy Levy Years to Date to Date 2005 2,335,339$ 2,246,565$ 96.2%37,397$ 2,283,962$ 97.8% 2006 2,729,217 2,531,014 92.7%91,595 2,622,609 96.1% 2007 3,236,313 2,944,985 91.0%(7,502) 2,937,483 90.8% 2008 3,569,732 3,200,874 89.7%(20,189) 3,180,685 89.1% 2009 3,841,664 3,519,967 91.6%(3,643) 3,516,324 91.5% 2010 3,815,354 3,622,701 95.0%(29,760) 3,592,941 94.2% 2011 3,492,186 3,261,283 93.4%(3,421) 3,257,862 93.3% 2012 3,447,405 3,192,697 92.6%16,662 3,209,360 93.1% 2013 3,506,941 3,404,604 97.1%84,623 3,489,227 99.5% 2014 3,743,370 3,632,433 97.0%74,318 3,706,751 99.0% Source: County of Los Angeles Auditor-Controller and City of Azusa Finance Department Table 14 - Property Tax Levies and Collections CITY OF AZUSA Last Ten Fiscal Years 135 Governmental Activities Business-type Activities Fiscal Year Certificate Tax Taxable Total Certificate Total Total Percentage of Percentage of Ended of Allocation Pension Governmental of Revenue Business-type Primary Assessed Personal June 30 Loans Participation Bonds (1)Funding Bonds (2)Activities Loans(7)Participation (3)Bonds (4)Activities Governmental Values Income 2005 9,045,317$ 4,525,000$ 25,366,416$ -$ 38,936,733$ 652,944$ 33,570,000$ -$ 34,222,944$ 73,159,677$ 3.17%9.54% 2006 9,002,355 4,325,000 24,824,506 - 38,151,861 - 32,355,000 - 32,355,000 70,506,861 2.73%8.64% 2007 8,899,066 4,120,000 24,271,206 - 37,290,272 - 31,110,000 54,850,000 85,960,000 123,250,272 4.06%14.49% 2008 8,879,247 3,910,000 39,546,698 - 52,335,945 - 29,825,000 54,850,000 84,675,000 137,010,945 4.25%15.89% 2009 8,974,172 3,695,000 57,056,201 7,215,000 76,940,373 - 28,500,000 54,850,000 83,350,000 160,290,373 4.52%19.00% 2010 9,366,038 3,480,000 55,814,889 6,735,000 75,395,927 - 27,125,000 54,570,000 81,695,000 157,090,927 4.57%18.02% 2011 9,685,015 3,255,000 54,768,014 6,180,000 73,888,029 - 25,690,000 54,275,000 79,965,000 153,853,029 4.75%18.00% 2012 10,005,461 3,025,000 - (6)5,555,000 18,585,461 5,630,000 3,070,000 68,500,000 77,200,000 95,785,461 2.99%10.85% 2013 10,403,644 2,785,000 - (6)4,855,000 18,043,644 5,405,000 2,540,000 68,180,000 76,125,000 94,168,644 2.90%11.12% 2014 10,700,656 2,540,000 - 4,075,000 17,315,656 5,080,000 1,985,000 67,380,000 74,445,000 91,760,656 2.68%(5) (1)The Redevelopment Agency issued $9,051,416 of new TABS in 2005, $15,780,000 2007 Series A Merged Project Area TABS and $4,790,000 Series B Merged Project area TABS,$6,715,000 2008 Series A Merges Project Area TABS, and $11,580,000 2008 Housing Tax Allocation Bonds Series B. (2)The City issued $7,215,000 of taxable pension funding bonds in 2008 (3)The Light Fund issued $11,995,000 of new Certificates of Participation in 2003; issued refunding revenue bonds of $5,820,000 in 2012. (4)The Water Fund replaced its Revenue Bond with Certificates of Participation in December 2003; issued refunding revenue bonds of $8,715,000 in 2012; (5)Information not available (6)The Redevelopment Agency dissolution by the State of California caused the tax allocation bonds to be transferred to the Successor Agency and is a fiduciary fund. (7)The Sewer Fund acquired an installment sale agreement loan of $5,630,000 in 2011 that includes the refunding of 1994 COPs. Source: City of Azusa Finance Department CITY OF AZUSA Table 15 - Ratios of Outstanding Debt by Type Last Ten Fiscal Years 13 6 Fiscal Year Certificates Tax Percentage Debt per Ended of Allocation of Assessed City June 30 Participation Bonds Total Values Capita 2005 4,525,000$ 25,366,416$ 29,891,416$ 1.30%620 2006 4,325,000 24,824,506 29,149,506 1.13%606 2007 4,120,000 24,271,206 28,391,206 0.94%589 2008 3,910,000 39,546,698 43,456,698 1.35%898 2009 3,695,000 57,056,201 60,751,201 1.71%1,246 2010 3,480,000 55,814,889 59,294,889 1.72%1,205 2011 3,255,000 54,768,014 58,023,014 1.79%1,245 2012 3,025,000 (1)3,025,000 0.09%64 2013 2,785,000 (1)2,785,000 0.09%58 2014 2,540,000 (1)2,540,000 0.07%(2) (1)The Redevelopment Agency dissolution by the State of California caused the tax allocation bonds to be transferred to the Successor Agency and is a fiduciary fund. (2)Data not available. Source: City of Azusa Finance Department CITY OF AZUSA Table 16 - Ratio of General Bonded Debt Outstanding Last Ten Fiscal Years 137 Percentage Net Gross Bonded Applicable Bonded Debt Balance To City Debt APFA 2003 Lease Revenue COP 2,540,000$ 100 2,540,000$ Pension Bonds 4,075,000 100 4,075,000 Total Direct Debt 6,615,000 Metropolitan Water District 64,271,492$ 0.103 66,360$ Citrus CCD DS 2013 Refunding 12,670,000 15.449 1,957,359 Citrus CCD DS 2004 Series 2007B 32,965,000 15.449 5,092,687 Citrus CCD DS 2004 2009 Series C 48,607,553 15.449 7,509,270 Mount San Antonio Comm. College District 2001 Series A 2004B 2,150,000 0.025 533 Mount San Antonio Comm. College District 2001, 2006 Ser C 2,940,000 0.025 729 Mount San Antonio Comm. College District 2001, 2008 Ser D 22,378,676 0.025 5,550 Mount San Antonio Comm. College District 2008 Series 13A 205,586,691 0.025 50,984 Mount San Antonio Comm. College District 2008 Series 2013B 1,171,500 0.025 2,905 Mount San Antonio Comm. College District 2013 Ref Series A 74,910,000 0.025 18,577 Mount San Antonio Comm. College District 2013 Ref Series B 48,190,000 0.025 11,951 Azusa Unified School District 2002 Series 2007 42,313,175 63.947 27,058,032 Azusa Unified School District 2002 Series 2011 19,590,000 63.947 12,527,229 Covina Valley Unified School District 2001 Series B 16,666,755 0.236 39,415 Covina Valley Unified School District 2006 Series 2006 1,035,000 0.236 2,448 Covina Valley Unified School District 2006, 07 Series B 15,311,744 0.236 36,210 Covina Valley Unified School District 2001 Ref 2010 Series A 12,715,000 0.236 30,069 Covina Valley Unified School District 2012 Series A 30,000,000 0.236 70,946 Covina Valley Unified School District 2013 Ref Bonds 39,835,000 0.024 94,204 Duarte Unified School District 1998 Series B 4,273,730 0.355 15,170 Duarte Unified School District 1998 Series C 4,953,988 0.355 17,585 Duarte Unified School District 1998 Series D 3,714,534 0.355 13,185 Duarte Unified School District 1998 Series E 12,982,314 0.355 46,083 Duarte Unified School District Refunding 1998, 2010 Series A 2,300,000 0.355 8,164 Duarte Unified School District 2010 Series A 20,078,506 0.355 71,272 Duarte Unified School District 2010 Series B 8,000,000 0.355 28,397 Duarte Unified School District 2013 Ref Bonds 2,040,000 0.355 7,241 Total Overlapping Debt 54,782,555 Total Direct and Overlapping Debt 61,397,555$ 2013/14 Assessed Valuation: $2,661,768,903 after deducting $767,298,721 Incremental Value. Debt to Assess Valuation Ratios:Direct Debt 0.250% Overlapping Debt 2.060% Total Debt 2.310% Source: HdL Coren & Cone City of Azusa Table 17 - Direct and Overlapping Debt June 30, 2014 Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the city. The percentage of overlapping debt applicable is estimated by using taxable assessed values. Applicable percentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the city's boundaries and dividing it by each unit's total taxable assessed value. 138 Fiscal Year 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Assessed valuation 1,746,830,302$ 1,782,378,184$ 2,375,554,778$ 2,588,959,025$ 2,548,482,077$ 2,292,870,440$ 2,252,687,451$ 2,297,922,448$ 2,459,261,962$ 2,661,768,903$ Conversion percentage 25%25%25%25%25%25%25%25%25%25% Adjusted assessed valuation 436,707,576 445,594,546 593,888,695 647,239,756 637,120,519 573,217,610 563,171,863 574,480,612 614,815,491 665,442,226 Debt limit percentage 15%15%15%15%15%15%15%15%15%15% Legal debt limit 65,506,136 66,839,182 89,083,304 97,085,963 95,568,078 85,982,642 84,475,779 86,172,092 92,222,324 99,816,334 Amount of debt applicable to debt limit (1)- - - - - - - - - - Legal debt margin 65,506,136$ 66,839,182$ 89,083,304$ 97,085,963$ 95,568,078$ 85,982,642$ 84,475,779$ 86,172,092$ 92,222,324$ 99,816,334$ Source: City of Azusa - Finance Department City of Azusa Table 18 - Legal Debt Margin Information Last Ten Fiscal Years (1) Total Bonded debt issued by the City, excluding certificates of participation, tax allocation bonds, special assignment bonds, revenue bonds payable from enterprise funds, and pledge mortgage revenues and revenue bonds issued by entities other than the City of Azusa. 13 9 Debt Service Requirements Fiscal Year Net Revenue Ended Operating Operating Available for June 30 Revenues (2)Expenses (3)Debt Service Principal Interest Total Coverage 2005 17,289,116$ 9,822,392$ 7,466,724$ 840,000$ 806,809$ 1,646,809$ 4.53 2006 16,596,978 9,278,285 7,318,693 735,000 801,758 1,536,758 4.76 2007 21,229,600 11,935,540 9,294,060 750,000 794,258 1,544,258 6.02 2008 19,722,623 13,123,066 6,599,557 765,000 3,549,732 4,314,732 1.53 2009 16,273,690 11,945,339 4,328,351 790,000 3,444,146 4,234,146 1.02 2010 21,214,733 12,359,569 8,855,164 1,095,000 3,412,433 4,507,433 1.96 2011 18,326,599 12,413,196 5,913,403 1,135,000 3,370,921 4,505,921 1.31 2012 20,537,532 12,835,963 7,701,569 1,180,000 3,325,671 4,505,671 1.71 2013 21,761,836 12,206,073 9,555,763 320,000 2,819,064 3,139,064 3.04 2014 22,025,412 11,743,258 10,282,154 1,000,000 2,963,039 3,963,039 2.59 (1)Calculation of debt coverage is in accordance with covenants set for in 2012 Series A Refunding Revenue Bonds. (2)Includes interest revenue. Revenues restated from Fiscal Year 2012/13 CAFR to reflect calculation set forth in bond covenants. (3)Excludes depreciation expense. Expenses restated from Fiscal Year 2012/13 CAFR to reflect calculation set forth in bond covenants. Debt Service Requirements Fiscal Year Net Revenue Ended Operating Operating Available for June 30 Revenues (2)Expenses (3)Debt Service Principal Interest Total Coverage 2005 37,948,961$ 30,494,748$ 7,454,213$ 345,000$ 165,954$ 510,954$ 14.59 2006 39,514,991 32,070,850 7,444,141 400,000 101,658 501,658 14.84 2007 37,681,632 30,045,117 7,636,515 410,000 562,810 972,810 7.85 2008 39,123,270 34,104,940 5,018,330 425,000 527,038 952,038 5.27 2009 36,672,695 32,060,936 4,611,759 435,000 504,544 939,544 4.91 2010 37,562,799 34,960,983 2,601,816 455,000 481,021 936,021 2.78 2011 40,332,068 35,017,007 5,315,061 480,000 468,614 948,614 5.60 2012 41,587,035 34,151,821 7,435,214 505,000 443,151 948,151 7.84 2013 42,617,624 39,000,890 3,616,734 530,000 246,108 776,108 4.66 2014 45,422,351 39,977,366 5,444,985 555,000 300,680 855,680 6.36 (1)Calculation of debt coverage in accordance with covenants set for in 2003 Certificates of Participation Series C and 2012 Series B Refunding Revenue Bonds. (2)Includes interest revenue. Revenues restated from Fiscal Year 2012/13 CAFR to reflect calculation set forth in bond covenants. (3)Excludes depreciation expense. Expenses restated from Fiscal Year 2012/13 CAFR to reflect calculation set forth in bond covenants. Source: City of Azusa Administrative Services-Finance Department CITY OF AZUSA Table 19 - Pledged Revenue Coverage Last Ten Fiscal Years REVENUE BONDS - WATER FUND(1) CERTIFICATES OF PARTICIPATION AND REVENUE BONDS - ELECTRIC FUND (1) 140 Last Ten Fiscal Years Operating Debt Service Requirements Fiscal Year and Non-Net Revenue Ended Gross Operating Available for June 30 Revenues Expenses (1)Debt Service Principal Interest Total Coverage 2005 1,375,200$ 629,347$ 745,853$ 85,000$ 166,954$ 251,954$ 2.96 2006 1,523,761 822,814 700,947 80,000 101,658 181,658 3.86 2007 1,586,403 1,141,303 445,100 85,000 139,604 224,604 1.98 2008 1,671,968 1,195,146 476,822 95,000 123,547 218,547 2.18 2009 1,636,336 1,518,931 117,405 100,000 120,611 220,611 0.53 2010 1,642,481 1,545,220 97,261 105,000 123,892 228,892 0.42 2011 1,672,986 1,543,754 129,232 115,000 106,313 221,313 0.58 2012 2,225,335 1,888,871 336,464 0 33,110 33,110 10.16 2013 2,500,116 4,573,251 (2,073,135)225,000 188,568 413,568 (5.01) 2014 2,577,662 2,202,296 375,366 325,000 179,595 504,595 0.74 (1)Excludes interest and depreciation expense Source: City of Azusa Finance Department REVENUE BONDS - SEWER FUND CITY OF AZUSA Table 19 - Pledged Revenue Coverage (Continued) 141 Debt Service Requirements Fiscal Year Ended Tax June 30 Increment Principal Interest Total Coverage 2005 (2)6,352,305$ 765,000$ 691,636$ 1,456,636$ 4.36 2006 6,895,119 610,000 1,068,422 1,678,422 4.11 2007 7,544,968 625,000 1,005,250 1,630,250 4.63 2008 (3)7,556,563 435,000 812,271 1,247,271 6.06 2009 7,934,351 865,000 2,184,552 3,049,552 2.60 2010 7,981,654 1,325,000 3,224,999 4,549,999 1.75 2011 7,910,942 1,714,212 3,179,684 4,893,896 1.62 2012 5,454,067 1,180,000 2,978,211 4,158,211 1.31 2013 4,660,561 1,235,000 3,091,833 4,326,833 1.08 2014 5,097,292 1,295,000 2,925,110 4,220,110 1.21 (1)$11,580,000 2003 Bonds were issued to refund the $10,610,000 1994 Bonds. (2) (3) (4) Source: City of Azusa Finance Department Redevelopment agency issued new Tax Allocation Bonds $6,715,000 2008 Series A, $11,580000 2008 Series B (Housing). Redevelopment agency issued new Tax Allocation Bonds $15,780,000 2007 Series A, $4,790,000 Series B. A portion of the new debt repaid the 1997 Tax Allocation Refunding Bonds ($4,935,000). Redevelopment Agency issued $9,022,800 of new Tax Allocation Bonds in 2005. CITY OF AZUSA Table 20 - Pledged Revenue Coverage Tax Allocation Bonds - Redevelopment Agency (Successor Agency) Last Ten Fiscal Years 142 Per Capita Calendar City County Personal Personal Unemployment Year Population Population (1)Income Income Rate 2004 48,022 10,107,451 730,067,000$ 15,203$ 7.1% 2005 48,189 10,226,506 766,560,000 15,907 5.8% 2006 48,127 10,245,572 815,960,000 16,954 5.2% 2007 48,191 10,331,939 850,576,000 17,650 5.5% 2008 48,399 10,363,850 862,032,000 17,811 8.1% 2009 48,755 10,393,185 843,804,000 17,307 12.6% 2010 49,207 10,441,080 871,702,000 17,715 13.7% 2011 46,618 9,889,520 854,741,000 18,335 13.3% 2012 47,586 9,958,091 882,863,000 18,553 10.1% 2013 48,385 10,017,068 847,221,000 17,510 8.3% Sources: HdL Coren & Cone, Los Angeles County Assessor (1) U.S. Department of Census and State Department of Finance CITY OF AZUSA Table 21 - Demographic and Economic Statistics Last Ten Calendar Years 143 City of Azusa Table 22 - Principal Employers Current Year and Ten Years Ago Percentage Percentage Number of of Total City Number of of Total City Employer Employees Rank Employment Employees Rank Employment Azusa Unified School District 1580 1 7.28%1600 1 7.77% Northrop Grumman 978 2 4.51%1400 2 6.80% City of Azusa 378 3 1.74%530 4 2.57% Costco Wholesale Corporation 325 4 1.50%290 7 1.41% Dostalek Construction Company 300 5 1.38%(2) S & S Foods LLC 250 6 1.15%200 9 0.97% Buena Vista Food Products 165 7 0.76%(2) Colorama Wholesale Nursery 152 8 0.70%(2) Target Store 141 9 0.65%(2) Hanson Distributing Company 135 10 0.62%(2) Artisan Screen 120 11 0.55%80 0.39% Ancra International LLC 106 12 0.49%(2) Azusa Pacific University (2)900 3 4.37% Morris National Candy 101 13 0.47%240 5 1.17% Pacific Precision Metals 250 8 1.21% Perkin Elmer Optoelectronics 300 5 1.46% Total of Top Employers 4,731 5,790 Total Employees in City 21,700 (1)20,600 (1) Sources: Data from City of Azusa Business License Division unless noted. (1)California Employment Development Department (2)Data not available 2013-14 2004-05 144 by Function Function 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 General government 40.791 43.745 42.236 44.698 50.348 49.261 48.411 30.934 33.593 31.146 Public safety 93.406 91.978 93.800 96.530 99.035 98.945 97.395 88.750 97.570 91.750 Community development 17.225 13.502 14.927 15.441 15.985 16.376 16.196 14.197 14.651 15.533 Parks and recreation 58.250 55.354 56.169 48.211 51.650 55.306 56.557 48.023 45.407 49.317 Public works 25.845 20.800 21.884 23.132 31.115 31.115 31.115 30.058 30.265 27.181 Water 37.610 39.220 36.425 36.350 44.425 44.025 43.775 42.625 43.275 46.617 Electric 28.490 30.280 31.425 32.350 36.125 37.725 36.475 37.625 37.975 32.492 Sewer/Wastewater 4.080 6.250 6.000 6.000 10.000 10.250 10.250 10.230 9.570 7.540 Total 305.697 301.129 302.866 302.712 338.683 343.003 340.174 302.442 312.306 301.576 Source:City of Azusa Finance Department Assigned Full-Time Equivalent (FTE) Totals City of Azusa Table 23 - Full-time and Part-time Employees Last Ten Fiscal Years Fiscal Year 14 5 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Police: Calls for service 49,797 51,353 52,000 56,166 56,610 54,896 54,734 57,210 57,637 54,363 Parking citations issued 4,053 4,136 4,691 4,833 9,881 9,801 8,188 6,515 7,680 6,846 Public Works: Street resurfacing (lineal miles)15.3 12.8 15.0 13.3 14.3 2.5 6.0 4.2 4.3 5.3 Parks and recreation: Number of recreation classes 110 84 84 84 196 310 56 73 101 211 Number of facility rentals 1,156 1,510 1,497 1,492 706 827 829 868 874 809 Water: Number of service connections 19,580 23,126 (2)22,895 (2)22,868 (2)23,014 (2)23,036 (2)23,100 (2)23,104 (2)23,302 (2)23,597 (2) Average daily consumption 29,435 25,067 27,319 23,296 22,832 21,517 20,230 20,819 22,179 21,974 (hundred cubic feet) Light: Number of service connections 15,530 15,358 15,531 15,650 15,403 15,276 (2)15,362 (2)15,567 (2)15,749 (2)15,955 (2) Average daily consumption 727,437 707,965 700,167 691,070 693,469 672,920 654,050 648,020 677,871 685,699 (kWh) Sewer: Number of service connections 16,072 14,183 (2)14,344 (2)14,402 (2)14,073 (2)14,335 (2)14,071 (2)15,235 (2)15,374 (2)15,374 (2) Refuse: Number of residential customers 13,812 11,206 (2)11,296 (2)12,053 (2)11,127 (2)11,254 (2)11,123 (2)11,293 (2)11,652 (2)11,866 (2) Average daily collection 157 158 109 114 122 184 177 178 179 180 (thousands of pounds) (1)Information not available (2)Restated number of service connections beginning in FY 2006 to number of billed accounts and accounted for customers outside the City that are billed every 2 months. Source: City of Azusa Police Department City of Azusa Light & Water Department City of Azusa Recreation Department City of Azusa Public Works Department CITY OF AZUSA Table 24 - Operating Indicators by Function Last Ten Fiscal Years Fiscal Year 14 6 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Police: Stations 1 1 1 1 1 1 1 1 1 1 Public Works: Streets (lineal miles)170 170 170 170 170 171 170 174 176 177 Traffic signals 52 52 52 52 52 53 52 53 53 55 Parks and recreation: Parks 10 10 10 13 13 13 13 15 16 17 Park acreage 55 58 58 60 61 61 61 64 64 77 Community centers 2 2 2 3 3 3 3 3 3 3 Water: Water mains (miles)302 305 308 311 312 315 315 315 315 315 Number of fire hydrant 2,500 2,525 2,575 2,585 2,594 2,594 2,600 2,810 2,815 2,820 Maximum daily capacity 40,000 40,000 40,000 40,000 40,000 40,000 40,000 70,500 70,500 70,500 (hundred cubic feet) Light: Streetlights 65 64 65 65 65 65 65 65 65 65 Maximum daily consumption 171 153 169 169 169 169 162 162 162 162 (kWh) Sewer: Sanitary sewers (miles)61 61 61 61 61 61 61 80 80 80 Storm sewers (miles)15 15 15 15 15 15 15 15 16 16 Maximum daily treatment capacity 48 48 48 48 48 48 48 48 60 60 (cubic feet per second) Source: City of Azusa Police Department City of Azusa Light & Water Department City of Azusa Recreation Department City of Azusa Public Works Department Fiscal Year CITY OF AZUSA Table 25 - Capital Asset Statistics by Function Last Ten Fiscal Years 14 7 Susan Paragas General Overview Director of Finance Letter of Transmittal Management's Discussion and Analysis Charts Statistical Section Richard Lam General Fund Budget Analyst Footnotes Naomi Narvaez Senior Administrative Technician Statistical Section Dave Nguyen General Overview Senior Accountant Overall Coordination Proprietary Funds Non-Major Proprietary Funds Capital Projects Fixed Assets Accounting Henry Quintero Non-Major Governmental Funds Senior Accountant Internal Service Funds Grants Funds (Single Audit) Successor Agency CITY OF AZUSA Table 26 - Schedule of Credits June 30, 2014 148